Northern Trust Corp. Contracts & Agreements

365 Contracts & Agreements
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Northern Trust Corporation Performance Stock Unit Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2025
Northern Trust Corporation 2017 Long-Term Incentive Plan Restricted Stock Unit Terms and Conditions
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2025
Description of Securities Registered under Section 12 of the Exchange Act – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2025
Amendment Number Two to Northern Trust Corporation Supplemental Employee Stock Ownership Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2025
Amendment Number Four to the Northern Trust Corporation Supplemental Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2025
Amendment Number Two to Northern Trust Corporation Supplemental Pension Plan (Effective January 1, 2025)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2025
Amendment Number One to the Northern Trust Corporation Deferred Compensation Plan (2024 Restatement)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2025
Northern Trust Corporation Northern Partners Incentive Plan (Amended and Restated January 21, 2025)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2025
Northern Trust Corporation Performance Stock Unit Award Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2024
Northern Trust Corporation Restricted Stock Unit Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2024
Description of Securities Registered under Section 12 of the Securities Exchange Act by Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2024
Northern Trust Corporation Deferred Compensation Plan (Amended and Restated as of January 1, 2024)
Compensation Agreements
Northern Trust Corp.
Capital Markets
IL
2024
Northern Trust Corporation Northern Partners Incentive Plan (Amended and Restated January 16, 2024)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2024
Northern Partners Incentive Plan (As Amended and Restated July 17, 2023)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2023
Northern Trust Corporation Performance Stock Unit Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2023
Northern Trust Corporation Restricted Stock Unit Terms under 2017 Long-Term Incentive Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2023
Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2023
Amendment Number One to Northern Trust Corporation Supplemental Employee Stock Ownership Plan (As Amended and Restated Effective January 1, 2008)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2023
Amendment Number Three to the Northern Trust Corporation Supplemental Thrift-Incentive Plan (As Amended and Restated Effective January 1, 2008)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2023
Amendment Number One to Northern Trust Corporation Supplemental Pension Plan (Effective January 1, 2023)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2023
Amendment Number Four to The Northern Trust Company Death Benefit Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2023
Underwriting Agreement for $1,000,000,000 6.125% Subordinated Notes due 2032 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Sixth Supplemental Indenture to 6.125% Subordinated Notes Due 2032 between Northern Trust Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Underwriting Agreement for $1,000,000,000 4.000% Senior Notes due 2027 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Fifth Supplemental Indenture to Indenture Dated May 8, 2017 for 4.00% Senior Notes Due 2027 between Northern Trust Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Northern Trust Corporation Performance Stock Unit Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2022
Northern Trust Corporation Restricted Stock Unit Terms under 2017 Long-Term Incentive Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2022
Transition Agreement between Shundrawn Thomas and The Northern Trust Company
Transition Agreements
Northern Trust Corp.
Capital Markets
2022
Description of Securities Registered under Section 12 of the Exchange Act – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2022
Northern Trust Corporation Non-Employee Director Compensation Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2022
Northern Trust Corporation Northern Partners Incentive Plan (Amended and Restated February 22, 2022)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2022
Northern Trust Corporation Wealth Planning and Tax Consulting Services Plan (Amended and Restated as of January 1, 2021)
Compensation Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Northern Trust Corporation Deferred Compensation Plan (Amended and Restated as of October 18, 2021)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2021
Northern Trust Corporation Performance Stock Unit Award Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Northern Trust Corporation Restricted Stock Unit Terms under 2017 Long-Term Incentive Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Description of Securities Registered under Section 12 of the Securities Exchange Act by Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2021
Amendment Number One to The Northern Trust Company Death Benefit Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2021
Amendment Number Two to The Northern Trust Company Death Benefit Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2021
Amendment Number Three to The Northern Trust Company Death Benefit Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2021
Northern Trust Corporation Non-Employee Director Compensation Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Northern Trust Corporation Northern Partners Incentive Plan (Amended and Restated February 16, 2021)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2021
Underwriting Agreement for $1,000,000,000 1.95% Senior Notes due 2030 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2020
Fourth Supplemental Indenture to Indenture Dated May 8, 2017 for 1.95% Senior Notes due 2030 between Northern Trust Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2020
Northern Trust Corporation Performance Stock Unit Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2020
Northern Trust Corporation Restricted Stock Unit Terms under 2017 Long-Term Incentive Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2020
Description of Securities Registered under Section 12 of the Exchange Act – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2020
Northern Trust Corporation Non-Employee Director Compensation Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
DE
2020
Northern Trust Corporation Northern Partners Incentive Plan (Amended and Restated January 6, 2020)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2020
First Amendment to Northern Trust Corporation Executive Financial Consulting and Tax Preparation Services Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
2020
Second Amendment to Northern Trust Corporation Executive Financial Consulting and Tax Preparation Services Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
2020
Underwriting Agreement for 16,000,000 Depositary Shares of Series E Preferred Stock – Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Northern Trust Corporation Series E Preferred Stock Certificate
Stock Agreements
Northern Trust Corp.
