SWK Holdings Corp Contracts & Agreements

Consulting Agreement, by and between SWK Holdings Corporation and Yvette Heinrichson, dated February 14, 2024 (Filed With SEC on May 15, 2024)

SECONDAMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 20, 2024)

Exclusive Option and Asset Purchase Agreement, by and between Enteris Biopharma, Inc., SWK Holdings Corporation and AptarGroup, Inc., dated March 13, 2024 (Filed With SEC on March 19, 2024)

First Amendment to Credit Agreement, dated October 10, 2023, by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender... (Filed With SEC on October 13, 2023)

Underwriting Agreement, dated September 28, 2023, between SWK Holdings Corporation and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on October 3, 2023)

Indenture dated as of October 3, 2023, between SWK Holdings Corporation and Wilmington Trust, National Association, as trustee (Filed With SEC on October 3, 2023)

First Supplemental Indenture dated as of October 3, 2023, between SWK Holdings Corporation and Wilmington Trust, National Association, as trustee (Filed With SEC on October 3, 2023)

Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters (Filed With SEC on September 28, 2023)

Form of First Supplemental Indenture (Filed With SEC on September 28, 2023)

Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters (Filed With SEC on September 26, 2023)

Form of Indenture (Filed With SEC on September 26, 2023)

Form of First Supplemental Indenture (Filed With SEC on September 26, 2023)

Credit Agreement dated June 28, 2023 by and among the Company, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent (Filed With SEC on June 30, 2023)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on March 31, 2023)

Amendment No. 2 to the Stockholders Agreement dated February 27, 2023 (Filed With SEC on March 31, 2023)

First Amendment to Loan and Security Agreement dated August 26, 2019 by and among SWK Holdings Corporation and Cadence Bank, N.A (Filed With SEC on March 31, 2023)

Employment Agreement, dated January 2, 2023 between SWK Holdings Corporation and Jody Staggs (Filed With SEC on January 3, 2023)

Fifth Amendment to Loan and Security Agreement between SWK Holdings Corporation and SWK Funding LLC as Borrowers, and Cadence Bank, a Mississippi bank and successor by merger to... (Filed With SEC on November 22, 2022)

Offer Letter, dated September 19, 2022, by and between the Company and Jody Staggs (Filed With SEC on November 9, 2022)

Separation and Release Agreement, dated August 31, 2022, by and between the Company and Winston L. Black III (Filed With SEC on November 9, 2022)

Fourth Amendment to Loan and Security Agreement, dated September 26, 2022, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A (Filed With SEC on September 28, 2022)

Letter Agreement, dated June 30, 2022, by and between the Company and Winston L. Black III (Filed With SEC on July 8, 2022)

Amendment No. 1 to the Stockholders Agreement dated June 28, 2022 (Filed With SEC on June 29, 2022)

Amendment No. 3 to the Rights Agreement, dated as of March 31, 2022, by and between SWK Holdings Corporation and Computershare Trust Company, N.A (Filed With SEC on April 1, 2022)

Letter Agreement, dated March 31, 2022, by and between the Company and Winston L. Black III (Filed With SEC on April 1, 2022)

Letter Agreement, dated December 30, 2021, by and between the Company and Winston L. Black III (Filed With SEC on January 3, 2022)

Third Amendment to Loan and Security Agreement, dated September 27, 2021, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A (Filed With SEC on October 1, 2021)

Second Amendment to Loan and Security Agreement, dated June 29, 2021, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A (Filed With SEC on June 29, 2021)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on March 31, 2021)

Amendment No. 2 to Rights Agreement, effective as of February 23, 2021 by and between SWK Holdings Corporation and Computershare Trust Company, N.A (Filed With SEC on February 24, 2021)

Description of Securities Registered Under Section 12 of the Exchange Act (Filed With SEC on March 30, 2020)

Non-Exclusive License Agreement between Enteris BioPharma, Inc. and Cara Therapeutics, Inc. dated as of August 20, 2019 (Filed With SEC on November 14, 2019)

Agreement and Plan of Merger by and among Enteris BioPharma, Inc., SWK Products, SWK Acquisition Sub Inc., EBP Holdco LLC and Victory Park Credit Opportunities, L.P., Victory Park... (Filed With SEC on August 27, 2019)

Amendment No. 1 to Rights Agreement, dated as of April 8, 2019, by and between SWK Holdings Corporation and Computershare Trust Company, N.A. , as Rights Agent (Filed With SEC on April 8, 2019)

Employment Agreement, dated as of January 28, 2019, by and between the Company and Winston L. Black, III (Filed With SEC on January 30, 2019)

Loan and Security Agreement between SWK Holdings Corporation and SWK Funding LLC as Borrowers, Certain Financial Institutions as Lenders, and State Bank and Trust Company as... (Filed With SEC on July 2, 2018)

Royalty Agreement dated December 13, 2016, among SWK Funding LLC and Opiant Pharmaceuticals, Inc (Filed With SEC on March 29, 2018)

PURCHASE AND SALE AGREEMENT FOR DISTRESSEDTRADES ______________ TRANSACTION SPECIFIC TERMS (Filed With SEC on July 1, 2016)

