Sonoma Pharmaceuticals, Inc. Contracts & Agreements

264 Contracts & Agreements
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Filed
Amendment No. 2 to Master Supply Agreement between Sonoma Pharmaceuticals, Inc. and Wellspring Pharmaceutical Corporation
Supply Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2025
Distribution and Supply Agreement between Sonoma Pharmaceuticals, Inc. and Phase One Health, LLC (March 28, 2025)
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2025
Amendment No. 1 to Master Supply Agreement between Sonoma Pharmaceuticals, Inc. and Wellspring Pharmaceutical Corporation (March 21, 2025)
Supply Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2025
Master Supply Agreement between Sonoma Pharmaceuticals, Inc. and Wellspring Pharmaceutical Corporation
Supply Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2025
Amendment No. 1 to Distribution Agreement between Sonoma Pharmaceuticals, Inc. and Medline Industries, LP (October 17, 2024)
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2024
Distribution Agreement between Sonoma Pharmaceuticals, Inc. and Medline Industries, LP, dated August 19, 2024
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2024
Amendment No. 1 to Equity Distribution Agreement between Sonoma Pharmaceuticals, Inc. and Maxim Group LLC
Equity Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2024
Sonoma Pharmaceuticals, Inc. Offer Letter to Jerome Dvonch for Chief Financial Officer Position
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2024
Sonoma Pharmaceuticals, Inc. Offer Letter of Full-Time Employment to John Dal Poggetto
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2024
License and Distribution Agreement between NovaBay Pharmaceuticals, Inc. and Sonoma Pharmaceuticals, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2024
Equity Distribution Agreement between Sonoma Pharmaceuticals, Inc. and Maxim Group LLC, dated December 15, 2023
Equity Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2023
Lease Agreement Between Westland Development Services, Inc. and Sonoma Pharmaceuticals, Inc. for 5445 Conestoga Court, Boulder, CO
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2023
First Amendment to Lease Agreement between Westland Development Services, Inc. and Sonoma Pharmaceuticals, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2023
Placement Agency Agreement between Sonoma Pharmaceuticals, Inc. and Maxim Group LLC
Financing Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2023
Securities Purchase Agreement between Sonoma Pharmaceuticals, Inc. and Purchasers
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2023
Sonoma Pharmaceuticals, Inc. Offer Letter of Employment to John Dal Poggetto (Controller)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2023
Consulting Agreement between Sonoma Pharmaceuticals, Inc. and Jerome Dvonch Consulting, LLC (Interim CFO Services)
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2023
Amended and Restated Employment Agreement between Sonoma Pharmaceuticals, Inc. and Amy Trombly dated June 16, 2023
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2023
Amended and Restated Employment Agreement between Sonoma Pharmaceuticals, Inc. and Bruce Thornton, dated June 16, 2023
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2023
Consulting Agreement between Sonoma Pharmaceuticals, Inc. and Jerome Dvonch (Interim CFO Services)
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2023
Amendment to At The Market Offering Agreement between Sonoma Pharmaceuticals, Inc. and Ladenburg Thalmann & Co., Inc.
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2023
Exclusive Distribution and Supply Agreement between Sonoma Pharmaceuticals, Inc. and Daewoong Pharmaceutical Co., Ltd.