Capital Markets
2019
Deposit Agreement among Northern Trust Corporation, Equiniti Trust Company, and Holders of Depositary Receipts (Series E Preferred Stock)
Deposit Agreements
Northern Trust Corp.
Capital Markets
NY
2019
The Northern Trust Company Death Benefit Plan (Effective May 17, 2019)
Retirement Agreements
Northern Trust Corp.
Capital Markets
IL
2019
Underwriting Agreement for $500,000,000 3.15% Senior Notes due 2029 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Third Supplemental Indenture to Indenture Dated May 8, 2017 for 3.15% Senior Notes due 2029 between Northern Trust Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Northern Trust Corporation Performance Stock Unit Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2019
Northern Trust Corporation Restricted Stock Unit Terms under 2017 Long-Term Incentive Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2019
Northern Trust Corporation Amended and Restated Northern Partners Incentive Plan (2019)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2019
Post-Retirement Office Space and Support Agreement between Northern Trust Corporation and Frederick H. Waddell
Services Agreements
Northern Trust Corp.
Capital Markets
2019
Consulting Agreement between The Northern Trust Company and Jana R. Schreuder (September 2018)
Consulting Agreements
Northern Trust Corp.
Capital Markets
IL
2018
Underwriting Agreement for $500,000,000 3.65% Senior Notes due 2028 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2018
Second Supplemental Indenture for 3.65% Senior Notes due 2028 between Northern Trust Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2018
Northern Trust Corporation Non-Employee Director Compensation Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Northern Partners Incentive Plan by Northern Trust Corporation
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2018
Northern Trust Corporation Performance Stock Unit Terms under 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Northern Trust Corporation 2017 Long-Term Incentive Plan Restricted Stock Unit Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Northern Trust Corporation Deferred Compensation Plan (Amended and Restated as of November 1, 2017)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2018
Northern Trust Corporation 2018 Non-Employee Director Deferred Compensation Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Amendment to Terms and Conditions of Northern Trust Corporation 2017 Long Term Cash Incentive Award
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Amendment to Terms and Conditions of Stock Options under Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Amendment to Terms and Conditions for Stock Units Granted Under the 2012 Stock Plan – Northern Trust Corporation
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Amendment to Terms and Conditions for Performance Stock Units under Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Underwriting Agreement for $350,000,000 3.375% Fixed-to-Floating Rate Subordinated Notes due 2032 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2017
Indenture Agreement between Northern Trust Corporation and The Bank of New York Mellon Trust Company, N.A. dated May 8, 2017
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2017
First Supplemental Indenture to Indenture for 3.375% Fixed-to-Floating Rate Subordinated Notes due 2032 between Northern Trust Corporation and The Bank of New York Mellon Trust...
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2017
Northern Trust Corporation 2012 Stock Plan Stock Option Grant Terms and Conditions
Warrant Agreements
Northern Trust Corp.
Capital Markets
DE
2017
Northern Trust Corporation 2012 Stock Plan Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2017
Northern Trust Corporation Performance Stock Unit Terms under 2012 Stock Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
Northern Trust Corporation 2017 Long Term Cash Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
Northern Trust Corporation 2017 Long Term Cash Incentive Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
Northern Trust Corporation EMEA Incentive Plan for Employees
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2017
Director Stock Unit Agreement under the Northern Trust Corporation 2017 Long-Term Incentive Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2017
Director Prorated Stock Unit Agreement under the Northern Trust Corporation 2017 Long-Term Incentive Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2017
Northern Trust Corporation Executive Change in Control Severance Plan
Change of Control Agreements
Northern Trust Corp.
Capital Markets
IL
2017
Northern Trust Corporation Key Officer Change in Control Severance Plan
Change of Control Agreements
Northern Trust Corp.
Capital Markets
IL
2017
Northern Trust Corporation 2017 Long-Term Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
Underwriting Agreement for 500,000 Depositary Shares of Series D Preferred Stock – Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2016
Northern Trust Corporation Series D Preferred Stock Certificate (Wells Fargo Bank, N.A. as Depositary)
Deposit Agreements
Northern Trust Corp.
Capital Markets
2016
Deposit Agreement among Northern Trust Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (Series D Preferred Stock)
Deposit Agreements
Northern Trust Corp.
Capital Markets
DE
2016
2016 Equity Award Terms and Conditions under Northern Trust Corporation 2012 Stock Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2016
Amendment Number Two to the Northern Trust Corporation Supplemental Thrift-Incentive Plan (As Amended and Restated Effective January 1, 2008)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2015
Amendment Number One to the Northern Trust Corporation 2012 Long Term Cash Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2015
Deposit Agreement among Northern Trust Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (Series C Preferred Stock)
Deposit Agreements
Northern Trust Corp.
