SAFEGUARD SCIENTIFICS INC Contracts & Agreements

Letter Agreement by and between the Company and Rock Creek Advisors, LLC, dated December 15, 2023 (Filed With SEC on December 18, 2023)

Termination Letter Agreement by and between the Company and Eric C. Salzman, dated December 15, 2023 (Filed With SEC on December 18, 2023)

Employment Letter Agreement by and between the Company and Eric C. Salzman, dated December 15, 2023 (Filed With SEC on December 18, 2023)

Termination Letter Agreement by and between the Company and Mark A. Herndon, dated December 15, 2023 (Filed With SEC on December 18, 2023)

Employment Letter Agreement by and between the Company and Mark A. Herndon, dated December 15, 2023 (Filed With SEC on December 18, 2023)

Press Release of Safeguard Scientifics, Inc. dated January 10, 2023 (Filed With SEC on January 10, 2023)

Employment Agreement, dated January 1, 2023, by and between the Company and Eric Salzman (Filed With SEC on January 4, 2023)

Compensation Summary Non-employee Directors (Filed With SEC on March 11, 2022)

Employment Agreement, dated December 21, 2021, by and between the Company and Eric Salzman (Filed With SEC on December 21, 2021)

SAFEGUARD SCIENTIFICS, INC. COMPENSATION SUMMARY - NON-EMPLOYEE DIRECTORS (Filed With SEC on March 5, 2021)

Employment Agreement, dated October 1, 2020, by and between the Company and Eric Salzman (Filed With SEC on October 1, 2020)

Safeguard Amended and Restated Transaction Bonus Plan (Filed With SEC on August 12, 2020)

General Release and Agreement, dated April 20, 2020, by and between the Company and Brian J. Sisko (Filed With SEC on April 21, 2020)

Employment Agreement, dated March 30, 2020, by and between the Company and Eric Salzman (Filed With SEC on April 6, 2020)

Employment Agreement, dated April 1, 2020, by and between the Company and Robert J. Rosenthal (Filed With SEC on April 6, 2020)

Compensation Summary Non-employee Directors (Filed With SEC on February 28, 2020)

Cooperation Agreement dated March 26, 2019 by and among Safeguard Scientifics, Inc. and Horton Capital Management, LLC, Joseph M. Manko, Jr., Maplewood Partners, LLC, Maplewood... (Filed With SEC on March 27, 2019)

Sublease Agreement, dated as of March 15, 2019, by and between Safeguard Scientifics, Inc. and a Subtenant (Filed With SEC on March 20, 2019)

Compensation Summary Non-employee Directors (Filed With SEC on March 1, 2019)

Amendment No. 1 to Stock Repurchase Agreement, dated as of January 3, 2019, by and between MediaMath Holdings, Inc. and Safeguard Delaware, Inc (Filed With SEC on January 4, 2019)

Stock Repurchase Agreement, dated as of July 2, 2018, by and between MediaMath Holdings, Inc. and Safeguard Delaware, Inc (Filed With SEC on July 9, 2018)

Second Amendment to Loan and Guaranty Agreement and Lien Reaffirmation Agreement dated as of May 11, 2018 by and among HPS Investment Partners, LLC, Safeguard Scientifics, Inc.... (Filed With SEC on May 14, 2018)

Cooperation Agreement dated April 23, 2018 by and among Safeguard Scientifics, Inc. and Horton Capital Management, LLC, Joseph M. Manko, Jr., Maplewood Partners, LLC, Maplewood... (Filed With SEC on April 24, 2018)

Section 382 Tax Benefits Preservation Plan, dated as of February 19, 2018, by and among Safeguard Scientifics, Inc., Computershare Inc. and Computershare Trust Company, N.A (Filed With SEC on February 20, 2018)

Dated May 11, 2017 LOAN AND GUARANTY AGREEMENT among SAFEGUARD SCIENTIFICS,INC. as Borrower, THEGUARANTORS FROM TIME TO TIME PARTY HERETO as Guarantors, THE LENDERS FROM TIME TO... (Filed With SEC on May 12, 2017)

Dated May 11, 2017 PLEDGE AND SECURITY AGREEMENT among SAFEGUARD SCIENTIFICS,INC. EACH OF THE GRANTORS PARTY HERETO and HPS INVESTMENT PARTNERS,LLC as Collateral Agent TABLE OF... (Filed With SEC on May 12, 2017)

FIFTH LOAN MODIFICATION AGREEMENT (Filed With SEC on December 29, 2015)

