Raymond James Financial Inc. Contracts & Agreements

142 Contracts & Agreements
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Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan (as amended through December 3, 2024)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2025
Raymond James Financial, Inc. Restricted Stock Unit Award Agreement for U.S. Management Employees
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
NY
2025
Raymond James Financial, Inc. Restricted Stock Unit Award Agreement (Time-Based Vesting) under 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
NY
2025
Raymond James Financial, Inc. Performance-Based Restricted Stock Unit Award Agreement under 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
NY
2025
Description of Common and Preferred Stock of Raymond James Financial, Inc.
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2024
Description of Common and Preferred Stock of Raymond James Financial, Inc. Registered Under Section 12 of the Exchange Act
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2023
Raymond James Financial, Inc. Performance-Based RSU Award Agreement for Paul C. Reilly under 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2022
Raymond James Financial, Inc. Performance-Based Restricted Stock Unit Award Agreement (2021)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2022
Agreement and Plan of Merger among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC, and Tristate Capital Holdings, Inc.
Merger Agreements
Raymond James Financial Inc.
Capital Markets
FL
2021
Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Certain Shareholders (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Support Agreement among Raymond James Financial, Inc., Macaroon One LLC, TriState Capital Holdings, Inc., and Shareholder (October 20, 2021)
Voting Agreements
Raymond James Financial Inc.
Capital Markets
DE
2021
Director and Officer Indemnification Agreement between Raymond James Financial, Inc. and Indemnitee
Indemnification Agreements
Raymond James Financial Inc.
Capital Markets
FL
2019
Raymond James Financial, Inc. Restricted Stock Unit Award Agreement for Paul C. Reilly (2018)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Canadian RSU Stock Bonus Time-Based Award Agreement (2018) for Employees
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. 2018 Time-Based RSU Stock Bonus Award Agreement (Retirement – Restrictive Covenants)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Performance-Based RSU Award Agreement for Paul C. Reilly (2018)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. 2018 Canadian Performance-Based RSU Award Agreement for Employees
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. 2018 Performance-Based RSU Award Agreement under Amended and Restated 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. 2018 RSU Non-Bonus Award Agreement with Restrictive Covenants
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Amended and Restated Raymond James Financial Long-Term Incentive Plan (2018 Amendment)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Amended and Restated Voluntary Deferred Compensation Plan (as amended through May 17, 2017)
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Retention Restricted Stock Unit Award Agreement for Paul C. Reilly (Amended and Restated)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Restricted Stock Unit Stock Bonus Time-Based Award Agreement (2017)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Performance-Based Restricted Stock Unit Award Agreement (2017)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. 2012 Stock Incentive Plan Canadian RSU Stock Bonus Award Agreement (Time-Based Vesting)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Performance-Based RSU Stock Bonus Award Agreement for Canadian Employees
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. RSU Non-Bonus Canadian Award Agreement for Employees under 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Settlement Agreement and Release among Receiver, Class Counsel, and Raymond James & Associates, Inc.
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
FL
2017
Raymond James Financial, Inc. Amended and Restated Voluntary Deferred Compensation Plan (2016)
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2016
Amended and Restated Raymond James Financial Long-Term Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2016
Raymond James Financial, Inc. Amended and Restated Voluntary Deferred Compensation Plan (2016)
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2016
Raymond James Financial, Inc. 2012 Stock Incentive Plan Sub-Plan for French Employees and Corporate Officers (Effective February 20, 2014)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2014
Retirement and Transition Agreement between Raymond James Financial, Inc. and Chester B. Helck
Retirement Agreements
Raymond James Financial Inc.
Capital Markets
2014
Raymond James Financial, Inc. 2012 Stock Incentive Plan Non-Contingent Stock Option Agreement
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2014
Raymond James Financial, Inc. Restricted Stock Unit Agreement (Non-Bonus Award) under 2012 Stock Incentive Plan
Equity Distribution Agreements
Raymond James Financial Inc.
