SIEBERT FINANCIAL CORP Contracts & Agreements

44 Contracts & Agreements
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Filed
Parent Guaranty, dated November 22, 2024
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
BMO Bank Revolver Note Agreement, dated November 22, 2024
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
Credit Agreement, dated November 22, 2024
Credit Agreements
SIEBERT FINANCIAL CORP
Capital Markets
DE
2024
Continuing Guaranty, dated July 29, 2024 (incorporated by reference to Exhibit 10.46 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on August 20, 2024)
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
East West Revolver Note Agreement, dated July 29, 2024 (incorporated by reference to Exhibit 10.45 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on August...
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
East West Loan and Security Agreement, dated July 29, 2024 (incorporated by reference to Exhibit 10.44 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on...
Loan Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Continuing Guaranty, dated July 29, 2024
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
East West Revolver Note Agreement, dated July 29, 2024
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
East West Loan and Security Agreement, dated July 29, 2024
Loan Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Purchase Agreement, dated January 18, 2024
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2024
Amended and Restated Stockholders Agreement, dated December 19, 2023
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Termination and Settlement Agreement, dated December 19, 2023
Termination Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Share Redemption Agreement, dated July 10, 2023, by and among Cynthia DiBartolo, Siebert Financial Corp, and Tigress Holdings, LLC
Stock Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Registration Rights and Lock-Up Agreement
Registration Rights Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Stockholders Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Foreign Broker-Dealer Fee Sharing Agreement
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Second Tranche Stock Purchase Agreement
Stock Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
First Tranche Stock Purchase Agreement
Stock Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Reorganization Agreement By and Among Tigress Holdings, LLC, Rise Financial Services, LLC, and Siebert Financial Corp. dated October 18, 2022
Plan of Reorganization Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Termination Agreement By and Among Hedge Connection, Inc., Lisa Vioni, Rise Financial Services, LLC, and Siebert Financial Corp., dated October 18, 2022
Termination Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Siebert Financial Corp. Common Stock ($0.01 par value per share) Capital on Demand™Sales Agreement
Stock Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
DEBT EXCHANGE AGREEMENT
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Debt Exchange Agreement, dated March 31, 2022
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Agreement between Siebert Financial Corp. and Hedge Connection, Inc., dated January 21, 2022
SIEBERT FINANCIAL CORP
Capital Markets
MI
2022
Promissory Note and Loan and Security Agreement, dated as of December 30, 2021, between East West Bank and Siebert Financial Corp
Loan Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2022
Promissory Note, dated as of December 30, 2021, made by Siebert Financial Corp. in favor of Gloria E. Gebbia
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Purchase Agreement, dated as of December 30, 2021, for 653 Collins Ave, Miami Beach, FL, between Siebert Financial Corp. and City National Bank of Florida, a national banking...
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2022
Agreement between Siebert Financial Corp. and Tigress Holdings, LLC, dated November 16, 2021
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT
Stock Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2021
GUARANTY AGREEMENT
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
AMENDMENT TO FULLY DISCLOSED CLEARING AGREEMENT
SIEBERT FINANCIAL CORP
Capital Markets
2021
Siebert Financial Corp. 2021 Equity Incentive Plan
Bonus & Incentive Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
Common Stock Purchase Agreement, dated as of January 31, 2021, between Siebert Financial Corp. and OpenHand Holdings, Inc
Stock Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
ASSETPURCHASE AGREEMENT
SIEBERT FINANCIAL CORP
Capital Markets
2017
ASSIGNMENT
Assignment Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2017
CONSENTAND WAIVER
Waiver Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2017
Acquisition Agreement, dated September 1, 2016, by and among, Siebert Financial Corp., the Estate of Muriel F. Siebert and Kennedy Cabot Acquisition, LLC
SIEBERT FINANCIAL CORP
Capital Markets
NV
2016