RCS Capital Corp Contracts & Agreements

108 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Superpriority Secured Debtor-in-Possession Term Loan Agreement among RCS Capital Corporation, Lenders, and Barclays Bank PLC (February 8, 2016)
Loan Agreements
RCS Capital Corp
NY
2016
Third Amendment to Services Agreement between AR Capital, LLC and RCS Advisory Services, LLC
Services Agreements
RCS Capital Corp
NY
2015
First Amendment to Services Agreement between RCS Capital Corporation and American Realty Capital Advisors, LLC (September 30, 2014)
Services Agreements
RCS Capital Corp
NY
2015
Second Amendment to Services Agreement between AR Capital, LLC and RCS Advisory Services, LLC
Services Agreements
RCS Capital Corp
NY
2015
Underwriting Agreement between RCS Capital Corporation, RCAP Holdings, LLC, and Underwriters (June 4, 2014)
Underwriting Agreements
RCS Capital Corp
NY
2015
Amendment No. 1 to Third Amended and Restated Limited Liability Company Agreement of Realty Capital Securities, LLC between RCS Capital Holdings, LLC and RCAP Holdings, LLC (May...
Limited Liability Company Agreements
RCS Capital Corp
2014
RCS Capital Corporation Class A Common Stock Underwriting Agreement with Merrill Lynch, Barclays, and Other Underwriters (2014)
Underwriting Agreements
RCS Capital Corp
NY
2014
Third Amended and Restated Limited Liability Company Agreement of Realty Capital Securities, LLC (February 11, 2014)
Limited Liability Company Agreements
RCS Capital Corp
DE
2014
Second Amended and Restated Limited Liability Company Agreement of RCS Advisory Services, LLC (2014)
Limited Liability Company Agreements
RCS Capital Corp
DE
2014
Second Amended and Restated Limited Liability Company Agreement of American National Stock Transfer, LLC, dated February 11, 2014
Limited Liability Company Agreements
RCS Capital Corp
DE
2014
Amended and Restated Services Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and RCS Capital Management, LLC (February 11, 2014)
Services Agreements
RCS Capital Corp
NY
2014
Limited Liability Company Agreement of RCS Capital Holdings, LLC (February 11, 2014)
Limited Liability Company Agreements
RCS Capital Corp
DE
2014
Second Amended and Restated Limited Liability Company Agreement of Realty Capital Securities, LLC (2013)
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Amended and Restated Limited Liability Company Agreement of RCS Advisory Services, LLC, dated June 10, 2013
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Amended and Restated Limited Liability Company Agreement of American National Stock Transfer, LLC (2013)
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Tax Receivable Agreement among RCS Capital Corporation, RCAP Holdings, LLC, Realty Capital Securities, LLC, RCS Advisory Services, LLC, and American National Stock Transfer, LLC...
Services Agreements
RCS Capital Corp
DE
2013
Services Agreement among Realty Capital Securities, LLC, RCS Advisory Services, LLC, American National Stock Transfer, LLC, American Realty Capital Advisors, LLC, and ARC Advisory...
Services Agreements
RCS Capital Corp
NY
2013
Services Agreement between AR Capital, LLC and RCS Advisory Services, LLC dated June 10, 2013
Services Agreements
RCS Capital Corp
NY
2013
Management Agreement among RCS Capital Corporation, Realty Capital Securities, LLC, RCS Advisory Services, LLC, American National Stock Transfer, LLC, and RCS Capital Management,...
