Sorrento Tech, Inc. Contracts & Agreements

Certificate of Dissolution, dated December 28, 2017 (Filed With SEC on January 4, 2018)

Separation Agreement and General Release by and between Sorrento Tech, Inc. and Mary Duseau (Filed With SEC on January 4, 2018)

Lease Termination Agreement, dated as of November 13, 2017, by and between Sorrento Tech, Inc. and CIO Sorrento Mesa, LLC (Filed With SEC on November 17, 2017)

Fourth Amendment dated September 19, 2017 to Loan and Security Agreement by and between Roka Bioscience, Inc. and Comerica Bank, dated as of November 21, 2013 (Filed With SEC on September 19, 2017)

ASSET PURCHASE AGREEMENT (Filed With SEC on August 17, 2017)

THIRD AMENDMENT TO LICENSE AGREEMENT (Filed With SEC on August 17, 2017)

SECOND AMENDMENT TO WARRANT TO PURCHASE STOCK (Filed With SEC on May 12, 2017)

FIRST AMENDMENT TO WARRANT TO PURCHASE STOCK (Filed With SEC on May 12, 2017)

WARRANT TO PURCHASE STOCK (Filed With SEC on May 12, 2017)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 12, 2017)

FIRST AMENDMENT TO LEASE AGREEMENT (Filed With SEC on May 12, 2017)

AMENDED AND RESTATED ROKA BIOSCIENCE, INC. 2014 EQUITY INCENTIVE PLAN 1.Establishment and Purpose (Filed With SEC on February 28, 2017)

PLACEMENT AGENT WARRANT NO. 1 ROKA BIOSCIENCE, INC. (Filed With SEC on September 22, 2016)

PLACEMENT AGENT WARRANT NO. 2 ROKA BIOSCIENCE, INC. (Filed With SEC on September 22, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 22, 2016)

VOTING AGREEMENT (Filed With SEC on September 22, 2016)

ROTH CAPITAL PARTNERS, LLC 888 San Clemente Drive, Newport Beach, CA 92660 | 800 ###-###-#### | www.roth.com | Member SIPC/FINRA (Filed With SEC on September 22, 2016)

This Separation and General Release Agreement must be executed and delivered to Employer (Attn: Laurie Marsh, Director, Human Resources) no later than December 31, 2015.... (Filed With SEC on December 23, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on November 12, 2015)

ROKA BIOSCIENCE, INC. Shares of Common Stock (par value $0.001 per share) Controlled Equity OfferingSM Sales Agreement (Filed With SEC on October 30, 2015)

FIRST AMENDMENT TO WARRANT TO PURCHASE STOCK (Filed With SEC on June 1, 2015)

WARRANT TO PURCHASE STOCK Corporation:ROKA BIOSCIENCE, INC., a Delaware corporationNumber of Shares:52,265 Class of Stock:Common Stock Warrant Price:$2.87 per share Issue Date:May... (Filed With SEC on June 1, 2015)

FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on June 1, 2015)

Employment Agreement (Filed With SEC on February 5, 2015)

ROKA BIOSCIENCE, INC. (aDelaware corporation) Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 7, 2014)

Additional abbreviations may also be used though not in the above list. (Filed With SEC on July 7, 2014)

AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED INVESTOR RIGHTSAGREEMENT (Filed With SEC on July 7, 2014)

ROKA BIOSCIENCE, INC. 2014 EQUITY INCENTIVE PLAN (Filed With SEC on July 7, 2014)

LICENSE AGREEMENT (Filed With SEC on July 7, 2014)

MATERIALS SUPPLY AGREEMENT (Filed With SEC on July 7, 2014)

SUPPLY AGREEMENT (Filed With SEC on July 7, 2014)

SECOND AMENDMENT TO LICENSE AGREEMENT (Filed With SEC on July 7, 2014)

AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED VOTING AGREEMENT (Filed With SEC on July 7, 2014)

ROKA BIOSCIENCE, INC. (a Delaware corporation) Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on June 19, 2014)

ROKA BIOSCIENCE, INC. WARRANT dated as of (Filed With SEC on June 19, 2014)

WARRANT TOPURCHASE STOCK (Filed With SEC on June 19, 2014)

WARRANT TO PURCHASE STOCK (Filed With SEC on June 19, 2014)

FOURTH AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT (Filed With SEC on June 19, 2014)

FOURTH AMENDED AND RESTATED VOTING AGREEMENT (Filed With SEC on June 19, 2014)

FOURTH AMENDED AND RESTATED RIGHT OF FIRST REFUSAL AND CO-SALE AGREEMENT (Filed With SEC on June 19, 2014)

ROKA BIOSCIENCE, INC. 2009 EQUITY INCENTIVE PLAN (Filed With SEC on June 19, 2014)

Employment Agreement (Filed With SEC on June 19, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on June 19, 2014)

ROKA BIOSCIENCE, INC. INDEMNIFICATION AGREEMENT (Filed With SEC on June 19, 2014)

ROKA BIOSCIENCE, INC. EMPLOYEE CONFIDENTIALITY, INVENTIONS, NON-INTERFERENCE, NON-SOLICITATION AND NON-COMPETITION AGREEMENT (Filed With SEC on June 19, 2014)

SERIES C PREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on June 19, 2014)

SERIES D PREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on June 19, 2014)

SERIES E PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (Filed With SEC on June 19, 2014)

SERIES E PREFERRED STOCK PURCHASE AGREEMENT (Filed With SEC on June 19, 2014)

LOAN AND SECURITY AGREEMENT (Filed With SEC on June 19, 2014)

SUBLEASE (Filed With SEC on June 19, 2014)

OFFICE LEASE KILROY REALTY PACIFICCORPORATE CENTER KILROY REALTY, L.P., a Delaware limited partnership, asLandlord, and ROKABIOSCIENCE, INC., a Delaware corporation, as Tenant.... (Filed With SEC on June 19, 2014)

LEASE AGREEMENT BETWEEN NORMANDY WARREN HOLDINGS, LLC, a Delaware Limited Liability Company, LANDLORD, -AND- ROKA BIOSCIENCE, INC., aDelaware Corporation, TENANT DATED: May 16,... (Filed With SEC on June 19, 2014)

LICENSE AGREEMENT (Filed With SEC on June 19, 2014)

FIRST AMENDMENT TO LICENSE AGREEMENT (Filed With SEC on June 19, 2014)

MATERIALS SUPPLY AGREEMENT (Filed With SEC on June 19, 2014)

FIRST AMENDMENT TO MATERIALS SUPPLY AGREEMENT (Filed With SEC on June 19, 2014)

SUPPLY AGREEMENT (Filed With SEC on June 19, 2014)

FIRST AMENDMENT TO SUPPLY AGREEMENT (Filed With SEC on June 19, 2014)

SECOND AMENDMENT TO LICENSE AGREEMENT (Filed With SEC on June 19, 2014)

ROKA BIOSCIENCE, INC. INDEMNIFICATION AGREEMENT (Filed With SEC on May 21, 2014)

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Sorrento Tech, Inc. Contracts & Agreements