Newtek Business Services Corp. Contracts & Agreements

Description of Securities (Filed With SEC on April 1, 2024)

Amendment to Employment Agreement by and between Newtek Business Services Corp. and Nicolas Young dated as of August 2, 2022 (Filed With SEC on August 8, 2022)

First Amendment to Stock Purchase Agreement, dated as of July 1, 2022, by and between the Company and Richard Gelman (Filed With SEC on August 8, 2022)

Amendment No. 1 to the Equity Distribution Agreement, dated as of July 20, 2022, by and among the Company and the several Placement Agents named in Schedule 1 to the Equity... (Filed With SEC on July 20, 2022)

Tenth Supplemental Indenture, dated as of March 31, 2022 relating to the 5.00% Notes due 2025, by and between the Company and U.S. Bank, National Association, as trustee (Filed With SEC on March 31, 2022)

Employment Agreement by and between Newtek Business Services Corp. and John M. McCaffery dated as of April 4, 2022 (Filed With SEC on March 28, 2022)

Employment Agreement by and between Newtek Small Business Finance, LLC and Peter Downs dated as of March 1, 2022 (Filed With SEC on March 28, 2022)

Employment Agreement by and between Newtek Business Services Corp. and Nicholas Leger dated as of March 1, 2022 (Filed With SEC on March 15, 2022)

Employment Agreement by and between Newtek Business Services Corp. and Michael A. Schwartz dated as of March 1, 2022 (Filed With SEC on March 15, 2022)

Employment Agreement by and between Newtek Business Services Corp. and Barry Sloane dated as of March 1, 2022 (Filed With SEC on March 15, 2022)

Description of Securities (Filed With SEC on March 1, 2022)

Form of Indemnification Agreement - Perez-Hickman (Filed With SEC on November 15, 2021)

Form of Indemnification Agreement - Halli Razon (Filed With SEC on November 12, 2021)

Form of Indemnification Agreement - Gregory Zink (Filed With SEC on November 12, 2021)

Form of Indemnification Agreement - Barry Sloane (Filed With SEC on November 12, 2021)

Form of Indemnification Agreement - Richard Salute (Filed With SEC on November 12, 2021)

Form of Indemnification Agreement - Salvatore Mulia (Filed With SEC on November 12, 2021)

Form of Indemnification Agreement - Peter Downs (Filed With SEC on November 12, 2021)

Master Repurchase Agreement, by and between NBL SPV II, LLC and Deutsche Bank AG, dated March 18, 2021 (Filed With SEC on November 12, 2021)

Mortgage Warehouse Loan and Security Agreement, by and between NBL SPV III, LLC and One Florida Bank, dated September 21, 2021 (Filed With SEC on November 12, 2021)

Employment Agreement by and between Newtek Business Services Corp. and Nicolas Young dated as of August 2, 2021 (Filed With SEC on August 13, 2021)

Stock Purchase Agreement by and among Newtek Business Services Corp. and the Sellers named in Schedule A thereto (Filed With SEC on August 2, 2021)

Ninth Supplemental Indenture dated as of May 20, 2021 between Newtek Business Services Corp. and U.S. Bank National Association, as trustee (Filed With SEC on May 20, 2021)

Employment Agreement with Peter Downs, dated March 15, 2021 (Filed With SEC on March 29, 2021)

Employment Agreement with Michael A. Schwartz, dated March 15, 2021 (Filed With SEC on March 29, 2021)

Employment Agreement with Barry Sloane, dated March 15, 2021 (Filed With SEC on March 29, 2021)

Description of Securities (Filed With SEC on March 29, 2021)

Eighth Supplement Indenture dated of February 16, 2021 between Newtek Business Services Corp. and U.S. Bank National Association, as trustee (Filed With SEC on February 16, 2021)

Employment Agreement by and between Newtek Business Services Corp. and Nicholas Leger dated as of February 5, 2021 (Filed With SEC on February 8, 2021)

Seventh Supplemental Indenture dated of January 22, 2021 between Newtek Business Services Corp. and U.S. Bank National Association, as trustee (Filed With SEC on January 22, 2021)

Underwriting Agreement dated January 14, 2021 by and among Newtek Business Services Corp. and Keefe, Bruyette & Woods, Inc., as representative of the several underwriters named... (Filed With SEC on January 22, 2021)

Sixth Supplemental Indenture, dated as of January 6, 2021, relating to the 6.85% Notes due 2025, by and between the Company and U.S. Bank, National Association, as trustee (Filed With SEC on January 6, 2021)

Fifth Supplemental Indenture, dated as of November 27, 2020, relating to the 6.85% Notes due 2025, by and between the Company and U.S. Bank, National Association, as trustee (Filed With SEC on November 27, 2020)