Capital Markets
DE
2014
Underwriting Agreement for 16,000,000 Depositary Shares of Series C Preferred Stock – Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2014
Northern Trust Corporation Series C Preferred Stock Certificate (Wells Fargo Bank, N.A. as Depositary)
Deposit Agreements
Northern Trust Corp.
Capital Markets
2014
Northern Trust Corporation 2012 Stock Plan Performance Stock Unit Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2014
Northern Trust Corporation 2012 Stock Plan Stock Unit Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2014
Underwriting Agreement for $750,000,000 3.950% Subordinated Notes due 2025 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2013
First Supplemental Indenture to Junior Subordinated Indenture between Northern Trust Corporation and The Bank of New York Mellon Trust Company, N.A. (October 31, 2013)
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2013
Northern Trust Corporation 2013 Long Term Cash Incentive Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2013
Northern Trust Corporation Management Performance Plan (Amended and Restated October 16, 2012)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Trust Corporation Northern Partners Incentive Plan (North American Plan)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Trust Corporation Northern Partners Incentive Plan (EMEA)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Trust Corporation Northern Partners Incentive Plan (APAC)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
Underwriting Agreement for $500,000,000 2.375% Notes due 2022 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2012
Amendment Number One to The Northern Trust Company Thrift-Incentive Plan (Omnium LLC Employees)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2011
Amendment Number Two to The Northern Trust Company Thrift-Incentive Plan (2010 Restatement)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2011
Underwriting Agreement for $500,000,000 3.375% Notes due 2021 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2011
Employment Security Agreement (Tier 1) between Northern Trust Corporation and Executive
Employment Agreements
Northern Trust Corp.
Capital Markets
2011
The Northern Trust Company Thrift-Incentive Plan (Amended and Restated as of January 1, 2010)
Profit Sharing Plans
Northern Trust Corp.
Capital Markets
IL
2011
Underwriting Agreement for $500,000,000 3.450% Notes due 2020 between Northern Trust Corporation and Underwriters
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2010
2010 Employment Security Agreement (Tier 2) between Northern Trust Corporation and Executive
Employment Agreements
Northern Trust Corp.
Capital Markets
2010
Amendment No. 1 to the Northern Trust Corporation Supplemental Thrift-Incentive Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2010
Amendment Number 10 to The Northern Trust Company Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2010
Amendment Number 11 to The Northern Trust Company Thrift-Incentive Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2010
Office Space and Support Agreement between Northern Trust Corporation and William A. Osborn
Services Agreements
Northern Trust Corp.
Capital Markets
2010
Repurchase Letter Agreement between United States Department of the Treasury and Northern Trust Corporation
Repurchase Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation Common Stock Underwriting Agreement with Goldman Sachs and Morgan Stanley (April 28, 2009)
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2009
Northern Trust Corporation $500,000,000 4.625% Notes Underwriting Agreement with Goldman Sachs and Morgan Stanley (April 28, 2009)
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2009
Non-Solicitation and Confidentiality Agreement between Employee and The Northern Trust Company
Confidentiality Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation Supplemental Employee Stock Ownership Plan (Amended and Restated as of January 1, 2008)
Profit Sharing Plans
Northern Trust Corp.
Capital Markets
IL
2009
Northern Trust Corporation Supplemental Thrift-Incentive Plan (Amended and Restated as of January 1, 2008)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2009
Northern Trust Corporation Supplemental Pension Plan (Amended and Restated Effective January 1, 2009)
Retirement Agreements
Northern Trust Corp.
Capital Markets
IL
2009
Amendment Number Eight to The Northern Trust Company Thrift-Incentive Plan (Supplement #14 for Former Lakepoint Employees)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment Number Nine to The Northern Trust Company Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Prime Obligations Portfolio)
Financing Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Diversified Assets Portfolio)
Funding Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Liquid Assets Portfolio)
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Funds (Money Market Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and The Northern Trust Company
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and The Northern Trust Company as Trustee for the Common Short Term Investment Fund
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and [Trust]
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Capital Support Agreement between Northern Trust Corporation and The Northern Trust Company as Trustee for the Common Short Term Investment Fund
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Prime Obligations Portfolio)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Diversified Assets Portfolio)
Contribution Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Liquid Assets Portfolio)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and Northern Funds (Money Market Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (Sterling Fund)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 2 to Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (U.S. Dollar Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Amended and Restated Capital Support Agreement between Northern Trust Corporation and Northern Trust Investments, N.A. (as Trustee for NTGI Collective Short Term Investment Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Purchase Agreement for $400,000,000 5.50% Notes due 2013 between Northern Trust Corporation and Underwriters (Merrill Lynch, UBS, et al.)
Purchase Agreements
Northern Trust Corp.
