NeuroMetrix, Inc. | Business Contracts

Amendment No. 15 to Shareholder Rights Agreement by and between NeuroMetrix, Inc. and American Stock Transfer & Trust Company, as Rights Agent, dated March 6, 2023 (Filed With SEC on March 10, 2023)

Employment Agreement dated December 30, 2020, by and between NeuroMetrix, Inc. and Shai N. Gozani, M.D., Ph.D., and NeuroMetrix, as amended (Filed With SEC on January 28, 2022)

Employment Agreement, dated December 30, 2020 by and between NeuroMetrix, Inc. and Thomas T. Higgins, as amended (Filed With SEC on January 28, 2022)

Description of Securities of the Registrant (Filed With SEC on January 28, 2022)

Amendment No. 14 to Shareholder Rights Agreement by and between NeuroMetrix, Inc. and American Stock Transfer & Trust Company, as Rights Agent, dated July 20, 2021 (Filed With SEC on July 22, 2021)

Termination Agreement by and between NeuroMetrix, Inc. and GSK Consumer Healthcare S.A. dated June 30, 2021 (Filed With SEC on July 22, 2021)

NEUROMETRIX, INC. Amended and Restated Management Retention and Incentive Plan (Filed With SEC on February 26, 2021)

Description of Securities of the Registrant (Filed With SEC on January 29, 2021)

Amendment No. 13 to Shareholder Rights Agreement, dated January 25, 2021, between NeuroMetrix, Inc. and American Stock Transfer & Trust Company, as Rights Agent (Filed With SEC on January 29, 2021)

Employment Agreement dated December 30, 2020, by and between NeuroMetrix Inc. and Shai N. Gozani, M.D., Ph.D (Filed With SEC on December 31, 2020)

Employment Agreement dated December 30, 2020, by and between NeuroMetrix Inc. and Thomas T. Higgins (Filed With SEC on December 31, 2020)

Separation Agreement dated March 12, 2020, between NeuroMetrix, Inc. and Francis X. McGillin (Filed With SEC on April 23, 2020)

At Market Issuance Sales Agreement dated February 19, 2020 by and between NeuroMetrix, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on February 19, 2020)

Description of Securities of the Registrant (Filed With SEC on January 28, 2020)

Amendment No. 12 to Shareholder Rights Agreement, dated January 27, 2020, between NeuroMetrix, Inc. and American Stock Transfer & Trust Company, as Rights Agent (Filed With SEC on January 28, 2020)

Twelfth Modification to Loan and Security Agreement with Comerica Bank, dated June 21, 2019 (Filed With SEC on January 28, 2020)

Thirteenth Modification to Loan and Security Agreement with Comerica Bank, dated September 30, 2019 (Filed With SEC on January 28, 2020)

Fourteenth Modification to Loan and Security Agreement with Comerica Bank, dated November 25, 2019 (Filed With SEC on January 28, 2020)

Fifteenth Modification to Loan and Security Agreement with Comerica Bank, dated January 23, 2020 (Filed With SEC on January 28, 2020)

Eleventh Modification to Loan and Security Agreement with Comerica Bank, dated March 25, 2019 (Filed With SEC on January 28, 2020)

Employment Agreement dates December 31, 2019, by and between NeuroMetrix, Inc. and Shai N. Gozani, M.D., Ph.D., and NeuroMetrix (Filed With SEC on January 28, 2020)

Amended and Restated Management Retention and Incentive Plan, as modified, dated January 20, 2020 (Filed With SEC on January 28, 2020)

Employment Agreement, dates December 31, 2019 by and between NeuroMetrix, Inc. and Thomas T. Higgins (Filed With SEC on January 28, 2020)

Twelfth Modification to Loan and Security Agreement with Comerica Bank, dated June 21, 2019 (Filed With SEC on October 17, 2019)

Twelfth Modification to Loan and Security Agreement with Comerica Bank, dated June 21, 2019 (Filed With SEC on July 18, 2019)

Eleventh Modification to Loan and Security Agreement with Comerica Bank, dated March 25, 2019 (Filed With SEC on April 25, 2019)

Amendment No. 11 to Shareholder Rights Agreement, dated January 21, 2019, between NeuroMetrix, Inc. and American Stock Transfer & Trust Company, as Rights Agent (Filed With SEC on January 24, 2019)

Amendment No.1 to Development and Services Agreement, dated as of December 6, 2018, by and between GSK Consumer Health S.A. and NeuroMetrix, Inc (Filed With SEC on January 24, 2019)

Tenth Modification to Loan and Security Agreement with Comerica Bank, dated January 14, 2019 (Filed With SEC on January 24, 2019)

Lease Extension #1 dated June 14, 2018, between Cummings Properties, LLC and NeuroMetrix, Inc (Filed With SEC on July 19, 2018)

Amendment No. 10 to Shareholder Rights Agreement, dated February 5, 2017, between NeuroMetrix, Inc. and American Stock Transfer & Trust Company, as Rights Agent (Filed With SEC on February 8, 2018)

