Northern Trust Corp. Contracts & Agreements

308 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934
Northern Trust Corp.
Capital Markets
2025
Amendment Number Two, dated November 5, 2024 and effective January 1, 2025
Northern Trust Corp.
Capital Markets
2025
Amendment Number Four, dated November 5, 2024 and effective January 1, 2025
Northern Trust Corp.
Capital Markets
2025
Amendment Number Two, dated November 5, 2024 and effective January 1, 2025
Northern Trust Corp.
Capital Markets
2025
Amendment Number One, dated November 5, 2024 and effective January 1, 2025
Northern Trust Corp.
Capital Markets
2025
Northern Partners Incentive Plan, as amended and restated on January 21, 2025
Northern Trust Corp.
Capital Markets
2025
Form of 2024 Performance Stock Unit Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2024
Form of 2024 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2024
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934
Northern Trust Corp.
Capital Markets
2024
Northern Trust Corporation Deferred Compensation Plan, as amended and restated effective as of January 1, 2024
Compensation Agreements
Northern Trust Corp.
Capital Markets
IL
2024
Northern Partners Incentive Plan, as amended and restated on January 16, 2024
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2024
Northern Partners Incentive Plan, as amended and restated on July 17, 2023
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2023
Form of 2023 Performance Stock Unit Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2023
Form of 2023 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2023
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934
Northern Trust Corp.
Capital Markets
2023
Amendment Number One, dated December 28, 2022 and effective January 1, 2023
Northern Trust Corp.
Capital Markets
2023
Amendment Number Three, dated December 28, 2022 and effective January 1, 2023
Northern Trust Corp.
Capital Markets
2023
Amendment Number One, dated December 28, 2022 and effective January 1, 2023
Northern Trust Corp.
Capital Markets
2023
Amendment Number Four to The Northern Trust Company Death Benefit Plan, dated June 22, 2022 and effective May 4, 2022
Trust Agreements
Northern Trust Corp.
Capital Markets
2023
Underwriting Agreement, dated as of October 26, 2022, among Northern Trust Corporation and Citigroup Global Markets Inc., BofA Securities, Inc., Goldman Sachs & Co. LLC and Loop...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Sixth Supplemental Indenture, dated as of November 2, 2022, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Underwriting Agreement, dated as of May 5, 2022, among Northern Trust Corporation and Wells Fargo Securities, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, Loop Capital...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Fifth Supplemental Indenture, dated as of May 10, 2022, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Form of 2022 Performance Stock Unit Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2022
Form of 2022 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2022
Transition Agreement, dated as of May 3, 2022, by and between Northern Trust Corporation and Mr. Thomas
Transition Agreements
Northern Trust Corp.
Capital Markets
2022
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934
Northern Trust Corp.
Capital Markets
2022
Northern Trust Corporation Non-Employee Director Compensation Plan, as amended
Compensation Agreements
Northern Trust Corp.
Capital Markets
DE
2022
Northern Partners Incentive Plan, as amended and restated on February 22, 2022
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2022
Northern Trust Corporation Wealth Planning and Tax Consulting Services Plan, as amended and restated effective January 1, 2021
Consulting Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Northern Trust Corporation Deferred Compensation Plan, as amended and restated effective as of October 18, 2021
Compensation Agreements
Northern Trust Corp.
Capital Markets
IL
2021
Form of 2021 Performance Stock Unit Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Form of 2021 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934
Northern Trust Corp.
Capital Markets
2021
Amendment Number One to The Northern Trust Company Death Benefit Plan, dated July 11, 2019 and effective May 17, 2019
Trust Agreements
Northern Trust Corp.
Capital Markets
2021
Amendment Number Two to The Northern Trust Company Death Benefit Plan, dated July 29, 2019 and effective May 17, 2019
Trust Agreements
Northern Trust Corp.
Capital Markets
2021
Amendment Number Three to The Northern Trust Company Death Benefit Plan, dated March 18, 2020 and effective May 17, 2019
Trust Agreements
Northern Trust Corp.
Capital Markets
2021
Northern Trust Corporation Non-Employee Director Compensation Plan, as amended
Compensation Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Northern Partners Incentive Plan, as amended and restated on February 16, 2021
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2021
Underwriting Agreement, dated as of April 28, 2020, among Northern Trust Corporation and Morgan Stanley & Co. LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC and Wells Fargo...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2020
Fourth Supplemental Indenture, dated as of May 1, 2020, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2020
Form of 2020 Performance Stock Unit Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2020
Form of 2020 Stock Unit Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2020
Description of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934
Northern Trust Corp.