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2023
Sonoma Pharmaceuticals, Inc. Non-Employee Director Compensation Program and Stock Ownership Guidelines
Compensation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2022
At the Market Offering Agreement between Sonoma Pharmaceuticals, Inc. and Ladenburg Thalmann & Co. Inc. dated December 23, 2022
Equity Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2022
Sonoma Pharmaceuticals, Inc. Offer Letter to Chad White for Chief Financial Officer Position
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2022
Amended and Restated Employment Agreement between Sonoma Pharmaceuticals, Inc. and Amy Trombly (July 22, 2022)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2022
Amended and Restated Employment Agreement between Sonoma Pharmaceuticals, Inc. and Bruce Thornton, dated July 22, 2022
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2022
Non-Exclusive Distribution and Supply Agreement between Sonoma Pharmaceuticals, Inc. and Salus Medical, LLC dated January 19, 2022
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2022
Exclusive License and Distribution Agreement between Sonoma Pharmaceuticals, Inc. and Anlicare International (January 18, 2022)
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2022
Exclusive License and Distribution Agreement between Sonoma Pharmaceuticals, Inc. and Dyamed Biotech Pte Ltd. (November 2021)
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2021
At the Market Offering Agreement between Sonoma Pharmaceuticals, Inc. and H.C. Wainwright & Co., LLC (July 30, 2021)
Equity Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2021
Employment Agreement between Sonoma Pharmaceuticals, Inc. and Amy Trombly dated July 1, 2021
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2021
Employment Agreement between Sonoma Pharmaceuticals, Inc. and Jerome Dvonch, dated July 1, 2021
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2021
Employment Agreement between Oculus Innovative Sciences, Inc. and Bruce Thornton dated July 1, 2021
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2021
Exclusive Distribution and Supply Agreement between Sonoma Pharmaceuticals, Inc. and EMC Pharma, LLC (March 26, 2021)
Supply Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2021
Addendum to Employment Agreement between Sonoma Pharmaceuticals, Inc. and Amy Trombly (Effective December 31, 2020)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CO
2021
Non-Exclusive Distribution and Supply Agreement between Sonoma Pharmaceuticals, Inc. and Gabriel Science, LLC
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2020
Exclusive Distribution and Supply Agreement between Sonoma Pharmaceuticals, Inc. and Crown Laboratories, Inc.
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2020
Sonoma Pharmaceuticals, Inc. Offer Letter of Employment to Jerome Dvonch as Chief Financial Officer
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2020
Amendment No. 1 to Consulting Services Agreement between TechCXO, LLC and Client
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2020
Licensing Agreement between Sonoma Pharmaceuticals, Inc. and MicroSafe Group DMCC
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2020
Ninth Amendment to Lease Agreement between SSCOP DE LLC and Sonoma Pharmaceuticals, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2020
Lease Agreement between Fowler Crossing Partners, LP and Sonoma Pharmaceuticals, Inc. for 645 Molly Lane, Suite 150, Woodstock, GA
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2020
Asset Purchase Agreement between Sonoma Pharmaceuticals, Inc. and Infinity Labs SD Inc. (June 24, 2020)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2020
Separation and Release of Claims Agreement between Sonoma Pharmaceuticals, Inc. and Dr. Robert Northey
Separation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2020
Consulting Agreement between Sonoma Pharmaceuticals, Inc. and Dr. Robert Northey
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2020
Licensing, Distribution, and Supply Agreement between Brill International S.L. and Sonoma Pharmaceuticals, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2020
Consulting Services Agreement between Sonoma Pharmaceuticals and TechCXO, LLC (CFO Services)
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
GA
2020
Separation and Release of Claims Agreement between Sonoma Pharmaceuticals, Inc. and John Dal Poggetto
Separation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2020
Asset Purchase Agreement between Sonoma Pharmaceuticals, Inc. and MicroSafe Group DMCC
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2020
Employment Agreement between Sonoma Pharmaceuticals, Inc. and Amy Trombly (Chief Executive Officer)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2019
Common Stock Purchase Warrant Agreement between Sonoma Pharmaceuticals, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2019
Placement Agency Agreement between Sonoma Pharmaceuticals, Inc. and Dawson James Securities, Inc.
