Raymond James Financial Inc. Contracts & Agreements

Description of Capital Stock (Filed With SEC on November 26, 2024)

Description of Capital Stock (Filed With SEC on November 21, 2023)

Form of Restricted Stock Unit Award Notice and Agreement for Special Retention Award (performance-based vesting with rTSR) for Mr. Paul C. Reilly under the Amended and Restated... (Filed With SEC on December 19, 2022)

Form of Restricted Stock Unit Award Notice and Agreement for Special Retention Award (time-based vesting) for Mr. Paul C. Reilly under the Amended and Restated 2012 Stock... (Filed With SEC on December 19, 2022)

Description of Capital Stock (Filed With SEC on November 22, 2022)

Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) under the Amended and Restated 2012 Stock Incentive Plan (Filed With SEC on February 8, 2022)

Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc (Filed With SEC on October 26, 2021)

Support Agreement, dated October 20, 2021, between James F. Getz, Brian S. Fetterolf, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence... (Filed With SEC on October 26, 2021)

Support Agreement, dated October 20, 2021, by and among T-VIII PubOpps LP, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section... (Filed With SEC on October 26, 2021)

Third Amendment to Credit Agreement, dated as of April 19, 2021, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of... (Filed With SEC on April 22, 2021)

Underwriting Agreement, dated March 18, 2021, by and among Raymond James Financial, Inc. and the several underwriters named therein (Filed With SEC on April 2, 2021)

Eighth Supplemental Indenture, dated as of April 1, 2021, by and between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee (Filed With SEC on April 2, 2021)

Second Amendment to Credit Agreement, dated as of May 27, 2020, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of... (Filed With SEC on August 7, 2020)

Underwriting Agreement, dated March 26, 2020, by and among Raymond James Financial, Inc. and the several underwriters named therein (Filed With SEC on March 31, 2020)

Seventh Supplemental Indenture, dated as of March 31, 2020, by and between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee (Filed With SEC on March 31, 2020)

Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan (as amended through February 20, 2020) (Filed With SEC on February 24, 2020)

Description of Capital Stock (Filed With SEC on November 26, 2019)

First Amendment to Credit Agreement, dated as of May 23, 2019, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of... (Filed With SEC on August 8, 2019)

Amended and Restated Form of Director and Officer Indemnification Agreement (Filed With SEC on March 6, 2019)

Credit Agreement, dated as of February 19, 2019, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of America, N.A (Filed With SEC on February 22, 2019)

Form of RSU Stock Bonus Time-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Mr. Paul C. Reilly (Filed With SEC on December 20, 2018)

Form of RSU Stock Bonus Time-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Canadian Employees (Filed With SEC on December 20, 2018)

Form of RSU Stock Bonus Time-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants (Filed With SEC on December 20, 2018)

Form of RSU Stock Bonus Performance-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Mr. Paul C. Reilly (Filed With SEC on December 20, 2018)

Form of RSU Stock Bonus Performance-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Canadian Employees (Filed With SEC on December 20, 2018)

Form of RSU Stock Bonus Performance-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants (Filed With SEC on December 20, 2018)

Form of RSU Non-Bonus Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Mr. Paul C. Reilly (Filed With SEC on December 6, 2018)

Form of RSU Non-Bonus Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Canadian Employees (Filed With SEC on December 6, 2018)

Form of RSU Non-Bonus Award Notice and Agreement - 2018 Retirement - Restrictive Covenants (Filed With SEC on December 6, 2018)

Amended and Restated Raymond James Financial Long-Term Incentive Plan, effective August 22,2018 (Filed With SEC on November 21, 2018)

Raymond James Financial, Inc. Amended and Restated Voluntary Deferred Compensation Plan, effective May 17, 2017 (Filed With SEC on November 21, 2018)

Form of Award Agreement for Grant of Retention RSUs to Mr. Paul C. Reilly (Filed With SEC on March 1, 2018)

Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting), as revised and approved on May 17, 2017, under the Amended and Restated 2012... (Filed With SEC on February 8, 2018)

Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting), as revised and approved on May 17, 2017, under the Amended and Restated... (Filed With SEC on February 8, 2018)

Form of Restricted Stock Unit Award Notice and Agreement for Non-Bonus Award, as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan (Filed With SEC on February 8, 2018)

Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for Canadian Employees, as revised and approved on May 17, 2017, under the... (Filed With SEC on February 8, 2018)

Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting) for Canadian Employees, as revised and approved on May 17, 2017, under... (Filed With SEC on February 8, 2018)

Form of Restricted Stock Unit Award Notice and Agreement for Non-Bonus Award for Canadian Employees, as revised and approved on May 17, 2017, under the Amended and Restated 2012... (Filed With SEC on February 8, 2018)

$500,000,000 RAYMONDJAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 4.950% Senior Notes due 2046 (Filed With SEC on May 10, 2017)

SIXTH (REOPENING) SUPPLEMENTAL INDENTURE between RAYMOND JAMESFINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of May 10, 2017 TABLE OF CONTENTS (Filed With SEC on May 10, 2017)

REGISTERED SENIOR NOTE (Filed With SEC on May 10, 2017)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on May 5, 2017)

SETTLEMENT AGREEMENT AND RELEASE (Filed With SEC on April 13, 2017)

RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED VOLUNTARY DEFERRED COMPENSATION PLAN (Filed With SEC on November 22, 2016)

AMENDED AND RESTATED RAYMOND JAMES FINANCIAL LONG-TERM INCENTIVE PLAN PREAMBLE (Filed With SEC on August 8, 2016)

RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED VOLUNTARY DEFERRED COMPENSATION PLAN (Filed With SEC on August 8, 2016)

$800,000,000 RAYMONDJAMES FINANCIAL, INC. UNDERWRITING AGREEMENT $500,000,000 3.625% Senior Notes due 2026 $300,000,000 4.950% Senior Notes due 2046 (Filed With SEC on July 12, 2016)

FIFTH SUPPLEMENTAL INDENTURE between RAYMOND JAMESFINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of July 12, 2016 TABLE OF CONTENTS (Filed With SEC on July 12, 2016)

SIXTH SUPPLEMENTAL INDENTURE between RAYMOND JAMESFINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of July 12, 2016 TABLE OF CONTENTS (Filed With SEC on July 12, 2016)

REGISTERED SENIOR NOTE (Filed With SEC on July 12, 2016)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on June 9, 2016)

FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT (Filed With SEC on August 8, 2014)

AMENDED AND RESTATED MASTER PROMISSORY NOTE (Filed With SEC on August 8, 2014)

[Fifth Third Bank Logo] (Filed With SEC on May 9, 2014)

RAYMOND JAMES FINANCIAL INC. 2012 STOCK INCENTIVE PLAN SUB-PLAN FOR FRENCH EMPLOYEES and CORPORATE OFFICERS (Effective February 20, 2014) 121 RAYMOND JAMES FINANCIAL, INC. 2012... (Filed With SEC on May 9, 2014)

[RAYMOND JAMES LETTERHEAD] (Filed With SEC on May 9, 2014)

[FORM OF STOCK OPTION AGREEMENT (NON-CONTINGENT) REVISED AND APPROVED ON NOVEMBER 20, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD (Filed With SEC on February 7, 2014)

[FORM OF RESTRICTED STOCK UNIT AGREEMENT FOR NON-BONUS AWARD REVISED AND APPROVED ON NOVEMBER 20, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF... (Filed With SEC on February 7, 2014)

RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on December 20, 2013)

RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD (Filed With SEC on December 20, 2013)

RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on December 20, 2013)

RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD (Filed With SEC on December 20, 2013)

RAYMOND JAMES FINANCIAL, INC. AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on December 4, 2013)

AMENDED AND RESTATED RAYMOND JAMES FINANCIAL LONG-TERM INCENTIVE PLAN PREAMBLE (Filed With SEC on November 26, 2013)

[FORM OF STOCK OPTION AGREEMENT (NON-CONTINGENT) - REVISED AND APPROVED ON AUGUST 21, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD (Filed With SEC on November 26, 2013)

[FORM OF RESTRICTED STOCK UNIT AGREEMENT FOR NON-BONUS AWARD - REVISED AND APPROVED ON AUGUST 21, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF... (Filed With SEC on November 26, 2013)

[FORM OF STOCK BONUS RESTRICTED STOCK UNIT AGREEMENT - REVISED AND APPROVED ON AUGUST 21, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK... (Filed With SEC on November 26, 2013)

[Fifth Third Bank Logo] March 22, 2013 (Filed With SEC on May 9, 2013)

RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD (Filed With SEC on February 8, 2013)