Capital Markets
FL
2014
Amended and Restated Restricted Stock Unit Award Agreement (Time-Based Vesting) – Raymond James Financial, Inc. and Grantee
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Amended and Restated Performance-Based Restricted Stock Unit Award Agreement between Raymond James Financial, Inc. and Grantee
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Raymond James Financial, Inc. 2012 Stock Incentive Plan Restricted Stock Unit Award Agreement (Time-Based Vesting)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Raymond James Financial, Inc. 2012 Stock Incentive Plan Performance-Based RSU Award Agreement
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Amendment to Employment Agreement between Raymond James Financial, Inc. and John Carson (December 2, 2013)
Employment Agreements
Raymond James Financial Inc.
Capital Markets
DE
2013
Amended and Restated Raymond James Financial Long-Term Incentive Plan (2013)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Raymond James Financial, Inc. 2012 Stock Incentive Plan Non-Contingent Stock Option Agreement (Form)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Raymond James Financial, Inc. Restricted Stock Unit Agreement for Non-Bonus Award (2012 Stock Incentive Plan)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Raymond James Financial, Inc. 2012 Stock Incentive Plan Restricted Stock Unit Award Agreement (Revised August 21, 2013)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Raymond James Financial, Inc. 2012 Performance-Based Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Raymond James Financial, Inc. Voluntary Deferred Compensation Plan (Effective January 1, 2013)
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
Employment Separation Agreement, Waiver and Release between Raymond James Financial, Inc. and Richard K. Riess
Separation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Raymond James Financial, Inc. 2012 Stock Incentive Plan Contingent Stock Option Agreement (Retirement Vesting, No Non-Compete)
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Raymond James Financial, Inc. 2012 Stock Incentive Plan Stock Option Award Agreement (Retirement Vesting, No Non-Compete)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Raymond James Financial, Inc. Restricted Stock Unit Award Agreement for John C. Carson, Jr.
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Chairman Transition and Compensation Letter Agreement between Raymond James Financial Services, Inc. and Richard G. Averitt, III
Employment Agreements
Raymond James Financial Inc.
Capital Markets
2012
Employment Agreement between Raymond James Financial, Inc. and John Carson (Amended and Restated as of April 20, 2012)
Employment Agreements
Raymond James Financial Inc.
Capital Markets
2012
Credit Agreement between Regions Bank and Raymond James Investments, LLC and Affiliates dated April 2, 2012
Credit Agreements
Raymond James Financial Inc.
Capital Markets
TN
2012
Bridge Credit Agreement among Raymond James Financial, Inc. and Lenders (February 16, 2012)
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
SEC Order Instituting Administrative and Cease-and-Desist Proceedings Against Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
Administrative Consent Agreement to Final Order Between State of Florida Office of Financial Regulation and Raymond James & Associates, Inc. and Raymond James Financial Services,...
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
Consent Order Between Texas State Securities Board and Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Regarding Auction Rate Securities
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
2011
2005 Raymond James Financial, Inc. Restricted Stock Plan (as Amended November 23, 2010)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2010
Raymond James Financial CEO Retirement and Executive Chairman Agreement with Thomas A. James
Employment Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
Indenture Agreement between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (August 10, 2009)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
Paul Reilly Offer Letter for President and Future CEO Position at Raymond James Financial, Inc.
Employment Agreements
Raymond James Financial Inc.
Capital Markets
2009
$100,000,000 Credit Agreement among Raymond James Financial, Inc. and Lenders (February 6, 2009)
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
Amendment No. 6 to Amended and Restated Revolving Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, N.A., and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2009
Raymond James Financial, Inc. Amended and Restated 2005 Restricted Stock Plan (as of May 21, 2008)
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2008
Amendment No. 5 to Amended and Restated Revolving Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, N.A., Citibank, N.A., and Other Lenders
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2008
Amended and Restated 2005 Raymond James Financial, Inc. Restricted Stock Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2007
Amendment No. 3 to Amended and Restated Revolving Credit Agreement among Raymond James Financial, Inc. and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2007
Amendment No. 2 and Waiver to Amended and Restated Revolving Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, N.A., and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2007
Amendment No. 1 and Waiver to Amended and Restated Revolving Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, N.A., and Lenders
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2006
Amended and Restated Raymond James Financial Long-Term Incentive Plan (Effective January 1, 2005)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2006
First Amendment to 2005 Raymond James Financial, Inc. Restricted Stock Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2006
Amended and Restated $200,000,000 Revolving Credit Agreement among Raymond James Financial, Inc. and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2005
Amendment No. 7 to Revolving Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2004
Amendment No. 8 to Revolving Credit Agreement among Raymond James Financial, Inc. and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2004
Indemnification Agreement between Raymond James Financial, Inc. and Director/Officer (September 2004)
Indemnification Agreements
Raymond James Financial Inc.