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2019
Employment Agreement between Sonoma Pharmaceuticals, Inc. and Amy Trombly (Interim CEO)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2019
Employment Agreement between Sonoma Pharmaceuticals, Inc. and John Dal Poggetto
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2019
Asset Purchase Agreement between Sonoma Pharmaceuticals, Inc. and Petagon Limited (May 14, 2019)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2019
Separation Agreement and Mutual Release between Sonoma Pharmaceuticals, Inc. and Jim Schutz
Separation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2018
Separation Agreement and Mutual Release between Sonoma Pharmaceuticals, Inc. and Robert E. Miller
Separation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2018
Employment Agreement between Sonoma Pharmaceuticals, Inc. and Frederick Sandford
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2018
Series C Common Stock Purchase Warrant Certificate between Sonoma Pharmaceuticals, Inc. and Cede & Co.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Unit Purchase Option Agreement between Sonoma Pharmaceuticals, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Placement Agency Agreement between Sonoma Pharmaceuticals Inc. and Dawson James Securities, Inc. (2018)
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Warrant Agency Agreement between Sonoma Pharmaceuticals, Inc. and Computershare, Inc. dated November 21, 2018
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2018
Series C Common Stock Purchase Warrant Certificate between Sonoma Pharmaceuticals, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Representative's Unit Purchase Option Agreement between Sonoma Pharmaceuticals, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Placement Agency Agreement between Sonoma Pharmaceuticals Inc. and Dawson James Securities, Inc.
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Warrant Agency Agreement between Sonoma Pharmaceuticals, Inc. and Computershare, Inc. (November 2018)
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2018
Series C Common Stock Purchase Warrant Certificate between Sonoma Pharmaceuticals, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Standard Commercial Lease Agreement between PMR Holdings, LLC and Sonoma Pharmaceuticals, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2018
Exclusive License and Distribution Agreement between Sonoma Pharmaceuticals, Inc. and EMS S.A. (June 4, 2018)
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2018
Common Stock Purchase Warrant Agreement between Sonoma Pharmaceuticals, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Placement Agency Agreement between Sonoma Pharmaceuticals, Inc. and Dawson James Securities, Inc.
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
Securities Purchase Agreement between Sonoma Pharmaceuticals, Inc. and Purchaser (March 1, 2018)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2018
At Market Issuance Sales Agreement between Sonoma Pharmaceuticals, Inc. and B. Riley FBR, Inc.
Equity Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NJ
2017
Master Vendor Agreement (Goods for Resale) between PetSmart Home Office, Inc. and Oculus Innovative Sciences, Inc.
Supply Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
AZ
2017
Exclusive Distribution Agreement between G. Pohl-Boskamp GmbH & Co. KG and IntraDerm Pharmaceuticals (Oculus Innovative Sciences, Inc.)
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2017
Amendment No. 8 to Lease Agreement between SSCOP Properties LLC and Oculus Innovative Sciences, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2017
Employment Agreement between Marc Umscheid and Sonoma Pharmaceuticals, Inc. (2016)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2017
Employment Agreement between Oculus Innovative Sciences, Inc. and Robert Miller (Chief Financial Officer)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2016
Employment Agreement between Oculus Innovative Sciences, Inc. and Bruce Thornton (Executive Vice President of International Operations and Sales)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2016
Employment Agreement between Oculus Innovative Sciences, Inc. and Robert Northey (Executive Vice President of R&D)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2016
Employment Agreement between Oculus Innovative Sciences, Inc. and Jeffrey S. Day (President, IntraDerm Pharmaceuticals Division)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2016
Asset Purchase Agreement between Oculus Innovative Sciences, Oculus Technologies of Mexico, and Invekra
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2016
Amendment Agreement to Acquisition Option between More Pharma Corporation and Oculus Technologies of Mexico
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2016
Section 382 Rights Agreement between Oculus Innovative Sciences, Inc. and Computershare Inc. (2016)
Registration Rights Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2016
Employment Agreement between Oculus Innovative Sciences, Inc. and Jim Schutz (President and CEO)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2016
Common Share Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder (March 31, 2016)
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2016
Exclusive Sales and Distribution Agreement between Oculus Innovative Sciences, Inc. and Manna Pro Products, LLC
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2016
Underwriting Agreement between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2016
Warrant Agreement between Oculus Innovative Sciences, Inc. and Computershare Inc. and Computershare Trust Company, N.A. dated March 18, 2016
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2016
Amendment No. 1 to Sales Representation Contract between Oculus Innovative Sciences, Inc. and SLA Brands, Inc.
