Stifel Financial Corp Contracts & Agreements

Form of Restricted Cash Award Agreement (Filed With SEC on March 8, 2024)

Form of Deferred Award Agreement pursuant to the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) (Filed With SEC on February 16, 2024)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 16, 2024)

Credit Agreement, dated as of September 27, 2023, among Stifel Financial Corp. and Stifel Nicolaus & Company, Incorporated, the Lenders party thereto, and Bank of America, N.A (Filed With SEC on September 28, 2023)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 18, 2022)

Form of Deferred Award Agreement (Filed With SEC on November 5, 2021)

Underwriting Agreement, dated July 15, 2021, among the Company and Keefe, Bruyette & Woods, Inc., BofA Securities, Inc. and Wells Fargo Securities, LLC, as representatives of the... (Filed With SEC on July 21, 2021)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 19, 2021)

Form of Restricted Cash Award Agreement (Filed With SEC on February 2, 2021)

Sixth Supplemental Indenture, dated as of May 20, 2020, between Stifel Financial Corp. and U.S. Bank National Association, as trustee (Filed With SEC on May 20, 2020)

Underwriting Agreement, dated May 12, 2020, among the Company and Keefe, Bruyette & Woods, Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC and... (Filed With SEC on May 18, 2020)

Underwriting Agreement, dated May 13, 2020, among the Company and Keefe, Bruyette & Woods, Inc., BofA Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC and... (Filed With SEC on May 18, 2020)

Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) (Filed With SEC on May 15, 2020)

Deposit Agreement dated February 28, 2019 (Filed With SEC on February 28, 2019)

Underwriting Agreement dated February 21, 2019 (Filed With SEC on February 27, 2019)

Form of Restricted Stock Unit Award Agreement (Performance RSUs) (Filed With SEC on February 6, 2019)

Stifel Financial Corp. Wealth Accumulation Plan 2019 Restatement (Filed With SEC on February 6, 2019)

Form of Deferred Award Agreement (Filed With SEC on February 6, 2019)

Stifel Financial Corp. Wealth Accumulation Plan 2017 Restatement, as amended (Filed With SEC on November 13, 2018)

Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) (Filed With SEC on September 25, 2018)

Vessel Charter Agreement, dated as of August 7, 2018, by and between Stifel Financial Corp. and Broadway Boat Company Ltd (Filed With SEC on August 8, 2018)

Form of Restricted Stock Unit Award Agreement (Performance RSUs) pursuant to the Stifel Financial Corp. 2001 Incentive Stock Plan (2011 Restatement) (Filed With SEC on February 26, 2018)

2017 Restricted Stock Award Agreement (Executive) (Filed With SEC on January 2, 2018)

2017 Restricted Stock Award Agreement (Filed With SEC on December 22, 2017)

Form of Modification of Award Agreement (Filed With SEC on December 22, 2017)

Fifth Supplemental Indenture dated as of October 4, 2017, between Stifel Financial Corp. and U.S. Bank National Association, as trustee (Filed With SEC on October 4, 2017)

Underwriting Agreement dated September 27, 2017, among Stifel Financial Corp. and Keefe, Bruyette & Woods, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan... (Filed With SEC on October 3, 2017)

STIFEL FINANCIAL CORP. WEALTH ACCUMULATION PLAN 2017 RESTATEMENT ARTICLE I INTRODUCTION (Filed With SEC on February 13, 2017)

DEPOSIT AGREEMENT between STIFELFINANCIAL CORP. and COMPUTERSHARE TRUST COMPANY, N.A. and COMPUTERSHAREINC., jointly as Depositary Dated as of July 15, 2016 TABLE OF CONTENTS (Filed With SEC on July 15, 2016)

STIFEL FINANCIAL CORP. (aDelaware corporation) 6,000,000 Depositary Shares, each representing a 1/1000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series A... (Filed With SEC on July 15, 2016)

STIFEL FINANCIAL CORP. (a Delaware corporation) $200,000,000 4.25% Senior Notesdue 2024 UNDERWRITING AGREEMENT (Filed With SEC on July 14, 2016)

STIFEL FINANCIAL CORP. (aDelaware corporation) $300,000,000 3.50% Senior Notes due 2020 UNDERWRITING AGREEMENT (Filed With SEC on November 30, 2015)

FOURTH SUPPLEMENTAL INDENTURE Dated as of December 1, 2015 To INDENTURE Dated as of January 23, 2012 3.50% SENIOR NOTES DUE 2020 STIFEL FINANCIAL CORP. As the Issuer U.S.BANK... (Filed With SEC on November 30, 2015)

FIRST AMENDMENT TO STIFEL FINANCIAL CORP. WEALTH ACCUMULATION PLAN 2015 RESTATEMENT (Filed With SEC on November 20, 2015)

STIFEL FINANCIAL CORP. WEALTH ACCUMULATION PLAN 2015 RESTATEMENT ARTICLE I INTRODUCTION (Filed With SEC on September 4, 2015)

