Oxford Square Capital Corp. Contracts & Agreements

43 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Description of Securities Registered under Section 12 – Oxford Square Capital Corp. (OXSQ)
Equity Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
MD
2025
Amended and Restated Equity Distribution Agreement among Oxford Square Capital Corp., Oxford Square Management, Oxford Funds, Lucid Capital Markets, and Ladenburg Thalmann (August...
Equity Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2024
Description of Securities Registered Under Section 12 – Oxford Square Capital Corp.
Oxford Square Capital Corp.
Capital Markets
MD
2024
Amendment No. 1 to Equity Distribution Agreement by and among Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Funds, LLC, and Ladenburg Thalmann & Co. Inc.
Equity Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
2023
Dealer Manager Agreement for Oxford Square Capital Corp. Rights Offering with Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2023
Oxford Square Capital Corp. Subscription Rights Certificate for Common Stock Offering
Subscription Agreements
Oxford Square Capital Corp.
Capital Markets
2023
Description of Registered Securities of Oxford Square Capital Corp. as of December 31, 2022
Oxford Square Capital Corp.
Capital Markets
2023
Description of Registered Securities of Oxford Square Capital Corp. as of December 31, 2021
Equity Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
2022
Third Supplemental Indenture for 5.50% Notes due 2028 between Oxford Square Capital Corp. and U.S. Bank National Association
Indenture Agreements
Oxford Square Capital Corp.
Capital Markets
2021
Oxford Square Capital Corp. $70,000,000 5.50% Notes Due 2028 Underwriting Agreement with Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
Oxford Square Capital Corp.
Capital Markets
WA
2021
Description of Securities Registered Under Section 12 – Oxford Square Capital Corp.
Stock Agreements
Oxford Square Capital Corp.
Capital Markets
2021
Description of Securities Registered under Section 12 – Oxford Square Capital Corp.
Equity Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
2020
First Amendment to Credit and Security Agreement among Oxford Square Funding 2018, LLC, Oxford Square Capital Corp., and Citibank, N.A.
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2018
Sale, Contribution and Master Participation Agreement between Oxford Square Capital Corp. and Oxford Square Funding 2018, LLC (October 12, 2018)
Participation Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2018
Credit and Security Agreement among Oxford Square Funding 2018, LLC, Citibank, N.A., The Bank of New York Mellon Trust Company, and Oxford Square Capital Corp. dated June 21, 2018
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
MD
2018
Sale, Contribution and Master Participation Agreement between Oxford Square Capital Corp. and Oxford Square Funding 2018, LLC (June 21, 2018)
Participation Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2018
Collateral Administration Agreement among Oxford Square Funding 2018, LLC, Oxford Square Capital Corp., and BNY Mellon Trust Company
Administration Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2018
Amendment to Investment Advisory Agreement between TICC Capital Corp. and TICC Management, LLC (Fee Modification)
Investment Agreements
Oxford Square Capital Corp.
Capital Markets
2016
Board Appointment and Voting Agreement between Raging Capital Group and TICC Capital Corp.
Voting Agreements
Oxford Square Capital Corp.
Capital Markets
MD
2015
Second Amended and Restated Distribution Reinvestment Plan of TICC Capital Corp.
Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2015
Credit and Security Agreement among TICC Funding, LLC, Citibank, N.A., The Bank of New York Mellon Trust Company, and TICC Capital Corp.
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
MD
2014
Sale, Contribution and Master Participation Agreement between TICC Funding, LLC and TICC Capital Corp.
Participation Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2014
Collateral Administration Agreement among TICC Funding, LLC, TICC Capital Corp., and BNY Mellon Trust Company
Administration Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2014
Second Upsize Purchase Agreement for TICC CLO 2012-1 LLC Notes between TICC Capital Corp. and Guggenheim Securities, LLC
Purchase Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2013
Subordinated Note Purchase Agreement between TICC CLO 2012-1 LLC and TICC Capital Corp. dated May 28, 2013
Note Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2013
Upsize Purchase Agreement for Additional Senior Secured Floating Rate Notes by TICC CLO 2012-1 LLC and Guggenheim Securities, LLC
Purchase Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2013
Subordinated Note Purchase Agreement between TICC CLO 2012-1 LLC and TICC Capital Corp. (February 25, 2013)
Note Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2013
Indenture for 7.50% Senior Convertible Notes Due 2017 between TICC Capital Corp. and The Bank of New York Mellon
Indenture Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2012
Purchase Agreement for TICC CLO 2012-1 LLC Notes between TICC Capital Corp. and Guggenheim Securities, LLC
Purchase Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2012
Master Loan Sale Agreement between TICC Capital Corp. and TICC CLO 2012-1 LLC (August 23, 2012)
Purchase Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2012
Amended and Restated Distribution Reinvestment Plan of TICC Capital Corp.
Equity Distribution Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2012
Amended and Restated Administration Agreement between TICC Capital Corp. and BDC Partners, LLC
Administration Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2012
Purchase Agreement for TICC CLO LLC Class A Senior Secured Floating Rate Notes Due 2021 between TICC Capital Corp. and Guggenheim Securities, LLC
Purchase Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2011
Master Loan Sale Agreement among TICC Capital Corp., TICC Capital Corp. 2011-1 Holdings, LLC, and TICC CLO LLC dated August 10, 2011
Purchase Agreements
Oxford Square Capital Corp.
Capital Markets
DE
2011
Investment Advisory Agreement between TICC Capital Corp. and TICC Management, LLC
Advisory Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2011
Third Amendment to Amended and Restated Credit Agreement among TICC Capital Corp., Lenders, and Royal Bank of Canada
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2008
Second Amendment to Amended and Restated Credit Agreement among Technology Investment Capital Corp., Royal Bank of Canada, and Other Lenders
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2007
First Amendment to Amended and Restated Credit Agreement by and among Technology Investment Capital Corp., Lenders, and Royal Bank of Canada
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2007
Amended and Restated Credit Agreement among Technology Investment Capital Corp., Lenders, and Royal Bank of Canada (April 11, 2006)
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2006
Transfer and Agency Agreement among Bayerische Hypo-und Vereinsbank AG, Royal Bank of Canada, and Technology Investment Capital Corp.
Assignment Agreements
Oxford Square Capital Corp.
Capital Markets
2006
Amendment No. 1 to Credit Agreement among Technology Investment Capital Corp., Lenders, and Bayerische Hypo-Und Vereinsbank AG
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2005
Credit Agreement among Technology Investment Capital Corp., Lenders, and Bayerische Hypo-und Vereinsbank AG (May 18, 2005)
Credit Agreements
Oxford Square Capital Corp.
Capital Markets
NY
2005
Custody Agreement between TICC Capital Corp. and U.S. Bank National Association (August 28, 2014)
Oxford Square Capital Corp.
Capital Markets
MD
2014