RAYMOND JAMES FINANCIAL, INC. VOLUNTARY DEFERRED COMPENSATION PLAN (Filed With SEC on February 8, 2013)

[Fifth Third Bank Logo] September 25, 2012 (Filed With SEC on November 21, 2012)

REVOLVING CREDIT AGREEMENT Lender: Regions Bank Borrower: RJ Securities, Inc. Dated: As of November 14, 2012 TABLE OF CONTENTS (Filed With SEC on November 16, 2012)

Exhibit 2.5(b) [Form of Collateral Value Certification] Collateral Value Certification (Filed With SEC on August 15, 2012)

ACKNOWLEDGMENT, WAIVER, AND AMENDMENT AGREEMENT (Filed With SEC on August 8, 2012)

EMPLOYMENT SEPARATION AGREEMENT, WAIVER AND RELEASE (Filed With SEC on May 9, 2012)

[CONTINGENT FORM OF STOCK OPTION AGREEMENT RETIREMENT VESTING WITHOUT NON-COMPETITION PROVISION] RAYMOND JAMES FINANCIAL, INC. 2O12 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION... (Filed With SEC on May 9, 2012)

[NON-CONTINGENT FORM OF STOCK OPTION AGREEMENT RETIREMENT VESTING WITHOUT NON-COMPETITION PROVISION] RAYMOND JAMES FINANCIAL, INC. 2O12 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION... (Filed With SEC on May 9, 2012)

[EMPLOYEE/INDEPENDENT CONTRACTOR NON-CONTINGENT FORM OF RESTRICTED STOCK UNIT AGREEMENT RETIREMENT VESTING WITH NON-COMPETITION PROVISION (NON-BONUS AWARD)] (Filed With SEC on May 9, 2012)

[NON-EMPLOYEE DIRECTOR FORM OF RESTRICTED STOCK UNIT AGREEMENT] (Filed With SEC on May 9, 2012)

[FORM OF STOCK BONUS RESTRICTED STOCK UNIT AGREEMENT] (Filed With SEC on May 9, 2012)

RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantees Name and Address: John Carson 4070 Grandview Ave. Memphis, TN 38111 (Filed With SEC on May 9, 2012)

[RAYMOND JAMES LETTERHEAD] (Filed With SEC on May 9, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on April 25, 2012)

CREDIT AGREEMENT Lender: Regions Bank Borrowers: Raymond James Investments, LLC RJ Securities, Inc. RJC Forensics, LLC RJC Event Photos, LLC Morgan Properties, LLC Dated: As of... (Filed With SEC on April 3, 2012)

$250,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 5.625% Senior Notes due 2024 (Filed With SEC on March 26, 2012)

FOURTH SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of March 26, 2012 TABLE OF CONTENTS (Filed With SEC on March 26, 2012)

REGISTERED SENIOR NOTE (Filed With SEC on March 26, 2012)

$350,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 6.90% Senior Notes due 2042 (Filed With SEC on March 7, 2012)

THIRD SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of March 7, 2012 TABLE OF CONTENTS (Filed With SEC on March 7, 2012)

REGISTERED SENIOR NOTE (Filed With SEC on March 7, 2012)

RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 10,500,000 SHARES OF COMMON STOCK (Filed With SEC on February 21, 2012)

BRIDGE CREDIT AGREEMENT dated as of February 16, 2012, among RAYMOND JAMES FINANCIAL, INC., The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, CITIBANK,... (Filed With SEC on February 21, 2012)

STOCK PURCHASE AGREEMENT between REGIONS FINANCIAL CORPORATION and RAYMOND JAMES FINANCIAL, INC. Dated January 11, 2012 TABLE OF CONTENTS (Filed With SEC on January 12, 2012)

JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES LLC 383 Madison Avenue New York, NY 10179 (Filed With SEC on January 12, 2012)

MASTER PROMISSORY NOTE (DEMAND LOANS) (Filed With SEC on November 23, 2011)

Uncommitted Line of Credit Agreement (Filed With SEC on November 23, 2011)

PREAMBLE (Filed With SEC on November 23, 2011)

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION (Filed With SEC on August 9, 2011)

STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION (Filed With SEC on August 9, 2011)

CONSENT ORDER (Filed With SEC on August 9, 2011)

$250,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 4.25% Senior Notes due 2016 (Filed With SEC on April 11, 2011)

SECOND SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of April 11, 2011 TABLE OF CONTENTS (Filed With SEC on April 11, 2011)