Capital Markets
NY
2008
Northern Trust Corporation 5.50% Notes Due 2013 (Form of Global Note)
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2008
Amendment Number Seven to The Northern Trust Company Thrift-Incentive Plan (June 2, 2008)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2008
First Amendment to Office Lease between Madison LaSalle Partners, LLC, Chicago LaSalle Office Co-Investors, LLC, and The Northern Trust Company
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
Deed of Variation to Underlease for Floor 4, 50 Bank Street, Canary Wharf (May 30, 2008)
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
Rent Review Memorandum between Heron Quays (HQ4) T1 & T2 Limited and The Northern Trust Company dated May 30, 2008
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
Deed of Variation to Underlease for 50 Bank Street, Canary Wharf (Heron Quays & Northern Trust, May 30, 2008)
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
Rent Review Memorandum between Heron Quays (HQ4) T1 & T2 Limited and The Northern Trust Company dated May 30, 2008
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
Deed of Variation to Underlease for Level B1M and Floors 9–11, HQ4, 50 Bank Street, Canary Wharf (Heron Quays (HQ4) T1 & T2 Limited, Canary Wharf Management, and The Northern...
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
Rent Review Memorandum between Heron Quays (HQ4) T1 & T2 Limited and The Northern Trust Company dated May 30, 2008
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Prime Obligations Portfolio)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Diversified Assets Portfolio)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Liquid Assets Portfolio)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and Northern Funds (Money Market Fund)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (Sterling Fund)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment No. 1 to Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (U.S. Dollar Fund)
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment Number One to Capital Support Agreement between Northern Trust Corporation and The Northern Trust Company
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Amendment Number One to Capital Support Agreement between Northern Trust Corporation and Northern Trust Investments, N.A.
Modification Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Prime Obligations Portfolio)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Diversified Assets Portfolio)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and Northern Institutional Funds (Liquid Assets Portfolio)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and Northern Funds (Money Market Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (The Sterling Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (U.S. Dollar Fund)
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and The Northern Trust Company for Core Select Securities Lending Cash Collateral Pool
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Capital Support Agreement between Northern Trust Corporation and Northern Trust Investments, N.A. as Trustee for NTGI Collective Short Term Investment Fund
Funding Agreements
Northern Trust Corp.
Capital Markets
2008
Purchase Agreement for $200,000,000 5.20% Notes due 2012 between Northern Trust Corporation and Underwriters (Goldman Sachs & Merrill Lynch)
Purchase Agreements
Northern Trust Corp.
Capital Markets
NY
2007
Northern Trust Corporation 5.20% Senior Unsecured Note Due 2012 (Form of Global Note)
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2007
Seventh Amendment to Northern Trust Corporation Supplemental Pension Plan (Effective July 17, 2007)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2007
Employment Security Agreement (Tier 1) between Northern Trust Corporation and Executive
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
Employment Security Agreement (Tier 2) between Northern Trust Corporation and Executive
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
Employment Security Agreement (Tier 3) between Northern Trust Corporation and Executive
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
Second Amendment and First Extension to Lease Agreement between LaSalle Bank, as Trustee, and Nortrust Realty Management, Inc.
Lease Agreements
Northern Trust Corp.
Capital Markets
2007
Fourth Amendment to Northern Trust Corporation Severance Plan (Effective January 1, 2007)
Severance Agreements
Northern Trust Corp.
Capital Markets
2007
Amendment Number Five to The Northern Trust Company Thrift-Incentive Plan (2005 Restatement)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2007
Northern Trust Corporation 2007 Stock Unit Award Terms and Conditions under 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2007
Northern Trust Corporation 2007 Performance Stock Unit Award Terms and Conditions under 2002 Stock Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2007
Northern Trust Corporation 2007 Executive Stock Option Terms and Conditions under 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2007
2007 Director Stock Agreement under the Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2007
Amended and Restated Northern Trust Corporation 2002 Stock Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2007
Fifth Amendment to the Northern Trust Corporation Deferred Compensation Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
2007
Employment Security Agreement (Tier 1) between Northern Trust Corporation and Executive Officer
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
Employment Security Agreement (Tier 2) between Northern Trust Corporation and Executive
Severance Agreements
Northern Trust Corp.
Capital Markets
2007
Fourth Amendment to The Northern Trust Company Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2007
Purchase Agreement for $250,000,000 5.30% Notes due 2011 between Northern Trust Corporation and Underwriters (Merrill Lynch et al.)
Purchase Agreements
Northern Trust Corp.
Capital Markets
NY
2006
Indenture Agreement between Northern Trust Corporation and JPMorgan Chase Bank, N.A. dated August 15, 2006
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2006
Northern Trust Corporation 5.30% Note Due 2011 (Form of Global Note)
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2006
Fourth Amendment to Northern Trust Corporation Deferred Compensation Plan (May 4, 2006)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2006
Amendment Number Three to The Northern Trust Company Thrift-Incentive Plan (As Amended and Restated Effective January 1, 2005)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2006
Third Amendment to Northern Trust Corporation Severance Plan (Supplement #1 for Job Change Program)
Severance Agreements
Northern Trust Corp.