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2016
Securities Purchase Follow-Up Agreement among Oculus Innovative Sciences, Michael Brauser, Barry Honig, Ruthigen, and Dawson James Securities
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2015
Securities Purchase Agreement among Oculus Innovative Sciences, Inc., Investors, Ruthigen, Inc., and Dawson James Securities, Inc.
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2015
Post-Merger Agreement Among Oculus Innovative Sciences, Inc. and Pulmatrix, Inc. Regarding Ruthigen, Inc. Obligations
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2015
Amendment and Termination Agreement among Oculus Innovative Sciences, Inc., Ruthigen, Inc., and Hoji Alimi
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2015
Sales Representation Agreement between Oculus Innovative Sciences, Inc. and SLA Brands, Inc.
Sales Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2015
Oculus Innovative Sciences, Inc. Underwriting Agreement with Maxim Group LLC and Underwriters (January 20, 2015)
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Warrant Agreement between Oculus Innovative Sciences, Inc. and Computershare Inc. and Computershare Trust Company, N.A. dated January 20, 2015
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Maxim Partners LLC
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2015
Underwriter Warrant Agreement between Oculus Innovative Sciences, Inc. and Robert D. Keyser, Jr.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2015
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and R. Douglas Armstrong
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2015
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2015
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2015
Oculus Innovative Sciences, Inc. Underwriting Agreement with Maxim Group LLC
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Warrant Agreement between Oculus Innovative Sciences, Inc. and Computershare Inc. and Computershare Trust Company, N.A.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Oculus Innovative Sciences, Inc. Underwriting Agreement with Maxim Group LLC and Underwriters (2015)
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Warrant Agreement between Oculus Innovative Sciences, Inc. and Computershare Inc. and Computershare Trust Company, N.A.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Securities Purchase Agreement among Oculus Innovative Sciences, Inc., Michael Brauser, Barry Honig, Ruthigen, Inc., and Dawson James Securities, Inc. dated January 8, 2015
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2015
Oculus Innovative Sciences, Inc. Underwriting Agreement with Maxim Group LLC (2015)
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Warrant Agreement between Oculus Innovative Sciences, Inc. and Computershare Inc. and Computershare Trust Company, N.A.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2015
Underwriter Warrant Agreement between Oculus Innovative Sciences, Inc. and Maxim Partners LLC
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2015
Lease Agreement between 2500 York, L.P. and Oculus Innovative Sciences, Inc. for Suite 130, 2500 York Road, Jamison, PA
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
PA
2014
At-the-Market Issuance Sales Agreement between Oculus Innovative Sciences, Inc. and MLV & Co. LLC (April 2, 2014)
Sales Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2014
Series A Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2014
Series B Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2014
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2014
Securities Purchase Agreement between Oculus Innovative Sciences, Inc. and Purchasers (February 21, 2014)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2014
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2014
Funding Agreement Between Ruthigen, Inc. and Oculus Innovative Sciences, Inc. (January 31, 2014)
Funding Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2014
Amended Separation Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc. (January 31, 2014)
Separation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2014
Amendment No. 3 to License and Supply Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2014
Amendment No. 1 to Shared Services Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc.
Services Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2014
Letter Agreement Regarding Severance Payment Obligation between Oculus Innovative Sciences, Inc. and Hojabr Alimi
Severance Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2014
Securities Purchase Agreement between Oculus Innovative Sciences, Inc. and Purchasers (December 4, 2013)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2013
Amendment No. 1 to License and Supply Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Amendment No. 2 to License and Supply Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Letter Agreement Regarding Letter of Credit for Release of Collateral – Oculus Innovative Sciences, Inc. and Venture Lending & Leasing V, Inc. and VI, Inc.