Capital Markets
2020
Northern Trust Corporation Non-Employee Director Compensation Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
DE
2020
Northern Partners Incentive Plan, as amended and restated on January 6, 2020
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2020
First Amendment, dated and effective October 3, 2017
Northern Trust Corp.
Capital Markets
2020
Second Amendment, dated September 27, 2019 and effective October 1, 2018
Northern Trust Corp.
Capital Markets
2020
Underwriting Agreement, dated October 29, 2019, among Northern Trust Corporation and Morgan Stanley & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, UBS Securities...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Form of Certificate representing Series E Non-Cumulative Perpetual Preferred Stock
Stock Agreements
Northern Trust Corp.
Capital Markets
2019
Deposit Agreement, dated as of November 5, 2019, among Northern Trust Corporation, Equiniti Trust Company, as depositary, and the holders from time to time of the depositary...
Deposit Agreements
Northern Trust Corp.
Capital Markets
NY
2019
The Northern Trust Company Death Benefit Plan
Northern Trust Corp.
Capital Markets
IL
2019
Underwriting Agreement, dated as of April 30, 2019, among Northern Trust Corporation and Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Third Supplemental Indenture, dated as of May 3, 2019, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Form of 2019 Performance Stock Unit Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2019
Form of 2019 Stock Unit Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2019
Northern Partners Incentive Plan, as amended and restated on February 18, 2019
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2019
Letter Agreement with Frederick H. Waddell, dated January 23, 2019
Northern Trust Corp.
Capital Markets
2019
Consulting agreement, dated as of September 4, 2018, between The Northern Trust Company and Jana R. Schreuder
Consulting Agreements
Northern Trust Corp.
Capital Markets
IL
2018
Underwriting Agreement, dated as of July 31, 2018, among Northern Trust Corporation and Barclays Capital Inc., Morgan Stanley & Co. LLC, UBS Securities LLC, and Wells Fargo...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2018
Second Supplemental Indenture, dated as of August 3, 2018, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2018
Northern Trust Corporation Non-Employee Director Compensation Plan
Compensation Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Northern Partners Incentive Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
IL
2018
Form of 2018 Performance Stock Unit Award Terms and Conditions
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Form of 2018 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Northern Trust Corporation Deferred Compensation Plan, as amended and restated effective as of November 1, 2017
Compensation Agreements
Northern Trust Corp.
Capital Markets
IL
2018
Northern Trust Corporation 2018 Deferred Compensation Plan for Non-Employee Directors
Compensation Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Form of Cash Incentive Award Terms and Conditions, as amended
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Form of 2017 Stock Option Award Terms and Conditions, as amended
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Form of 2017 Stock Unit Award Terms and Conditions, as amended
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Form of 2017 Performance Stock Unit Award Terms and Conditions, as amended
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2018
NORTHERN TRUST CORPORATION (Delaware corporation) $350,000,000 3.375% Fixed-to-Floating Rate Subordinated Notes due 2032 UNDERWRITING AGREEMENT
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2017
NORTHERN TRUST CORPORATION INDENTURE Dated as of May 8, 2017 DEBTSECURITIES THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION Trustee CROSS-REFERENCE SHEET*...
Trust Agreements
Northern Trust Corp.
Capital Markets
NY
2017
NORTHERN TRUST CORPORATION AND THE BANKOF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 3.375%Fixed-to-Floating Rate Subordinated Notes due 2032 FIRSTSUPPLEMENTAL INDENTURE...
Note Agreements
Northern Trust Corp.
Capital Markets
NY
2017
NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK OPTIONS GRANTED PURSUANT TO THE 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2017
NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2017
NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO PERFORMANCE STOCK UNITS GRANTED PURSUANT TO THE 2012 STOCK PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
NORTHERN TRUST CORPORATION 2017 LONG TERM CASH INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO THE LONG TERM CASH INCENTIVE AWARD GRANTED PURSUANT TO THE 2017 LONG TERM CASH INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
Northern Partners Incentive Plan EMEA Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2017
FORM OF DIRECTOR STOCK UNIT AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2017 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2017
FORM OF DIRECTOR PRORATED STOCK UNIT AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2017 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2017
NORTHERN TRUST CORPORATION EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN
Change of Control Agreements
Northern Trust Corp.