FORM OF REGISTERED SENIOR NOTE (Filed With SEC on April 11, 2011)

AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN (As amended and restated effective December 10, 2010) (Filed With SEC on February 8, 2011)

AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on February 8, 2011)

FIRST AMENDMENT TO THE RAYMOND JAMES FINANCIAL, INC. SENIOR MANAGEMENT INCENTIVE PLAN (Filed With SEC on November 30, 2010)

AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN (As amended and restated effective November 23, 2010) (Filed With SEC on November 30, 2010)

AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on November 30, 2010)

2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN AMENDMENT TO RESTRICTED STOCK GRANT AGREEMENTS (Filed With SEC on November 30, 2010)

2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN (Initially effective February 17, 2005 and amended on February 16, 2006, May 24, 2006, November 27, 2006 ( the November... (Filed With SEC on November 30, 2010)

2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on November 30, 2010)

2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN AMENDMENT TO RESTRICTED STOCK GRANT AGREEMENTS (Filed With SEC on November 30, 2010)

RaymondJames Financial Center 880Carillon ParkwaySt. Petersburg, Florida 33716 (Filed With SEC on February 9, 2010)

AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN (Filed With SEC on November 27, 2009)

$300,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 8.60% Senior Notes due 2019 (Filed With SEC on August 20, 2009)

FIRST SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and (Filed With SEC on August 20, 2009)

FORM OF REGISTERED SENIOR NOTE (Filed With SEC on August 20, 2009)

RAYMONDJAMES FINANCIAL, INC., asIssuer and The Bankof New York Mellon Trust Company, N.A., asTrustee _________________ INDENTURE Dated asof August 10, 2009 _________________... (Filed With SEC on August 10, 2009)

AMENDMENT NO. 1 TO CREDITAGREEMENT (Filed With SEC on June 18, 2009)

$100,000,000 CREDITAGREEMENT Dated asof February 6, 2009 among RAYMONDJAMES FINANCIAL, INC., asBorrower, THELENDERS NAMED HEREIN, JPMORGANCHASE BANK, NATIONAL ASSOCIATION,... (Filed With SEC on February 9, 2009)

COMPOSITEVERSION OF 2005 RAYMONDJAMES FINANCIAL, INC. RESTRICTEDSTOCK PLAN Initiallyeffective February 17, 2005 and amended on February 16, 2006, May 24, 2006,November 27, 2006 (... (Filed With SEC on November 28, 2008)

FIRSTAMENDMENT TO RAYMONDJAMES FINANCIAL, INC. 2003EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on November 26, 2008)

AMENDMENT NO.5 TO AMENDED AND RESTATEDREVOLVING CREDIT AGREEMENT (Filed With SEC on October 22, 2008)

Amended and Restated 2005 Raymond James Financial, Inc. Restricted Stock Plan, as amended August 22, 2007 (Filed With SEC on November 29, 2007)

Amendment No. 4 and Waivers to Amended and Restated Revolving Credit Agreement, dated as of October 9, 2007 (Filed With SEC on November 29, 2007)

Amendment No. 3 to Amended and Restated Revolving Credit Agreement, dated as of July 11, 2007 (Filed With SEC on August 9, 2007)

Amendment No. 2 and Waiver to Amended and Restated Revolving Credit Agreement, dated as of April 16, 2007 (Filed With SEC on May 10, 2007)

Amendment No. 1 and Waiver to Amended and Restated Revolving Credit Agreement, dated as of October 11, 2006 (Filed With SEC on December 14, 2006)

Amended and Restated Raymond James Financial Long Term Incentive Plan (Filed With SEC on December 14, 2006)

EXHIBIT 10.1 FIRST AMENDMENT TO 2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN (Filed With SEC on February 21, 2006)

$200,000,000 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Dated as of October 13, 2005 among RAYMOND JAMES FINANCIAL, INC., as Borrower, THE LENDERS NAMED HEREIN, JPMORGAN... (Filed With SEC on December 14, 2005)

AMENDMENT NO. 7 TO REVOLVING CREDIT AGREEMENT (Filed With SEC on December 8, 2004)

AMENDMENT NO. 8 TO REVOLVING CREDIT AGREEMENT (Filed With SEC on December 8, 2004)

Indemnification Agreement (Filed With SEC on December 8, 2004)

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Raymond James Financial Inc. Contracts & Agreements