Asset Purchase Agreement, dated as of January 12, 2018, by and between Novartis Consumer Health S.A. and NeuroMetrix, Inc (Filed With SEC on February 8, 2018)

Development and Services Agreement, dated as of January 12, 2018, by and between Novartis Consumer Health S.A. and NeuroMetrix, Inc (Filed With SEC on February 8, 2018)

Contribution Agreement, dated as of December 22, 2017, by and between Quell Intellectual Property Corp., LLC and NeuroMetrix, Inc (Filed With SEC on February 8, 2018)

Amended and Restated Limited Liability Company Agreement of Quell Intellectual Property Corp., LLC, dated as of January 12, 2018, by and between Novartis Consumer Health S.A. and... (Filed With SEC on February 8, 2018)

Neurometrix License Agreement, dated as of December 21, 2017, by and between Quell Intellectual Property Corp., LLC and NeuroMetrix, Inc (Filed With SEC on February 8, 2018)

GSK License Agreement, dated as of December 21, 2017, by and between Quell Intellectual Property Corp., LLC and NeuroMetrix, Inc (Filed With SEC on February 8, 2018)

Assignment Agreement, dated as of January 12, 2018, by and between Novartis Consumer Health S.A. and NeuroMetrix, Inc (Filed With SEC on February 8, 2018)

Ninth Modification to Loan and Security Agreement with Comerica Bank, dated January 17, 2018 (Filed With SEC on February 8, 2018)

AMENDMENT NO. 9 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on July 11, 2017)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 11, 2017)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 11, 2017)

EXCHANGE AGREEMENT (Filed With SEC on July 11, 2017)

AMENDMENT NO. 8 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on February 9, 2017)

EIGHTH MODIFICATION TO LOAN AND SECURITYAGREEMENT (Filed With SEC on February 9, 2017)

NEUROMETRIX, INC. Management Retention and IncentivePlan (Filed With SEC on February 9, 2017)

430Park Avenue | New York, New York 10022 | 212 ###-###-#### | www.hcwco.com Member:FINRA/SIPC (Filed With SEC on December 29, 2016)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on December 29, 2016)

AMENDMENT NO. 7 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on December 29, 2016)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 29, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 29, 2016)

REPURCHASE AND FORFEITURE AGREEMENT (Filed With SEC on December 14, 2016)

430 Park Avenue | New York, New York 10022| 212 ###-###-#### Security services provided by H.C. Wainwright& Co., LLC | Member: FINRA/SIPC (Filed With SEC on November 23, 2016)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on November 4, 2016)

SEE SECTION 4(a) FOR RESTRICTIONS ON DISPOSITIONS COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on November 4, 2016)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 4, 2016)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on June 3, 2016)

AMENDMENT NO. 6 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on June 3, 2016)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 3, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 3, 2016)

NEUROMETRIX, INC. Management Retention and Incentive Plan (Filed With SEC on February 12, 2016)

SERIES A COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on December 30, 2015)

SERIES B COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on December 30, 2015)

AMENDMENT NO. 5 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on December 30, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 30, 2015)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 30, 2015)

AMENDMENT NO. 4 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on July 23, 2015)

REPURCHASE AND FORFEITURE AGREEMENT (Filed With SEC on July 23, 2015)

REPURCHASE AND FORFEITURE AGREEMENT (Filed With SEC on May 20, 2015)

NeuroMetrix, Inc. UNDERWRITING AGREEMENT (Filed With SEC on May 15, 2015)

NeuroMetrix, Inc. UNDERWRITING AGREEMENT (Filed With SEC on May 4, 2015)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on May 4, 2015)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on April 24, 2015)

WARRANT AGENT AGREEMENT (Filed With SEC on April 24, 2015)

NeuroMetrix, Inc. UNDERWRITING AGREEMENT (Filed With SEC on April 13, 2015)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on April 13, 2015)

NEUROMETRIX, INC. COMMON STOCK WARRANT (Filed With SEC on April 13, 2015)

WARRANT AGENT AGREEMENT (Filed With SEC on April 13, 2015)

WARRANT AGREEMENT NeuroMetrix, Inc. and American Stock Transfer & Trust Company,LLC, as Warrant Agent WARRANT AGREEMENT (Filed With SEC on March 26, 2015)

NEUROMETRIX, INC. Management Retention and Incentive Plan (Filed With SEC on October 28, 2014)

COMMONSTOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on June 26, 2014)

AMENDMENT NO. 3 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on June 26, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 26, 2014)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 26, 2014)

AMENDMENT NUMBER THREE TO LEASE BETWEEN FOURTH AVENUE LLC AND NEUROMETRIX, INC. (Filed With SEC on July 26, 2013)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on June 7, 2013)

COMMON STOCK PURCHASE WARRANT NEUROMETRIX,INC. (Filed With SEC on June 6, 2013)

AMENDMENT NO. 2 TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on June 6, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 6, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 6, 2013)