Capital Markets
IL
2017
NORTHERN TRUST CORPORATION KEY OFFICER CHANGE IN CONTROL SEVERANCE PLAN
Change of Control Agreements
Northern Trust Corp.
Capital Markets
IL
2017
NORTHERN TRUST CORPORATION 2017 LONG-TERM INCENTIVE PLAN I. INTRODUCTION
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2017
NORTHERN TRUST CORPORATION (Delaware corporation) 500,000 DEPOSITARY SHARES EACH REPRESENTING A 1/100TH INTEREST IN A SHARE OF SERIES D NON-CUMULATIVE PERPETUAL PREFERRED STOCK...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2016
NORTHERN TRUST CORPORATION a Corporation Organized Under the Laws of the State of Delaware
Northern Trust Corp.
Capital Markets
2016
DEPOSIT AGREEMENT among Northern Trust Corporation, asthe Company Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2016
TERMS AND CONDITIONS OF 2016 EQUITY AWARDS UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2016
TERMS AND CONDITIONS OF 2016 EQUITY AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2016
AMENDMENT NUMBER TWO TO THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN (As Amended and Restated Effective as of January 1, 2008)
Northern Trust Corp.
Capital Markets
2015
AMENDMENT NUMBER ONE TO THE NORTHERN TRUST CORPORATION 2012LONG TERM CASH INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2015
DEPOSIT AGREEMENT among Northern Trust Corporation, asthe Company Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014
NORTHERN TRUST CORPORATION (Delaware corporation) 16,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/1,000TH INTEREST IN A SHARE OF SERIES C NON-CUMULATIVE PERPETUAL PREFERRED...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2014
CERTIFICATE OF DESIGNATION OF SERIES CNON-CUMULATIVE PERPETUAL PREFERRED STOCK OF NORTHERN TRUST CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of...
Stock Agreements
Northern Trust Corp.
Capital Markets
2014
NORTHERN TRUST CORPORATION a Corporation Organized Under the Laws of the State of Delaware
Northern Trust Corp.
Capital Markets
2014
NORTHERN TRUST CORPORATION 1997 DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS AS AMENDED AND RESTATED
Compensation Agreements
Northern Trust Corp.
Capital Markets
2014
TERMS AND CONDITIONS EXECUTIVE STOCK OPTION UNDER THE NORTHERN TRUSTCORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014
TERMS AND CONDITIONS PERFORMANCE STOCK UNIT AWARD UNDER THE NORTHERN TRUSTCORPORATION 2012 STOCK PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2014
TERMS AND CONDITIONS STOCK UNIT AWARD UNDERTHE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014
TERMS AND CONDITIONS STOCK UNIT AWARD UNDERTHE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014
NORTHERN TRUST CORPORATION (Delaware corporation) $750,000,000 3.950%Subordinated Notes due 2025 UNDERWRITING AGREEMENT
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2013
NORTHERN TRUST CORPORATION FIRST SUPPLEMENTAL INDENTURE Dated as of October 31, 2013 to JUNIOR SUBORDINATED INDENTURE Dated as of January 1, 1997 THE BANK OF NEW YORK MELLON TRUST...
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2013
NORTHERN TRUST CORPORATION 3.950%Subordinated Notes due 2025
Note Agreements
Northern Trust Corp.