SECURITIESTRANSFER AGREEMENT (Filed With SEC on July 1, 2016)

CREDIT AGREEMENT among SBTHOLDINGS, INC., as Borrower, SWK FUNDING LLC, as Agent, Sole Lead Arranger and Sole Bookrunner, and the financial institutions party heretofrom time to... (Filed With SEC on May 26, 2016)

RIGHTS AGREEMENT BY AND BETWEEN SWK HOLDINGS CORPORATION AND COMPUTERSHARE TRUST COMPANY,N.A., AS RIGHTS AGENT DATED AS OF APRIL 8, 2016 (Filed With SEC on April 14, 2016)

14755 Preston Road, Suite 105 Dallas, Texas 75254 (Filed With SEC on January 15, 2016)

STANDBY PURCHASE AGREEMENT (Filed With SEC on September 5, 2014)

Incorporated under the laws of the Stateof Delaware THE TERMS AND CONDITIONS OF THE RIGHTS OFFERINGARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED [_______][__], 2014 (THE... (Filed With SEC on September 5, 2014)

CREDITAGREEMENT among Responsegenetics, inc., as Borrower, SWK FUNDINGLLC, as Agent, Sole Lead Arranger and Sole Bookrunner, and the financialinstitutions party hereto from time... (Filed With SEC on August 21, 2014)

SECURITIES PURCHASE AGREEMENT between CARLSON CAPITAL, L.P., as the Investor and SWK HOLDINGS CORPORATION, as the Company Dated as of August 18, 2014 (Filed With SEC on August 21, 2014)

AMENDMENT NO. 1 TO RIGHTS AGREEMENT (Filed With SEC on August 19, 2014)

SECURITIES PURCHASE AGREEMENT between CARLSON CAPITAL, L.P., as the Investor and SWK HOLDINGS CORPORATION, as the Company Dated as of August 18, 2014 (Filed With SEC on August 19, 2014)

STOCKHOLDERS’AGREEMENT by and among DOUBLE BLACK DIAMOND OFFSHORE LTD., BLACK DIAMOND OFFSHORE LTD., and SWK HOLDINGS CORPORATION DATED AS OF AUGUST 18, 2014 (Filed With SEC on August 19, 2014)

TERMINATION OF VOTING AGREEMENT (Filed With SEC on August 19, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on August 19, 2014)

AMENDED ANDRESTATED LIMITED PARTNERSHIPAGREEMENT OF HOLMDEL PHARMACEUTICALS,LP Dated as of December20, 2012 (Filed With SEC on June 11, 2014)

FIRSTAMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT of HOLMDEL PHARMACEUTICALS, L.P. (Filed With SEC on June 11, 2014)

SUBSCRIPTION AGENT AGREEMENT (Filed With SEC on April 23, 2014)

RoyaltyPurchase Agreement Byand Among InSite Vision Incorporated and SWK Funding LLC and BessRoyalty, L.P. Datedas of April 2, 2013 (Filed With SEC on April 1, 2014)

AMENDED ANDRESTATED LIMITED PARTNERSHIPAGREEMENT OF HOLMDEL PHARMACEUTICALS,LP Dated as of December20, 2012 (Filed With SEC on April 1, 2014)

FIRSTAMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT of HOLMDEL PHARMACEUTICALS, L.P. (Filed With SEC on April 1, 2014)

CREDITAGREEMENT datedas of January 23, 2014 among PARNELLPHARMACEUTICALS HOLDINGS PTY LTD, and PARNELL, INC. as Borrowers, THESUBSIDIARIES OF THE BORROWERS, as Guarantors,... (Filed With SEC on April 1, 2014)

FORM OF STANDBY PURCHASE AGREEMENT (Filed With SEC on February 13, 2014)

Incorporated under the laws of the Stateof Delaware THE TERMS AND CONDITIONS OF THE RIGHTS OFFERINGARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED [_______] [__] 2014 (THE... (Filed With SEC on February 13, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on May 15, 2012)

SEVERANCE COMPENSATION AGREEMENT (Filed With SEC on May 15, 2012)

PURCHASE AGREEMENT (Filed With SEC on May 15, 2012)

SECOND AMENDED AND RESTATED RIGHTS AGREEMENT BY AND BETWEEN SWK HOLDINGS CORPORATION (Formerly known as KANA SOFTWARE, INC.) AND COMPUTERSHARE TRUST COMPANY, N.A., AS RIGHTS AGENT... (Filed With SEC on March 30, 2012)

SECOND AMENDED AND RESTATED RIGHTS AGREEMENT BY AND BETWEEN SWK HOLDINGS CORPORATION (Formerly known as KANA SOFTWARE, INC.) AND COMPUTERSHARE TRUST COMPANY, N.A., AS RIGHTS AGENT... (Filed With SEC on February 2, 2012)

SWK HOLDINGS CORPORATION (Filed With SEC on February 2, 2012)

SWK Holdings Corporation 2010 Equity Incentive Plan (Filed With SEC on November 9, 2010)

Form of Restricted Stock Agreement (Filed With SEC on November 9, 2010)