STOCK PURCHASE WARRANT TO SUBSCRIBE FOR AND PURCHASE COMMON STOCKOF NEUROMETRIX, INC. (Filed With SEC on April 25, 2013)

AMENDMENT NUMBER TWO TO LEASE BETWEEN FOURTH AVENUE LLC AND NEUROMETRIX, INC. (Filed With SEC on August 3, 2012)

NEUROMETRIX, INC. Management Retention and Incentive Plan (Filed With SEC on August 3, 2012)

STOCK PURCHASE WARRANT TO SUBSCRIBE FOR AND PURCHASE COMMON STOCKOF NEUROMETRIX, INC. (Filed With SEC on January 31, 2012)

STOCK PURCHASE WARRANT TO SUBSCRIBE FOR ANDPURCHASE COMMON STOCK OF NEUROMETRIX, INC. (Filed With SEC on January 31, 2012)

DAWSON JAMES SECURITIES,INC. 925 South Federal Highway,Suite No. 600 Boca Raton, Florida 33432 (Filed With SEC on January 31, 2012)

Dawson James Securities, Inc. 925 South Federal Highway - Suite #600 Boca Raton, FL33432 (Filed With SEC on January 13, 2012)

LOCK-UP AGREEMENT (Filed With SEC on January 13, 2012)

STOCK PURCHASE WARRANT TO SUBSCRIBE FOR AND PURCHASE COMMON STOCK OF NEUROMETRIX, INC. (Filed With SEC on November 23, 2011)

LOANAND SECURITY AGREEMENT BETWEEN NEUROMETRIX,INC. AND COMERICABANK DATED MARCH 5,2010 (Filed With SEC on May 14, 2010)

62 Fourth Avenue Waltham, MA 02451 tel. 781 ###-###-#### fax. 781 ###-###-#### (Filed With SEC on May 14, 2010)

INDEMNIFICATION AGREEMENT (Filed With SEC on May 14, 2010)

RESTRICTED STOCK AGREEMENT NEUROMETRIX, INC. (Filed With SEC on May 14, 2010)

INDEMNIFICATION AGREEMENT (Filed With SEC on March 12, 2010)

www.neurometrix.com (Filed With SEC on September 15, 2009)

INDEMNIFICATION AGREEMENT (Filed With SEC on September 15, 2009)

AMENDMENT TO SHAREHOLDER RIGHTS AGREEMENT (Filed With SEC on September 14, 2009)

STOCKPURCHASE WARRANT TOSUBSCRIBE FOR AND PURCHASE COMMON STOCK OF NEUROMETRIX,INC. (Filed With SEC on September 14, 2009)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on September 14, 2009)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on March 20, 2009)

FIRST AMENDMENT TO LETTER AGREEMENT (Filed With SEC on March 20, 2009)

SETTLEMENT AGREEMENT AND RELEASE I. PARTIES (Filed With SEC on February 10, 2009)

ASSET PURCHASE AGREEMENT BY AND AMONG NEUROMETRIX, INC., AND ADVANCED DIAGNOSTICS, LLC DATED AS OF NOVEMBER 7,2008 (Filed With SEC on November 26, 2008)

CONSULTING AGREEMENT (Filed With SEC on July 24, 2008)

INDEMNIFICATION AGREEMENT (Filed With SEC on July 24, 2008)

[NEUROMETRIX LETTERHEAD] May 1, 2008 (Filed With SEC on May 2, 2008)

AMENDMENT NUMBER ONE TO LEASE BETWEEN FOURTH AVENUE LLC AND NEUROMETRIX, INC. (Filed With SEC on February 27, 2008)

ASSETPURCHASE AGREEMENT BYAND AMONG NEUROMETRIX,INC., EYETELIMAGING, INC. AND EYETEL READING CENTER, LLC DATEDAS OF DECEMBER 26, 2007 (Filed With SEC on December 28, 2007)

Title (Filed With SEC on November 9, 2006)

Name Title 2006 Salary Shai N. Gozani, M.D., Ph.D. Chairman, President and Chief Executive Officer $ 262,500 Gary L. Gregory Chief Operating Officer $ 246,750 W. Bradford Smith... (Filed With SEC on May 10, 2006)

Director Compensation Arrangements (Filed With SEC on March 16, 2006)

Title (Filed With SEC on May 11, 2005)

INCENTIVE STOCK OPTION AGREEMENT UNDER THE NEUROMETRIX, INC. 2004 STOCK OPTION AND INCENTIVE PLAN (Filed With SEC on November 15, 2004)

NON-QUALIFIED STOCK OPTIONAGREEMENT FOR COMPANY EMPLOYEES UNDER NEUROMETRIX, INC. 2004 STOCK OPTION AND INCENTIVE PLAN (Filed With SEC on November 15, 2004)

NON-QUALIFIED STOCK OPTION AGREEMENT FOR NON-EMPLOYEE DIRECTORS UNDER NEUROMETRIX, INC. 2004 STOCK OPTION AND INCENTIVE PLAN (Filed With SEC on November 15, 2004)

NeuroMetrix, Inc. (127)