Raymond James Financial Inc. Contracts & Agreements

139 Contracts & Agreements
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Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan (as amended through December 3, 2024)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2025
Form of Restricted Stock Unit Award Notice and Agreement for Management Award for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan
Raymond James Financial Inc.
Capital Markets
2025
Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for U.S. Employees under the Amended and Restated 2012 Stock Incentive Plan
Raymond James Financial Inc.
Capital Markets
2025
Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) for U.S. Employees under the Amended and Restated 2012 Stock...
Raymond James Financial Inc.
Capital Markets
2025
Description of Capital Stock
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2024
Description of Capital Stock
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2023
Form of Restricted Stock Unit Award Notice and Agreement for Special Retention Award (performance-based vesting with rTSR) for Mr. Paul C. Reilly under the Amended and Restated...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2022
Form of Restricted Stock Unit Award Notice and Agreement for Special Retention Award (time-based vesting) for Mr. Paul C. Reilly under the Amended and Restated 2012 Stock...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2022
Description of Capital Stock
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2022
Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) under the Amended and Restated 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2022
Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc
Merger Agreements
Raymond James Financial Inc.
Capital Markets
FL
2021
Support Agreement, dated October 20, 2021, between James F. Getz, Brian S. Fetterolf, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence...
Raymond James Financial Inc.
Capital Markets
DE
2021
Support Agreement, dated October 20, 2021, by and among T-VIII PubOpps LP, Raymond James Financial, Inc., Macaroon One LLC and, solely for purposes of the last sentence of Section...
Raymond James Financial Inc.
Capital Markets
DE
2021
Third Amendment to Credit Agreement, dated as of April 19, 2021, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of...
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2021
Underwriting Agreement, dated March 18, 2021, by and among Raymond James Financial, Inc. and the several underwriters named therein
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2021
Eighth Supplemental Indenture, dated as of April 1, 2021, by and between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2021
Second Amendment to Credit Agreement, dated as of May 27, 2020, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of...
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2020
Underwriting Agreement, dated March 26, 2020, by and among Raymond James Financial, Inc. and the several underwriters named therein
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2020
Seventh Supplemental Indenture, dated as of March 31, 2020, by and between Raymond James Financial, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2020
Raymond James Financial, Inc. Amended and Restated 2012 Stock Incentive Plan (as amended through February 20, 2020)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2020
Description of Capital Stock
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2019
First Amendment to Credit Agreement, dated as of May 23, 2019, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of...
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2019
Amended and Restated Form of Director and Officer Indemnification Agreement
Indemnification Agreements
Raymond James Financial Inc.
Capital Markets
FL
2019
Credit Agreement, dated as of February 19, 2019, among Raymond James Financial, Inc., Raymond James & Associates, Inc., the Lenders party thereto and Bank of America, N.A
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2019
Form of RSU Stock Bonus Time-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Mr. Paul C. Reilly
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Stock Bonus Time-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Canadian Employees
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Stock Bonus Time-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Stock Bonus Performance-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Mr. Paul C. Reilly
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Stock Bonus Performance-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Canadian Employees
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Stock Bonus Performance-Based Award Notice and Agreement - 2018 Retirement - Restrictive Covenants
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Non-Bonus Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Mr. Paul C. Reilly
Retirement Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Non-Bonus Award Notice and Agreement - 2018 Retirement - Restrictive Covenants - Canadian Employees
Retirement Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of RSU Non-Bonus Award Notice and Agreement - 2018 Retirement - Restrictive Covenants
Retirement Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Amended and Restated Raymond James Financial Long-Term Incentive Plan, effective August 22,2018
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Raymond James Financial, Inc. Amended and Restated Voluntary Deferred Compensation Plan, effective May 17, 2017
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of Award Agreement for Grant of Retention RSUs to Mr. Paul C. Reilly
Retention Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting), as revised and approved on May 17, 2017, under the Amended and Restated 2012...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting), as revised and approved on May 17, 2017, under the Amended and Restated...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of Restricted Stock Unit Award Notice and Agreement for Non-Bonus Award, as revised and approved on May 17, 2017, under the Amended and Restated 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for Canadian Employees, as revised and approved on May 17, 2017, under the...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting) for Canadian Employees, as revised and approved on May 17, 2017, under...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
Form of Restricted Stock Unit Award Notice and Agreement for Non-Bonus Award for Canadian Employees, as revised and approved on May 17, 2017, under the Amended and Restated 2012...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2018
$500,000,000 RAYMONDJAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 4.950% Senior Notes due 2046
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2017
SIXTH (REOPENING) SUPPLEMENTAL INDENTURE between RAYMOND JAMESFINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of May 10, 2017 TABLE OF CONTENTS
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2017
REGISTERED SENIOR NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2017
SECOND AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2017
SETTLEMENT AGREEMENT AND RELEASE
Settlement Agreements
Raymond James Financial Inc.