Capital Markets
FL
2004
Raymond James Financial, Inc. Special Retention RSU Award Agreement for Paul C. Reilly
Equity Distribution Agreements
Raymond James Financial Inc.
Capital Markets
FL
2022
Description of Common and Preferred Stock of Raymond James Financial, Inc.
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2022
Underwriting Agreement for $750,000,000 3.750% Senior Notes due 2051 between Raymond James Financial, Inc. and Underwriters
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2021
Eighth Supplemental Indenture between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (April 1, 2021)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2021
Second Amendment to Credit Agreement among Raymond James Financial, Inc., Raymond James & Associates, Inc., and Bank of America, N.A.
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2020
Underwriting Agreement for $500,000,000 4.650% Senior Notes due 2030 between Raymond James Financial, Inc. and Underwriters
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2020
Seventh Supplemental Indenture between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (4.650% Senior Notes due 2030)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2020
Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan (as amended through February 20, 2020)
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2020
Description of Raymond James Financial, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2019
First Amendment to Credit Agreement among Raymond James Financial, Inc., Raymond James & Associates, Inc., and Bank of America, N.A.
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2019
Raymond James Financial, Inc. 2018 RSU Non-Bonus Award Agreement for Paul C. Reilly
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Canadian RSU Non-Bonus Award Agreement (2018) for Employees
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. RSU Non-Bonus Award Agreement (2012 Stock Incentive Plan)
Equity Distribution Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Underwriting Agreement for $500,000,000 4.950% Senior Notes due 2046 between Raymond James Financial, Inc. and Underwriters
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2017
Sixth (Reopening) Supplemental Indenture between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (May 10, 2017)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2017
Raymond James Financial, Inc. 4.950% Senior Note Due 2046 (Specimen)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2017
Second Amendment to Credit Agreement among Raymond James Financial, Inc., Lenders, and Bank of America, N.A.
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2017
Underwriting Agreement for $800,000,000 Senior Notes between Raymond James Financial, Inc. and Underwriters (Merrill Lynch, J.P. Morgan, et al.)
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
Fifth Supplemental Indenture between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (3.625% Senior Notes due 2026)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
Sixth Supplemental Indenture between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (4.950% Senior Notes due 2046)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
Raymond James Financial, Inc. 3.625% Senior Note Due 2026 (Specimen)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
Raymond James Financial, Inc. 4.950% Senior Note Due 2046 (Specimen)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
First Amendment to Credit Agreement among Raymond James Financial, Inc., Lenders, and Bank of America, N.A.
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2016
Revolving Credit Agreement among Raymond James Financial, Inc. and Bank of America, N.A. et al. (August 6, 2015)
Credit Agreements
Raymond James Financial Inc.
Capital Markets
FL
2015
Extension Letter to Uncommitted Line of Credit Agreement between Raymond James Financial, Inc. and Fifth Third Bank (June 19, 2014)
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2014
First Amendment to Revolving Credit Agreement between Regions Bank and RJ Securities, Inc.
Modification Agreements
Raymond James Financial Inc.
Capital Markets
NY
2014
Amended and Restated Master Promissory Note between Raymond James Financial, Inc. and The Bank of New York Mellon (June 19, 2014)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2014
Extension Letter to Uncommitted Line of Credit Agreement between Raymond James Financial, Inc. and Fifth Third Bank (March 2014)
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2014
Extension Letter to Uncommitted Line of Credit Agreement between Raymond James Financial, Inc. and Fifth Third Bank (March 22, 2013)
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2013
Extension Agreement to Uncommitted Line of Credit between Raymond James Financial, Inc. and Fifth Third Bank (2012)
Modification Agreements
Raymond James Financial Inc.
