Stifel Financial Corp Contracts & Agreements

64 Contracts & Agreements
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Deferred Award Agreement
Stifel Financial Corp
Capital Markets
2025
Restricted Stock Unit Award Agreement (Performance RSUs)
Stifel Financial Corp
Capital Markets
2025
Stifel Financial Corp. Wealth Accumulation Plan (2025 Restatement)
Stifel Financial Corp
Capital Markets
2025
Form of Restricted Cash Award Agreement
Stifel Financial Corp
Capital Markets
2024
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Stifel Financial Corp
Capital Markets
2024
Form of Deferred Award Agreement pursuant to the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2024
Credit Agreement, dated as of September 27, 2023, among Stifel Financial Corp. and Stifel Nicolaus & Company, Incorporated, the Lenders party thereto, and Bank of America, N.A
Credit Agreements
Stifel Financial Corp
Capital Markets
MO
2023
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Stifel Financial Corp
Capital Markets
2022
Form of Deferred Award Agreement
Stifel Financial Corp
Capital Markets
2021
Underwriting Agreement, dated July 15, 2021, among the Company and Keefe, Bruyette & Woods, Inc., BofA Securities, Inc. and Wells Fargo Securities, LLC, as representatives of the...
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2021
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Stifel Financial Corp
Capital Markets
2021
Form of Restricted Cash Award Agreement
Stifel Financial Corp
Capital Markets
2021
Sixth Supplemental Indenture, dated as of May 20, 2020, between Stifel Financial Corp. and U.S. Bank National Association, as trustee
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2020
Underwriting Agreement, dated May 13, 2020, among the Company and Keefe, Bruyette & Woods, Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC and...
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2020
Underwriting Agreement, dated May 12, 2020, among the Company and Keefe, Bruyette & Woods, Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC and...
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2020
Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2020
Deposit Agreement dated February 28, 2019
Deposit Agreements
Stifel Financial Corp
Capital Markets
DE
2019
Underwriting Agreement dated February 21, 2019
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2019
Form of Restricted Stock Unit Award Agreement (Performance RSUs)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2019
Stifel Financial Corp. Wealth Accumulation Plan 2019 Restatement
Stifel Financial Corp
Capital Markets
MO
2019
Form of Deferred Award Agreement
Stifel Financial Corp
Capital Markets
2019
Stifel Financial Corp. Wealth Accumulation Plan 2017 Restatement, as amended
Stifel Financial Corp
Capital Markets
MO
2018
Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2018
Vessel Charter Agreement, dated as of August 7, 2018, by and between Stifel Financial Corp. and Broadway Boat Company Ltd
Stifel Financial Corp
Capital Markets
NY
2018
Form of Restricted Stock Unit Award Agreement (Performance RSUs) pursuant to the Stifel Financial Corp. 2001 Incentive Stock Plan (2011 Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2018
2017 Restricted Stock Award Agreement (Executive)
Stock Agreements
Stifel Financial Corp
Capital Markets
DE
2018
2017 Restricted Stock Award Agreement
Stock Agreements
Stifel Financial Corp
Capital Markets
DE
2017
Form of Modification of Award Agreement
Modification Agreements
Stifel Financial Corp
Capital Markets
2017
Fifth Supplemental Indenture dated as of October 4, 2017, between Stifel Financial Corp. and U.S. Bank National Association, as trustee
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2017
Underwriting Agreement dated September 27, 2017, among Stifel Financial Corp. and Keefe, Bruyette & Woods, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan...
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2017
STIFEL FINANCIAL CORP. WEALTH ACCUMULATION PLAN 2017 RESTATEMENT ARTICLE I INTRODUCTION
Stifel Financial Corp
Capital Markets
MO
2017
STIFEL FINANCIAL CORP. (aDelaware corporation) 6,000,000 Depositary Shares, each representing a 1/1000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series A...
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2016
DEPOSIT AGREEMENT between STIFELFINANCIAL CORP. and COMPUTERSHARE TRUST COMPANY, N.A. and COMPUTERSHAREINC., jointly as Depositary Dated as of July 15, 2016 TABLE OF CONTENTS
Deposit Agreements
Stifel Financial Corp
Capital Markets
DE
2016
STIFEL FINANCIAL CORP. (a Delaware corporation) $200,000,000 4.25% Senior Notesdue 2024 UNDERWRITING AGREEMENT
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2016
STIFEL FINANCIAL CORP. (aDelaware corporation) $300,000,000 3.50% Senior Notes due 2020 UNDERWRITING AGREEMENT
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2015
FOURTH SUPPLEMENTAL INDENTURE Dated as of December 1, 2015 To INDENTURE Dated as of January 23, 2012 3.50% SENIOR NOTES DUE 2020 STIFEL FINANCIAL CORP. As the Issuer U.S.BANK...