Capital Markets
2013
TERMS AND CONDITIONS 2013 EXECUTIVE STOCK OPTION UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 EXECUTIVE STOCK OPTION UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 PERFORMANCE STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 PERFORMANCE STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2013 LONG TERM CASH INCENTIVE AWARD UNDER THE NORTHERN TRUST CORPORATION LONG TERM CASH INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2013
TERMS AND CONDITIONS 2012 EXECUTIVE STOCK OPTION UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 EXECUTIVE STOCK OPTION UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 EXECUTIVE STOCK OPTION UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 PERFORMANCE STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 STOCK UNIT AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
NORTHERN TRUST CORPORATION MANAGEMENT PERFORMANCE PLAN (As Amended and Restated EffectiveOctober 16, 2012)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Partners Incentive Plan North American Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Partners Incentive Plan EMEA Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
Northern Partners Incentive Plan APAC Plan
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2012
NORTHERN TRUST CORPORATION (Delaware corporation) $500,000,000 2.375% Notes due 2022 UNDERWRITING AGREEMENT
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2012
2.375% Notes due 2022
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2012
NORTHERN TRUST CORPORATION 2012 LONG TERM CASH INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
FORM OF DIRECTOR STOCK UNIT AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2012
FORM OF DIRECTOR PRORATED STOCK AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2012
FORM OF NEW DIRECTOR STOCK UNIT AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2012
NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 EXECUTIVE STOCK OPTION UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 EXECUTIVE STOCK OPTION UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 EXECUTIVE STOCK OPTION UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 PERFORMANCE STOCK UNIT AWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 STOCK UNIT AWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 STOCK UNIT AWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 STOCK UNIT AWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2012
TERMS AND CONDITIONS 2012 LONG TERM CASH INCENTIVE AWARD UNDER THE NORTHERN TRUST CORPORATION LONG TERM CASH INCENTIVE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
DE
2012
AMENDMENT NUMBER ONE TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN (As Amended and Restated Effective as of January 1, 2010)
Northern Trust Corp.
Capital Markets
2011
AMENDMENT NUMBER TWO TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN (As Amended andRestated Effective as of January 1, 2010)
Northern Trust Corp.
Capital Markets
2011
THE NORTHERN TRUST COMPANY GLOBAL SENIOR BANK NOTE (Fixed Rate)
Note Agreements
Northern Trust Corp.
Capital Markets
2011
THE NORTHERN TRUST COMPANY GLOBAL SENIOR BANK NOTE (Floating Rate)
Note Agreements
Northern Trust Corp.
Capital Markets
2011
THE NORTHERN TRUST COMPANY GLOBAL SUBORDINATED BANK NOTE (Fixed Rate)
Note Agreements
Northern Trust Corp.
Capital Markets
2011
THE NORTHERN TRUST COMPANY GLOBAL SUBORDINATED BANK NOTE (Floating Rate)
Note Agreements
Northern Trust Corp.
Capital Markets
2011
NORTHERN TRUST CORPORATION (Delaware corporation) $500,000,000 3.375% Notes due 2021 UNDERWRITING AGREEMENT
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2011
3.375% Notes due 2021
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2011
EMPLOYMENT SECURITY AGREEMENT Tier 1
Employment Agreements
Northern Trust Corp.
Capital Markets
2011
FORM OF DIRECTOR STOCK AGREEMENT UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCKPLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
FORM OF ADVISORY DIRECTOR CASH-SETTLED STOCK UNIT AGREEMENT
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
FORM OF NEW DIRECTOR STOCK AGREEMENT UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCKPLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
FORM OF DIRECTOR PRORATED STOCK AGREEMENT UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCKPLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
TERMS AND CONDITIONS 2011 EXECUTIVE STOCK OPTION UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2011
TERMS AND CONDITIONS 2011 STOCK UNIT AWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
TERMS AND CONDITIONS 2011 CASH-SETTLED STOCK UNIT AWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2011
NORTHERN PARTNERS INCENTIVE PLAN NORTH AMERICAN PLAN (As Amended and Restated Effective as ofNovember 1, 2010)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2011
NORTHERN PARTNERS INCENTIVE PLAN EMEA PLAN (As Amended and Restated Effective as of November 1,2010)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2011
NORTHERN PARTNERS INCENTIVE PLAN APAC PLAN (As Amended and Restated Effective as of November 1,2010)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2011
The Northern Trust Company Thrift-Incentive Plan (As Amended and Restated Effective as ofJanuary 1, 2010)
Northern Trust Corp.
Capital Markets
IL
2011
NORTHERN TRUST CORPORATION (Delaware corporation) $500,000,000 3.450% Notes due 2020 UNDERWRITING AGREEMENT
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2010
EMPLOYMENT SECURITY AGREEMENT (Tier 2)
Employment Agreements
Northern Trust Corp.
Capital Markets
2010
FORM OF DIRECTOR STOCK AGREEMENT UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
FORM OF NEW DIRECTOR STOCK AGREEMENT UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
AMENDMENT NUMBER ONE TO THE NORTHERN TRUSTCORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN (As Amended and Restated Effective as of January 1, 2008)
Northern Trust Corp.
