Sun BioPharma, Inc. Contracts & Agreements

142 Contracts & Agreements
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Filed
Senior Convertible Promissory Tranche B Note issued to Nant Capital, LLC, dated November 15, 2024
Note Agreements
Sun BioPharma, Inc.
2024
Waiver, by and among Panbela Therapeutics, Inc., Cancer Prevention, Pharmaceuticals, LLC and USWM, LLC. dated October 2, 2024
Waiver Agreements
Sun BioPharma, Inc.
2024
Subordinated Promissory Note, dated as of August 19, 2024
Note Agreements
Sun BioPharma, Inc.
2024
Subordination Agreement, dated as of August 19, 2024
Subordination Agreement
Sun BioPharma, Inc.
2024
Note Purchase Agreement, dated October 22, 2024, between Nant Capital, LLC, as Investor, and Panbela Therapeutics, Inc., as Company
Note Agreements
Sun BioPharma, Inc.
2024
Senior Convertible Promissory Tranche A Note issued to Nant Capital, LLC, dated October 22, 2024
Note Agreements
Sun BioPharma, Inc.
2024
Continuing Guaranty Agreement, dated October 22, 2024, made by Cancer Prevention Pharmaceuticals, Inc. and Panbela Research, Inc., in favor of Nant Capital, LLC
Guaranty Agreements
Sun BioPharma, Inc.
2024
Retention Agreement with Jennifer K. Simpson dated September 23, 2024
Retention Agreements
Sun BioPharma, Inc.
2024
Retention Agreement with Susan Horvath dated September 23, 2024
Retention Agreements
Sun BioPharma, Inc.
2024
Waiver by and among Panbela Therapeutics, Inc., Cancer Prevention, Pharmaceuticals, LLC and USWM, LLC, dated August 8, 2024
Waiver Agreements
Sun BioPharma, Inc.
2024
Subordinated Promissory Note, dated as of August 8, 2024
Note Agreements
Sun BioPharma, Inc.
2024
Subordination Agreement, dated as of August 8, 2024
Subordination Agreement
Sun BioPharma, Inc.
2024
Loan Agreement, dated July 24, 2024, by and among USWM, LLC, as lender, and Panbela Therapeutics, Inc. and Cancer Prevention Pharmaceuticals, Inc., as borrowers
Loan Agreements
Sun BioPharma, Inc.
2024
Term Promissory Note issued to USWM, LLC, dated July 24, 2024
Note Agreements
Sun BioPharma, Inc.
2024
Security Agreement, dated July 24, 2024, made by Panbela Therapeutics, Inc. and Cancer Prevention Pharmaceuticals, Inc. in favor of USWM, LLC
Security Agreements
Sun BioPharma, Inc.
2024
Subscription and Investment Representation Agreement, dated April 23, 2024, by and between Panbela Therapeutics, Inc. and Michael T. Cullen
Investment Agreements
Sun BioPharma, Inc.
2024
Form of Retention Agreements dated February 7, 2024
Retention Agreements
Sun BioPharma, Inc.
2024
Form of Class E Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2024
Form of Class F Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2024
Placement Agency Agreement dated as of January 28, 2024 by and between Panbela Therapeutics, Inc. and Roth Capital Partners, LLC
Agency Agreements
Sun BioPharma, Inc.
2024
Form of Securities Purchase Agreement dated as of January 28, 2024 by and between Panbela Therapeutics, Inc. and the purchasers named therein
Purchase Agreements
Sun BioPharma, Inc.
2024
Form of Class E Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
Sun BioPharma, Inc.
2024
Form of Warrant Agency Agreement with VStock Transfer, LLC
Warrant Agreements
Sun BioPharma, Inc.
2024
Form of Class E Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2024
Form of Class F Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2024
CLASS F COMMON STOCK PURCHASE WARRANT PANBELA THERAPEUTICS, INC.
Warrant Agreements
Sun BioPharma, Inc.
