RCS Capital Corp Business Finance Contracts & Agreements
44 Contracts & Agreements
- Credit Agreements (2 contracts)
- Exchange Agreements (5)
- Indenture Agreements (4)
- Investment Agreements (2)
- Loan Agreements (1)
- Note Agreements (3)
- Purchase Agreements (6)
- Registration Rights Agreements (4)
- Release Agreements (1)
- Share Agreements (1)
- Stock Agreements (10)
- Term Sheets (1)
- Underwriting Agreements (4)
- SUPERPRIORITY SECURED DEBTOR-IN-POSSESSION TERM LOAN AGREEMENT dated as of February 8,2016 among RCS CAPITALCORPORATION, a Debtor and Debtor in Possession under Chapter 11 of the... (Filed With SEC on February 11, 2016)
- forbearanceagreement to SENIORUNSECURED PROMISSORY NOTES (Filed With SEC on January 6, 2016)
- forbearanceagreement to INDENTUREGOVERNING THE LUXOR CONVERTIBLE NOTES (Filed With SEC on January 6, 2016)
- forbearanceagreement to SECONDlien credit agreement (Filed With SEC on January 6, 2016)
- forbearanceagreement to Firstlien credit agreement (Filed With SEC on January 6, 2016)
- RELEASE (Filed With SEC on November 12, 2015)
- NOTE PURCHASE AGREEMENT (Filed With SEC on November 12, 2015)
- NOTE PURCHASE AND CLASS B SHARE AGREEMENT (Filed With SEC on November 12, 2015)
- AMENDEDAND RESTATED MEMBERSHIPINTEREST PURCHASE AGREEMENT by and among RCS CAPITAL CORPORATION, RCS CAPITAL HOLDINGS, LLC and APOLLO MANAGEMENT HOLDINGS, L.P. Dated as of November... (Filed With SEC on November 12, 2015)
- REGISTRATION RIGHTS AGREEMENT dated as of August 19, 2015 between RCS CAPITAL CORPORATION and APOLLO PRINCIPAL HOLDINGS I, L.P. (Filed With SEC on August 20, 2015)
- REGISTRATION RIGHTS AGREEMENT dated as of August 19, 2015 between RCSCAPITAL CORPORATION and LUXOR CAPITAL PARTNERS, LP and certain of its affiliates. (Filed With SEC on August 20, 2015)
- INVESTMENTAGREEMENT by and between EACHINVESTOR IDENTIFIED ON THE SIGNATURE PAGES HERETO (THE “INVESTOR”), AND rcscapital corporation Dated as of August 6, 2015 (Filed With SEC on August 11, 2015)
- InvestmentAGREEMENT by and between Apollomanagement holdings, l.p., and rcscapital corporation Dated as of August 6, 2015 (Filed With SEC on August 11, 2015)
- MEMBERSHIPINTEREST PURCHASE AGREEMENT by and among RCS CAPITAL CORPORATION, RCS CAPITAL HOLDINGS, LLC and APOLLO MANAGEMENT HOLDINGS, L.P. Dated as of August 6, 2015 (Filed With SEC on August 11, 2015)
- REDEMPTION AND EXCHANGE AGREEMENT (Filed With SEC on March 11, 2015)
- RCS CAPITAL CORPORATION (a Delaware corporation) 24,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 11, 2015)
- Term Sheet (“Term Sheet”) (Filed With SEC on March 11, 2015)
- THIRD SUPPLEMENTAL INDENTURE Dated as of January 30, 2015 TO THE INDENTURE Dated as of April 29, 2014 by RCS CAPITAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL... (Filed With SEC on February 4, 2015)
- SECURITIES EXCHANGE AGREEMENT among RCS Capital Corporation and Luxor Capital Partners, LP and certain other Investors identified herein Dated as of December 12, 2014 (Filed With SEC on December 18, 2014)
- AMENDMENT NO. 2 TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 14, 2014)
- SECOND SUPPLEMENTAL INDENTURE Dated as of August 1, 2014 TO THE INDENTURE Dated as of April 29, 2014 by RCS CAPITAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL... (Filed With SEC on November 14, 2014)
- AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 12, 2014)
- MEMBERSHIP INTEREST PURCHASE AGREEMENT among RCS CAPITAL CORPORATION, THE SELLERS, EXECUTIVES AND INDIVIDUALSELLER NAMED HEREIN, VALIDUS/STRATEGIC CAPITAL PARTNERS,LLC, THE... (Filed With SEC on May 29, 2014)
- RCS CAPITAL CORPORATION (a Delaware corporation) [ ] Shares of Class A Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 29, 2014)
- FIRST SUPPLEMENTAL INDENTURE Dated as of May 5, 2014 TO THE INDENTURE Dated as of April 29, 2014 by RCS CAPITAL CORPORATION, as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION,... (Filed With SEC on May 6, 2014)
- RCSCAPITAL CORPORATION AND WILMINGTON TRUST,NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of April 29, 2014 5.00% ConvertibleSenior Notes due 2021 (Filed With SEC on May 2, 2014)
- [Signature Page to Contribution and ExchangeAgreement] (Filed With SEC on February 28, 2014)
- MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among BRAVES ACQUISITION, LLC, RCS CAPITAL CORPORATION, THE SELLERS NAMED HEREIN, and THE SELLERS’ REPRESENTATIVE NAMEDHEREIN... (Filed With SEC on January 17, 2014)
- EXCHANGE AGREEMENT between RCS CAPITAL CORPORATION and RCAP HOLDINGS, LLC Dated as of June 10, 2013 (Filed With SEC on August 2, 2013)
- REGISTRATION RIGHTS AGREEMENT dated as of June 10, 2013 among RCS CAPITAL CORPORATION and THE SHAREHOLDERS PARTY HERETO (Filed With SEC on August 2, 2013)
- EXCHANGE AGREEMENT between RCS CAPITAL CORPORATION and RCAP HOLDINGS, LLC Dated as of [ ], 2013 (Filed With SEC on May 21, 2013)
- REGISTRATION RIGHTS AGREEMENT dated as of [ ], 2013 among RCS CAPITAL CORPORATION and THE SHAREHOLDERS PARTY HERETO (Filed With SEC on May 21, 2013)
- [ • ] Shares RCS Capital Corporation Class A Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 21, 2013)
- AMERICAN REALTY CAPITAL TRUST V, INC. UP TO 82,736,842 SHARES OF COMMON STOCK AMENDED AND RESTATED EXCLUSIVE DEALERMANAGER AGREEMENT April 9, 2013 (Filed With SEC on April 30, 2013)
- [ • ] Shares RCS Capital Corporation Class A Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 30, 2013)
- AMERICAN REALTY CAPITAL TRUST IV, INC. UP TO 70,000,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT June8, 2012 (Filed With SEC on March 28, 2013)
- AMERICAN REALTY CAPITAL GLOBAL TRUST,INC. UP TO 175,000,000 SHARES OF COMMON STOCK SECOND AMENDED AND RESTATED EXCLUSIVE DEALER MANAGER AGREEMENT September 26, 2012 (Filed With SEC on March 28, 2013)
- AMERICAN REALTY CAPITAL DAILY NET ASSETVALUE TRUST, INC. UP TO $1,737,499,995 OF SHARESOF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT August 15, 2011 (Filed With SEC on March 28, 2013)
- ARC REALTY FINANCE TRUST, INC. UP TO 96,842,105 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT February 12, 2013 (Filed With SEC on March 28, 2013)
- AMERICAN REALTY CAPITAL HEALTHCARE TRUSTII, INC. UP TO 82,736,842 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENT February 14, 2013 (Filed With SEC on March 28, 2013)