Sonoma Pharmaceuticals, Inc. | Uncategorized | Business Contracts

Amendment to At-The-Market Offering Agreement, by and between the Company and Ladenburg Thalmann & Co. Inc., dated February 24, 2023 (Filed With SEC on February 24, 2023)

At-The-Market Offering Agreement, by and between the Company and Ladenburg Thalmann & Co. Inc., dated December 23, 2022 (Filed With SEC on December 23, 2022)

Offer letter to Chad White dated September 8, 2022 (Filed With SEC on October 7, 2022)

At-The-Market Offering Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated July 30, 2021 (Filed With SEC on July 30, 2021)

Offer letter J. Dvonch dated August 10, 2020 (Filed With SEC on September 11, 2020)

Licensing Agreement between Sonoma Pharmaceuticals, Inc. and Microsafe Group, effective July 27, 2020 (Filed With SEC on August 6, 2020)

Asset Purchase Agreement between Sonoma Pharmaceuticals, Inc. and Infinity Labs SD Inc., dated June 24, 2020 (Filed With SEC on June 29, 2020)

Employment Agreement between Sonoma Pharmaceuticals, Inc. and Frederick Sandford, effective December 11, 2018 (Filed With SEC on December 14, 2018)

Separation and Mutual Release between Sonoma Pharmaceuticals, Inc. and Robert E. Miller, dated December 13, 2018 (Filed With SEC on December 14, 2018)

Separation and Mutual Release between Sonoma Pharmaceuticals, Inc. and Jim Schutz, dated December 13, 2018 (Filed With SEC on December 14, 2018)

Warrant Agency Agreement by and among Sonoma Pharmaceuticals, Inc. and Computershare, Inc. and Computershare Trust Company, N.A., dated November 21, 2018 (Filed With SEC on November 21, 2018)

Placement Agency Agreement entered into by and between Sonoma Pharmaceuticals, Inc. and Dawson James Securities, Inc., as representative, dated November 16, 2018 (Filed With SEC on November 21, 2018)

Form of Unit Purchase Option (Filed With SEC on November 21, 2018)

Form of Series C Warrant (Filed With SEC on November 21, 2018)

Form of Series C Warrant (Filed With SEC on November 16, 2018)

Form of Representative's Unit Purchase Option (Filed With SEC on November 16, 2018)

Form of Placement Agency Agreement (Filed With SEC on November 16, 2018)

Form of Warrant Agency Agreement (Filed With SEC on November 16, 2018)

Form of Series C Warrant (Filed With SEC on November 7, 2018)

Commercial Lease (Georgia office) by and between Sonoma Pharmaceuticals, Inc. and PMR Holdings, LLC, dated May 1, 2018 (Filed With SEC on June 26, 2018)

Exclusive License and Distribution Agreement entered into by and between Sonoma Pharmaceuticals, Inc. and EMS S.A. dated June 4, 2018 (Filed With SEC on June 5, 2018)

Form of Placement Agent Warrant granted to Dawson James Securities, Inc. and The Benchmark Company, LLC in connection with the March 2, 2018 public offering, dated March 6, 2018 (Filed With SEC on March 6, 2018)

Placement Agency Agreement entered into by and between Sonoma Pharmaceuticals, Inc. and Dawson James Securities, Inc. as representative of the placement agents, dated March 2, 2018 (Filed With SEC on March 6, 2018)

Securities Purchase Agreement entered into by and between Sonoma Pharmaceuticals, Inc. and Montreux Equity Partners V, L.P., dated March 1, 2018 (Filed With SEC on March 6, 2018)

At Market Issuance Sales Agreement, dated December 8, 2017, by and between Sonoma Pharmaceuticals, Inc. and B. Riley FBR, Inc (Filed With SEC on December 8, 2017)

Master Vendor Agreement by and between Sonoma Pharmaceuticals, Inc. and PetSmart Home Office, Inc., dated November 21, 2016 (Filed With SEC on June 28, 2017)

