SWK Holdings Corp Contracts & Agreements

136 Contracts & Agreements
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Filed
Purchase and Sale Agreement, dated March 19, 2025, between the registrant and SCOF SPV I, LP
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
2025
Form of Indemnification Agreement for Directors
Indemnification Agreements
SWK Holdings Corp
Diversified Financial Services
2025
Form of Indemnification Agreement for Executive Officers
Indemnification Agreements
SWK Holdings Corp
Diversified Financial Services
2025
Second Amendment to Credit Agreement dated December 13, 2023 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender...
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
2025
Third Amendment to Credit Agreement dated May 17, 2024 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and...
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
2025
Executive Employment Agreement, dated March 14, 2025 between SWK Holdings Corporation and Adam Rice
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
2025
Fourth Amendment to Credit Agreement and Waiver among SWK Holdings Corporation, SWK Funding LLC, and First Horizon Bank
Modification Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2024
Consulting Agreement, by and between SWK Holdings Corporation and Yvette Heinrichson, dated February 14, 2024
SWK Holdings Corp
Diversified Financial Services
2024
SECONDAMENDMENT TO CREDIT AGREEMENT
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2024
Exclusive Option and Asset Purchase Agreement, by and between Enteris Biopharma, Inc., SWK Holdings Corporation and AptarGroup, Inc., dated March 13, 2024
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
2024
First Amendment to Credit Agreement, dated October 10, 2023, by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender...
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
Underwriting Agreement, dated September 28, 2023, between SWK Holdings Corporation and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
Indenture dated as of October 3, 2023, between SWK Holdings Corporation and Wilmington Trust, National Association, as trustee
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
First Supplemental Indenture dated as of October 3, 2023, between SWK Holdings Corporation and Wilmington Trust, National Association, as trustee
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters
Underwriting Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
Form of First Supplemental Indenture
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters
Underwriting Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
Form of Indenture
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
Form of First Supplemental Indenture
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Credit Agreement dated June 28, 2023 by and among the Company, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Description of Securities Registered Under Section 12 of the Exchange Act
SWK Holdings Corp
Diversified Financial Services
2023
Amendment No. 2 to the Stockholders Agreement dated February 27, 2023
SWK Holdings Corp
Diversified Financial Services
DE
2023
First Amendment to Loan and Security Agreement dated August 26, 2019 by and among SWK Holdings Corporation and Cadence Bank, N.A
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2023
Employment Agreement, dated January 2, 2023 between SWK Holdings Corporation and Jody Staggs
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2023
Fifth Amendment to Loan and Security Agreement between SWK Holdings Corporation and SWK Funding LLC as Borrowers, and Cadence Bank, a Mississippi bank and successor by merger to...
Merger Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2022
Offer Letter, dated September 19, 2022, by and between the Company and Jody Staggs
SWK Holdings Corp
Diversified Financial Services
2022
Separation and Release Agreement, dated August 31, 2022, by and between the Company and Winston L. Black III
Separation Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2022
Fourth Amendment to Loan and Security Agreement, dated September 26, 2022, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2022
Letter Agreement, dated June 30, 2022, by and between the Company and Winston L. Black III
SWK Holdings Corp
Diversified Financial Services
2022
Amendment No. 1 to the Stockholders Agreement dated June 28, 2022
SWK Holdings Corp
Diversified Financial Services
DE
2022
Amendment No. 3 to the Rights Agreement, dated as of March 31, 2022, by and between SWK Holdings Corporation and Computershare Trust Company, N.A
Trust Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2022
Letter Agreement, dated March 31, 2022, by and between the Company and Winston L. Black III
SWK Holdings Corp
Diversified Financial Services
2022
Letter Agreement, dated December 30, 2021, by and between the Company and Winston L. Black III
SWK Holdings Corp
Diversified Financial Services
2022
Third Amendment to Loan and Security Agreement, dated September 27, 2021, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2021
Second Amendment to Loan and Security Agreement, dated June 29, 2021, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2021
Description of Securities Registered Under Section 12 of the Exchange Act
SWK Holdings Corp
Diversified Financial Services
2021
Amendment No. 2 to Rights Agreement, effective as of February 23, 2021 by and between SWK Holdings Corporation and Computershare Trust Company, N.A
Trust Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2021
Description of Securities Registered Under Section 12 of the Exchange Act
SWK Holdings Corp
Diversified Financial Services
2020
Non-Exclusive License Agreement between Enteris BioPharma, Inc. and Cara Therapeutics, Inc. dated as of August 20, 2019
License Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2019
Agreement and Plan of Merger by and among Enteris BioPharma, Inc., SWK Products, SWK Acquisition Sub Inc., EBP Holdco LLC and Victory Park Credit Opportunities, L.P., Victory Park...