Capital Markets
2012
Revolving Credit Agreement between Regions Bank and RJ Securities, Inc. dated November 14, 2012
Credit Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Credit Agreement among Raymond James Investments, LLC, Affiliates, and Regions Bank (April 2, 2012)
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2012
Acknowledgment, Waiver, and Amendment Agreement among Regions Bank and Raymond James Entities (May 16, 2012)
Waiver Agreements
Raymond James Financial Inc.
Capital Markets
2012
Raymond James Financial, Inc. Restricted Stock Unit Agreement (Non-Bonus Award) with Non-Compete Provision
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Raymond James Financial, Inc. 2012 Stock Incentive Plan Non-Employee Director Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Raymond James Financial, Inc. 2012 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Underwriting Agreement for $250,000,000 5.625% Senior Notes due 2024 between Raymond James Financial, Inc. and Underwriters led by J.P. Morgan Securities LLC and Citigroup Global...
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
Fourth Supplemental Indenture between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (5.625% Senior Notes due 2024)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
Raymond James Financial, Inc. 5.625% Senior Note Due 2024 (Specimen)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
Underwriting Agreement for $350,000,000 6.90% Senior Notes due 2042 between Raymond James Financial, Inc. and Underwriters
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
Third Supplemental Indenture between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A. (March 7, 2012)
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
Raymond James Financial, Inc. 6.90% Senior Note Due 2042 (Specimen)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
Underwriting Agreement between Raymond James Financial, Inc. and Underwriters (J.P. Morgan Securities LLC, Citigroup Global Markets Inc., et al.) for 10,500,000 Shares of Common...
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
Stock Purchase Agreement between Regions Financial Corporation and Raymond James Financial, Inc. (January 11, 2012)
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Commitment Letter for US$900,000,000 Bridge Loan Facility between JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, and Raymond James Financial, Inc.
Raymond James Financial Inc.
Capital Markets
NY
2012
Master Promissory Note (Demand Loans) between Raymond James Financial, Inc. and The Bank of New York Mellon
Note Agreements
Raymond James Financial Inc.
Capital Markets
2011
Uncommitted Line of Credit Agreement between Raymond James Financial, Inc. and Fifth Third Bank
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2011
Amended and Restated Raymond James Financial Long-Term Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2011
Underwriting Agreement for $250,000,000 4.25% Senior Notes due 2016 between Raymond James Financial, Inc. and Underwriters
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2011
Second Supplemental Indenture for 4.25% Senior Notes due 2016 between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2011
Raymond James Financial, Inc. 4.25% Senior Note Due 2016 (Specimen)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2011
Amended and Restated 2007 Raymond James Financial, Inc. Stock Bonus Plan (as of December 10, 2010)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2011
Raymond James Financial, Inc. Amended and Restated 2007 Stock Bonus Plan – Notice of Restricted Stock Unit Award
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2011
First Amendment to Raymond James Financial, Inc. Senior Management Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2010
Amended and Restated 2007 Raymond James Financial, Inc. Stock Bonus Plan (as of November 23, 2010)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2010
Raymond James Financial, Inc. Amended and Restated 2007 Stock Bonus Plan – Notice of Restricted Stock Unit Award
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
Amendment to Restricted Stock Grant Agreements under 2007 Raymond James Financial, Inc. Stock Bonus Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
Raymond James Financial, Inc. 2005 Restricted Stock Unit Award Agreement
Equity Distribution Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
Amendment to Restricted Stock Grant Agreements between Raymond James Financial, Inc. and Employee
Modification Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
Amended and Restated 2007 Raymond James Financial, Inc. Stock Bonus Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2009
Underwriting Agreement between Raymond James Financial, Inc. and Underwriters for $300,000,000 8.60% Senior Notes Due 2019
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
First Supplemental Indenture to Indenture for 8.60% Senior Notes due 2019 between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
Raymond James Financial, Inc. 8.60% Senior Note Due 2019 (Specimen)
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
Description of Capital Stock of Raymond James Financial, Inc.
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2009
Amendment No. 1 to Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, N.A., and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2009
First Amendment to Raymond James Financial, Inc. 2003 Employee Stock Purchase Plan
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2008
Amendment No. 4 and Waivers to Amended and Restated Revolving Credit Agreement among Raymond James Financial, Inc., JPMorgan Chase Bank, N.A., and Lenders
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2007