Capital Markets
2006
Deed of Severance and Surrender of Leasehold at HQ-4, 50 Bank Street, Canary Wharf (March 27, 2006)
Lease Agreements
Northern Trust Corp.
Capital Markets
2006
Fifth Amendment to Northern Trust Corporation Supplemental Employee Stock Ownership Plan (2005)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2006
Seventh Amendment to Northern Trust Corporation Supplemental Thrift-Incentive Plan (Supplement #2)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2006
Third Amendment to Northern Trust Corporation Deferred Compensation Plan (Special 2005 Deferral Election Cancellations)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2006
Amendment No. 1 to Northern Partners Incentive Plan – North American Plan (Northern Trust Corporation)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2006
Amendment Number Two to The Northern Trust Company Thrift-Incentive Plan (2005)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2006
Northern Trust Corporation 2006 Executive Stock Option Agreement under 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2006
Northern Trust Corporation 2006 Stock Unit Award Agreement under 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2006
2006 Performance Stock Unit Agreement under the Northern Trust Corporation 2002 Stock Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
2006
2006 Director Stock Agreement under the Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2006
Amendment Number One to The Northern Trust Company Thrift-Incentive Plan (August 19, 2005)
Northern Trust Corp.
Capital Markets
2005
Deed of Variation to Leases for Building HQ4, 50 Bank Street, Canary Wharf (Heron Quays (HQ4) T1 & T2 Limited, The Northern Trust Company, and Canary Wharf Management Limited)
Lease Agreements
Northern Trust Corp.
Capital Markets
IL
2005
Agreement for Lease between Heron Quays Properties Limited, The Northern Trust Company, and Canary Wharf Holdings Limited (May 26, 2005)
Lease Agreements
Northern Trust Corp.
Capital Markets
2005
Underlease Agreement for Floors 1 and 2, HQ4, 50 Bank Street, Canary Wharf – Heron Quays (HQ4) T1 & T2 Limited, Canary Wharf Management Limited, and The Northern Trust Company
Lease Agreements
Northern Trust Corp.
Capital Markets
2005
Fiscal Agency Agreement among The Northern Trust Company, Kredietbank S.A. Luxembourgeoise, and Brown Shipley & Co Limited (March 11, 2005)
Facility Agreements
Northern Trust Corp.
Capital Markets
IL
2005
Sixth Amendment to Northern Trust Corporation Supplemental Thrift-Incentive Plan (Special 2005 Supplemental Before-Tax Deposit Agreement)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2005
Second Amendment to Northern Trust Corporation Severance Plan (Effective January 1, 2005)
Severance Agreements
Northern Trust Corp.
Capital Markets
2005
Deed of Novation and Amendment to Sale and Purchase Agreement for Financial Services Group Limited – Baring Asset Management Holdings Limited, ING Bank N.V., The Northern Trust...
Purchase Agreements
Northern Trust Corp.
Capital Markets
IL
2005
Share Purchase Agreement among Baring Asset Management Holdings Limited, ING Bank NV, The Northern Trust International Banking Corporation, and The Northern Trust Company (Sale of...
Purchase Agreements
Northern Trust Corp.
Capital Markets
2005
Northern Trust Corporation 2002 Stock Plan Executive Stock Option Agreement
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2005
Northern Trust Corporation 2002 Stock Award Agreement with Employee Participant
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
Northern Trust Corporation 2002 Stock Plan Stock Unit Agreement (Form Agreement)
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
Addendum to Award Agreements under the Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
Non-Solicitation Agreement between The Northern Trust Company and Employee
Confidentiality Agreements
Northern Trust Corp.
Capital Markets
2005
Director Stock Agreement under the Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
The Northern Trust Company Thrift-Incentive Plan (Amended and Restated as of January 1, 2005)
Profit Sharing Plans
Northern Trust Corp.
Capital Markets
IL
2004
Northern Partners Incentive Plan (U.S.) Adopted by Northern Trust Corporation, July 19, 2004
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2004
Sixth Amendment to the Northern Trust Corporation Supplemental Pension Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2004
Amendment to Northern Trust Corporation 2002 Stock Plan (February 17, 2004)
Modification Agreements
Northern Trust Corp.
Capital Markets
2004
Amendment No. 10 to Northern Trust Employee Stock Ownership Plan (Effective March 29, 2004)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2004
Third Amendment to Northern Trust Corporation Supplemental Employee Stock Ownership Plan (March 25, 2004)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2004
Fourth Amendment to Northern Trust Corporation Supplemental Thrift-Incentive Plan (March 25, 2004)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2004
Fifth Amendment to Northern Trust Corporation Supplemental Pension Plan (March 25, 2004)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2004
First Amendment to Northern Trust Corporation Severance Plan (March 25, 2004)
Severance Agreements
Northern Trust Corp.
Capital Markets
2004
Second Amendment to Northern Trust Corporation Deferred Compensation Plan (March 25, 2004)
Compensation Agreements
Northern Trust Corp.