STIFEL FINANCIAL CORP. (aDelaware corporation) $300,000,000 4.25% Senior Notes due 2024 UNDERWRITING AGREEMENT (Filed With SEC on July 18, 2014)

THIRD SUPPLEMENTAL INDENTURE Dated as of July 18, 2014 To INDENTURE Dated as of January 23, 2012 4.25% SENIOR NOTES DUE 2024 STIFEL FINANCIAL CORP. As the Issuer U.S.BANK NATIONAL... (Filed With SEC on July 18, 2014)

STIFEL FINANCIAL CORP. (a Delaware corporation) $150,000,000 5.375% Senior Notes due 2022 UNDERWRITING AGREEMENT (Filed With SEC on December 21, 2012)

SECOND SUPPLEMENTAL INDENTURE Dated as of December 21, 2012 To INDENTURE Dated as of January 23, 2012 5.375% SENIOR NOTES DUE 2022 STIFEL FINANCIAL CORP. As the Issuer U.S. BANK... (Filed With SEC on December 21, 2012)

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of NOVEMBER 5, 2012 between STIFEL FINANCIAL CORP. and KBW, INC. (Filed With SEC on November 9, 2012)

STIFEL FINANCIAL CORP. as Issuer INDENTURE Dated as of January 23, 2012 U.S. BANKNATIONAL ASSOCIATION, as Trustee Debt Securities CROSS-REFERENCE TABLE* (Filed With SEC on January 23, 2012)

STIFEL FINANCIAL CORP. (a Delaware corporation) $175,000,000 6.70% Senior Notes due 2022 UNDERWRITING AGREEMENT (Filed With SEC on January 23, 2012)

FIRST SUPPLEMENTAL INDENTURE Dated as of January 23, 2012 To INDENTURE Dated as of January 23, 2012 6.70% SENIOR NOTES DUE 2022 STIFEL FINANCIAL CORP. As the Issuer U.S. BANK... (Filed With SEC on January 23, 2012)

STIFELFINANCIAL CORP. 2001 INCENTIVE STOCK PLAN (2011Restatement) (Filed With SEC on June 22, 2011)

FIRST AMENDMENT TO STIFEL, NICOLAUS & COMPANY, INCORPORATED WEALTH ACCUMULATION PLAN 2010 RESTATEMENT ARTICLE I - INTRODUCTION (Filed With SEC on August 9, 2010)

AGREEMENT AND PLAN OF MERGER (Filed With SEC on April 26, 2010)

VOTING AGREEMENT (Filed With SEC on April 26, 2010)

5% of Revenue Production (Filed With SEC on February 26, 2010)

Purchase Agreement dated as of September 9, 2009 (Filed With SEC on September 15, 2009)

STIFEL FINANCIAL CORP. Common Stock ($0.15 par value) ATM EQUITY OFFERINGSM SALES AGREEMENT (Filed With SEC on June 4, 2009)

ASSET PURCHASE AGREEMENT between UBS FINANCIAL SERVICES INC. and Stifel,Nicolaus & Company, Incorporated Dated asof March 23, 2009 TABLE OF CONTENTS (Filed With SEC on March 23, 2009)

Exhibit 10.1 (Filed With SEC on September 29, 2008)

JUNIOR SUBORDINATED INDENTURE between STIFEL FINANCIAL CORP and WILMINGTON TRUST COMPANY, as Trustee _____________________ Dated as of June 28, 2007 _____________________ TABLE OF... (Filed With SEC on July 5, 2007)

AMENDED AND RESTATED TRUST AGREEMENT among STIFEL FINANCIAL CORP., as Depositor WILMINGTON TRUST COMPANY, as Property Trustee WILMINGTON TRUST COMPANY, as Delaware Trustee and THE... (Filed With SEC on July 5, 2007)

GUARANTEE AGREEMENT between STIFEL FINANCIAL CORP., As Guarantor, and WILMINGTON TRUST COMPANY, As Guarantee Trustee Dated as of June 28, 2007 STIFEL FINANCIAL CAPITAL TRUST IV... (Filed With SEC on July 5, 2007)

TABLE OF CONTENTS (Filed With SEC on April 5, 2007)

Page (Filed With SEC on April 5, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 6, 2007)

AGREEMENT AND PLAN OF MERGER by and among STIFEL FINANCIAL CORP. SF RB MERGER SUB, INC. RYAN BECK HOLDINGS, INC. and BANKATLANTIC BANCORP, INC. Dated January 8, 2007 (Filed With SEC on January 12, 2007)

VOTING AGREEMENT (Filed With SEC on January 12, 2007)

STIFEL FINANCIAL CORP. SUBSCRIPTION AGREEMENT (Filed With SEC on January 27, 2006)

Category

Industry

Companies

Contracts

Stifel Financial Corp Contracts & Agreements