Capital Markets
FL
2017
RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED VOLUNTARY DEFERRED COMPENSATION PLAN
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2016
AMENDED AND RESTATED RAYMOND JAMES FINANCIAL LONG-TERM INCENTIVE PLAN PREAMBLE
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2016
RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED VOLUNTARY DEFERRED COMPENSATION PLAN
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2016
$800,000,000 RAYMONDJAMES FINANCIAL, INC. UNDERWRITING AGREEMENT $500,000,000 3.625% Senior Notes due 2026 $300,000,000 4.950% Senior Notes due 2046
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
FIFTH SUPPLEMENTAL INDENTURE between RAYMOND JAMESFINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of July 12, 2016 TABLE OF CONTENTS
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
SIXTH SUPPLEMENTAL INDENTURE between RAYMOND JAMESFINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of July 12, 2016 TABLE OF CONTENTS
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
REGISTERED SENIOR NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
REGISTERED SENIOR NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2016
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2016
FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2014
AMENDED AND RESTATED MASTER PROMISSORY NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2014
[Fifth Third Bank Logo]
Raymond James Financial Inc.
Capital Markets
2014
RAYMOND JAMES FINANCIAL INC. 2012 STOCK INCENTIVE PLAN SUB-PLAN FOR FRENCH EMPLOYEES and CORPORATE OFFICERS (Effective February 20, 2014) 121 RAYMOND JAMES FINANCIAL, INC. 2012...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2014
[RAYMOND JAMES LETTERHEAD]
Raymond James Financial Inc.
Capital Markets
2014
[FORM OF STOCK OPTION AGREEMENT (NON-CONTINGENT) REVISED AND APPROVED ON NOVEMBER 20, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2014
[FORM OF RESTRICTED STOCK UNIT AGREEMENT FOR NON-BONUS AWARD REVISED AND APPROVED ON NOVEMBER 20, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2014
RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
RAYMOND JAMES FINANCIAL, INC. AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Raymond James Financial Inc.
Capital Markets
DE
2013
AMENDED AND RESTATED RAYMOND JAMES FINANCIAL LONG-TERM INCENTIVE PLAN PREAMBLE
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
[FORM OF STOCK OPTION AGREEMENT (NON-CONTINGENT) - REVISED AND APPROVED ON AUGUST 21, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
[FORM OF RESTRICTED STOCK UNIT AGREEMENT FOR NON-BONUS AWARD - REVISED AND APPROVED ON AUGUST 21, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
[FORM OF STOCK BONUS RESTRICTED STOCK UNIT AGREEMENT - REVISED AND APPROVED ON AUGUST 21, 2013] RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
[Fifth Third Bank Logo] March 22, 2013
Raymond James Financial Inc.
Capital Markets
2013
RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
RAYMOND JAMES FINANCIAL, INC. VOLUNTARY DEFERRED COMPENSATION PLAN
Compensation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2013
[Fifth Third Bank Logo] September 25, 2012
Raymond James Financial Inc.
Capital Markets
2012
REVOLVING CREDIT AGREEMENT Lender: Regions Bank Borrower: RJ Securities, Inc. Dated: As of November 14, 2012 TABLE OF CONTENTS
Credit Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
Exhibit 2.5(b) [Form of Collateral Value Certification] Collateral Value Certification
Raymond James Financial Inc.