Capital Markets
2004
Amendment No. 8 to Northern Trust Employee Stock Ownership Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2004
Amendment No. 9 to Northern Trust Employee Stock Ownership Plan (Supplement #8 for Former Cash Center Employees)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2004
Fourth Amendment to Northern Trust Corporation Supplemental Pension Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2004
Amendment No. 6 to Northern Trust Employee Stock Ownership Plan (NTRC/Hewitt Supplement)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2003
Amendment No. 7 to Northern Trust Employee Stock Ownership Plan (Higgins Branch Employees)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2003
Amendment Number Five to Northern Trust Employee Stock Ownership Plan for Legacy South Employees
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2003
Amendment to Consulting Agreement between Northern Trust Corporation and Barry G. Hastings
Consulting Agreements
Northern Trust Corp.
Capital Markets
2003
Northern Trust Corporation 2003 Annual Performance Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2003
Amendment Number Four to Northern Trust Employee Stock Ownership Plan (Effective January 21, 2003)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2003
Fourth Amendment to the Northern Trust Company Employee Stock Ownership Trust Agreement (February 11, 2003)
Trust Agreements
Northern Trust Corp.
Capital Markets
2003
Amendment to Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors (January 21, 2003)
Compensation Agreements
Northern Trust Corp.
Capital Markets
2003
Form of Global Senior Bank Note (Floating Rate) Issued by The Northern Trust Company
Note Agreements
Northern Trust Corp.
Capital Markets
2003
Northern Trust Company Global Subordinated Bank Note (Floating Rate) Form
Note Agreements
Northern Trust Corp.
Capital Markets
2003
Amendment No. 2 to Northern Trust Employee Stock Ownership Plan (Effective January 1, 2003)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2003
Amendment No. 3 to Northern Trust Employee Stock Ownership Plan (Special Rules for Former Deutsche Bank Employees)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2003
Lease Agreement for Floor 4, Building HQ4, 50 Bank Street, Canary Wharf between Heron Quays (HQ4) T1 Limited, Heron Quays (HQ4) T2 Limited, Canary Wharf Management Limited, and...
Lease Agreements
Northern Trust Corp.
Capital Markets
2003
Lease Agreement between Heron Quays (HQ4) T1 Limited, Heron Quays (HQ4) T2 Limited, Canary Wharf Management Limited, and The Northern Trust Company for B1 and Floors 5-8, HQ4, 50...
Lease Agreements
Northern Trust Corp.
Capital Markets
2003
Lease Agreement for Level B1M and Floors 9-11, HQ4, 50 Bank Street, Canary Wharf between Heron Quays (HQ4) T1 Limited, Heron Quays (HQ4) T2 Limited, Canary Wharf Management...
Lease Agreements
Northern Trust Corp.
Capital Markets
2003
Consulting Agreement between Northern Trust Corporation and Barry G. Hastings
Consulting Agreements
Northern Trust Corp.
Capital Markets
IL
2003
First Amendment to Lease Agreement between Davis West Madison LLC and The Northern Trust Company
Lease Agreements
Northern Trust Corp.
Capital Markets
2002
Amendment No. 1 to Northern Trust Employee Stock Ownership Plan (2002)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2002
2002 Annual Performance Plan for Officers of Northern Trust Corporation
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2002
Second Amendment to Northern Trust Corporation Supplemental Employee Stock Ownership Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2002
Third Amendment to Northern Trust Corporation Supplemental Pension Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2002
Third Amendment to Northern Trust Corporation Supplemental Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2002
Amendment to Employment Security Agreement between Northern Trust Corporation and Executive
Northern Trust Corp.
Capital Markets
2002
Northern Trust Corporation 2002 Stock Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2002
Northern Trust Corporation Severance Plan
Severance Agreements
Northern Trust Corp.
Capital Markets
IL
2002
Northern Trust Employee Stock Ownership Plan (Amended and Restated Effective January 1, 2002)
Profit Sharing Plans
Northern Trust Corp.
Capital Markets
IL
2002
The Northern Trust Company Global Senior Floating Rate Note (Cede & Co.)
Note Agreements
Northern Trust Corp.
Capital Markets
2001
The Northern Trust Company Global Senior Bank Note (Fixed Rate) Issued to Cede & Co.
Note Agreements
Northern Trust Corp.
Capital Markets
2001
The Northern Trust Company Global Subordinated Bank Note (Floating Rate) Issued to Cede & Co.
Note Agreements
Northern Trust Corp.
Capital Markets
2001
The Northern Trust Company Global Subordinated Bank Note (Fixed Rate) Issued to Cede & Co.
Note Agreements
Northern Trust Corp.
Capital Markets
2001
Amendment Thirteen to the Northern Trust Employee Stock Ownership Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2001
Second Amendment to the Restated Northern Trust Corporation Supplemental Pension Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2001
Amendment to Northern Trust Corporation Amended 1992 Incentive Stock Plan (September 25, 2001)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2001
Amendment to Employment Security Agreement between Northern Trust Corporation and Executive
Modification Agreements
Northern Trust Corp.