Merger Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2019
Amendment No. 1 to Rights Agreement, dated as of April 8, 2019, by and between SWK Holdings Corporation and Computershare Trust Company, N.A. , as Rights Agent
SWK Holdings Corp
Diversified Financial Services
DE
2019
Employment Agreement, dated as of January 28, 2019, by and between the Company and Winston L. Black, III
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2019
Loan and Security Agreement between SWK Holdings Corporation and SWK Funding LLC as Borrowers, Certain Financial Institutions as Lenders, and State Bank and Trust Company as...
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2018
Royalty Agreement dated December 13, 2016, among SWK Funding LLC and Opiant Pharmaceuticals, Inc
Funding Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2018
PURCHASE AND SALE AGREEMENT FOR DISTRESSEDTRADES ______________ TRANSACTION SPECIFIC TERMS
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
2016
SECURITIESTRANSFER AGREEMENT
SWK Holdings Corp
Diversified Financial Services
NY
2016
CREDIT AGREEMENT among SBTHOLDINGS, INC., as Borrower, SWK FUNDING LLC, as Agent, Sole Lead Arranger and Sole Bookrunner, and the financial institutions party heretofrom time to...
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2016
RIGHTS AGREEMENT BY AND BETWEEN SWK HOLDINGS CORPORATION AND COMPUTERSHARE TRUST COMPANY,N.A., AS RIGHTS AGENT DATED AS OF APRIL 8, 2016
SWK Holdings Corp
Diversified Financial Services
DE
2016
14755 Preston Road, Suite 105 Dallas, Texas 75254
SWK Holdings Corp
Diversified Financial Services
TX
2016
STANDBY PURCHASE AGREEMENT
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
Incorporated under the laws of the Stateof Delaware THE TERMS AND CONDITIONS OF THE RIGHTS OFFERINGARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED [_______][__], 2014 (THE...
Stock Agreements
SWK Holdings Corp
Diversified Financial Services
2014
CREDITAGREEMENT among Responsegenetics, inc., as Borrower, SWK FUNDINGLLC, as Agent, Sole Lead Arranger and Sole Bookrunner, and the financialinstitutions party hereto from time...
SWK Holdings Corp
Diversified Financial Services
NY
2014
SECURITIES PURCHASE AGREEMENT between CARLSON CAPITAL, L.P., as the Investor and SWK HOLDINGS CORPORATION, as the Company Dated as of August 18, 2014
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
AMENDMENT NO. 1 TO RIGHTS AGREEMENT
SWK Holdings Corp
Diversified Financial Services
DE
2014
SECURITIES PURCHASE AGREEMENT between CARLSON CAPITAL, L.P., as the Investor and SWK HOLDINGS CORPORATION, as the Company Dated as of August 18, 2014
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
STOCKHOLDERS’AGREEMENT by and among DOUBLE BLACK DIAMOND OFFSHORE LTD., BLACK DIAMOND OFFSHORE LTD., and SWK HOLDINGS CORPORATION DATED AS OF AUGUST 18, 2014
SWK Holdings Corp
Diversified Financial Services
DE
2014
TERMINATION OF VOTING AGREEMENT
Termination Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
EMPLOYMENT AGREEMENT
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2014
EMPLOYMENT AGREEMENT
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2014
AMENDED ANDRESTATED LIMITED PARTNERSHIPAGREEMENT OF HOLMDEL PHARMACEUTICALS,LP Dated as of December20, 2012
SWK Holdings Corp
Diversified Financial Services
DE
2014
FIRSTAMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT of HOLMDEL PHARMACEUTICALS, L.P.