Management Agreements
RCS Capital Corp
NY
2013
Second Amended and Restated Limited Liability Company Agreement of Realty Capital Securities, LLC
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Amended and Restated Limited Liability Company Agreement of RCS Advisory Services, LLC
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Amended and Restated Limited Liability Company Agreement of American National Stock Transfer, LLC
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Underwriting Agreement for RCS Capital Corporation Class A Common Stock Offering with JMP Securities LLC and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
RCS Capital Corp
NY
2013
Second Amended and Restated Limited Liability Company Agreement of Realty Capital Securities, LLC
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Amended and Restated Limited Liability Company Agreement of RCS Advisory Services, LLC
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Amended and Restated Limited Liability Company Agreement of American National Stock Transfer, LLC
Limited Liability Company Agreements
RCS Capital Corp
DE
2013
Tax Receivable Agreement among RCS Capital Corporation, RCAP Holdings, LLC, Realty Capital Securities, LLC, RCS Advisory Services, LLC, and American National Stock Transfer, LLC
Services Agreements
RCS Capital Corp
DE
2013
Services Agreement among Realty Capital Securities, LLC, RCS Advisory Services, LLC, American National Stock Transfer, LLC, and ARC Advisors, LLC (May 2013)
Services Agreements
RCS Capital Corp
NY
2013
Services Agreement between AR Capital, LLC and RCS Advisory Services, LLC dated April 2013
Services Agreements
RCS Capital Corp
NY
2013
Management Agreement among RCS Capital Corporation, Realty Capital Securities, LLC, RCS Advisory Services, LLC, American National Stock Transfer, LLC, and RCS Capital Management,...
Management Agreements
RCS Capital Corp
NY
2013
Underwriting Agreement between RCS Capital Corporation and Ladenburg Thalmann & Co. Inc. (2013)
Underwriting Agreements
RCS Capital Corp
NY
2013
Amended and Restated Exclusive Dealer Manager Agreement between American Realty Capital Trust V, Inc. and Realty Capital Securities, LLC (April 9, 2013)
Underwriting Agreements
RCS Capital Corp
NY
2013
Exclusive Dealer Manager Agreement between American Realty Capital New York Recovery REIT, Inc. and Realty Capital Securities, LLC
Underwriting Agreements
RCS Capital Corp
NY
2013
Second Amended and Restated Exclusive Dealer Manager Agreement between Phillips Edison – ARC Shopping Center REIT Inc. and Realty Capital Securities, LLC (September 17, 2010)
Underwriting Agreements
RCS Capital Corp
NY
2013
Exclusive Dealer Manager Agreement between American Realty Capital – Retail Centers of America, Inc. and Realty Capital Securities, LLC (March 17, 2011)
Underwriting Agreements
RCS Capital Corp
NY
2013
Exclusive Dealer Manager Agreement between ARC Realty Finance Trust, Inc. and Realty Capital Securities, LLC
Underwriting Agreements
RCS Capital Corp
NY
2013
Exclusive Dealer Manager Agreement between American Realty Capital Daily Net Asset Value Trust, Inc. and Realty Capital Securities, LLC (August 15, 2011)
Underwriting Agreements
RCS Capital Corp
NY
2013
Second Amended and Restated Exclusive Dealer Manager Agreement between American Realty Capital Global Trust, Inc. and Realty Capital Securities, LLC
Underwriting Agreements
RCS Capital Corp
NY
2013
Exclusive Dealer Manager Agreement between American Realty Capital Trust IV, Inc. and Realty Capital Securities, LLC (June 8, 2012)
Underwriting Agreements
RCS Capital Corp
NY
2013
Restructuring Support Agreement among RCS Capital Corporation, Subsidiary Guarantors, Lenders, and Luxor Capital Group
Forbearance Agreements
RCS Capital Corp
NY
2016
Forbearance Agreement to First Lien Credit Agreement among RCS Capital Corporation, Barclays Bank PLC, and Lenders (December 31, 2015)
Forbearance Agreements
RCS Capital Corp
NY
2016
Forbearance Agreement to Second Lien Credit Agreement among RCS Capital Corporation, Lenders, and Bank of America, N.A.