LEASE (Filed With SEC on April 24, 2015)

SAFEGUARD SCIENTIFICS, INC. COMPENSATION SUMMARY NON-EMPLOYEE DIRECTORS (Filed With SEC on April 24, 2015)

FOURTH LOAN MODIFICATION AGREEMENT (Filed With SEC on December 23, 2014)

SAFEGUARD SCIENTIFICS, INC. 2014 EQUITY COMPENSATION PLAN As Amended and Restated Effective March 5, 2014, Subject to Approval by the Companys Stockholders (Filed With SEC on July 25, 2014)

SAFEGUARD SCIENTIFICS, INC. COMPENSATION SUMMARY NON-EMPLOYEE DIRECTORS (Filed With SEC on March 7, 2014)

COMPENSATION AGREEMENT (Filed With SEC on March 11, 2013)

THIRD LOAN MODIFICATION AGREEMENT (Filed With SEC on December 27, 2012)

SAFEGUARD SCIENTIFICS, INC. to U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 19, 2012 5.25% Convertible SeniorDebentures due May 15, 2018 TABLE OF... (Filed With SEC on November 20, 2012)

EX-101 INSTANCE DOCUMENT (Filed With SEC on July 28, 2011)

CONSENT AGREEMENT (Filed With SEC on May 18, 2011)

JOINDER AND FIRST LOAN MODIFICATION AGREEMENT (Filed With SEC on January 4, 2011)

(In thousands except (Filed With SEC on July 30, 2010)

SAFEGUARD SCIENTIFICS, INC. (Filed With SEC on March 30, 2010)

ESCROW AGREEMENT (Filed With SEC on March 30, 2010)

Deploy capital in companies within our strategic focus (Filed With SEC on March 16, 2010)

EXCHANGE AGREEMENT (Filed With SEC on March 11, 2010)

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on May 28, 2009)

Deploy capital in companies within our strategic focus (Filed With SEC on March 19, 2009)

LOAN AND SECURITY AGREEMENT (Filed With SEC on February 11, 2009)

SAFEGUARD SCIENTIFICS, INC. 1999 EQUITY COMPENSATION PLAN (Filed With SEC on November 6, 2008)

SAFEGUARD SCIENTIFICS, INC. 2001 ASSOCIATES EQUITY COMPENSATION PLAN (Filed With SEC on November 6, 2008)

SAFEGUARD SCIENTIFICS, INC. 2004 EQUITY COMPENSATION PLAN (Filed With SEC on November 6, 2008)

Stock option grant certificates issued to Stephen T. Zarrilli (Filed With SEC on August 11, 2008)

Agreement by and between Safeguard Scientifics, Inc. and Kevin L. Kemmerer (Filed With SEC on August 11, 2008)

Stock option grant certificate issued to Kevin L. Kemmerer (Filed With SEC on August 11, 2008)

Compensation Summary Non-Employee Directors (Filed With SEC on August 11, 2008)

Compensation Summary Julie A. Dobson (Filed With SEC on August 11, 2008)

Amended and Restated Loan and Security Agreement (Filed With SEC on August 11, 2008)

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on July 2, 2008)

Safeguard Scientifics, Inc. 435 Devon Park Drive, 800 Building Wayne, PA 19087 ###-###-#### (Filed With SEC on May 29, 2008)

FIRST AMENDMENT TO PURCHASE AGREEMENT (Filed With SEC on May 7, 2008)

SAFEGUARD SCIENTIFICS,INC. MANAGEMENT INCENTIVE PLAN (Filed With SEC on April 25, 2008)

Form of director's stock option grant certificate (Filed With SEC on March 31, 2008)

Form of officer's stock option grant certificate (Filed With SEC on March 31, 2008)

CLARIENT, INC. (Filed With SEC on March 5, 2008)

LAUREATE PHARMA, INC. (Filed With SEC on March 5, 2008)

AMENDMENT AND AFFIRMATION OF DEFICIENCY GUARANTY (Safeguard Delaware / Safeguard Scientifics (Delaware)) (Filed With SEC on March 5, 2008)

LAUREATE PHARMA, INC. LOAN AND SECURITY AGREEMENT (Filed With SEC on March 5, 2008)

SECOND AMENDMENT AND WAIVER TO (Filed With SEC on March 5, 2008)

PURCHASE AGREEMENT Dated as of February 29, 2008 by and between SAFEGUARD SCIENTIFICS, INC. as Seller, and SAINTS CAPITAL DAKOTA, L.P. as Purchaser (Filed With SEC on March 4, 2008)