Escrow Agreement, dated December 23, 2009, between Kana Software Inc., Kay Technology Corp., Inc. and US Bank National Association (Filed With SEC on March 31, 2010)

AMENDMENT NO. 1 TO THE AMENDED AND RESTATED RIGHTSAGREEMENT (Filed With SEC on December 29, 2009)

GENERAL RELEASE & SETTLEMENT AGREEMENT (Filed With SEC on November 16, 2009)

ASSET PURCHASE AGREEMENT (Filed With SEC on October 27, 2009)

AMENDMENT TO STOCK PURCHASE WARRANTS (Filed With SEC on October 27, 2009)

LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on August 14, 2009)

LOAN AGREEMENT Dated as of July 30, 2009 (Filed With SEC on August 14, 2009)

LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on May 28, 2009)

AMENDMENT TO LEASE (Filed With SEC on May 15, 2009)

KANA SOFTWARE, INC. BRIDGE BANK, N.A. (Filed With SEC on May 15, 2009)

SECOND AMENDED AND RESTATED LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on May 15, 2009)

LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on May 15, 2009)

RIGHTS AGREEMENT BY AND BETWEEN KANA SOFTWARE,INC. AND COMPUTERSHARE TRUSTCOMPANY, N.A., AS RIGHTS AGENT DATED AS OF JANUARY 13, 2009 (Filed With SEC on January 13, 2009)

[Kana Software, Inc. Letterhead] (Filed With SEC on March 17, 2008)

PLACEMENT AGENCY AGREEMENT November 15, 2007 (Filed With SEC on November 16, 2007)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on August 14, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on August 14, 2007)

KANA SOFTWARE, INC. BRIDGE BANK, N.A. (Filed With SEC on May 14, 2007)

PATENT LICENSE AND SETTLEMENT AGREEMENT (Filed With SEC on May 14, 2007)

KANA SOFTWARE, INC. (formerly known as Kana Communications, Inc.) 1999 STOCK INCENTIVE PLAN AS AMENDED ON APRIL 26, 2001, APRIL 9, 2005 AND AUGUST 29, 2006 ARTICLE ONE (Filed With SEC on November 14, 2006)

BROADBASE SOFTWARE, INC. 2000 STOCK INCENTIVE PLAN (Filed With SEC on November 14, 2006)

CONSULTING AGREEMENT (Filed With SEC on November 3, 2006)

KANA SOFTWARE, INC. (formerly known as Kana Communications, Inc.) (Filed With SEC on July 6, 2006)

BUSINESS FINANCING AGREEMENT dated as of December 29, 2005 (Filed With SEC on July 6, 2006)

BUSINESS FINANCING MODIFICATION AGREEMENT (Filed With SEC on July 6, 2006)

CONFIDENTIAL EMPLOYMENT TERMINATION, RELEASE AND CONSULTING AGREEMENT (Filed With SEC on June 13, 2006)

SECOND AMENDMENT TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 11, 2006)

FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 11, 2006)

DESCRIPTION OF DIRECTOR CASH COMPENSATION ARRANGEMENTS (Filed With SEC on April 25, 2006)

CONFIDENTIAL EMPLOYMENT TERMINATION, RELEASE AND CONSULTING AGREEMENT (Filed With SEC on February 21, 2006)

FORM OF RIGHT CERTIFICATE (Filed With SEC on January 31, 2006)

RIGHTS AGREEMENT BY AND BETWEEN (Filed With SEC on January 31, 2006)

BUSINESS FINANCING AGREEMENT dated as of November 30, 2005 between BRIDGE BANK, NATIONAL ASSOCIATION and (Filed With SEC on December 7, 2005)

[Kana Software, Inc. Letterhead] (Filed With SEC on November 23, 2005)

CONSULTING AGREEMENT (Filed With SEC on November 23, 2005)

CONFIDENTIAL EMPLOYMENT TERMINATION, RELEASE AND CONSULTING AGREEMENT (Filed With SEC on November 18, 2005)

STOCK PURCHASE WARRANT (Filed With SEC on October 31, 2005)

CONFIDENTIAL SEPARATION AGREEMENT AND MUTUAL RELEASE (Filed With SEC on October 6, 2005)

COMMON STOCK AND WARRANT PURCHASE AGREEMENT (Filed With SEC on October 3, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 3, 2005)

STOCK PURCHASE WARRANT (Filed With SEC on October 3, 2005)

[KANA LETTERHEAD] (Filed With SEC on October 3, 2005)

AMENDED AND RESTATED STOCK PURCHASE WARRANT (Filed With SEC on October 3, 2005)

LOAN MODIFICATION AGREEMENT (Filed With SEC on August 26, 2005)

COMMON STOCK AND WARRANT PURCHASE AGREEMENT (Filed With SEC on June 30, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 30, 2005)

STOCK PURCHASE WARRANT (Filed With SEC on June 30, 2005)

CONFIDENTIAL (Filed With SEC on November 15, 2004)

John Thompson (Filed With SEC on November 15, 2004)

4,080,000 Shares1 KANA Software, Inc. (Filed With SEC on November 5, 2003)

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SWK Holdings Corp Contracts & Agreements