NEOPHOTONICS CORP Contracts & Agreements

126 Contracts & Agreements
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Filed
Agreement and Plan of Merger, dated as of November 3, 2021, by and among Lumentum Holdings Inc., Neptune Merger Sub, Inc. and NeoPhotonics Corporation
Merger Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
DE
2021
Credit Line Agreement dated July 29, 2022, by and between NeoPhotonics (China) Co., Ltd. and Shanghai Pudong Development Bank Shenzhen Branch (Translation to English of Chinese...
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2022
Credit Line Agreement, dated July 29, 2022, by and between NeoPhotonics Dongguan Co., Ltd. and Shanghai Pudong Development Bank Shenzhen Branch (Translation to English of Chinese...
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2022
2022 Target Bonus Program
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2022
Labor Contract dated June 13, 2016, by and between NeoPhotonics (China) Co. and Chi Yue (Raymond) Cheung (Translation to English of Chinese original agreement)
NEOPHOTONICS CORP
2022
Offer Letter dated June 25, 2021 by and between NeoPhotonics Corporation and Bradford Wright
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2022
Retention Agreement dated July 27, 2021 by and between NeoPhotonics Corporation and Bradford Wright
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2022
Credit Agreement, dated as of January 14, 2022, between Lumentum Holdings Inc. and NeoPhotonics Corporation
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2022
Subordination Agreement, dated as of January 14, 2022, by and among Lumentum Holdings Inc., NeoPhotonics Corporation, the other loan parties party thereto, and Wells Fargo Bank
Loan Agreements
NEOPHOTONICS CORP
2022
2021 Target Bonus Program
Bonus & Incentive Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2021
Property Lease Contract dated July 27, 2021, by and between NeoPhotonics Dongguan Co., Ltd. and Dongguan Conrad Hi-Tech Park, Ltd
Lease Agreements
NEOPHOTONICS CORP
2021
Amended and Restated Credit Agreement, dated as of June 29, 2021, among NeoPhotonics Corporation, the lenders that are parties thereto and Wells Fargo Bank, National Association,...
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2021
Credit Line Agreement dated June 17, 2021, by and between NeoPhotonics (China) Co., Ltd. and Shanghai Pudong Development Bank Shenzhen Branch (Translation to English of Chinese...
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2021
Credit Line Agreement, dated June 17, 2021, by and between NeoPhotonics Dongguan Co., Ltd. and Shanghai Pudong Development Bank Shenzhen Branch (Translation to English of Chinese...
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2021
Updated Retention Agreement, dated March 25, 2021, between Yang Chiah Yee and NeoPhotonics Corporation
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2021
2020 Bonus Program
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2020
Amended Non-Employee Director Compensation Policy
Compensation Agreements
NEOPHOTONICS CORP
2020
Description of Securities
NEOPHOTONICS CORP
2020
First Amendment to Credit Agreement and First Amendment to Guaranty and Security Agreement dated June 14, 2019, with Wells Fargo Bank, National Association, as administrative...
Credit Agreements
NEOPHOTONICS CORP
2019
2018 Bonus Program
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2018
Offer Letter dated March 19, 2018 by and between NeoPhotonics Corporation and Yang Chiah Yee
NEOPHOTONICS CORP
2018
Retention Agreement dated March 22, 2018 by and between NeoPhotonics Corporation and Yang Chiah Yee
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2018
Separation Agreement, by and between NeoPhotonics Corporation and Benjamin Sitler dated December 20, 2017
Separation Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2018
Loan Agreement by and between NeoPhotonics Semiconductor GK and The Bank of Toyko-Mitsubishi UFJ, Ltd. and The Yamanashi Chou Bank, Ltd. dated January 29, 2018
Loan Agreements
NEOPHOTONICS CORP
2018
Amendment to Retention Agreement by and between NeoPhotonics Corporation and Elizabeth Eby dated November 6, 2017
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2018
Comprehensive Credit Granting Contract, dated December 14, 2017, by and between NeoPhotonics (China) Co., Ltd. and China CITIC Bank (Translation to English of Chinese original...