Limited Partnership Agreements
SWK Holdings Corp
Diversified Financial Services
2014
SUBSCRIPTION AGENT AGREEMENT
Subscription Agreements
SWK Holdings Corp
Diversified Financial Services
MA
2014
RoyaltyPurchase Agreement Byand Among InSite Vision Incorporated and SWK Funding LLC and BessRoyalty, L.P. Datedas of April 2, 2013
Funding Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
AMENDED ANDRESTATED LIMITED PARTNERSHIPAGREEMENT OF HOLMDEL PHARMACEUTICALS,LP Dated as of December20, 2012
SWK Holdings Corp
Diversified Financial Services
DE
2014
FIRSTAMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT of HOLMDEL PHARMACEUTICALS, L.P.
Limited Partnership Agreements
SWK Holdings Corp
Diversified Financial Services
2014
CREDITAGREEMENT datedas of January 23, 2014 among PARNELLPHARMACEUTICALS HOLDINGS PTY LTD, and PARNELL, INC. as Borrowers, THESUBSIDIARIES OF THE BORROWERS, as Guarantors,...
SWK Holdings Corp
Diversified Financial Services
NY
2014
FORM OF STANDBY PURCHASE AGREEMENT
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
Incorporated under the laws of the Stateof Delaware THE TERMS AND CONDITIONS OF THE RIGHTS OFFERINGARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED [_______] [__] 2014 (THE...
Stock Agreements
SWK Holdings Corp
Diversified Financial Services
2014
EMPLOYMENT AGREEMENT
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2012
EMPLOYMENT AGREEMENT
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2012
SEVERANCE COMPENSATION AGREEMENT
Compensation Agreements
SWK Holdings Corp
Diversified Financial Services
UT
2012
SEVERANCE COMPENSATION AGREEMENT
Compensation Agreements
SWK Holdings Corp
Diversified Financial Services
UT
2012
PURCHASE AGREEMENT
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2012
SECOND AMENDED AND RESTATED RIGHTS AGREEMENT BY AND BETWEEN SWK HOLDINGS CORPORATION (Formerly known as KANA SOFTWARE, INC.) AND COMPUTERSHARE TRUST COMPANY, N.A., AS RIGHTS AGENT...
SWK Holdings Corp
Diversified Financial Services
DE
2012
SECOND AMENDED AND RESTATED RIGHTS AGREEMENT BY AND BETWEEN SWK HOLDINGS CORPORATION (Formerly known as KANA SOFTWARE, INC.) AND COMPUTERSHARE TRUST COMPANY, N.A., AS RIGHTS AGENT...
SWK Holdings Corp
Diversified Financial Services
DE
2012
SWK HOLDINGS CORPORATION
SWK Holdings Corp
Diversified Financial Services
DE
2012
SWK Holdings Corporation 2010 Equity Incentive Plan
Bonus & Incentive Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2010
Form of Restricted Stock Agreement
Stock Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2010
Escrow Agreement, dated December 23, 2009, between Kana Software Inc., Kay Technology Corp., Inc. and US Bank National Association
Escrow Agreements
SWK Holdings Corp
Diversified Financial Services
2010
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED RIGHTSAGREEMENT
SWK Holdings Corp
Diversified Financial Services
DE
2009
GENERAL RELEASE & SETTLEMENT AGREEMENT
Settlement Agreements
SWK Holdings Corp
Diversified Financial Services
MT
2009
ASSET PURCHASE AGREEMENT
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2009
AMENDMENT TO STOCK PURCHASE WARRANTS
Stock Agreements
SWK Holdings Corp
Diversified Financial Services
2009
LOAN AND SECURITY MODIFICATION AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2009
LOAN AGREEMENT Dated as of July 30, 2009
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2009
LOAN AND SECURITY MODIFICATION AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2009
AMENDMENT TO LEASE
Lease Agreements
SWK Holdings Corp
Diversified Financial Services
2009
KANA SOFTWARE, INC. BRIDGE BANK, N.A.
SWK Holdings Corp
Diversified Financial Services
CA
2009
SECOND AMENDED AND RESTATED LOAN AND SECURITY MODIFICATION AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2009
LOAN AND SECURITY MODIFICATION AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2009
RIGHTS AGREEMENT BY AND BETWEEN KANA SOFTWARE,INC. AND COMPUTERSHARE TRUSTCOMPANY, N.A., AS RIGHTS AGENT DATED AS OF JANUARY 13, 2009
SWK Holdings Corp
Diversified Financial Services
DE
2009
[Kana Software, Inc. Letterhead]
SWK Holdings Corp
Diversified Financial Services
2008
PLACEMENT AGENCY AGREEMENT November 15, 2007
Agency Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2007
THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2007
EMPLOYMENT AGREEMENT
Employment Agreements
SWK Holdings Corp
Diversified Financial Services
2007
KANA SOFTWARE, INC. BRIDGE BANK, N.A.