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2013
License and Supply Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Separation Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc. (August 2, 2013)
Separation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Employment Agreement between Jim Schutz and Oculus Innovative Sciences, Inc. (June 20, 2013)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Employment Agreement between Oculus Innovative Sciences, Inc. and Robert Miller (Chief Financial Officer)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
License and Supply Agreement between Ruthigen, Inc. and Oculus Innovative Sciences, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Shared Services Agreement between Oculus Innovative Sciences, Inc. and Ruthigen, Inc. (May 23, 2013)
Services Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Amendment to Offer of Employment for Chief Financial Officer – Ruthigen, Inc. and Sameer Harish
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2013
Employment Agreement between Hojabr Alimi and Ruthigen, Inc. dated March 21, 2013
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2013
Underwriting Agreement between Oculus Innovative Sciences, Inc. and Aegis Capital Corp. for 7,500,000 Shares of Common Stock
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2013
Warrant Agreement between Oculus Innovative Sciences, Inc. and Aegis Capital Corp.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2013
Oculus Innovative Sciences, Inc. Offer of Employment Letter to Sameer Harish as CFO of Ruthigen, Inc.
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2013
Standard Lease Agreement between Oculus and Lessor for Commercial Premises
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2012
First Amendment to Lease Agreement between KCKMC Properties, LLC and Oculus, Inc. for 3045 and 3021 65th Street, Sacramento, CA
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2012
Amendment No. 7 to Lease Agreement between 1125-1137 North McDowell, LLC and Oculus Innovative Sciences, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2012
Stock Purchase Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing V, LLC and VI, LLC (October 30, 2012)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2012
Letter Agreement Amending Loan and Security Agreement Between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing V, Inc.
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2012
Letter Agreement Amending Loan and Security Agreement Between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing VI, Inc.
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2012
Side Letter Agreement Amending Warrants under Stock Purchase Agreement between Oculus Innovative Sciences, Inc. and Sabby Funds
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2012
License, Exclusive Distribution, and Supply Agreement among Oculus Innovative Sciences, Oculus Technologies of Mexico, and More Pharma Corporation
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2012
Exclusive Distribution and Supply Agreement between Oculus Innovative Sciences, Oculus Technologies of Mexico, and More Pharma
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2012
Collaboration Agreement between Oculus Innovative Sciences Inc. and AmDerma Pharmaceuticals LLC (June 21, 2012)
Collaboration Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2012
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2012
Certificate of Designation of Preferences, Rights and Limitations of Series A 0% Convertible Preferred Stock – Oculus Innovative Sciences, Inc.
Articles of Amendment
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2012
Securities Purchase Agreement between Oculus Innovative Sciences, Inc. and Purchasers (April 22, 2012)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2012
Warrant Agreement to Purchase Common Stock of Oculus Innovative Sciences, Inc. by Venture Lending & Leasing VI, LLC
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2012
Warrant Agreement to Purchase Common Stock of Oculus Innovative Sciences, Inc. by Venture Lending & Leasing VI, LLC
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2011
Exclusive Patent License Agreement between NIH and Oculus Innovative Sciences, Inc.
License Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2011
Distribution Agreement between Oculus Innovative Sciences, Inc. and Shanghai Sunvic Technology Co. Ltd
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2011
Loan and Security Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing VI, Inc. dated June 29, 2011
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2011
Supplement to Loan and Security Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing VI, Inc.
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2011
Warrant Agreement to Purchase Common Stock between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing VI, LLC (June 29, 2011)
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2011
Amendment No. 1 to Loan and Security Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing V, Inc.
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2011
Intellectual Property Security Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing VI, Inc.
Security Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2011
Intellectual Property Security Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing V, Inc.
Security Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2011
Amendment No. 6 to Lease Agreement between RNM Lakeville, L.P. and Oculus Innovative Sciences, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2011
Exclusive Sales and Distribution Agreement between Oculus Innovative Sciences, Inc. and Quinnova Pharmaceuticals, Inc.
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2011
Exclusive Co-Promotion Agreement between Quinnova Pharmaceuticals, Inc. and Oculus Innovative Sciences, Inc.