2024
Form of Placement Agency Agreement with Roth Capital Partners, LLC
Agency Agreements
Sun BioPharma, Inc.
2024
Form of Securities Purchase Agreement
Purchase Agreements
Sun BioPharma, Inc.
2024
Form of Inducement Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Inducement Letter
Sun BioPharma, Inc.
2023
Form of Inducement Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Inducement Letter
Sun BioPharma, Inc.
2023
Warrant Agency Agreement dated as of June 21, 2023 by and between Panbela Therapeutics, Inc. and VStock Transfer, LLC
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Pre-Funded Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Class A Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Class B Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Placement Agency Agreement dated as of June 16, 2023 by and between Panbela Therapeutics, Inc. and Roth Capital Partners, LLC
Agency Agreements
Sun BioPharma, Inc.
2023
Form of Securities Purchase Agreement by and between Panbela Therapeutics, Inc. and the purchasers named therein
Purchase Agreements
Sun BioPharma, Inc.
2023
Form of Warrant Agency Agreement
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Class A Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Class B Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Pre-Funded Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Securities Purchase Agreement
Purchase Agreements
Sun BioPharma, Inc.
2023
Form of Placement Agency Agreement
Agency Agreements
Sun BioPharma, Inc.
2023
Subscription and Investment Representation Agreement, dated April 14, 2023, by and between Panbela Therapeutics, Inc. and Michael T. Cullen
Investment Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2023
Warrant Agency Agreement dated as of January 30, 2023 by and between Panbela Therapeutics, Inc. and VStock Transfer, LLC
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Pre-Funded Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2023
Form of Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2023
Placement Agency Agreement dated as of January 26, 2023 by and between Panbela Therapeutics, Inc. and Roth Capital Partners, LLC
Agency Agreements
Sun BioPharma, Inc.
2023
Form of Securities Purchase Agreement by and between Panbela Therapeutics, Inc. and the purchasers named therein
Purchase Agreements
Sun BioPharma, Inc.
2023
Form of Warrant Agency Agreement
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
2023
Form of Warrant Agency Agreement
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2023
Form of Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Pre-Funded Warrant
Warrant Agreements
Sun BioPharma, Inc.
2023
Form of Securities Purchase Agreement
Purchase Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2023
Form of Placement Agency Agreement
Agency Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2023
Warrant Agency Agreement dated as of October 4, 2022 by and between Panbela Therapeutics, Inc. and VStock Transfer, LLC
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2022
Form of Pre-Funded Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2022
Form of Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2022
Placement Agency Agreement dated as of September 29, 2022 by and between Panbela Therapeutics, Inc. and Roth Capital Partners, LLC
Agency Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2022
Form of Securities Purchase Agreement by and between Panbela Therapeutics, Inc. and the purchasers named therein
Purchase Agreements
Sun BioPharma, Inc.
2022
Form of Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2022
Form of Pre-Funded Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2022
Form of Warrant Agency Agreement
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2022
Form of Securities Purchase Agreement
Purchase Agreements
Sun BioPharma, Inc.
2022
Form of Placement Agency Agreement
Agency Agreements
Sun BioPharma, Inc.
2022
License Agreement, dated June 16, 2021 between Cancer Prevention Pharmaceuticals, Inc. and One-Two Therapeutic Assets Limited
License Agreements
Sun BioPharma, Inc.
Biotechnology
AZ
2022
Sales Agreement, dated July 19, 2022 with Roth Capital Partners, LLC
Sales Agreements
Sun BioPharma, Inc.
2022
Dr. Suzanne Gagnon Consulting Agreement
Consulting Agreements
Sun BioPharma, Inc.
2022
Agreement and Plan of Merger, dated February21, 2022, by and among Panbela Therapeutics, Inc., Canary Merger Holdings, Inc., Canary Merger Subsidiary I, Inc., Canary Merger...
