Thomas Weisel Partners Group, Inc. Contracts & Agreements

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DATEDAPRIL 1,2010
Thomas Weisel Partners Group, Inc.
2010
AGREEMENT AND PLAN OF MERGER dated as of APRIL 25, 2010 among STIFELFINANCIAL CORP., PTAS, INC. and THOMASWEISEL PARTNERS GROUP, INC. TABLE OF CONTENTS
Merger Agreements
Thomas Weisel Partners Group, Inc.
DE
2010
FOURTHAMENDMENT TO LEASE
Lease Agreements
Thomas Weisel Partners Group, Inc.
2009
NON-QUALIFIEDSTOCK OPTION NOTICE ThomasWeisel Partners Group, Inc. August 6,2009
Thomas Weisel Partners Group, Inc.
2009
PRESIDENTEMPLOYMENT AGREEMENT
Thomas Weisel Partners Group, Inc.
2009
AGREEMENT
Thomas Weisel Partners Group, Inc.
2009
AMENDMENTNO. 1 TO AMENDED AND RESTATED CEO EMPLOYMENT AGREEMENT
Employment Agreements
Thomas Weisel Partners Group, Inc.
2009
AMENDMENTNO. 1 TO AMENDED AND RESTATED PRESIDENT EMPLOYMENT AGREEMENT
Employment Agreements
Thomas Weisel Partners Group, Inc.
CA
2009
REVOLVING NOTE AND CASHSUBORDINATION AGREEMENT
Note Agreements
Thomas Weisel Partners Group, Inc.
NY
2009
ThirdAmended and Restated ThomasWeisel Partners Group, Inc. Equity Incentive Plan
Bonus & Incentive Agreements
Thomas Weisel Partners Group, Inc.
2009
AMENDED AND RESTATED CEO EMPLOYMENTAGREEMENT
Thomas Weisel Partners Group, Inc.
2009
AGREEMENT
Thomas Weisel Partners Group, Inc.
2009
Our statements in Part I, Item 1 Unaudited Condensed Consolidated Financial Statements and in Part I, Item 3 Quantitative and Qualitative Disclosures About Market Risk regarding...
Distribution Agreements
Thomas Weisel Partners Group, Inc.
2008
the following in Item 1 Business
Thomas Weisel Partners Group, Inc.
2008
WESTWIND CAPITAL CORPORATION SHAREHOLDERS EQUITY AGREEMENT dated as of September 30, 2007 by and among THOMAS WEISEL PARTNERS GROUP, INC. and CERTAIN FORMER SHAREHOLDERS OF...
Shareholders Agreements
Thomas Weisel Partners Group, Inc.
2008
FORM OF PLEDGE AGREEMENT dated as of September 30, 2007 by and among THOMAS WEISEL PARTNERS GROUP, INC., TWP HOLDINGS COMPANY (CANADA), ULC TWP ACQUISITION COMPANY (CANADA), INC.,...
Pledge Agreements
Thomas Weisel Partners Group, Inc.
2008
PRESIDENT EMPLOYMENT AGREEMENT
Employment Agreements
Thomas Weisel Partners Group, Inc.
2008
Our statements in Part I, Item 1 Unaudited Condensed Consolidated Financial Statements and in Part I, Item 2 Managements Discussion and Analysis of Financial Condition and...
Thomas Weisel Partners Group, Inc.
2007
Our statements in Part I, Item 1 Unaudited Condensed Consolidated Financial Statements and in Part I, Item 2 Managements Discussion and Analysis of Financial Condition and...
Thomas Weisel Partners Group, Inc.
2007
ARRANGEMENT AGREEMENT dated as of September30, 2007 by and among THOMAS WEISEL PARTNERS GROUP, INC., TWP ACQUISITION COMPANY (CANADA), INC., WESTWIND CAPITAL CORPORATION, and...
Shareholders Agreements
Thomas Weisel Partners Group, Inc.
2007
Our statements in Part I, Item 1 Unaudited Condensed Consolidated Financial Statements and in Part I, Item 2 Managements Discussion and Analysis of Financial Condition and...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2007
Our statements in Part I, Item 1 Unaudited Condensed Consolidated Financial Statements and in Part I, Item 2 Managements Discussion and Analysis of Financial Condition and...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2007
the following in Item 1 Business
Thomas Weisel Partners Group, Inc.
2007
the following in Item 1 Business
Thomas Weisel Partners Group, Inc.
2007
the following in Item 1 Business
Thomas Weisel Partners Group, Inc.
2007
the following in Item 1 Business
Thomas Weisel Partners Group, Inc.
2007
the following in Item 1 Business
Thomas Weisel Partners Group, Inc.
2007
the statement about our intention to maintain aggregate compensation and benefits expense, excluding expenses relating to equity awards made in connection with our initial public...
Compensation Agreements
Thomas Weisel Partners Group, Inc.
2006
AGREEMENT AND PLAN OF MERGER
Merger Agreements
Thomas Weisel Partners Group, Inc.
2006
Form of Common Stock Certificate [ SEE REVERSE SIDE FOR THE RESTRICTIVE LEGEND] COMMON STOCK COMMON STOCKNUMBER SHARESTWPG ___ ___ [Thomas Weisel Partners Group, Inc. Logo]
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
Registration Rights Agreement
Registration Rights Agreements
Thomas Weisel Partners Group, Inc.
NY
2006
WARRANT TO PURCHASE 486,486 SHARES OF THE COMMON STOCK OF THOMAS WEISEL PARTNERS GROUP, INC.
Warrant Agreements
Thomas Weisel Partners Group, Inc.
2006
PARTNERS EQUITY AGREEMENT
Thomas Weisel Partners Group, Inc.
DE
2006
CEO EMPLOYMENT AGREEMENT
Employment Agreements
Thomas Weisel Partners Group, Inc.
CA
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
DE
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
NY
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
WA
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
CA
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
CA
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2005
Our statements in Part I, Item 1 Unaudited Condensed Consolidated Financial Statements and in Part I, Item 2 Managements Discussion and Analysis of Financial Condition and...
Thomas Weisel Partners Group, Inc.
2007
Our statements in Part I, Item 1 Unaudited Condensed Consolidated Financial Statements and in Part I, Item 2 Managements Discussion and Analysis of Financial Condition and...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2007
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2006
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
DE
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
NY
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
CA
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
NY
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
NY
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2005
This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before...
Stock Agreements
Thomas Weisel Partners Group, Inc.
2005