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2015
FIRST AMENDMENT TO STIFEL FINANCIAL CORP. WEALTH ACCUMULATION PLAN 2015 RESTATEMENT
Stifel Financial Corp
Capital Markets
2015
STIFEL FINANCIAL CORP. WEALTH ACCUMULATION PLAN 2015 RESTATEMENT ARTICLE I INTRODUCTION
Stifel Financial Corp
Capital Markets
MO
2015
STIFEL FINANCIAL CORP. (aDelaware corporation) $300,000,000 4.25% Senior Notes due 2024 UNDERWRITING AGREEMENT
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2014
THIRD SUPPLEMENTAL INDENTURE Dated as of July 18, 2014 To INDENTURE Dated as of January 23, 2012 4.25% SENIOR NOTES DUE 2024 STIFEL FINANCIAL CORP. As the Issuer U.S.BANK NATIONAL...
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2014
SECOND SUPPLEMENTAL INDENTURE Dated as of December 21, 2012 To INDENTURE Dated as of January 23, 2012 5.375% SENIOR NOTES DUE 2022 STIFEL FINANCIAL CORP. As the Issuer U.S. BANK...
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
STIFEL FINANCIAL CORP. (a Delaware corporation) $150,000,000 5.375% Senior Notes due 2022 UNDERWRITING AGREEMENT
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2012
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of NOVEMBER 5, 2012 between STIFEL FINANCIAL CORP. and KBW, INC.
Merger Agreements
Stifel Financial Corp
Capital Markets
DE
2012
STIFEL FINANCIAL CORP. (a Delaware corporation) $175,000,000 6.70% Senior Notes due 2022 UNDERWRITING AGREEMENT
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2012
STIFEL FINANCIAL CORP. as Issuer INDENTURE Dated as of January 23, 2012 U.S. BANKNATIONAL ASSOCIATION, as Trustee Debt Securities CROSS-REFERENCE TABLE*
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
FIRST SUPPLEMENTAL INDENTURE Dated as of January 23, 2012 To INDENTURE Dated as of January 23, 2012 6.70% SENIOR NOTES DUE 2022 STIFEL FINANCIAL CORP. As the Issuer U.S. BANK...
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
STIFELFINANCIAL CORP. 2001 INCENTIVE STOCK PLAN (2011Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2011
FIRST AMENDMENT TO STIFEL, NICOLAUS & COMPANY, INCORPORATED WEALTH ACCUMULATION PLAN 2010 RESTATEMENT ARTICLE I - INTRODUCTION
Stifel Financial Corp
Capital Markets
MO
2010
AGREEMENT AND PLAN OF MERGER
Merger Agreements
Stifel Financial Corp
Capital Markets
DE
2010
VOTING AGREEMENT
Voting Agreements
Stifel Financial Corp
Capital Markets
DE
2010
5% of Revenue Production
Stifel Financial Corp
Capital Markets
MO
2010
Purchase Agreement dated as of September 9, 2009
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2009
STIFEL FINANCIAL CORP. Common Stock ($0.15 par value) ATM EQUITY OFFERINGSM SALES AGREEMENT
Stock Agreements
Stifel Financial Corp
Capital Markets
NY
2009
ASSET PURCHASE AGREEMENT between UBS FINANCIAL SERVICES INC. and Stifel,Nicolaus & Company, Incorporated Dated asof March 23, 2009 TABLE OF CONTENTS
Purchase Agreements
Stifel Financial Corp
Capital Markets
MO
2009
Exhibit 10.1
Stifel Financial Corp
Capital Markets
NY
2008
JUNIOR SUBORDINATED INDENTURE between STIFEL FINANCIAL CORP and WILMINGTON TRUST COMPANY, as Trustee _____________________ Dated as of June 28, 2007 _____________________ TABLE OF...
Indenture Agreements
Stifel Financial Corp
Capital Markets
NY
2007
AMENDED AND RESTATED TRUST AGREEMENT among STIFEL FINANCIAL CORP., as Depositor WILMINGTON TRUST COMPANY, as Property Trustee WILMINGTON TRUST COMPANY, as Delaware Trustee and THE...
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2007
GUARANTEE AGREEMENT between STIFEL FINANCIAL CORP., As Guarantor, and WILMINGTON TRUST COMPANY, As Guarantee Trustee Dated as of June 28, 2007 STIFEL FINANCIAL CAPITAL TRUST IV...
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2007
TABLE OF CONTENTS
Stifel Financial Corp
Capital Markets
NY
2007
Page
Stifel Financial Corp
Capital Markets
DE
2007
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Stifel Financial Corp
Capital Markets
DE
2007
AGREEMENT AND PLAN OF MERGER by and among STIFEL FINANCIAL CORP. SF RB MERGER SUB, INC. RYAN BECK HOLDINGS, INC. and BANKATLANTIC BANCORP, INC. Dated January 8, 2007
Merger Agreements
Stifel Financial Corp
Capital Markets
NJ
2007
VOTING AGREEMENT
Voting Agreements
Stifel Financial Corp
Capital Markets
DE
2007
STIFEL FINANCIAL CORP. SUBSCRIPTION AGREEMENT
Subscription Agreements
Stifel Financial Corp
Capital Markets
MO
2006