Capital Markets
2001
Amendment to Employment Security Agreement between Northern Trust Corporation and Executive
Modification Agreements
Northern Trust Corp.
Capital Markets
2001
Amendment to Employment Security Agreement (Tier 3) between Northern Trust Corporation and Executive
Modification Agreements
Northern Trust Corp.
Capital Markets
2001
181 West Madison Building Lease Agreement between The Northern Trust Company and Douglas Elliman-Beitler Management Corporation (2000)
Lease Agreements
Northern Trust Corp.
Capital Markets
2001
Office Lease Agreement between Metropolitan Life Insurance Company and The Northern Trust Company dated December 29, 2000
Lease Agreements
Northern Trust Corp.
Capital Markets
IL
2001
Agreement for Lease between Heron Quays Properties Limited, The Northern Trust Company, and Canary Wharf Group PLC (November 15, 2000)
Lease Agreements
Northern Trust Corp.
Capital Markets
2001
Lease Agreement Between Perimeter Summit Parcel 3 Limited Partnership and Northern Trust Retirement Consulting, LLC for 3003 Summit Boulevard
Lease Agreements
Northern Trust Corp.
Capital Markets
2001
First Amendment to Lease Agreement between Perimeter Summit Parcel 3 Limited Partnership and Northern Trust Retirement Consulting, LLC
Lease Agreements
Northern Trust Corp.
Capital Markets
2001
Second Amendment to Lease Agreement between Perimeter Summit Parcel 3 Limited Partnership and Northern Trust Retirement Consulting, LLC
Lease Agreements
Northern Trust Corp.
Capital Markets
2001
Form of Global Senior Bank Note (Floating Rate) Issued by The Northern Trust Company
Note Agreements
Northern Trust Corp.
Capital Markets
2000
The Northern Trust Company Global Subordinated Bank Note (Floating Rate)
Note Agreements
Northern Trust Corp.
Capital Markets
2000
Amendment Number Twelve to Northern Trust Employee Stock Ownership Plan (ESOP)
Retirement Agreements
Northern Trust Corp.
Capital Markets
2000
Eleventh Amendment to Lease Agreement between LaSalle Bank, N.A. (as Trustee) and The Northern Trust Company, dated August 1, 2000
Lease Agreements
Northern Trust Corp.
Capital Markets
2000
Twelfth Amendment to Lease Agreement between LaSalle Bank, N.A. and The Northern Trust Company (August 28, 2000)
Lease Agreements
Northern Trust Corp.
Capital Markets
2000
Northern Trust Corporation 2000 Annual Performance Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2000
First Amendment to the Restated Northern Trust Corporation Supplemental Employee Stock Ownership Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2000
Second Amendment to the Restated Northern Trust Corporation Supplemental Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2000
First Amendment to the Restated Northern Trust Corporation Supplemental Pension Plan
Retirement Agreements
Northern Trust Corp.
Capital Markets
2000
Second Amendment to Northern Trust Corporation Deferred Compensation Plans Trust Agreement with U.S. Trust Company
Retirement Agreements
Northern Trust Corp.
Capital Markets
2000
First Amendment to Northern Trust Corporation Deferred Compensation Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
2000
Amendment Number Eleven to Northern Trust Employee Stock Ownership Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2000
2016 Equity Award Terms and Conditions under Northern Trust Corporation 2012 Stock Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2016
Certificate of Designation for Series C Non-Cumulative Perpetual Preferred Stock of Northern Trust Corporation
Articles of Amendment
Northern Trust Corp.
Capital Markets
2014
Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors (Amended and Restated)
Compensation Agreements
Northern Trust Corp.
Capital Markets
2014
Executive Stock Option Terms and Conditions under Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014
Northern Trust Corporation 2012 Stock Plan Stock Unit Award Terms and Conditions
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2014
Northern Trust Corporation 3.950% Subordinated Notes Due 2025 Global Note
Note Agreements
Northern Trust Corp.
Capital Markets
2013
2013 Executive Stock Option Terms and Conditions under Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2013 Executive Stock Option Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2013 Performance Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2013 Performance Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2013 Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
Northern Trust Corporation 2013 Stock Unit Award Terms and Conditions under 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2013 Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
Northern Trust Corporation 2013 Stock Unit Award Terms and Conditions under 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2013 Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
Northern Trust Corporation 2013 Stock Unit Award Terms and Conditions under 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2013 Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
2012 Executive Stock Option Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Executive Stock Option Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
Northern Trust Corporation 2012 Executive Stock Option Terms and Conditions Agreement
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Performance Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Stock Unit Award Terms and Conditions under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
Northern Trust Corporation 2012 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
Northern Trust Corporation 2012 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
Northern Trust Corporation 2.375% Notes Due 2022 (Form of Global Note)
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2012
Northern Trust Corporation 2012 Long Term Cash Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
Director Stock Unit Agreement under the Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Trust Corporation 2012 Prorated Director Stock Agreement (Form)
Stock Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Trust Corporation 2012 New Director Stock Unit Agreement
Stock Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Trust Corporation 2012 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Executive Stock Option Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Warrant Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Executive Stock Option Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Executive Stock Option Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Warrant Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Performance Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
2012 Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
Northern Trust Corporation 2012 Long Term Cash Incentive Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
Senior Bank Note (Fixed Rate) Issued by The Northern Trust Company to Cede & Co.