Capital Markets
2012
ACKNOWLEDGMENT, WAIVER, AND AMENDMENT AGREEMENT
Waiver Agreements
Raymond James Financial Inc.
Capital Markets
2012
EMPLOYMENT SEPARATION AGREEMENT, WAIVER AND RELEASE
Separation Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
[CONTINGENT FORM OF STOCK OPTION AGREEMENT RETIREMENT VESTING WITHOUT NON-COMPETITION PROVISION] RAYMOND JAMES FINANCIAL, INC. 2O12 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
[NON-CONTINGENT FORM OF STOCK OPTION AGREEMENT RETIREMENT VESTING WITHOUT NON-COMPETITION PROVISION] RAYMOND JAMES FINANCIAL, INC. 2O12 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION...
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
[EMPLOYEE/INDEPENDENT CONTRACTOR NON-CONTINGENT FORM OF RESTRICTED STOCK UNIT AGREEMENT RETIREMENT VESTING WITH NON-COMPETITION PROVISION (NON-BONUS AWARD)]
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
[NON-EMPLOYEE DIRECTOR FORM OF RESTRICTED STOCK UNIT AGREEMENT]
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
[FORM OF STOCK BONUS RESTRICTED STOCK UNIT AGREEMENT]
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
RAYMOND JAMES FINANCIAL, INC. 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantees Name and Address: John Carson 4070 Grandview Ave. Memphis, TN 38111
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
[RAYMOND JAMES LETTERHEAD]
Raymond James Financial Inc.
Capital Markets
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Raymond James Financial Inc.
Capital Markets
2012
CREDIT AGREEMENT Lender: Regions Bank Borrowers: Raymond James Investments, LLC RJ Securities, Inc. RJC Forensics, LLC RJC Event Photos, LLC Morgan Properties, LLC Dated: As of...
Credit Agreements
Raymond James Financial Inc.
Capital Markets
TN
2012
$250,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 5.625% Senior Notes due 2024
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
FOURTH SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of March 26, 2012 TABLE OF CONTENTS
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
REGISTERED SENIOR NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
$350,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 6.90% Senior Notes due 2042
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
THIRD SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of March 7, 2012 TABLE OF CONTENTS
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
REGISTERED SENIOR NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 10,500,000 SHARES OF COMMON STOCK
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
BRIDGE CREDIT AGREEMENT dated as of February 16, 2012, among RAYMOND JAMES FINANCIAL, INC., The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, CITIBANK,...
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2012
STOCK PURCHASE AGREEMENT between REGIONS FINANCIAL CORPORATION and RAYMOND JAMES FINANCIAL, INC. Dated January 11, 2012 TABLE OF CONTENTS
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2012
JPMORGAN CHASE BANK, N.A. J.P. MORGAN SECURITIES LLC 383 Madison Avenue New York, NY 10179
Raymond James Financial Inc.
Capital Markets
NY
2012
MASTER PROMISSORY NOTE (DEMAND LOANS)
Note Agreements
Raymond James Financial Inc.
Capital Markets
2011
Uncommitted Line of Credit Agreement
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2011
PREAMBLE
Raymond James Financial Inc.
Capital Markets
2011
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
Raymond James Financial Inc.
Capital Markets
2011
STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION
Raymond James Financial Inc.
Capital Markets
2011
CONSENT ORDER
Raymond James Financial Inc.
Capital Markets
2011
$250,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 4.25% Senior Notes due 2016
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2011
SECOND SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Dated as of April 11, 2011 TABLE OF CONTENTS
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2011
FORM OF REGISTERED SENIOR NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2011
AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN (As amended and restated effective December 10, 2010)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2011
AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2011
FIRST AMENDMENT TO THE RAYMOND JAMES FINANCIAL, INC. SENIOR MANAGEMENT INCENTIVE PLAN
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2010
AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN (As amended and restated effective November 23, 2010)
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2010
AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN AMENDMENT TO RESTRICTED STOCK GRANT AGREEMENTS
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN (Initially effective February 17, 2005 and amended on February 16, 2006, May 24, 2006, November 27, 2006 ( the November...