Merger Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2022
Amended and Restated Underwriting Agreement, dated June 29, 2021, by and between Panbela Therapeutics, Inc. and H.C. Wainwright & Co., LLC
Underwriting Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2021
Description of Securities
Sun BioPharma, Inc.
Biotechnology
2021
Underwriting Agreement dated August 28, 2020
Underwriting Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2020
Warrant Agency Agreement with VStock Transfer, LLC dated September 1, 2020
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2020
Form of Underwriting Agreement
Underwriting Agreements
Sun BioPharma, Inc.
2020
Form of Underwriting Agreement
Underwriting Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2020
Form of Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2020
Form of Underwriter Common Stock Purchase Warrant
Warrant Agreements
Sun BioPharma, Inc.
2020
Form of Warrant Agency Agreement
Warrant Agreements
Sun BioPharma, Inc.
2020
Form of Employee Confidentiality and Intellectual Property Assignment Agreement with Company Officers
Confidentiality Agreements
Sun BioPharma, Inc.
2020
Employment Agreement with Jennifer K. Simpson, effective July 15, 2020
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
MN
2020
Form of Securities Purchase Agreement
Purchase Agreements
Sun BioPharma, Inc.
2020
Form of Warrant
Warrant Agreements
Sun BioPharma, Inc.
2020
Description of Securities
Sun BioPharma, Inc.
2020
Form of First Amendment to License Agreement with University of Florida Research Foundation, Inc. dated December 12, 2016
License Agreements
Sun BioPharma, Inc.
2020
Seed Capital Accelerator Loan Agreement and Seed Capital Loan Note dated October 26, 2012
Loan Agreements
Sun BioPharma, Inc.
2020
Third Amendment to Seed Capital Accelerator Loan Agreement and Seed Capital Loan Noted dated December 31,2019
Loan Agreements
Sun BioPharma, Inc.
2020
Second Amendment to License Agreement No. A9672 between Sun BioPharma, Inc. and University of Florida Research Foundation, Inc., dated as of October 3, 2019
License Agreements
Sun BioPharma, Inc.
Biotechnology
2019
Form of Securities Purchase Agreement
Purchase Agreements
Sun BioPharma, Inc.
2019
Form of Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
2019
Amendment to Seed Capital Accelerator Loan Agreement and Seed Capital Loan Note dated October 13, 2017
Loan Agreements
Sun BioPharma, Inc.
2019
Second Amendment to Seed Capital Accelerator Loan Agreement and Seed Capital Loan Note dated April 5, 2019
Loan Agreements
Sun BioPharma, Inc.
2019
Form of Warrant issued April 2, 2019
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
MN
2019
Form of Securities Purchase Agreement, by and among the Company and Investors
Purchase Agreements
Sun BioPharma, Inc.
2018
Form of Convertible Promissory Note
Note Agreements
Sun BioPharma, Inc.
2018
Form of Common Stock Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
MN
2018
Consulting Agreement with David Kaysen, dated October 31, 2018
Consulting Agreements
Sun BioPharma, Inc.
2018
Employment Agreement with Susan Horvath, effective as of April 17, 2018
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
MN
2018
Sun Biopharma, Inc. 2016 Omnibus Incentive Plan, amended and restated as of March 14, 2018
Bonus & Incentive Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2018
Waiver and Third Amendment to Employment Agreement with Michael T. Cullen, effective as of February 27, 2018
Employment Agreements
Sun BioPharma, Inc.
2018
Waiver and Third Amendment to Employment Agreement with David B. Kaysen, effective as of February 27, 2018
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
2018
Waiver and Third Amendment to Employment Agreement with Scott Kellen, effective as of February 27, 2018
Employment Agreements
Sun BioPharma, Inc.
2018
Waiver and Third Amendment to Employment Agreement with Suzanne Gagnon, effective as of February 27, 2018
Employment Agreements
Sun BioPharma, Inc.
2018
Form of Securities Purchase Agreement, dated February 20, 2018
Purchase Agreements
Sun BioPharma, Inc.