Note Agreements
Northern Trust Corp.
Capital Markets
2011
The Northern Trust Company Global Senior Bank Note (Floating Rate) Issued to Cede & Co.
Note Agreements
Northern Trust Corp.
Capital Markets
2011
The Northern Trust Company Global Subordinated Bank Note (Fixed Rate) to Cede & Co.
Note Agreements
Northern Trust Corp.
Capital Markets
2011
The Northern Trust Company Global Subordinated Bank Note (Floating Rate) Issued to Cede & Co.
Note Agreements
Northern Trust Corp.
Capital Markets
2011
Northern Trust Corporation 3.375% Notes Due 2021 (Form of Global Note)
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2011
Director Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
Northern Trust Corporation Advisory Director Cash-Settled Stock Unit Agreement
Compensation Agreements
Northern Trust Corp.
Capital Markets
2011
New Director Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
Director Prorated Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
2011 Executive Stock Option Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2011
2011 Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Equity Distribution Agreements
Northern Trust Corp.
Capital Markets
2011
2011 Cash-Settled Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2011
Northern Trust Corporation Northern Partners Incentive Plan – North American Plan (Amended and Restated as of November 1, 2010)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2011
Northern Trust Corporation Northern Partners Incentive Plan – EMEA Plan (Amended and Restated as of November 1, 2010)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2011
Northern Trust Corporation Northern Partners Incentive Plan – APAC Plan (Amended and Restated as of November 1, 2010)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2011
Director Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
Northern Trust Corporation 2010 New Director Stock Agreement under the 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
2010 Executive Stock Option Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2010
2010 Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
2010 Cash-Settled Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2010
Director Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
Director Prorated Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
First Amendment to Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors
Compensation Agreements
Northern Trust Corp.
Capital Markets
2010
Northern Trust Corporation Northern Partners Incentive Plan – North American Plan (Amended and Restated as of January 1, 2009)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation Northern Partners Incentive Plan – EMEA Plan (Amended and Restated as of January 1, 2009)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation Northern Partners Incentive Plan – APAC Plan (Amended and Restated as of January 1, 2009)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
2009 Executive Stock Option Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
CA
2009
2009 Stock Unit Award Terms and Conditions under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation Amended and Restated Severance Plan (Effective January 1, 2009)
Severance Agreements
Northern Trust Corp.
Capital Markets
IL
2009
Northern Trust Corporation Deferred Compensation Plan (Amended and Restated as of January 1, 2008)
Compensation Agreements
Northern Trust Corp.
Capital Markets
IL
2009
Amended and Restated Northern Trust Corporation 2002 Stock Plan (Effective January 1, 2008)
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2009
Director Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2009
Director Prorated Stock Agreement under the Amended and Restated Northern Trust Corporation 2002 Stock Plan
Stock Agreements
Northern Trust Corp.
Capital Markets
2009
Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors (As Amended and Restated)
Compensation Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (Sterling Fund)
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 3 to Capital Support Agreement between Northern Trust Corporation and Northern Trust Global Funds plc (U.S. Dollar Fund)
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Amendment No. 1 to Amended and Restated Capital Support Agreement between Northern Trust Corporation and Northern Trust Investments, N.A. as Trustee for NTGI Collective Short Term...
Modification Agreements
Northern Trust Corp.
Capital Markets
2009
Warrant to Purchase Common Stock of Northern Trust Corporation (3,824,624 Shares) – November 14, 2008
Warrant Agreements
Northern Trust Corp.
Capital Markets
NY
2008
Letter Agreement for Purchase of Preferred Stock and Warrant between U.S. Department of the Treasury and Northern Trust Corporation
Purchase Agreements
Northern Trust Corp.
Capital Markets
2008
Securities Purchase Agreement between U.S. Department of the Treasury and Participating Financial Institution (TARP CPP)
Purchase Agreements
Northern Trust Corp.
Capital Markets
DC
2008
Letter Agreement Regarding Executive Compensation Restrictions under TARP CPP between Northern Trust Corporation and Senior Executive Officer
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2008
Northern Trust Corporation Management Performance Plan (As Amended and Restated Effective July 15, 2008)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2008
Fifth Amendment to Northern Trust Corporation Supplemental Thrift-Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2004
Fourth Amendment to Northern Trust Corporation Supplemental Employee Stock Ownership Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2004