Letter Agreement, Brian J. Sisko (Filed With SEC on November 5, 2007)

Stock Option Grant Certificates issued to Brian J. Sisko (Filed With SEC on November 5, 2007)

Stock Option Grant Certificate Issued to Raymond J. Land (Filed With SEC on August 3, 2007)

Ninth Amendment (Filed With SEC on May 10, 2007)

Amendment and Affirmation of Guaranty (Filed With SEC on May 10, 2007)

First Amendment and Waiver (Filed With SEC on May 10, 2007)

Affirmation of Guaranty (Filed With SEC on May 10, 2007)

Stock Option Grant Certificate issued to Stephen Zarrilli dated December 15, 2006 (Filed With SEC on March 27, 2007)

Restricted Stock Grant Agreement issued to John A. Loftus dated December 15, 2006 (Filed With SEC on March 27, 2007)

Form of Directors' stock option grant certificate as of February 21, 2007 (Filed With SEC on March 27, 2007)

Compensation Summary - Non-employee Directors (Filed With SEC on March 27, 2007)

Agreement dated December 14, 2006 between Safeguard Scientifics, Inc. and Christopher J. Davis (Filed With SEC on March 27, 2007)

Agreement by and between Safeguard Scientifics, Inc. and Stephen Zarrilli dated as of December 15, 2006 (Filed With SEC on March 27, 2007)

Eighth Amendment to Loan Agreement by and between Comercia Bank, Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware) Inc (Filed With SEC on March 27, 2007)

Amended and Restated Loan Agreement for $15 million by and among Comercia Bank, Alliance Consulting Group Associates, Inc. and Alliance Holdings, Inc (Filed With SEC on March 27, 2007)

Amended and Restated Loan Agreement for $5 million by and among Comerica Bank, Alliance Consulting Group Associates, Inc. and Alliance Holdings, Inc (Filed With SEC on March 27, 2007)

Affirmation of Guaranty by Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware), Inc (Filed With SEC on March 27, 2007)

Sixth Amendment dated as of February 28, 2007 to Loan and Security Agreement dated as of December 1, 2004, by and between Comerica Bank and Laureate Pharma, Inc (Filed With SEC on March 27, 2007)

Amendment and Affirmation of Guaranty dated February 28, 2007 to Comerica Bank provided by Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware), Inc (Filed With SEC on March 27, 2007)

Deficiency Guaranty dated February 28, 2007 to Comerica Bank provided by Safeguard Delaware, Inc. and Safeguard Scientifics (Delaware), Inc (Filed With SEC on March 27, 2007)

Fifth Amendment dated as of August 2, 2006 to Loan and Security Agreement (Filed With SEC on November 3, 2006)

Seventh Amendment dated as of May 4, 2006 to Loan Agreement (Filed With SEC on August 4, 2006)

SAFEGUARD SCIENTIFICS, INC. EXECUTIVE DEFERRED COMPENSATION PLAN (Filed With SEC on March 13, 2006)

SIXTH AMENDMENT DATED JUNE 30, 2005 (Filed With SEC on March 13, 2006)

PURCHASE AND SALE AGREEMENT DATED DECEMBER 9, 2005 (Filed With SEC on March 13, 2006)

Stock Option Grant Certificate issued to Peter J. Boni (Filed With SEC on November 9, 2005)

Stock Option Grant Certificate issued to James A. Datin (Filed With SEC on November 9, 2005)

SECOND AMENDMENT TO LOAN SECURITY AGREEMENT (Filed With SEC on August 8, 2005)

THIRD AMENDMENT TO LOAN SECURITY AGREEMENT (Filed With SEC on August 8, 2005)

AFFIRMATION AND AMENDMENT OF GUARANTY (Filed With SEC on August 8, 2005)

FIRST AMENDMENT DATED AS OF MARCH 11, 2005 TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on May 9, 2005)

GUARANTY DATED MAY 10, 2002 BY SAFEGUARD SCIENTIFICS, INC (Filed With SEC on March 15, 2005)

LOAN AGREEMENT DATED SEPTEMBER 25, 2003 (Filed With SEC on March 15, 2005)

FIRST AMENDMENT DATED DECEMBER 12, 2003 TO LOAN AGREEMENT (Filed With SEC on March 15, 2005)

SECOND AMENDMENT DATED MAY 27, 2004 TO LOAN AGREEMENT (Filed With SEC on March 15, 2005)