Forbearance Agreements
RCS Capital Corp
NY
2016
Forbearance Agreement to Indenture Governing the Luxor Convertible Notes between RCS Capital Corporation and Luxor Capital Group Affiliates
Forbearance Agreements
RCS Capital Corp
NY
2016
Forbearance Agreement to Senior Unsecured Promissory Notes between RCS Capital Corporation and Noteholders
Forbearance Agreements
RCS Capital Corp
NY
2016
Amendment to Employment Terms between RCS Capital Corporation and Brian D. Jones
Employment Agreements
RCS Capital Corp
NY
2015
Amended and Restated Membership Interest Purchase Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and Apollo Management Holdings, L.P.
Purchase Agreements
RCS Capital Corp
DE
2015
Note Purchase and Class B Share Agreement between RCAP Holdings, LLC and RCS Capital Corporation dated November 8, 2015
Note Agreements
RCS Capital Corp
DE
2015
Note Purchase Agreement between RCS Capital Corporation and Noteholders (November 8, 2015)
Note Agreements
RCS Capital Corp
DE
2015
Series D-1 Shares Agreement between AR Capital, LLC and RCS Capital Corporation (November 8, 2015)
Voting Agreements
RCS Capital Corp
DE
2015
Mutual Release Agreement among AR Capital, ARC Principals, RCS Capital, RCS Holdings, and Luxor Capital Partners (November 8, 2015)
Release Agreements
RCS Capital Corp
NY
2015
Amendment No. 2 to First Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Management, Subsidiary Guarantors, Lenders, and Barclays Bank PLC
Credit Agreements
RCS Capital Corp
NY
2015
Amendment No. 2 to Second Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Management, Subsidiary Guarantors, Lenders, and Bank of America, N.A.
RCS Capital Corp
NY
2015
Mutual Release and Indemnification Agreement between RCS Capital Corporation, RCAP Holdings, LLC, and Edward M. Weil, Jr.
Release Agreements
RCS Capital Corp
2015
First Amendment to Membership Interest Purchase Agreement among Apollo Management Holdings, L.P., RCS Capital Corporation, and RCS Capital Holdings, LLC
Purchase Agreements
RCS Capital Corp
NY
2015
Registration Rights Agreement between RCS Capital Corporation and Luxor Capital Partners, LP (August 19, 2015)
Registration Rights Agreements
RCS Capital Corp
NY
2015
Registration Rights Agreement between RCS Capital Corporation and Apollo Principal Holdings I, L.P. (August 19, 2015)
Registration Rights Agreements
RCS Capital Corp
NY
2015
Membership Interest Purchase Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and Apollo Management Holdings, L.P. dated August 6, 2015
Purchase Agreements
RCS Capital Corp
DE
2015
Third Amendment to RCS Capital Corporation Equity Plan
Equity Distribution Agreements
RCS Capital Corp
2015
Investment Agreement between Apollo Management Holdings, L.P. and RCS Capital Corporation dated August 6, 2015
Investment Agreements
RCS Capital Corp
DE
2015
Investment Agreement between RCS Capital Corporation and Investors (including Luxor) dated August 6, 2015
Investment Agreements
RCS Capital Corp
DE
2015
Termination Agreement Among RCS Capital Corporation, RCS Capital Holdings, RCS Capital Management, Original Members, and Luxor Entities (August 6, 2015)
Termination Agreements
RCS Capital Corp
DE
2015
Amendment No. 1 to First Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Management, Subsidiary Guarantors, Lenders, and Barclays Bank PLC
RCS Capital Corp
NY
2015
Amendment No. 1 to Second Lien Credit Agreement among RCS Capital Corporation, RCAP Holdings, RCS Capital Management, Subsidiary Guarantors, Lenders, and Bank of America, N.A.