Sixth Amendment to Credit Agreement dated November 4, 2020 (Filed With SEC on November 9, 2020)

Omnibus Amendment No. 4 to Loan Documents dated May 7, 2020 (Filed With SEC on May 11, 2020)

Employment Agreement with Barry Sloane, dated March 15, 2020 (Filed With SEC on March 16, 2020)

Description of Securities (Filed With SEC on March 16, 2020)

Employment Agreement with Peter Downs, dated March 15, 2020 (Filed With SEC on March 16, 2020)

Employment Agreement with Michael A. Schwartz, dated March 15, 2020 (Filed With SEC on March 16, 2020)

Omnibus Amendment No. 2 to Loan Documents, dated as of June 24, 2019, by and among Newtek Small Business Finance, LLC, Capital One, National Association and UBS Bank USA as... (Filed With SEC on June 24, 2019)

Employment Agreement with Jennifer C. Eddelson, dated March 1, 2019 (Filed With SEC on March 18, 2019)

Employment Agreement with Michael A. Schwartz, dated March 1, 2019 (Filed With SEC on March 18, 2019)

Employment Agreement with Peter Downs, dated March 1, 2019 (Filed With SEC on March 18, 2019)

Employment Agreement with Barry Sloane, dated March 1, 2019 (Filed With SEC on March 18, 2019)

Employment Agreement by and between Newtek Business Services Corp. and Barry Sloane dated as of April 1, 2018 (Filed With SEC on April 30, 2018)

Employment Agreement by and between Newtek Business Services Corp. and Jennifer C. Eddelson dated as of April 1, 2018 (Filed With SEC on April 30, 2018)

Employment Agreement by and between Newtek Business Services Corp. and Michael A. Schwartz dated as of April 1, 2018 (Filed With SEC on April 30, 2018)

NEWTEK BUSINESS SERVICES CORP. _____________________________ Employment Agreement with Michael A. Schwartz _____________________________ (Filed With SEC on April 28, 2017)

NEWTEK BUSINESS SERVICES CORP. _____________________________ Employment Agreement with Jennifer C. Eddelson _____________________________ (Filed With SEC on April 28, 2017)

NEWTEK BUSINESS SERVICES CORP. _____________________________ Employment Agreement with Barry Sloane (Filed With SEC on April 28, 2017)

GUARANTY (Corporate) (Filed With SEC on December 9, 2015)

AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on December 9, 2015)

amendedand restated LOAN AND SECURITY AGREEMENT byand among SterlingNational BANK, asAdministrative Agent and Collateral Agent THELENDERS PARTY HERETO and CDSBUSINESS SERVICES,... (Filed With SEC on December 9, 2015)

AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on September 1, 2015)

LOAN AND SECURITY AGREEMENT BY AND AMONG STERLINGNATIONAL BANK, as Administrative Agent and Collateral Agent THE LENDERS PARTY HERETO AND CDS BUSINESSSERVICES, INC., as the... (Filed With SEC on September 1, 2015)

GUARANTY (Corporate) (Filed With SEC on September 1, 2015)

MEMBERSHIP INTEREST PURCHASE AGREEMENT BY AND AMONG NEWTEKBUSINESS SERVICES CORP., NEWTEK BUSINESS SERVICES HOLDCO 1, INC., PREMIER PAYMENTS LLC AND JEFFREY RUBIN JULY 23, 2015... (Filed With SEC on July 29, 2015)

CREDITAND GUARANTY AGREEMENT dated as of June 23, 2015 among UNIVERSALPROCESSING SERVICES OF WISCONSIN LLC and CRYSTALTECH WEB HOSTING, INC., as Companies NEWTEKBUSINESS SERVICES... (Filed With SEC on June 25, 2015)

FIRST AMENDMENT TO LOAN DOCUMENTS (Filed With SEC on June 24, 2015)

AMENDED AND RESTATED GUARANTY OF PAYMENT AND PERFORMANCE (Filed With SEC on June 24, 2015)

NEWTEK BUSINESS SERVICES CORP. EmploymentAgreement with Barry Sloane (Filed With SEC on April 16, 2015)

NEWTEK BUSINESS SERVICES CORP. EmploymentAgreement with Matthew G. Ash (Filed With SEC on April 16, 2015)

NEWTEK BUSINESS SERVICES CORP. EmploymentAgreement with Michael A. Schwartz (Filed With SEC on April 16, 2015)

NEWTEK BUSINESS SERVICES CORP. EmploymentAgreement with Jennifer C. Eddelson (Filed With SEC on April 16, 2015)

NEWTEK BUSINESS SERVICES CORP. EmploymentAgreement with Craig J. Brunet (Filed With SEC on April 16, 2015)

CLASS A NOTE (Filed With SEC on December 5, 2014)

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Newtek Business Services Corp. Contracts & Agreements