NEOPHOTONICS CORP Human Resources Contracts & Agreements

2022 Target Bonus Program (Filed With SEC on July 26, 2022)

Retention Agreement dated July 27, 2021 by and between NeoPhotonics Corporation and Bradford Wright (Filed With SEC on February 25, 2022)

2021 Target Bonus Program (Filed With SEC on November 4, 2021)

Updated Retention Agreement, dated March 25, 2021, between Yang Chiah Yee and NeoPhotonics Corporation (Filed With SEC on March 30, 2021)

2020 Bonus Program (Filed With SEC on November 2, 2020)

Amended Non-Employee Director Compensation Policy (Filed With SEC on August 5, 2020)

2018 Bonus Program (Filed With SEC on August 6, 2018)

Retention Agreement dated March 22, 2018 by and between NeoPhotonics Corporation and Yang Chiah Yee (Filed With SEC on May 9, 2018)

Separation Agreement, by and between NeoPhotonics Corporation and Benjamin Sitler dated December 20, 2017 (Filed With SEC on March 9, 2018)

Amendment to Retention Agreement by and between NeoPhotonics Corporation and Elizabeth Eby dated November 6, 2017 (Filed With SEC on March 9, 2018)

Retention Agreement dated August 14, 2017 by and between NeoPhotonics Corporation and Elizabeth Eby (Filed With SEC on November 8, 2017)

NeoPhotonics Corporation Consulting Agreement (Filed With SEC on August 9, 2017)

SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (Filed With SEC on August 9, 2017)

NeoPhotonics Corporation Amended and Restated Non-Employee Director Compensation Policy Effective: April 25, 2013 (as amended by by the Board on January 18, 2017) (Filed With SEC on March 16, 2017)

NeoPhotonics Corporation Retention Agreement (Filed With SEC on August 9, 2016)

2016 EXECUTIVE OFFICER BONUS PROGRAM (Filed With SEC on May 10, 2016)

2015 EXECUTIVE OFFICER BONUS PROGRAM (Filed With SEC on May 11, 2015)

NeoPhotonics Corporation Amended and Restated Severance Rights Agreement (Filed With SEC on November 10, 2014)

NeoPhotonics Corporation Amended and Restated Non-Employee Director Compensation Policy Effective: April 25, 2013 (Filed With SEC on August 8, 2013)

NeoPhotonics Corporation Amended and Restated Non-Employee Director Compensation Policy Effective: April 25, 2013 (Filed With SEC on May 15, 2013)

2012 EXECUTIVE OFFICER BONUS PROGRAM (Filed With SEC on August 10, 2012)

AMENDMENT TO SEVERANCE RIGHTS AGREEMENT (Filed With SEC on May 10, 2012)

NeoPhotonics Corporation Severance Rights Agreement (Filed With SEC on May 10, 2012)

NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 APPROVED BY THESTOCKHOLDERS: JULY 20, 2010 AMENDED BYTHE BOARD: NOVEMBER 29,... (Filed With SEC on March 30, 2012)

NeoPhotonics Corporation Non-Employee Director Compensation Policy Effective: April 1, 2011 (Filed With SEC on August 11, 2011)

2011 EXECUTIVE OFFICER CASH COMPENSATION ARRANGEMENTS (Filed With SEC on August 11, 2011)

NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 APPROVED BY THESTOCKHOLDERS: JULY 20, 2010 AMENDED BYTHE BOARD: NOVEMBER 29,... (Filed With SEC on March 28, 2011)

NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 APPROVED BY THESTOCKHOLDERS: JULY 20, 2010 AMENDED BYTHE BOARD: NOVEMBER 29,... (Filed With SEC on January 18, 2011)

NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 TERMINATION DATE: APRIL 13, 2020 (Filed With SEC on November 22, 2010)

NEOPHOTONICS CORPORATION 2010 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS:APRIL 14, 2010 TERMINATION DATE: APRIL 13, 2020 (Filed With SEC on April 15, 2010)

NeoPhotonics Corporation Amended and Restated Severance Rights Agreement (Filed With SEC on April 15, 2010)

NeoPhotonics Corporation Severance Rights Agreement (Filed With SEC on April 15, 2010)

NeoPhotonics Corporation Amended and Restated Severance Rights Agreement (Filed With SEC on April 15, 2010)