ORION ENERGY SYSTEMS, INC. Contracts & Agreements

Description of Orion Energy Systems, Inc. Capital Stock (Filed With SEC on June 12, 2024)

Orion Energy Systems, Inc. Non-Employee Director Compensation Plan, effective as of February 16, 2023, filed as Exhibit 10.12 to the Registrant's Form 10-K filed on June 12, 2023,... (Filed With SEC on June 12, 2024)

Form of Executive Tandem Performance Share and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, effective May 24, 2023, filed as Exhibit... (Filed With SEC on June 12, 2024)

Form of Non-Employee Director Tandem Restricted Stock and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, effective May 24, 2023, filed as... (Filed With SEC on June 12, 2024)

Form of Executive Tandem Restricted Stock and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, effective May 24, 2023, filed as Exhibit 10.26... (Filed With SEC on June 12, 2024)

Description of Orion Energy Systems, Inc. Capital Stock (Filed With SEC on June 12, 2023)

Orion Energy Systems, Inc. Non-Employee Director Compensation Plan, effective as of February 16, 2023 (Filed With SEC on June 12, 2023)

Form of Executive Tandem Performance Share and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, effective May 24, 2023 (Filed With SEC on June 12, 2023)

Form of Non-Employee Director Tandem Restricted Stock and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, effective May 24, 2023 (Filed With SEC on June 12, 2023)

Form of Executive Tandem Restricted Stock and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, effective May 24, 2023 (Filed With SEC on June 12, 2023)

Cooperation Agreement, dated January 3, 2023, by and among Orion Energy Systems, Inc., Kanen Wealth Management, LLC, Philotimo Fund, LP and David Kanen and Charles McDulin (Filed With SEC on January 4, 2023)

Voluntary Retirement and Consulting Agreement, dated as of August 2, 2022 and effective as of November 10, 2022, between Orion Energy Systems, Inc. and Michael W. Altschaefl (Filed With SEC on August 3, 2022)

Amended Executive Employment and Severance Agreement, effective as of November 10, 2022, by and between Orion Energy Systems, Inc. and Michael H. Jenkins (Filed With SEC on August 3, 2022)

Consulting Agreement, dated as of August 2, 2022 and effective as of August 4, 2022, between Orion Energy Systems, Inc. and Alan Howe (Filed With SEC on August 3, 2022)

Form of Executive Performance Share Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan (Filed With SEC on June 10, 2022)

Form of Non-Employee Director Restricted Stock Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan (Filed With SEC on June 10, 2022)

Form of Executive Tandem Restricted Stock and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan (Filed With SEC on June 10, 2022)

Form of Non-Employee Director Tandem Restricted Stock and Cash Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan (Filed With SEC on June 10, 2022)

Form of Executive Restricted Stock Award Agreement under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan (Filed With SEC on June 10, 2022)

Amendment to Executive Employment and Severance Agreement, effective as of the third business day after the Company publicly announces its financial results for its fiscal 2022... (Filed With SEC on February 22, 2022)

Restricted Stock Award Agreement, effective as of the third business day after the Company publicly announces its financial results for its fiscal 2022 fourth quarter and... (Filed With SEC on February 22, 2022)

Executive Employment and Severance Agreement, effective as of November 11, 2021, between Orion Energy Systems, Inc. and Michael H. Jenkins (Filed With SEC on November 4, 2021)

At Market Issuance Sales Agreement between Orion Energy Systems, Inc. and B. Riley Securities, Inc., dated March 26, 2021 (Filed With SEC on March 26, 2021)

Loan and Security Agreement dated as of December 29, 2020 among Orion Energy Systems, Inc., Bank of America, N.A., as lender, and the subsidiary borrowers party thereto (Filed With SEC on January 5, 2021)

Executive Employment and Severance Agreement, effective as of October 19, 2020, between Orion Energy Systems, Inc. and J. Per Brodin (Filed With SEC on October 15, 2020)

Voluntary Retirement Agreement and Release, dated as of September 21, 2020, between Orion Energy Systems, Inc. and William T. Hull (Filed With SEC on September 23, 2020)

Orion Energy Systems, Inc. Non-Employee Director Compensation Plan, updated and effective as of February 7, 2020 (Filed With SEC on June 5, 2020)

Amended and Restated Executive Employment and Severance Agreement, dated as of June 1, 2020, by and between Orion Energy Systems, Inc. and Michael W. Altschaefl (Filed With SEC on June 5, 2020)

Amended and Restated Executive Employment and Severance Agreement, dated as of June 1, 2020, by and between Orion Energy Systems, Inc. and William T. Hull (Filed With SEC on June 5, 2020)