Capital Markets
2010
TERMS AND CONDITIONS 2010 EXECUTIVE STOCK OPTION UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2010
TERMS AND CONDITIONS 2010 STOCK UNIT AWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
TERMS AND CONDITIONS 2010 CASH-SETTLED STOCK UNITAWARD UNDER THE AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
FORM OF DIRECTOR STOCK AGREEMENT UNDER THE AMENDEDAND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
FORM OF DIRECTOR PRORATED STOCK AGREEMENT UNDER THEAMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2010
FIRST AMENDMENT TO THE NORTHERN TRUST CORPORATION 1997 DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
Northern Trust Corp.
Capital Markets
2010
AMENDMENT NUMBER TEN TO THE NORTHERN TRUST COMPANYTHRIFT-INCENTIVE PLAN (As Amended and Restated Effective January 1, 2005)
Northern Trust Corp.
Capital Markets
2010
AMENDMENT NUMBER ELEVEN TO THE NORTHERN TRUSTCOMPANY THRIFT-INCENTIVE PLAN (As Amended and Restated Effective January 1, 2005)
Northern Trust Corp.
Capital Markets
2010
NORTHERN PARTNERS INCENTIVE PLAN NORTHAMERICAN PLAN (As Amended and Restated Effective as of January 1, 2009)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
NORTHERN PARTNERS INCENTIVE PLAN EMEA PLAN (As Amended and Restated Effective as of January 1, 2009)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
NORTHERN PARTNERS INCENTIVE PLAN APAC PLAN (As Amended and Restated Effective as of January 1, 2009)
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2009
UNITED STATES DEPARTMENT OF THE TREASURY
Northern Trust Corp.
Capital Markets
2009
NORTHERN TRUST CORPORATION
Northern Trust Corp.
Capital Markets
NY
2009
NORTHERN TRUST CORPORATION
Northern Trust Corp.
Capital Markets
NY
2009
TERMS AND CONDITIONS 2009 EXECUTIVE STOCK OPTION
Stock Agreements
Northern Trust Corp.
Capital Markets
CA
2009
TERMS AND CONDITIONS 2009 STOCK UNIT AWARD
Stock Agreements
Northern Trust Corp.
Capital Markets
2009
NON-SOLICITATION AND CONFIDENTIALITY AGREEMENT
Confidentiality Agreements
Northern Trust Corp.
Capital Markets
2009
NORTHERN TRUST CORPORATION SEVERANCE PLAN (As Amended and Restated effective as of January 1,2009)
Severance Agreements
Northern Trust Corp.
Capital Markets
IL
2009
NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2009
NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
IL
2009
NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN
Northern Trust Corp.
Capital Markets
IL
2009
NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN
Compensation Agreements
Northern Trust Corp.
Capital Markets
IL
2009
AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2009
FORM OF DIRECTOR STOCK AGREEMENT UNDER THE AMENDED AND RESTATED
Stock Agreements
Northern Trust Corp.
Capital Markets
2009
FORM OF DIRECTOR PRORATED STOCK AGREEMENT UNDER THE AMENDED AND RESTATED
Stock Agreements
Northern Trust Corp.
Capital Markets
2009
NORTHERN TRUST CORPORATION 1997 DEFERRED COMPENSATION PLAN FOR
Compensation Agreements
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NUMBER EIGHT TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NUMBER NINE TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 1 TO AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
FORM OF AMENDMENT NO. 3 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2009
WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Northern Trust Corp.
Capital Markets
NY
2008
UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220
Northern Trust Corp.
Capital Markets
2008
STANDARD TERMS
Northern Trust Corp.
Capital Markets
DC
2008
NORTHERN TRUST CORPORATION MANAGEMENT PERFORMANCE PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2008
CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 2 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
NORTHERN TRUST CORPORATION (Delaware corporation)
Northern Trust Corp.
Capital Markets
NY
2008
5.50% Notes due 2013
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2008
AMENDMENT NUMBER SEVEN TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2008
FIRST AMENDMENT TO OFFICE LEASE
Lease Agreements
Northern Trust Corp.
Capital Markets
2008
30 May 2008 PARTICULARS
Northern Trust Corp.
Capital Markets
2008
RENT REVIEW MEMORANDUM
Northern Trust Corp.
Capital Markets
2008
30 May 2008 PARTICULARS
Northern Trust Corp.
Capital Markets
2008
RENT REVIEW MEMORANDUM
Northern Trust Corp.
Capital Markets
2008
30 May2008 PARTICULARS
Northern Trust Corp.