Credit Agreements
RCS Capital Corp
NY
2015
First Amendment to Services Agreement between AR Capital, LLC and RCS Advisory Services, LLC (October 7, 2014)
Modification Agreements
RCS Capital Corp
NY
2015
Second Amendment to Amended and Restated 2013 Multi-Year Outperformance Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and RCS Capital Management, LLC
Compensation Agreements
RCS Capital Corp
2015
Amendment No. 1 to Put & Call Agreement among RCS Capital Corporation, Luxor Capital Partners, and Others
Modification Agreements
RCS Capital Corp
2015
Settlement Term Sheet between American Realty Capital Properties, Inc., ARC Properties Operating Partnership, L.P., and RCS Capital Corporation (December 3, 2014)
Settlement Agreements
RCS Capital Corp
DE
2015
Redemption and Exchange Agreement between RCS Capital Holdings, LLC, RCS Capital Corporation, and LTIP Members (December 31, 2014)
Exchange Agreements
RCS Capital Corp
DE
2015
Third Supplemental Indenture to Indenture Dated April 29, 2014 by RCS Capital Corporation and Wilmington Trust, N.A.
Indenture Agreements
RCS Capital Corp
NY
2015
Securities Exchange Agreement among RCS Capital Corporation and Luxor Capital Partners, LP and Other Investors (December 12, 2014)
Exchange Agreements
RCS Capital Corp
DE
2014
Second Supplemental Indenture to 5.00% Convertible Senior Notes Due 2021 between RCS Capital Corporation and Wilmington Trust, National Association
Indenture Agreements
RCS Capital Corp
NY
2014
Second Amendment to Securities Purchase Agreement by RCS Capital Corporation, RCAP Holdings, LLC, and Investors
Purchase Agreements
RCS Capital Corp
2014
Third Amendment to Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC
Exchange Agreements
RCS Capital Corp
NY
2014
Letter Agreement Regarding Asset Purchase and 401(k) Plan Assumption Among RCS Capital, Scotland Acquisition, and Hatteras Entities (June 30, 2014)
Purchase Agreements
RCS Capital Corp
2014
Amendment No. 1 to Securities Purchase Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and Investors
Modification Agreements
RCS Capital Corp
2014
Second Amendment to Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC (May 8, 2014)
Exchange Agreements
RCS Capital Corp
NY
2014
Amendment No. 1 to Securities Purchase Agreement among RCS Capital Corporation, RCS Capital Holdings, LLC, and Investors
Purchase Agreements
RCS Capital Corp
2014
Membership Interest Purchase Agreement among RCS Capital Corporation, Validus/Strategic Capital Partners, LLC, Sellers, and Others (May 19, 2014)
Purchase Agreements
RCS Capital Corp
DE
2014
First Supplemental Indenture to 5.00% Convertible Senior Notes Due 2021 between RCS Capital Corporation and Wilmington Trust, N.A.
Indenture Agreements
RCS Capital Corp
NY
2014
Indenture for 5.00% Convertible Senior Notes due 2021 between RCS Capital Corporation and Wilmington Trust, National Association
Indenture Agreements
RCS Capital Corp
DE
2014
Contribution Agreement between RCS Capital Corporation and RCAP Holdings, LLC dated April 3, 2014
Contribution Agreements
RCS Capital Corp
DE
2014
First Amendment to Agreement and Plan of Merger among RCS Capital Corporation, Dolphin Acquisition, LLC, and Summit Financial Services Group, Inc.
Merger Agreements
RCS Capital Corp
FL
2014
First Amendment to Agreement and Plan of Merger among RCS Capital Corporation, Zoe Acquisition, LLC, and Investors Capital Holdings, Ltd.