Credit Agreements
NEOPHOTONICS CORP
2017
Offer Letter dated July 13, 2017 by and between NeoPhotonics Corporation and Elizabeth Eby
NEOPHOTONICS CORP
2017
Retention Agreement dated August 14, 2017 by and between NeoPhotonics Corporation and Elizabeth Eby
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2017
Thirteenth Amendment effective as of August 23, 2017 to Revolving Credit and Term Loan Agreement, dated March 21, 2013, by and between NeoPhotonics Corporation and Comerica Bank,...
Loan Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2017
ELEVENTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
2017
NeoPhotonics Corporation Consulting Agreement
Consulting Agreements
NEOPHOTONICS CORP
2017
SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS
Separation Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2017
TWELFTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
2017
STANDARD INDUSTRIAL LEASE (Multiple Tenant Tenant Pays its Percentage Share of Operating Expenses, Real Property Taxes and Insurance Costs NO Base Year)
Share Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2017
[Translation – For Reference Purposes Only]
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2017
NeoPhotonics Corporation Amended and Restated Non-Employee Director Compensation Policy Effective: April 25, 2013 (as amended by by the Board on January 18, 2017)
Compensation Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2017
TENTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2017
Dated December 14, 2016 NeoPhotonics Dongguan Co., Ltd. NeoPhotonics (China) Co., Ltd. and APAT Optoelectronics Components Co., Ltd. ASSET PURCHASE AGREEMENT
Purchase Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2017
Supplementary Agreement to Asset Purchase Agreement
Purchase Agreements
NEOPHOTONICS CORP
2017
Second Supplementary Agreement to Asset Purchase Agreement
Purchase Agreements
NEOPHOTONICS CORP
2017
NINTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
2016
Financing Credit Line Agreement
Credit Agreements
NEOPHOTONICS CORP
2016
NeoPhotonics Corporation Amendment Two to Rights Agreement
NEOPHOTONICS CORP
2016
Financing Credit Line Agreement
Credit Agreements
NEOPHOTONICS CORP
2016
NeoPhotonics Corporation Retention Agreement
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2016
NeoPhotonics Corporation Retention Agreement
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2016
NeoPhotonics Corporation Retention Agreement
Retention Agreements
NEOPHOTONICS CORP
2016
NeoPhotonics Corporation Retention Agreement
Retention Agreements
NEOPHOTONICS CORP
2016
NeoPhotonics Corporation Retention Agreement
Retention Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2016
2016 EXECUTIVE OFFICER BONUS PROGRAM
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2016
CHINA CITIC BANK
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2016
SPD BANK Credit Line Agreement
Credit Agreements
NEOPHOTONICS CORP
2016
FIRST LEASE AMENDMENT
Lease Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2016
Comprehensive Credit Granting Contract (Version 1.0, 2014) CHINA CITIC BANK
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2015
AMENDMENT TO RIGHTS AGREEMENT
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2015
Shares* NeoPhotonics Corporation Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2015
2015 EXECUTIVE OFFICER BONUS PROGRAM
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2015
TRUE-UP CONFIRMATION AGREEMENT
NEOPHOTONICS CORP
2015
SEVENTH AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2015
Revenue Stamp 100,000 yen
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2015
Revenue Stamp 200,000 yen
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2015
SIXTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
2015
COMMITMENT TO FILE REGISTRATION STATEMENT AND RELATED WAIVER OF REGISTRATION RIGHTS December 16, 2014
Registration Rights Agreements
NEOPHOTONICS CORP
2014
NeoPhotonics Corporation Amended and Restated Severance Rights Agreement