Amended and Restated Executive Employment and Severance Agreement, dated as of June 1, 2020, by and between Orion Energy Systems, Inc. and Scott A. Green (Filed With SEC on June 5, 2020)

Amendment No. 3 to Business Financing Agreement dated as of November 21, 2019 among Orion Energy Systems, Inc., Western Alliance Bank, as lender, and the subsidiary borrowers... (Filed With SEC on November 22, 2019)

Amendment to Executive Employment and Severance Agreement, dated as of October 16, 2019, between Orion Energy Systems, Inc. and Marc Meade (Filed With SEC on October 18, 2019)

Amendment No. 2 to Business Financing Agreement, dated as of August 2, 2019 among Orion Energy Systems, Inc., Western Alliance Bank, as lender, and the subsidiary borrowers party... (Filed With SEC on August 5, 2019)

Description of Orion Energy Systems, Inc. Capital Stock (Filed With SEC on June 5, 2019)

Amendment No. 1 to Business Financing Agreement, dated as of June 3, 2019 among Orion Energy Systems, Inc., Western Alliance Bank, as lender, and the subsidiary borrowers party... (Filed With SEC on June 5, 2019)

ORION ENERGY SYSTEMS, INC. AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on January 3, 2019)

Business Financing Agreement dated as of October 26, 2018 among Orion Energy Systems, Inc., Western Alliance Bank, as lender, and the subsidiary borrowers party thereto (Filed With SEC on October 30, 2018)

Second Amendment to Credit and Security Agreement, dated as of November 21, 2017, by and among Orion Energy Systems, Inc., the subsidiary Borrowers party thereto, the subsidiary... (Filed With SEC on June 13, 2018)

Third Amendment to Credit Agreement and Security Agreement, dated as of March 30, 2018, by and among Orion Energy Systems, Inc., the subsidiary Borrowers party thereto, the... (Filed With SEC on April 5, 2018)

MICHAEL J. POTTS MUTUAL RETIREMENT AND SEVERANCE AGREEMENT AND COMPLETE ANDPERMANENT MUTUAL RELEASE OF ALL CLAIMS (Filed With SEC on June 30, 2017)

Name of Executive:Michael W. AltschaeflPosition:Chief Executive OfficerFiscal Year 2018 Base Salary (pro-rated):$325,000Initial Term:Effective Date through June 8, 2019Renewal... (Filed With SEC on June 13, 2017)

2210 WOODLAND DRIVE MANITOWOC, WI 54220 (Filed With SEC on June 13, 2017)

JOHN H. SCRIBANTE MUTUAL TERMINATION AND SEVERANCE AGREEMENT AND COMPLETE AND PERMANENT MUTUAL RELEASE OF ALL CLAIMS (Filed With SEC on June 13, 2017)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on April 3, 2017)

FIRST AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on December 29, 2016)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on August 4, 2016)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on November 9, 2015)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on October 5, 2015)

Orion Energy Systems, Inc. Non-Employee Director Compensation Plan Updated and Effective May13, 2015 (Filed With SEC on June 12, 2015)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on June 12, 2015)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 TANDEM RESTRICTED STOCK AND CASH... (Filed With SEC on June 12, 2015)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 RESTRICTED STOCK AWARD AGREEMENT... (Filed With SEC on June 12, 2015)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 TANDEM RESTRICTED STOCK AND CASH... (Filed With SEC on June 12, 2015)

4,750,000 Shares1 ORION ENERGY SYSTEMS, INC. Common Stock, no par value PURCHASE AGREEMENT (Filed With SEC on February 20, 2015)

SIXTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on September 3, 2014)

THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on September 3, 2014)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN STOCK OPTION AWARD (Filed With SEC on June 13, 2014)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on June 13, 2014)

Orion Energy Systems, Inc. Non-Employee Director Compensation Plan Updated January 24, 2014 (Effective April 2014) (Filed With SEC on June 13, 2014)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 TANDEM RESTRICTED STOCK AND CASH... (Filed With SEC on June 13, 2014)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 RESTRICTED STOCK AWARD AGREEMENT... (Filed With SEC on June 13, 2014)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on January 6, 2014)

JOINDER AND FIFTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on September 4, 2013)

JOINDER AND SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on September 4, 2013)

FOURTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on July 2, 2013)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN STOCK OPTION AWARD (Filed With SEC on June 14, 2013)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on June 14, 2013)

Orion Energy Systems, Inc. Non-Employee Director Compensation Plan Updated May 14, 2013 (Effective May 14, 2013) (Filed With SEC on June 14, 2013)

THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on February 8, 2013)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on February 8, 2013)

2210 WOODLAND DRIVE MANITOWOC, WI 54220 (Filed With SEC on December 6, 2012)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on November 9, 2012)

EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT (Filed With SEC on September 28, 2012)

Orion Energy Systems, Inc. Non-Employee Director Compensation Plan Updated June 14, 2012 (Effective April 1, 2012) (Filed With SEC on August 9, 2012)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN As Amended and Restated Effective December 24, 2007 and Amended October 27, 2010 RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on August 9, 2012)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on June 26, 2012)

ORION ENERGY SYSTEMS, INC. 2004 STOCK AND INCENTIVE AWARDS PLAN STOCK OPTION AWARD (Filed With SEC on June 14, 2012)

CREDIT AGREEMENT dated as of September 30, 2011 by and among JPMORGAN CHASE BANK, N.A. and ORION ASSET MANAGEMENT, LLC, as the Borrower ORION ENERGY SYSTEMS, INC., as a Loan... (Filed With SEC on October 5, 2011)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on October 5, 2011)

No impact to our cash, cash equivalents, short-term investments; or overall cash flow (Filed With SEC on July 22, 2011)

CREDIT AGREEMENT dated as of June 30, 2010 by and among JPMORGAN CHASE BANK, N.A. and ORION ENERGY SYSTEMS, INC., as the Borrower ORION ASSET MANAGEMENT, LLC, as a Loan Guarantor... (Filed With SEC on July 2, 2010)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on December 24, 2009)

Cash and cash equivalents (Filed With SEC on November 9, 2009)

Cash and cash equivalents (Filed With SEC on February 9, 2009)

Cash and cash equivalents (Filed With SEC on August 14, 2008)

Name of Executive: Neal R. VerfuerthPosition: President and Chief Executive OfficerFiscal Year 2008 Base Salary: $291,600Fiscal Year 2009 Base Salary: $460,000 Initial Term:... (Filed With SEC on April 18, 2008)

Form of Underwriting Agreement (Filed With SEC on December 12, 2007)

Form of Underwriting Agreement (Filed With SEC on November 29, 2007)

Form of Proposed Employment Agreement (Filed With SEC on November 29, 2007)

Form of Underwriting Agreement (Filed With SEC on November 16, 2007)

Summary of Non-Employee Director Compensation (Filed With SEC on November 16, 2007)

Form of Employment Agreement (Filed With SEC on November 16, 2007)

Form of Series C Senior Convertible Preferred Stock Purchase Agreement (Filed With SEC on October 30, 2007)

Note Purchase Agreement (Filed With SEC on October 30, 2007)

Separation Agreement (Filed With SEC on October 30, 2007)

Note Purchase Agreement (Filed With SEC on October 2, 2007)

Separation Agreement - Bruce Wadman (Filed With SEC on October 2, 2007)

Amendment to Stock Option Agreement (Filed With SEC on October 2, 2007)

Form of Series C Senior Convertible Preferred Stock Purchase Agreement (Filed With SEC on August 20, 2007)

Note Purchase Agreement (Filed With SEC on August 20, 2007)

Amended and Restated Investors' Rights Agreement (Filed With SEC on August 20, 2007)

Amended and Restated First Offer and Co-Sale Agreement (Filed With SEC on August 20, 2007)

Form of Warrant to Purchase Common Stock (Filed With SEC on August 20, 2007)

Credit and Security Agreement (Filed With SEC on August 20, 2007)

Convertible Subordinated Promissory Note in Favor of GE Capital Equity Investments, Inc (Filed With SEC on August 20, 2007)

Convertible Subordinated Promissory Note in Favor of Clean Technology Fund II, L.P (Filed With SEC on August 20, 2007)

Convertible Subordinated Promissory Note in Favor of Capvest Venture Fund, LP (Filed With SEC on August 20, 2007)

Convertible Subordinated Promissory Note in Favor of Technology Transformation Venture Fund, LP (Filed With SEC on August 20, 2007)

Employment Agreement - Bruce Wadman (Filed With SEC on August 20, 2007)

Employment Agreement - Neal Verfuerth (Filed With SEC on August 20, 2007)

Employment Agreement - John Scribante (Filed With SEC on August 20, 2007)

2003 Stock Option Plan, as Amended (Filed With SEC on August 20, 2007)

Form of Stock Option Agreement (Filed With SEC on August 20, 2007)

2004 Stock and Incentive Awards Plan (Filed With SEC on August 20, 2007)

Form of Stock Option Agreement (Filed With SEC on August 20, 2007)

Form of Promissory Note and Collateral Pledge Agreement (Filed With SEC on August 20, 2007)

Patent and Trademark Security Agreement - Great Lakes Energy Technologies, LLC (Filed With SEC on August 20, 2007)

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ORION ENERGY SYSTEMS, INC. Contracts & Agreements