Amendment No. 8 to Office Lease Agreement by the between Oculus Innovative Sciences, Inc. and SSCOP Properties LLC, dated June 23, 2016 (Filed With SEC on June 28, 2017)

Specimen Common Stock Certificate (Filed With SEC on June 28, 2017)

Distribution Agreement by and between Sonoma Pharmaceuticals, Inc. and G. Pohl-Boskamp GmbH & Co. KG, dated April 13, 2016 (Filed With SEC on June 28, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on February 17, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on December 1, 2016)

BACKGROUND (Filed With SEC on October 31, 2016)

SECTION 382 RIGHTS AGREEMENT dated as of October 18, 2016 between OCULUS INNOVATIVE SCIENCES, INC. and COMPUTERSHARE INC., as Rights Agent (Filed With SEC on October 21, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on July 29, 2016)

COMMON SHARE PURCHASE WARRANT OCULUSINNOVATIVE SCIENCES, INC. (Filed With SEC on June 21, 2016)

EXCLUSIVE SALES AND DISTRIBUTION AGREEMENT (Filed With SEC on March 23, 2016)

OCULUS INNOVATIVE SCIENCES, INC. and COMPUTERSHAREINC. and ComputershareTRUST COMPANY, N.A. WARRANT AGREEMENT Dated as of March 18, 2016 (Filed With SEC on March 18, 2016)

UNDERWRITING AGREEMENT By and between OCULUS INNOVATIVE SCIENCES, INC. and DAWSON JAMES SECURITIES, INC., asRepresentative of the Several Underwriters (Filed With SEC on March 18, 2016)

AMENDMENT NO. 1 TO SLA BRANDS, INC. SALES REPRESENTATION CONTRACT (Filed With SEC on February 16, 2016)

SECURITIES PURCHASE Follow-UpAGREEMENT (Filed With SEC on March 16, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 16, 2015)

(Filed With SEC on March 16, 2015)

SLA Brands, Inc. SALES REPRESENTATION CONTRACT (Filed With SEC on March 2, 2015)

COMMON STOCK PURCHASE WARRANT OCULUSINNOVATIVE SCIENCES, INC. (Filed With SEC on January 26, 2015)

OCULUS INNOVATIVE SCIENCES, INC. UNDERWRITING AGREEMENT January 20, 2015 (Filed With SEC on January 26, 2015)

OCULUS INNOVATIVE SCIENCES, INC. and COMPUTERSHAREINC. and ComputershareTRUST COMPANY, N.A. WARRANT AGREEMENT Dated as of January 20, 2015 (Filed With SEC on January 26, 2015)

COMMON STOCK PURCHASE WARRANT OCULUSINNOVATIVE SCIENCES, INC. (Filed With SEC on January 26, 2015)

OCULUS INNOVATIVE SCIENCES, INC. UNDERWRITING AGREEMENT January ___,2015 (Filed With SEC on January 20, 2015)

OCULUS INNOVATIVE SCIENCES, INC. And COMPUTERSHAREINC. And ComputershareTRUST COMPANY, N.A. WARRANT AGREEMENT Dated as of [________], 2015 (Filed With SEC on January 16, 2015)

OCULUS INNOVATIVE SCIENCES, INC. And COMPUTERSHAREINC. And ComputershareTRUST COMPANY, N.A. WARRANT AGREEMENT Dated as of [________], 2015 (Filed With SEC on January 13, 2015)

OCULUS INNOVATIVE SCIENCES, INC. UNDERWRITING AGREEMENT [____________], 2015 (Filed With SEC on January 13, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on January 12, 2015)

COMMON STOCK PURCHASE WARRANT OCULUSINNOVATIVE SCIENCES, INC. (Filed With SEC on January 7, 2015)

OCULUS INNOVATIVE SCIENCES, INC. and COMPUTERSHAREINC. and ComputershareTRUST COMPANY, N.A. WARRANT AGREEMENT Dated as of [_____________], 2015 (Filed With SEC on January 7, 2015)

OCULUS INNOVATIVE SCIENCES, INC. UNDERWRITING AGREEMENT [____________], 2015 (Filed With SEC on January 7, 2015)