SWK Holdings Corp
Diversified Financial Services
CA
2007
PATENT LICENSE AND SETTLEMENT AGREEMENT
Settlement Agreements
SWK Holdings Corp
Diversified Financial Services
TX
2007
KANA SOFTWARE, INC. (formerly known as Kana Communications, Inc.) 1999 STOCK INCENTIVE PLAN AS AMENDED ON APRIL 26, 2001, APRIL 9, 2005 AND AUGUST 29, 2006 ARTICLE ONE
Bonus & Incentive Agreements
SWK Holdings Corp
Diversified Financial Services
2006
BROADBASE SOFTWARE, INC. 2000 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2006
CONSULTING AGREEMENT
Consulting Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2006
KANA SOFTWARE, INC. (formerly known as Kana Communications, Inc.)
SWK Holdings Corp
Diversified Financial Services
2006
BUSINESS FINANCING AGREEMENT dated as of December 29, 2005
Financing Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2006
BUSINESS FINANCING MODIFICATION AGREEMENT
Financing Agreements
SWK Holdings Corp
Diversified Financial Services
2006
BUSINESS FINANCING MODIFICATION AGREEMENT
Financing Agreements
SWK Holdings Corp
Diversified Financial Services
2006
BUSINESS FINANCING MODIFICATION AGREEMENT
Financing Agreements
SWK Holdings Corp
Diversified Financial Services
2006
CONFIDENTIAL EMPLOYMENT TERMINATION, RELEASE AND CONSULTING AGREEMENT
Consulting Agreements
SWK Holdings Corp
Diversified Financial Services
2006
SECOND AMENDMENT TO REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2006
FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2006
DESCRIPTION OF DIRECTOR CASH COMPENSATION ARRANGEMENTS
Compensation Agreements
SWK Holdings Corp
Diversified Financial Services
2006
CONFIDENTIAL EMPLOYMENT TERMINATION, RELEASE AND CONSULTING AGREEMENT
Consulting Agreements
SWK Holdings Corp
Diversified Financial Services
2006
FORM OF RIGHT CERTIFICATE
SWK Holdings Corp
Diversified Financial Services
2006
RIGHTS AGREEMENT BY AND BETWEEN
SWK Holdings Corp
Diversified Financial Services
CA
2006
BUSINESS FINANCING AGREEMENT dated as of November 30, 2005 between BRIDGE BANK, NATIONAL ASSOCIATION and
Financing Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2005
[Kana Software, Inc. Letterhead]
SWK Holdings Corp
Diversified Financial Services
2005
CONSULTING AGREEMENT
Consulting Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2005
CONFIDENTIAL EMPLOYMENT TERMINATION, RELEASE AND CONSULTING AGREEMENT
Consulting Agreements
SWK Holdings Corp
Diversified Financial Services
2005
STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
CONFIDENTIAL SEPARATION AGREEMENT AND MUTUAL RELEASE
Separation Agreements
SWK Holdings Corp
Diversified Financial Services
2005
COMMON STOCK AND WARRANT PURCHASE AGREEMENT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SWK Holdings Corp
Diversified Financial Services
2005
STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
[KANA LETTERHEAD]
SWK Holdings Corp
Diversified Financial Services
2005
AMENDED AND RESTATED STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
AMENDED AND RESTATED STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
LOAN MODIFICATION AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2005
LOAN MODIFICATION AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2005
LOAN MODIFICATION AGREEMENT
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
2005
COMMON STOCK AND WARRANT PURCHASE AGREEMENT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SWK Holdings Corp
Diversified Financial Services
2005
STOCK PURCHASE WARRANT
Warrant Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2005
CONFIDENTIAL
SWK Holdings Corp
Diversified Financial Services
2004
John Thompson
SWK Holdings Corp
Diversified Financial Services
2004
4,080,000 Shares1 KANA Software, Inc.
SWK Holdings Corp
Diversified Financial Services
2003