This summary does not contain all of the information you should consider before investing in our common stock and you should read this entire prospectus carefully before investing, especially the information discussed under Risk Factors beginning on page 10. As used in this prospectus, the terms we, our or us refer to Thomas Weisel Partners Group, Inc. and its consolidated subsidiaries, taken as a whole, as well as any predecessor entities, unless the context otherwise indicates
Contract Categories:
Business Finance
- Stock Agreements
EX-4.1 4 f12403exv4w1.htm EXHIBIT 4.1 exv4w1
Exhibit 4.1
Form of Common Stock Certificate
COMMON STOCK | COMMON STOCK | |
NUMBER | SHARES | |
TWPG ___ | ___ |
[Thomas Weisel Partners Group, Inc. Logo]
THOMAS WEISEL PARTNERS GROUP, INC.
Incorporated Under the Laws of the State of Delaware
See reverse side for certain definitions
CUSIP: ______________
CUSIP: ______________
THIS CERTIFIES THAT ___is the owner of ___FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF THOMAS WEISEL PARTNERS GROUP, INC. transferable on the books of the Corporation by the holder hereof in person or by Attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned by the Transfer Agent and Registrar.
IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers.
| Dated: | ||||||
[Thomas Weisel Partners Group, Inc. Corporate Seal]
/s/ | /s/ | |
Chairman | Treasurer | |
Countersigned and Registered: | ||
Transfer Agent and Registrar |
By: | /s/ | |||
| Authorized Signature |
THOMAS WEISEL PARTNERS GROUP, INC.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
TEN COM — as tenants in common
TEN ENT — as tenants by the entireties
JIT TEN — as joint tenants with right of survivorship and not as tenants in common
TEN ENT — as tenants by the entireties
JIT TEN — as joint tenants with right of survivorship and not as tenants in common
UNIF GIFT MIN ACT— | Custodian | |||||
| (Cust) | (Minor) |
under Uniform Gifts to Minors Act | ||
| (State) |
UNIF TRF MIN ACT— | Custodian (until age ___) | |||
under Uniform Transfers to Minors Act | ||
| (State) |
Additional abbreviations may also be used though not in the above list.
For value received, ___hereby sell(s), assign(s) and transfer(s) unto:
(PLEASE INSERT SOCIAL SECURITY | ||
NUMBER OR OTHER IDENTIFYING | ||
NUMBER OF ASSIGNEE) |
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE OF ASSIGNEE)
___Shares of the capital stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint ___Attorney to transfer the said shares on the books of the within named Corporation with full power of substitution in the premises.
Dated: | ||||
NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY
PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.
Signature(s) Guaranteed
By: | ||
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM) PURSUANT TO S.E.C. RULE 17Ad-15.
The within named Corporation will furnish without charge to each stockholder who so requests a statement of the powers, designations, preferences and relative, participating, optional, or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests may be made to the Secretary of the Corporation at the principal office of the Corporation.