Severance Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2014
ASSET PURCHASE AGREEMENT dated as of October 22, 2014 by and between EMCORECORPORATION and NEOPHOTONICS CORPORATION TABLE OF CONTENTS
Purchase Agreements
NEOPHOTONICS CORP
2014
FOURTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2014
CONSENT
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2014
THIRD AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2014
SECOND AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
2014
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
NEOPHOTONICS CORP
2014
NeoPhotonics Corporation Amended and Restated Non-Employee Director Compensation Policy Effective: April 25, 2013
Compensation Agreements
NEOPHOTONICS CORP
2013
FIRST LEASE AMENDMENT
Lease Agreements
NEOPHOTONICS CORP
2013
NeoPhotonics Corporation Amended and Restated Non-Employee Director Compensation Policy Effective: April 25, 2013
Compensation Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2013
NEOPHOTONICS CORPORATION REVOLVING CREDIT AND TERM LOAN AGREEMENT DATED AS OF MARCH 21, 2013 COMERICA BANK AS ADMINISTRATIVE AGENT AND LEAD ARRANGER TABLE OF CONTENTS
Loan Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2013
2012 EXECUTIVE OFFICER BONUS PROGRAM
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2012
AMENDMENT TO SEVERANCE RIGHTS AGREEMENT
Severance Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2012
AMENDMENT TO SEVERANCE RIGHTS AGREEMENT
Severance Agreements
NEOPHOTONICS CORP
2012
AMENDMENT TO SEVERANCE RIGHTS AGREEMENT
Severance Agreements
NEOPHOTONICS CORP
2012
NeoPhotonics Corporation Severance Rights Agreement
Severance Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2012
SHARE PURCHASE AGREEMENT
Share Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
NY
2012
RIGHTS AGREEMENT
NEOPHOTONICS CORP
2012
[Signature Page to Lock-Up Agreement]
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2012
NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 APPROVED BY THESTOCKHOLDERS: JULY 20, 2010 AMENDED BYTHE BOARD: NOVEMBER 29,...
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2012
LEASE STEVENSON BUSINESS PARK 40915 ENCYCLOPEDIA CIRCLE, LLC, A California limited liability company, as Landlord, and SANTURCORPORATION a Delaware corporation, as Tenant. TABLE...
Lease Agreements
NEOPHOTONICS CORP
2012
INDUSTRIAL SPACE LEASE THE KAYE BUILDING, LLC AS LANDLORD AND SANTUR CORP. AS TENANT OFFICE LEASE SUMMARY OF BASIC LEASE TERMS
Lease Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2012
PROPERTY LEASE CONTRACT BETWEEN DONGGUAN CONRAD HI-TECH PARK LTD. AND NEOPHOTONICS (CHINA) CO., LTD. SHENZHEN, CHINA 13 May, 2011 2 TABLE OF CONTRACT
Lease Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2011
Building Lease Agreement (Hachioji Azumacho Center Building) September 8, 2011
Lease Agreements
NEOPHOTONICS CORP
2011
THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER AND CONSENT
Loan Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2011
LIBOR/Prime Referenced Rate Addendum To Loan and SecurityAgreement
Loan Agreements
NEOPHOTONICS CORP
2011
AGREEMENT AND PLAN OF MERGER BY AND AMONG NEOPHOTONICS CORPORATION, DULCIMER ACQUISITION CORP., SANTUR CORPORATION and SHAREHOLDER REPRESENTATIVE SERVICES LLC, AS STOCKHOLDER...
Merger Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
DE
2011
NeoPhotonics Corporation Non-Employee Director Compensation Policy Effective: April 1, 2011
Compensation Agreements
NEOPHOTONICS CORP
2011
2011 EXECUTIVE OFFICER CASH COMPENSATION ARRANGEMENTS
Compensation Agreements
NEOPHOTONICS CORP
2011
NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 APPROVED BY THESTOCKHOLDERS: JULY 20, 2010 AMENDED BYTHE BOARD: NOVEMBER 29,...
Bonus & Incentive Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
DE
2011
NEOPHOTONICS CORPORATION Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
NEOPHOTONICS CORP
2011
NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 APPROVED BY THESTOCKHOLDERS: JULY 20, 2010 AMENDED BYTHE BOARD: NOVEMBER 29,...