Biotechnology
MN
2018
Form of Warrant
Warrant Agreements
Sun BioPharma, Inc.
2018
Standstill Agreement with Ryan R. Gilbertson, dated December 17, 2017
Sun BioPharma, Inc.
Biotechnology
MN
2017
Form of Underwriting Agreement
Underwriting Agreements
Sun BioPharma, Inc.
2017
Form of Warrant Agreement
Warrant Agreements
Sun BioPharma, Inc.
2017
Form of Representatives Warrant
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
NY
2017
Second Amendment to Employment Agreement with Michael T. Cullen, effective as of October 1, 2017
Employment Agreements
Sun BioPharma, Inc.
2017
Second Amendment to Employment Agreement with David B. Kaysen, effective as of October 1, 2017
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
2017
Second Amendment to Employment Agreement with Scott Kellen, effective as of October 1, 2017
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
2017
Second Amendment to Employment Agreement with Suzanne Gagnon, effective as of October 1, 2017
Employment Agreements
Sun BioPharma, Inc.
2017
[FORM OF] DEBT-FOR-EQUITY EXCHANGE AGREEMENT
Exchange Agreements
Sun BioPharma, Inc.
2017
[FORM OF] PARTICIPATION RIGHTS AGREEMENT
Participation Agreements
Sun BioPharma, Inc.
2017
SUN BIOPHARMA, INC. 2016 Omnibus Incentive Plan Performance-Based Stock Option Agreement
Bonus & Incentive Agreements
Sun BioPharma, Inc.
2017
NOTE PURCHASE AGREEMENT
Note Agreements
Sun BioPharma, Inc.
2017
SUN BIOPHARMA, INC. CONVERTIBLE PROMISSORY NOTE
Note Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2017
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
2016
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
2016
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
2016
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
2016
AGREEMENT AND PLAN OF MERGER
Merger Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2016
SUN BIOPHARMA, INC. 2016 Omnibus Incentive Plan Incentive Stock Option Agreement
Bonus & Incentive Agreements
Sun BioPharma, Inc.
2016
SUN BIOPHARMA, INC. 2016 Omnibus Incentive Plan Non-Qualified Stock Option Agreement
Bonus & Incentive Agreements
Sun BioPharma, Inc.
2016
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Sun BioPharma, Inc.
2016
SUN BIOPHARMA, INC. WARRANT
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
2016
EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
2016
EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
MN
2015
EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
2015
EMPLOYMENT AGREEMENT
Employment Agreements
Sun BioPharma, Inc.
Biotechnology
MN
2015
SUN BIOPHARMA, INC. CONVERTIBLE PROMISSORY NOTE
Note Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2015
WARRANT TO PURCHASE SHARES OF STOCK of SUN BIOPHARMA, INC.
Warrant Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2015
SUN BIOPHARMA, INC. 2011 STOCK OPTION PLAN
Stock Agreements
Sun BioPharma, Inc.
2015
INCENTIVE STOCK OPTION AGREEMENT OF SUN BIOPHARMA, INC. (with advance purchase rights)
Bonus & Incentive Agreements
Sun BioPharma, Inc.
2015
NON-QUALIFIED STOCK OPTION AGREEMENT OF SUN BIOPHARMA, INC. (with advance purchase rights)
Stock Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2015
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Sun BioPharma, Inc.
Biotechnology
DE
2015
STANDARD EXCLUSIVE LICENSE AGREEMENT WITH KNOW HOW - Agreement No: A9672 TABLE OF CONTENTS
License Agreements
Sun BioPharma, Inc.
Biotechnology
2015
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER
Merger Agreements
Sun BioPharma, Inc.
Biotechnology
2015
AGREEMENT AND PLAN OF MERGER BY AND AMONG CIMARRON MEDICAL, INC., SUN BIOPHARMA, INC., AND SB ACQUISITION CORPORATION
Merger Agreements
Sun BioPharma, Inc.
2015