LEASE AGREEMENT BY AND BETWEEN 2500 YORK, L.P. ("Landlord") AND OCULUS INNOVATIVESCIENCES, INC. ("Tenant") FOR PROPERTYAT Suite 130, FirstFloor 2500 York Road Jamison, PA 18929... (Filed With SEC on August 12, 2014)

OCULUS INNOVATIVE SCIENCES, INC. Common Stock (par value $0.0001 per share) At-the-Market Issuance Sales Agreement (Filed With SEC on April 2, 2014)

SERIES A COMMON STOCK PURCHASE WARRANT oculusinnovative sciences, inc. (Filed With SEC on February 26, 2014)

SERIES B COMMON STOCK PURCHASE WARRANT oculusinnovative sciences, inc. (Filed With SEC on February 26, 2014)

COMMON STOCK PURCHASE WARRANT oculusinnovative sciences, inc. (Filed With SEC on February 26, 2014)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on February 26, 2014)

COMMON STOCK PURCHASE WARRANT oculusinnovative sciences, inc. (Filed With SEC on February 14, 2014)

AMENDMENT NO. 1 TO SHARED SERVICES AGREEMENT (Filed With SEC on February 6, 2014)

(Filed With SEC on February 6, 2014)

AMENDED SEPARATION AGREEMENT (Filed With SEC on February 6, 2014)

FUNDING AGREEMENT (Filed With SEC on February 6, 2014)

AMENDMENT NO. 3 TO LICENSE AND SUPPLYAGREEMENT (Filed With SEC on February 6, 2014)

FormOF SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 6, 2013)

AMENDMENT NO. 1 TO LICENSE AND SUPPLY AGREEMENT (Filed With SEC on November 19, 2013)

AMENDMENT NO. 2 TO LICENSE AND SUPPLYAGREEMENT (Filed With SEC on November 19, 2013)

Oculus Innovative Sciences, Inc. 1129 North McDowell Boulevard Petaluma, CA 94954 (Filed With SEC on November 19, 2013)

Licenseand Supply Agreement (Filed With SEC on September 24, 2013)

SEPARATION AGREEMENT (Filed With SEC on August 8, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on June 25, 2013)

Licenseand Supply Agreement (Filed With SEC on June 7, 2013)

SHARED SERVICES AGREEMENT (Filed With SEC on June 7, 2013)

(Filed With SEC on June 7, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on March 22, 2013)

FORM OF REPRESENTATIVE’S WARRANT AGREEMENT (Filed With SEC on March 7, 2013)

7,500,000Shares of Common Stock OCULUSINNOVATIVE SCIENCES, INC. UNDERWRITING AGREEMENT (Filed With SEC on March 7, 2013)

(Filed With SEC on February 4, 2013)

AMENDMENTNO. 7 TO LEASE (Filed With SEC on November 8, 2012)

ADDENDUM TO STANDARD INDUSTRIAL/COMMERCIALMULTI-TENANT LEASE-GROSS BY AND BETWEEN KCMKCPROPERTIES, LLP, AS LESSOR, AND OCULUS INC. A DELAWARE CORPORATION, AS LESSEE FOR THE... (Filed With SEC on November 8, 2012)

AMENDMENTTO LEASE DATED AUGUST 30, 2012 BY AND BETWEEN KCKMC PROPERTIES, LLC ("LESSOR") AND OCULUS, INC., A DELAWARE CORPORATION("LESSEE") FOR THEPROPERTY LOCATED AT 304565TH... (Filed With SEC on November 8, 2012)

(Filed With SEC on November 1, 2012)

Venture Lending & Leasing V, Inc. 104 La Mesa Dr., Suite 102 Portola Valley, CA 94028 October 30, 2012 (Filed With SEC on November 1, 2012)

Venture Lending & Leasing VI, Inc. 104 La Mesa Dr., Suite 102 Portola Valley, CA 94028 October 30, 2012 (Filed With SEC on November 1, 2012)