THIRD AMENDMENT DATED AUGUST 9, 2004 TO LOAN AGREEMENT (Filed With SEC on March 15, 2005)

FIFTH AMENDMENT DATED MARCH 11, 2005 TO LOAN AGREEMENT (Filed With SEC on March 15, 2005)

AMENDED & RESTATED LOAN & SECURITY AGREEMENT DATED AS OF DECEMBER 15, 2002 (Filed With SEC on March 15, 2005)

FIRST AMENDMENT DATED AS OF MARCH 19, 2004, TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on March 15, 2005)

SECOND AMENDMENT DATED AS OF MARCH 31, 2004, TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on March 15, 2005)

UNCONDITIONAL GUARANTY DATED MARCH 31, 2004 TO COMERICA BANK (Filed With SEC on March 15, 2005)

FOURTH AMENDMENT DATED AS OF MARCH 14, 2005, TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on March 15, 2005)

EMPLOYMENT AGREEMENT, MICHAEL F. COLA (Filed With SEC on November 9, 2004)

EMPLOYMENT AGREEMENT, CHRISTOPHER J. DAVIS (Filed With SEC on November 9, 2004)

FORM OF DIRECTORS' STOCK OPTION GRANT CERTIFICATE (Filed With SEC on November 9, 2004)

FORM OF OFFICERS' STOCK OPTION GRANT CERTIFICATE (Filed With SEC on November 9, 2004)

GROUP STOCK UNIT AWARD PROGRAM (Filed With SEC on November 9, 2004)

GROUP DEFERRED STOCK UNIT PROGRAM FOR DIRECTORS (Filed With SEC on November 9, 2004)

FORM OF RESTRICTED STOCK GRANT AGREEMENT (Filed With SEC on November 9, 2004)

EMPLOYMENT AGREEMENT, ANTHONY A. IBARGUEN (Filed With SEC on November 9, 2004)

4TH AMEND. TO LOAN AGREEMENT, COMERICA BANK (Filed With SEC on October 5, 2004)

AFFIRMATION AND AMENDMENT OF GUARANTY (Filed With SEC on October 5, 2004)

4TH AMEND. TO LOAN AGREEMENT, COMERICA BANK, ALLIANCE CONSULTING (Filed With SEC on October 5, 2004)

GUARANTY DATED SEPTEMBER 30, 2004 (Filed With SEC on October 5, 2004)

AFFIRMATION OF GUARANTY DATED SEPTEMBER 30, 2004 (Filed With SEC on October 5, 2004)

LETTER OF CREDIT ISSUED TO W.P. CAREY (Filed With SEC on October 5, 2004)

SAFEGUARD SCIENTIFICS, INC. 2004 EQUITY COMPENSATION PLAN (Filed With SEC on August 6, 2004)

FIRST AMENDMENT TO 1999 EQUITY COMPENSATION PLAN (Filed With SEC on August 6, 2004)

SECOND AMENDMENT TO 2001 ASSOCIATES EQUITY COMPENSATION PLAN (Filed With SEC on August 6, 2004)

THIRD AMENDMENT TO LOAN AGREEMENT (Filed With SEC on May 10, 2004)

FIRST AMENDMENT TO LOAN AGREEMENT (Filed With SEC on May 13, 2003)

DSU PROGRAMS (Filed With SEC on March 21, 2003)

AMENDMENT NO. 1, ASSOC. EQUITY COMPENSATION PLAN (Filed With SEC on March 21, 2003)

FORM OF LETTER AGREEMENT DATED JANUARY 1, 2003 (Filed With SEC on March 21, 2003)

LETTER AGREEMENT DATED JANUARY 1, 2003 (Filed With SEC on March 21, 2003)

LOAN AGREEMENT DATED MAY 10, 2002 (Filed With SEC on August 14, 2002)

WARREN V. MUSSER EMPLOYMENT AGREEMENT (Filed With SEC on April 1, 2002)

ANTHONY L. CRAIG LETTER AGREEMENT (Filed With SEC on April 1, 2002)

ANTHONY A. IBARGUEN LETTER AGREEMENT (Filed With SEC on April 1, 2002)

LOAN AND SECURITY AGREEMENT DATED NOV.21, 2001 (Filed With SEC on April 1, 2002)

COMMITMENT LETTER DATED MARCH 25, 2002 (Filed With SEC on April 1, 2002)

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SAFEGUARD SCIENTIFICS INC Contracts & Agreements