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2010
2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN AMENDMENT TO RESTRICTED STOCK GRANT AGREEMENTS
Stock Agreements
Raymond James Financial Inc.
Capital Markets
FL
2010
RaymondJames Financial Center 880Carillon ParkwaySt. Petersburg, Florida 33716
Raymond James Financial Inc.
Capital Markets
FL
2010
AMENDED AND RESTATED 2007 RAYMOND JAMES FINANCIAL, INC. STOCK BONUS PLAN
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2009
$300,000,000 RAYMOND JAMES FINANCIAL, INC. UNDERWRITING AGREEMENT 8.60% Senior Notes due 2019
Underwriting Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
FIRST SUPPLEMENTAL INDENTURE between RAYMOND JAMES FINANCIAL, INC. and
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
FORM OF REGISTERED SENIOR NOTE
Note Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
RAYMONDJAMES FINANCIAL, INC., asIssuer and The Bankof New York Mellon Trust Company, N.A., asTrustee _________________ INDENTURE Dated asof August 10, 2009 _________________...
Indenture Agreements
Raymond James Financial Inc.
Capital Markets
NY
2009
AMENDMENT NO. 1 TO CREDITAGREEMENT
Raymond James Financial Inc.
Capital Markets
2009
$100,000,000 CREDITAGREEMENT Dated asof February 6, 2009 among RAYMONDJAMES FINANCIAL, INC., asBorrower, THELENDERS NAMED HEREIN, JPMORGANCHASE BANK, NATIONAL ASSOCIATION,...
Raymond James Financial Inc.
Capital Markets
NY
2009
COMPOSITEVERSION OF 2005 RAYMONDJAMES FINANCIAL, INC. RESTRICTEDSTOCK PLAN Initiallyeffective February 17, 2005 and amended on February 16, 2006, May 24, 2006,November 27, 2006 (...
Raymond James Financial Inc.
Capital Markets
2008
FIRSTAMENDMENT TO RAYMONDJAMES FINANCIAL, INC. 2003EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2008
AMENDMENT NO.5 TO AMENDED AND RESTATEDREVOLVING CREDIT AGREEMENT
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2008
Amended and Restated 2005 Raymond James Financial, Inc. Restricted Stock Plan, as amended August 22, 2007
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2007
Amendment No. 4 and Waivers to Amended and Restated Revolving Credit Agreement, dated as of October 9, 2007
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2007
Amendment No. 3 to Amended and Restated Revolving Credit Agreement, dated as of July 11, 2007
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2007
Amendment No. 2 and Waiver to Amended and Restated Revolving Credit Agreement, dated as of April 16, 2007
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2007
Amendment No. 1 and Waiver to Amended and Restated Revolving Credit Agreement, dated as of October 11, 2006
Credit Agreements
Raymond James Financial Inc.
Capital Markets
2006
Amended and Restated Raymond James Financial Long Term Incentive Plan
Bonus & Incentive Agreements
Raymond James Financial Inc.
Capital Markets
2006
EXHIBIT 10.1 FIRST AMENDMENT TO 2005 RAYMOND JAMES FINANCIAL, INC. RESTRICTED STOCK PLAN
Stock Agreements
Raymond James Financial Inc.
Capital Markets
2006
$200,000,000 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Dated as of October 13, 2005 among RAYMOND JAMES FINANCIAL, INC., as Borrower, THE LENDERS NAMED HEREIN, JPMORGAN...
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2005
AMENDMENT NO. 7 TO REVOLVING CREDIT AGREEMENT
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2004
AMENDMENT NO. 8 TO REVOLVING CREDIT AGREEMENT
Credit Agreements
Raymond James Financial Inc.
Capital Markets
NY
2004
Indemnification Agreement
Indemnification Agreements
Raymond James Financial Inc.
Capital Markets
FL
2004