Merger Agreements
RCS Capital Corp
2014
First Amendment to Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC (February 11, 2014)
Exchange Agreements
RCS Capital Corp
NY
2014
Amended and Restated 2013 Multi-Year Outperformance Agreement between RCS Capital Corporation and RCS Capital Management, LLC
Bonus & Incentive Agreements
RCS Capital Corp
NY
2014
Contribution and Exchange Agreement among RCS Capital Corporation, RCS Capital Management, LLC, and RCS Capital Holdings, LLC (February 11, 2014)
Contribution Agreements
RCS Capital Corp
DE
2014
Commitment Letter for Acquisition Financing between RCS Capital Corporation and Barclays, Bank of America, and Merrill Lynch (January 16, 2014)
RCS Capital Corp
NY
2014
Luxor Capital Group Commitment Letter with RCS Capital Corporation for Convertible Notes, Preferred Securities, and Common Stock (January 16, 2014)
RCS Capital Corp
NY
2014
Restrictive Covenants Agreement among RCAP Holdings, RCS Capital Management, RCS Capital Corporation, Luxor Capital Group, and Principals (January 16, 2014)
Non-Competition Agreements
RCS Capital Corp
NY
2014
Equity Commitment and Indebtedness Repayment Agreement among RCS Capital Corporation, AR Capital, LLC, and Parent Members (January 16, 2014)
Equity Distribution Agreements
RCS Capital Corp
2014
Membership Interest Purchase Agreement among Braves Acquisition, LLC, RCS Capital Corporation, and Sellers of J.P. Turner & Company Entities
Purchase Agreements
RCS Capital Corp
DE
2014
Agreement and Plan of Merger among RCS Capital Corporation, Clifford Acquisition, Inc., Cetera Financial Holdings, Inc., and Stockholder Representative (2014)
Merger Agreements
RCS Capital Corp
NY
2014
Agreement and Plan of Merger among RCS Capital Corporation, Dolphin Acquisition, LLC, and Summit Financial Services Group, Inc.
Merger Agreements
RCS Capital Corp
FL
2013
Voting Agreement between RCS Capital Corporation and Marshall Leeds Regarding Summit Financial Services Group Merger
Voting Agreements
RCS Capital Corp
DE
2013
Agreement and Plan of Merger among RCS Capital Corporation, Zoe Acquisition, LLC, and Investors Capital Holdings, Ltd.
Merger Agreements
RCS Capital Corp
DE
2013
Voting Agreement among RCS Capital Corporation, Zoe Acquisition, LLC, and Timothy B. Murphy
Voting Agreements
RCS Capital Corp
DE
2013
Registration Rights Agreement between RCS Capital Corporation and Shareholders (June 10, 2013)
Registration Rights Agreements
RCS Capital Corp
DE
2013
Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC dated June 10, 2013
Exchange Agreements
RCS Capital Corp
DE
2013
RCS Capital Corporation 2013 Multi-Year Outperformance Agreement with RCS Capital Management, LLC
Bonus & Incentive Agreements
RCS Capital Corp
NY
2013
RCS Capital Corporation 2013 Multi-Year Outperformance Agreement with RCS Capital Management, LLC
Bonus & Incentive Agreements
RCS Capital Corp
NY
2013
Registration Rights Agreement between RCS Capital Corporation and Shareholders (2013)
Registration Rights Agreements
RCS Capital Corp
DE
2013
Exchange Agreement between RCS Capital Corporation and RCAP Holdings, LLC (2013)
Exchange Agreements
RCS Capital Corp
NY
2013
Indemnification Agreement between RCS Capital Company and Indemnitee (2013)
Indemnification Agreements
RCS Capital Corp
DE
2013
RCS Capital Corporation Equity Incentive Plan
Equity Distribution Agreements
RCS Capital Corp
DE
2013
Exclusive Dealer Manager Agreement between Business Development Corporation of America and Realty Capital Securities, LLC
Distribution Agreements
RCS Capital Corp
NY
2013
Amended and Restated Exclusive Dealer Manager Agreement between United Development Funding IV and Realty Capital Securities, LLC (November 10, 2009)
Distribution Agreements
RCS Capital Corp
NY
2013
Exclusive Dealer Manager Agreement between American Realty Capital Healthcare Trust, Inc. and Realty Capital Securities, LLC (February 18, 2011)
Equity Distribution Agreements
RCS Capital Corp
NY
2013
Exclusive Dealer Manager Agreement between American Realty Capital Healthcare Trust II, Inc. and Realty Capital Securities, LLC (February 14, 2013)
Distribution Agreements
RCS Capital Corp
NY
2013