Bonus & Incentive Agreements
NEOPHOTONICS CORP
2011
Accounts Receivable Pledge Contract - 1 - Accounts Receivable Pledge Contract
Pledge Agreements
NEOPHOTONICS CORP
2011
NEOPHOTONICS CORPORATION 2004 STOCK OPTION PLAN Adopted: March 14, 2004 Termination Date: March 14, 2014
Stock Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
DE
2010
NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 TERMINATION DATE: APRIL 13, 2020
Bonus & Incentive Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
DE
2010
NEOPHOTONICS CORPORATION 2010 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010
Stock Agreements
NEOPHOTONICS CORP
2010
Article I Definition
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2010
Working Capital Loan Contract - 1 - Working Capital Loan Contract
Loan Agreements
NEOPHOTONICS CORP
2010
LEASE DATED April 7, 1999 BY AND BETWEEN SILICON VALLEY PROPERTIES, LLC, a Delaware limited liability company as Landlord and LIGHTWAVE MICROSYSTEMS CORPORATION, a California...
Lease Agreements
NEOPHOTONICS CORP
2010
NEOPHOTONICS CORPORATION 2008 INVESTORS RIGHTS AGREEMENT
Investor Rights Agreements
NEOPHOTONICS CORP
2010
WARRANT TO PURCHASE STOCK
Warrant Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2010
INDEMNIFICATION AGREEMENT
Indemnification Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
DE
2010
NEOPHOTONICS CORPORATION 2004 STOCK OPTION PLAN Adopted: March 14, 2004 Termination Date: March 14, 2014
Stock Agreements
NEOPHOTONICS CORP
2010
NEOPHOTONICS CORPORATION 2007 STOCK APPRECIATION GRANTS PLAN Adopted: October 4, 2007 Termination Date: October 4, 2014
Stock Agreements
NEOPHOTONICS CORP
2010
NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 TERMINATION DATE: APRIL 13, 2020
Bonus & Incentive Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
DE
2010
NEOPHOTONICS CORPORATION 2010 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010
Stock Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2010
LEASE DATED April 7, 1999 BY AND BETWEEN SILICON VALLEY PROPERTIES, LLC, a Delaware limited liability company as Landlord and LIGHTWAVE MICROSYSTEMS CORPORATION, a California...
Lease Agreements
NEOPHOTONICS CORP
2010
LOAN AND SECURITY AGREEMENT NEOPHOTONICS CORPORATION LOAN AND SECURITY AGREEMENT
Loan Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2010
Property Lease Contract [two partial seals superimposed on right margin] Property Lease Contract
Lease Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2010
Maximum Comprehensive Credit Line Contract [two partial seals of Agricultural Bank and NeoPhotonics superimposed on right margin] 1 Maximum Comprehensive Credit Line Contract
Credit Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2010
Loan Contract [two partial seals of Agricultural Bank and NeoPhotonics superimposed on right margin] Loan Contract
Loan Agreements
NEOPHOTONICS CORP
2010
Loan Contract [two partial seals of Agricultural Bank and NeoPhotonics superimposed on right margin] Loan Contract
Loan Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2010
2. Description ofloans
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2010
Accounts Receivable Pledge Contract - 1 - Accounts Receivable Pledge Contract
Pledge Agreements
NEOPHOTONICS CORP
2010
Short Term Loan Agreement
Loan Agreements
NEOPHOTONICS CORP
2010
Comprehensive Credit Line Contract
Credit Agreements
NEOPHOTONICS CORP
2010
RMB Loan Contract
Loan Agreements
NEOPHOTONICS CORP
2010
Page 1 of8
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
2010
NeoPhotonics Corporation Amended and Restated Severance Rights Agreement
Severance Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2010
NeoPhotonics Corporation Amended and Restated Severance Rights Agreement
Severance Agreements
NEOPHOTONICS CORP
2010
NeoPhotonics Corporation Severance Rights Agreement
Severance Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2010
NeoPhotonics Corporation Amended and Restated Severance Rights Agreement
Severance Agreements
NEOPHOTONICS CORP
Semiconductors & Semiconductor Equipment
CA
2010
NeoPhotonics Corporation Non-Employee Director Compensation Policy Effective: Upon the effectiveness of the IPO
Compensation Agreements
NEOPHOTONICS CORP
2010