Capital Markets
2008
RENT REVIEW MEMORANDUM
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NO. 1 TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NUMBER ONE TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
AMENDMENT NUMBER ONE TO CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CONFIDENTIAL TREATMENT REQUESTED BY NORTHERN FUNDS AND NORTHERN INSTITUTIONAL FUNDS UNDER RULE 81(b), 17 C.F.R. 81(b) CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CONFIDENTIAL TREATMENT REQUESTED BY NORTHERN FUNDS AND NORTHERN INSTITUTIONAL FUNDS UNDER RULE 81(b), 17 C.F.R. 81(b) CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CONFIDENTIAL TREATMENT REQUESTED BY NORTHERN FUNDS AND NORTHERN INSTITUTIONAL FUNDS UNDER RULE 81(b), 17 C.F.R. 81(b) CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CONFIDENTIAL TREATMENT REQUESTED BY NORTHERN FUNDS AND NORTHERN INSTITUTIONAL FUNDS UNDER RULE 81(b), 17 C.F.R. 81(b) CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
CAPITAL SUPPORT AGREEMENT
Northern Trust Corp.
Capital Markets
2008
NORTHERN TRUST CORPORATION (Delaware corporation)
Northern Trust Corp.
Capital Markets
NY
2007
5.20% Notes due 2012
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2007
SEVENTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN
Northern Trust Corp.
Capital Markets
2007
EMPLOYMENT SECURITY AGREEMENT (Tier 1)
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
EMPLOYMENT SECURITY AGREEMENT (Tier 2)
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
EMPLOYMENT SECURITY AGREEMENT (Tier 3)
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
SECOND AMENDMENT TO LEASE DATED JULY 1, 1988 BETWEEN AMERICAN NATIONAL BANK AND TRUST COMPANY OFCHICAGO, A NATIONAL BANKING ASSOCIATION, HAVING BEEN SUCCEEDED BY LASALLE BANK,...
Lease Agreements
Northern Trust Corp.
Capital Markets
2007
FOURTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SEVERANCE PLAN
Severance Agreements
Northern Trust Corp.
Capital Markets
2007
AMENDMENT NUMBER FIVE TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2007
TERMS AND CONDITIONS 2007 STOCK UNIT AWARD
Stock Agreements
Northern Trust Corp.
Capital Markets
2007
TERMS AND CONDITIONS 2007 PERFORMANCE STOCK UNIT AWARD
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2007
TERMS AND CONDITIONS 2007 EXECUTIVE STOCK OPTION
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2007
2007 DIRECTOR STOCK AGREEMENT UNDER THE NORTHERN TRUST CORPORATION
Stock Agreements
Northern Trust Corp.
Capital Markets
2007
AMENDED AND RESTATED NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2007
FIFTH AMENDMENT TO THE NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN
Compensation Agreements
Northern Trust Corp.
Capital Markets
2007
FORM OF EMPLOYMENT SECURITY AGREEMENT (Tier 1)
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
FORM OF EMPLOYMENT SECURITY AGREEMENT (Tier 2)
Employment Agreements
Northern Trust Corp.
Capital Markets
2007
AMENDMENT NUMBER FOUR TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2007
NORTHERN TRUST CORPORATION (Delaware corporation)
Northern Trust Corp.
Capital Markets
NY
2006
NORTHERN TRUST CORPORATION To
Northern Trust Corp.
Capital Markets
NY
2006
5.30% Notes due 2011
Note Agreements
Northern Trust Corp.
Capital Markets
IL
2006
FOURTH AMENDMENT TO THE NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN
Compensation Agreements
Northern Trust Corp.
Capital Markets
2006
AMENDMENT NUMBER THREE TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2006
THIRD AMENDMENT OF THE NORTHERN TRUST CORPORATION SEVERANCE PLAN
Severance Agreements
Northern Trust Corp.
Capital Markets
2006
DATED March 27, 2006 THE NORTHERN TRUST COMPANY
Northern Trust Corp.
Capital Markets
2006
FIFTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2006
SEVENTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2006
THIRD AMENDMENT TO THE NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN
Compensation Agreements
Northern Trust Corp.
Capital Markets
2006
AMENDMENT NUMBER ONE TO NORTHERN PARTNERS INCENTIVE PLAN- NORTHERN AMERICAN PLAN
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2006
AMENDMENT NUMBER TWO TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN (As Amended and Restated EffectiveJanuary 1, 2005)
Northern Trust Corp.