Collaboration Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2011
Product Option Agreement between Oculus Innovative Sciences, Inc. and AmDerma Pharmaceuticals, LLC
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2011
Distribution Agreement between Oculus Innovative Sciences, Inc. and Tianjin Ascent Import and Export Company, Ltd.
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2011
Securities Purchase Agreement between Oculus Innovative Sciences, Inc. and Purchasers (August 7, 2007)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2010
Registration Rights Agreement between Oculus Innovative Sciences, Inc. and Purchasers (August 7, 2007)
Registration Rights Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2010
Purchase Agreement between Oculus Innovative Sciences, Inc. and Investors for Common Stock and Warrants
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2010
Continuous Offering Program Agreement between Oculus Innovative Sciences, Inc. and Rodman & Renshaw, LLC (2010)
Equity Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2010
Amendment No. 3 to Revenue Sharing, Partnership and Distribution Agreement between Oculus Innovative Sciences, Inc. and Vetericyn, Inc.
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2010
Loan and Security Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing V, Inc. dated May 3, 2010
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2010
Supplement to Loan and Security Agreement between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing V, Inc.
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2010
Warrant Agreement to Purchase Common Stock of Oculus Innovative Sciences, Inc. by Venture Lending & Leasing V, LLC
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2010
Second Amendment and Clarification of Engagement Letter between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Advisory Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2009
Warrant Purchase Agreement between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2009
Warrant Agreement for Purchase of Common Stock between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2009
Amendment and Clarification of Engagement Letter between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc.
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2009
Placement Agent Engagement Agreement between Oculus Innovative Sciences, Inc. and Dawson James Securities, Inc. (April 2009)
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2009
Series A Warrant Agreement between Oculus Innovative Sciences, Inc. and Dayl Crow (March 4, 2009)
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2009
Consultant Agreement between Oculus Innovative Sciences, Inc. and Robert C. Burlingame (April 1, 2009)
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2009
Oculus Innovative Sciences and Advocos Microcyn U.S. Commercial Launch Services Agreement
Services Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2009
Amendment No. 5 to Lease Agreement between RNM Lakeville, LLC and Oculus Innovative Sciences, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2009
Warrant Agreement for Purchase of Common Stock between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2009
Oculus Innovative Sciences, Inc. Purchase Agreement with Investors (February 24, 2009)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2009
Amendment No. 1 to Revenue Sharing, Partnership and Distribution Agreement between Oculus Innovative Sciences, Inc. and Vetericyn, Inc.
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2009
Purchase Agreement between Oculus Innovative Sciences, Inc. and Investors for Common Stock and Warrants
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2009
Purchase Agreement between Oculus Innovative Sciences, Inc. and Robert Burlingame (January 26, 2009)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2009
Oculus Innovative Sciences, Inc. Purchase Agreement with Investors (January 26, 2009)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2009
Revenue Sharing Distribution Agreement between Oculus Innovative Sciences, Inc. and VetCure, Inc.
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2009
Amendment No. 1 to Employment Agreement between Bruce Thornton and Oculus Innovative Sciences, Inc.
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2008
Amendment No. 4 to Lease Agreement between RNM Lakeville, LLC and Oculus Innovative Sciences, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2008
Amendment to Lease Agreement Between OPAM BV and Oculus Innovative Sciences Netherlands BV for Nusterweg 123 Facility
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2008
Placement Agent Agreement between Oculus Innovative Sciences Inc. and Rodman & Renshaw, LLC (March 25, 2008)
Equity Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2008
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2008
Securities Purchase Agreement between Oculus Innovative Sciences, Inc. and Purchasers (March 27, 2008)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2008
Securities Purchase Agreement between Oculus Innovative Sciences, Inc. and Purchasers (August 7, 2007)
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
NY
2007
Registration Rights Agreement between Oculus Innovative Sciences, Inc. and Purchasers (August 7, 2007)
Registration Rights Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2007
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder (August 13, 2007)
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2007
Oculus Innovative Sciences, Inc. 2006 Stock Incentive Plan Stock Unit Award Agreement with Robert Miller
Bonus & Incentive Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2007
Amendment No. 1 to Supplement to Loan and Security Agreement by and among Oculus Innovative Sciences, Inc., Affiliates, and Venture Lending & Leasing IV, Inc.