STOCKPURCHASE AGREEMENT (Filed With SEC on November 1, 2012)

License,Exclusive Distribution and Supply Agreement (Filed With SEC on August 15, 2012)

ExclusiveDistribution and Supply Agreement (Filed With SEC on August 15, 2012)

COLLABORATION AGREEMENT (Filed With SEC on August 3, 2012)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on April 25, 2012)

OCULUS INNOVATIVE SCIENCES, INC. CERTIFICATE OF DESIGNATIONOF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A 0% CONVERTIBLEPREFERRED STOCK PURSUANT TO SECTION 151OF THE DELAWARE... (Filed With SEC on April 25, 2012)

FORM OF COMMON STOCK PURCHASE WARRANT oculusinnovative sciences, inc. (Filed With SEC on April 25, 2012)

WARRANT TO PURCHASE SHARES OF COMMON STOCK OF OCULUS INNOVATIVE SCIENCES, INC. (Void after November 30, 2018) _______________________________________________ (Filed With SEC on February 10, 2012)

WARRANT TO PURCHASE SHARES OF COMMON STOCK OF OCULUS INNOVATIVE SCIENCES, INC. (Void after November 30, 2018) _______________________________________________ (Filed With SEC on November 3, 2011)

PUBLIC HEALTH SERVICE PATENT LICENSE AGREEMENT EXCLUSIVE COVER PAGE (Filed With SEC on November 3, 2011)

DISTRIBUTION AGREEMENT (Filed With SEC on August 4, 2011)

WARRANT TO PURCHASE SHARES OF COMMON STOCK OF OCULUS INNOVATIVE SCIENCES, INC. (Void after November 30, 2018) (Filed With SEC on July 6, 2011)

AMENDMENT NO. 1 TO LOAN DOCUMENTS (Filed With SEC on July 6, 2011)

INTELLECTUAL PROPERTY SECURITY AGREEMENT (Filed With SEC on July 6, 2011)

LOAN AND SECURITY AGREEMENT Dated as of June 29, 2011 between OCULUS INNOVATIVE SCIENCES, INC., a Delaware corporation, as Borrower, and VENTURE LENDING & LEASING VI, INC., a... (Filed With SEC on July 6, 2011)

SUPPLEMENT (Filed With SEC on July 6, 2011)

AMENDMENT NO. 6 TO LEASE (Filed With SEC on June 3, 2011)

EXCLUSIVESALES AND DISTRIBUTION AGREEMENT (Filed With SEC on February 18, 2011)

EXCLUSIVECO-PROMOTION AGREEMENT (Filed With SEC on February 18, 2011)

PRODUCTOPTION AGREEMENT (Filed With SEC on February 18, 2011)

DISTRIBUTIONAGREEMENT (Filed With SEC on February 4, 2011)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on November 4, 2010)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on November 4, 2010)

PURCHASEAGREEMENT (Filed With SEC on November 4, 2010)

Exhibit10.1 CONTINUOUSOFFERING PROGRAM AGREEMENT (Filed With SEC on September 17, 2010)

AMENDMENTNO. 3 TO REVENUESHARING, PARTNERSHIP AND DISTRIBUTION AGREEMENT (Filed With SEC on August 5, 2010)

LOANAND SECURITY AGREEMENT Datedas of May 3, 2010 between OCULUSINNOVATIVE SCIENCES, INC., aDelaware corporation, asBorrower, and VENTURELENDING & LEASING V, INC., aMaryland... (Filed With SEC on May 6, 2010)

SUPPLEMENT tothe Loanand Security Agreement datedas of May 1, 2010 between OculusInnovative Sciences, Inc. (Borrower) and VentureLending & Leasing V, Inc. (Lender) (Filed With SEC on May 6, 2010)

WARRANTTO PURCHASE SHARES OFCOMMON STOCK OF OCULUSINNOVATIVE SCIENCES, INC. (Voidafter November 30, 2017) _______________________________________________ (Filed With SEC on May 6, 2010)

Sonoma Pharmaceuticals, Inc. (156) | Uncategorized (126)