Capital Markets
2006
TERMS AND CONDITIONS 2006 EXECUTIVE STOCK OPTION
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2006
TERMS AND CONDITIONS 2006 STOCK UNIT AWARD
Stock Agreements
Northern Trust Corp.
Capital Markets
2006
TERMS AND CONDITIONS 2006 PERFORMANCE STOCK UNIT AWARD
Bonus & Incentive Agreements
Northern Trust Corp.
Capital Markets
2006
FORM OF 2006 DIRECTOR STOCK AGREEMENT UNDER THE NORTHERN TRUST CORPORATION
Stock Agreements
Northern Trust Corp.
Capital Markets
2006
AMENDMENT NUMBER ONE TO THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN (As Amended and RestatedEffective January 1, 2005)
Northern Trust Corp.
Capital Markets
2005
Dated 26 May 2005
Northern Trust Corp.
Capital Markets
IL
2005
Dated 26 May 2005
Northern Trust Corp.
Capital Markets
2005
Floors 1 and 2 ofBuilding HQ4 50 Bank Street Canary Wharf London E14 26 May 2005 CONTENTS
Northern Trust Corp.
Capital Markets
2005
Dated March 11, 2005
Northern Trust Corp.
Capital Markets
IL
2005
SIXTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2005
SECOND AMENDMENT OF THE NORTHERN TRUST CORPORATION SEVERANCE PLAN
Severance Agreements
Northern Trust Corp.
Capital Markets
2005
DATED MARCH 31, 2005 BARING ASSET MANAGEMENT HOLDINGS LIMITED - and -
Northern Trust Corp.
Capital Markets
IL
2005
DATED NOVEMBER 22, 2004
Northern Trust Corp.
Capital Markets
2005
TERMS AND CONDITIONS EXECUTIVE STOCK OPTION NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
IL
2005
STOCK AWARD AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
FORM OF STOCK UNIT AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
ADDENDUM TO AWARD AGREEMENTS UNDER THE NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
FORM OF NON-SOLICITATION AGREEMENT
Northern Trust Corp.
Capital Markets
2005
FORM OF DIRECTOR STOCK AGREEMENT UNDER THE NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2005
The Northern Trust Company Thrift-Incentive Plan (As Amended and Restated Effective January 1, 2005)
Northern Trust Corp.
Capital Markets
IL
2004
FIFTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2004
FOURTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2004
SIXTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN
Northern Trust Corp.
Capital Markets
2004
AMENDMENT TO THE NORTHERN TRUST CORPORATION 2002 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2004
AMENDMENT NUMBER TEN TO NORTHERN TRUST EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2002)
Stock Agreements
Northern Trust Corp.
Capital Markets
2004
THIRD AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL EMPLOYEE STOCK OWNERSHIP PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
2004
FOURTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL THRIFT-INCENTIVE PLAN
Northern Trust Corp.
Capital Markets
2004
FIFTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN
Northern Trust Corp.
Capital Markets
2004
FIRST AMENDMENT OF THE NORTHERN TRUST CORPORATION SEVERANCE PLAN
Severance Agreements
Northern Trust Corp.
Capital Markets
2004
SECOND AMENDMENT TO THE NORTHERN TRUST CORPORATION DEFERRED COMPENSATION PLAN
Compensation Agreements
Northern Trust Corp.
Capital Markets
2004
AMENDMENT NUMBER EIGHT TO NORTHERN TRUST EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2002)
Stock Agreements
Northern Trust Corp.
Capital Markets
2004
AMENDMENT NUMBER NINE TO NORTHERN TRUST EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2002)
Stock Agreements
Northern Trust Corp.
Capital Markets
2004
FOURTH AMENDMENT OF THE NORTHERN TRUST CORPORATION SUPPLEMENTAL PENSION PLAN
Northern Trust Corp.
Capital Markets
2004
AMENDMENT NUMBER SIX TO NORTHERN TRUST EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2002)
Stock Agreements
Northern Trust Corp.
Capital Markets
2003
AMENDMENT NUMBER SEVEN TO NORTHERN TRUST EMPLOYEE STOCK OWNERSHIP PLAN (As Amended and Restated Effective January 1, 2002)
Stock Agreements
Northern Trust Corp.
Capital Markets
2003