Modification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2007
Amendment No. 1 to Non-Negotiable Secured Promissory Note between Oculus Innovative Sciences, Inc. and R.C. Burlingame
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2007
Amendment No. 1 to Subordination Agreement among Oculus Innovative Sciences, R.C. Burlingame, and Venture Lending & Leasing Entities
Subordination Agreement
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2007
OIS Board of Directors Non-Employee Director Compensation Policy (Effective May 1, 2007)
Compensation Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2007
Oculus Innovative Sciences, Inc. 2006 Amended and Restated Stock Incentive Plan
Stock Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2007
Oculus Innovative Sciences, Inc. Underwriting Agreement with Roth Capital Partners, LLC (2007)
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2007
Oculus Innovative Sciences, Inc. and Roth Capital Partners, LLC Underwriting Agreement for Common Stock Offering
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Oculus Innovative Sciences, Inc. Underwriting Agreement with Roth Capital Partners, LLC (2006)
Underwriting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Oculus Innovative Sciences, Inc. Common Stock Certificate and Assignment Form
Stock Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Common Stock Purchase Warrant Agreement between Oculus Innovative Sciences, Inc. and Holder
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Oculus Innovative Sciences, Inc. Common Stock Certificate
Stock Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Amended and Restated Investors Rights Agreement between Oculus Innovative Sciences, Inc. and Investors (September 14, 2006)
Investor Rights Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Loan and Security Agreement between Oculus Innovative Sciences, Inc. and R.C. Burlingame (November 7, 2006)
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Secured Promissory Note between Oculus Innovative Sciences, Inc. and R.C. Burlingame dated November 10, 2006
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Subordination Agreement among Oculus Innovative Sciences, Inc., Venture Lending & Leasing IV, Inc., Venture Lending & Leasing III, LLC, and Creditors
Subordination Agreement
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Consulting Agreement between Oculus Innovative Sciences, Inc. and Robert C. Burlingame
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Director Agreement between Oculus Innovative Sciences, Inc. and Robert C. Burlingame
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Exclusive Marketing Agreement between Alkem Laboratories Ltd and Oculus Innovative Sciences, Inc.
Marketing Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Trademark Dispute Settlement Agreement between Jorge and Fernando Ahumada Ayala and Oculus Technologies of Mexico, S.A. de C.V.
Settlement Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Confidential Settlement Agreement and General Release between Kim Kelderman and Oculus Innovative Sciences, Inc.
Settlement Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing III, Inc.
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note for Equipment and Soft Cost Loans between Oculus Entities and Venture Lending & Leasing IV, Inc.
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note (Growth Capital Loans) between Oculus Entities and Venture Lending & Leasing IV, Inc.
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note for Working Capital Loan between Oculus Entities and Venture Lending & Leasing IV, Inc.
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Indemnification Agreement between Oculus Innovative Sciences, Inc. and Indemnitee (2006)
Indemnification Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2006
Oculus Innovative Sciences, Inc. 2006 Stock Incentive Plan
Bonus & Incentive Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
DE
2006
Amendment No. 3 to Lease Agreement between RNM Lakeville, LLC and Oculus Innovative Sciences, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Stock Purchase Agreement between Oculus Innovative Sciences, Inc. and Quimica Pasteur, S de R.L. and Partners
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Framework Agreement among Javier Orozco Gutierrez, Quimica Pasteur, Jorge Paulino Hermosillo Martin, Oculus Innovative Sciences, Inc., and Oculus Technologies de Mexico, S.A. de...
Collaboration Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Mercantile Consignment Agreement between Oculus Technologies de Mexico, S.A. de C.V. and Quimica Pasteur, S. de R. L., with Surety by Francisco Javier Orozco Gutierrez
Distribution Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Partnership Interest Purchase Option Agreement between Oculus Innovative Sciences, Inc. and Javier Orozco Gutierrez
Purchase Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Notarial Certification of Delivery of Termination Notices by Oculus Innovative Sciences, Inc. and Oculus Technologies of Mexico, S.A. de C.V. to Jorge Paulino Hermosillo Martín
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Notarial Certification of Delivery of Termination and Resignation Notices by Oculus Entities to Química Pasteur
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Warrant Agreement to Purchase Series A Preferred Stock between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing III, LLC
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Warrant Agreement to Purchase Series B Preferred Stock of Oculus Innovative Sciences, Inc. by Venture Lending & Leasing IV, LLC
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Managing Dealer Warrant Certificate for Purchase of Common Stock – Oculus Innovative Sciences, Inc. and Brookstreet Securities Corporation
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Oculus Innovative Sciences, Inc. Warrant to Purchase Common Stock Issued to Consultant
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Amended and Restated Investors Rights Agreement by and among Oculus Innovative Sciences, Inc. and Certain Investors and Shareholders
Investor Rights Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing III, Inc.
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note for Equipment and Soft Cost Loans between Oculus Entities and Venture Lending & Leasing IV, Inc.
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note between Oculus Entities and Venture Lending & Leasing IV, Inc. for Growth Capital Loans
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Promissory Note for Working Capital Loan between Oculus Entities and Venture Lending & Leasing IV, Inc.
Note Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Managing Dealer Warrant Certificate between Oculus Innovative Sciences, Inc. and Brookstreet Securities Corporation
Warrant Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
MicroMed Laboratories, Inc. 1999 Stock Plan
Stock Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
MicroMed Laboratories, Inc. 2000 Stock Plan
Stock Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Oculus Innovative Sciences, Inc. 2003 Stock Plan
Stock Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Oculus Innovative Sciences, Inc. 2004 Stock Plan Summary of Terms
Stock Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Lease Agreement between RNM Lakeville, L.P. and Micromed Laboratories, Inc. dated October 26, 1999
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Amendment No. 1 to Lease Agreement between RNM Lakeville, L.P. and Micromed Laboratories, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Amendment No. 2 to Lease Agreement between RNM Lakeville, LLC and Oculus Innovative Sciences, Inc.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Leasing Agreement for Factory, Warehouse, and Offices in Guadalajara between Antonio Sergio Arturo Fernandez Valenzuela and Oculus Technologies of Mexico SA de CV
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Tenancy Agreement for Office Space between Artikona Holding B.V. and Oculus Innovative Sciences Netherlands B.V.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006
Loan and Security Agreement (Equipment) between Oculus Innovative Sciences, Inc. and Venture Lending & Leasing III, Inc.
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Loan and Security Agreement among Oculus Innovative Sciences, Inc., Affiliates, and Venture Lending & Leasing IV, Inc.
Loan Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Employment Agreement between Hojabr Alimi and Oculus Innovative Sciences, Inc. (January 1, 2004)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Employment Agreement between Jim Schutz and Oculus Innovative Sciences, Inc. (General Counsel)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Employment Agreement between Oculus Innovative Sciences, Inc. and Robert Miller (CFO)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Employment Agreement between Bruce Thornton and Oculus Innovative Sciences, Inc. (June 1, 2005)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Employment Agreement between Oculus Innovative Sciences, Inc. and Theresa Mitchell (March 23, 2005)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Employment Agreement between Mike Wokasch and Oculus Innovative Sciences, Inc. (June 10, 2006)
Employment Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Director Agreement between Oculus Innovative Sciences, Inc. and Director
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Consultant Agreement between Oculus Innovative Sciences Inc. and White Moon Medical
Consulting Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
CA
2006
Leasing Agreement between Jose Alfonso I. Orozco Perez and Oculus Technologies of Mexico, S.A. de C.V.
Lease Agreements
Sonoma Pharmaceuticals, Inc.
Pharmaceuticals
2006