National Investment Managers Inc. Contracts & Agreements

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AGREEMENT AND PLAN OF MERGER by and between DTE MERGER CORP. as Merger Corp, and NATIONAL INVESTMENT MANAGERS INC. as the Company Dated March 7, 2011 Table of Contents
Merger Agreements
National Investment Managers Inc.
2011
THIRTEENTH AMENDMENT TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2011
AMENDMENT NO. 11 TO SECURITIES PURCHASE AND LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2011
AGREEMENT
National Investment Managers Inc.
2011
TWELFTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT
Credit Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT NO. 10TO SECURITIES PURCHASE AND LOANAGREEMENT
Purchase Agreements
National Investment Managers Inc.
2010
NationalInvestment Managers Inc. AgreementFor Service As Lead Director
National Investment Managers Inc.
2010
Descriptionof Decision on Payment of Cooke Director Fees
National Investment Managers Inc.
2010
AMENDMENT NO. 9TO SECURITIES PURCHASE AND LOANAGREEMENT
Purchase Agreements
National Investment Managers Inc.
MA
2010
EMPLOYMENTAGREEMENT
National Investment Managers Inc.
2010
AMENDMENTNO. 1 TO EMPLOYMENT AGREEMENT
Employment Agreements
National Investment Managers Inc.
2010
AMENDMENTNO. 1 TO EMPLOYMENT AGREEMENT
Employment Agreements
National Investment Managers Inc.
2010
AMENDMENTNO. 1 TO EMPLOYMENT AGREEMENT
Employment Agreements
National Investment Managers Inc.
2010
ELEVENTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT
Credit Agreements
National Investment Managers Inc.
2010
AMENDMENT NO. 4 AND ALLONGETO REVOLVING LINE OF CREDIT NOTE
Credit Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT NO. 4 AND ALLONGETO TERM PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT NO. 8TO SECURITIES PURCHASE AND LOANAGREEMENT
Purchase Agreements
National Investment Managers Inc.
MA
2010
AMENDMENT TO INTERCREDITORAND SUBORDINATION AGREEMENT
Subordination Agreement
National Investment Managers Inc.
MA
2010
WOODSIDEAGENCY SERVICES, LLC 25 MallRoad Burlington,MA 01803
National Investment Managers Inc.
2010
WOODSIDEAGENCY SERVICES, LLC 25 MallRoad Burlington,MA 01803
National Investment Managers Inc.
2010
TERMINATIONAGREEMENT
National Investment Managers Inc.
MA
2010
WoodsideAgency Services, LLC 25 MallRoad Burlington,MA01803
National Investment Managers Inc.
2010
Exhibit4.71 WoodsideAgency Services, LLC 25 MallRoad Burlington,MA01803 November13, 2009
National Investment Managers Inc.
2009
EMPLOYMENTAGREEMENT
National Investment Managers Inc.
2009
EMPLOYMENTAGREEMENT
National Investment Managers Inc.
2009
AMENDMENTNO.1 AND ALLONGE TO REVOLVING LINE OF CREDIT NOTE
Credit Agreements
National Investment Managers Inc.
2009
AMENDMENTNO.3 AND ALLONGE TO TERM PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2009
AMENDMENTNO. 7 TO REVOLVING LINE OF CREDIT AND TERMLOAN AGREEMENT
Credit Agreements
National Investment Managers Inc.
2009
AMENDMENTNO. 7 TO INTERCREDITOR AND SUBORDINATION AGREEMENT
Subordination Agreement
National Investment Managers Inc.
2009
AMENDMENTNO. 6 TO SECURITIES PURCHASE AND LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2009
STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., THE PENSION GROUP, INC., PETER R. STEPHAN, individually and as Trustee of The Stephan Family Trust Dated...
Stock Agreements
National Investment Managers Inc.
2008
AGREEMENT
National Investment Managers Inc.
2008
STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., PENSION TECHNICAL SERVICES, INC., RALPH W. SHAW, individually, and EILEEN A. BALDWIN-SHAW, individually...
Stock Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
EMPLOYMENT AGREEMENT
Employment Agreements
National Investment Managers Inc.
2008
EMPLOYMENT AGREEMENT
Employment Agreements
National Investment Managers Inc.
2008
WOODSIDE CAPITAL PARTNERS V, LLC WOODSIDE CAPITAL PARTNERS V QP, LLC WOODSIDE CAPITAL PARTNERS IV, LLC WOODSIDE CAPITAL PARTNERS IV QP, LLC 25 Mall Road Burlington, MA 01803
National Investment Managers Inc.
2008
WOODSIDE CAPITAL PARTNERS V, LLC WOODSIDE CAPITAL PARTNERS V QP, LLC 25 Mall Road Burlington, MA 01803
National Investment Managers Inc.
2008
STOCK TRANSFER AGREEMENT
National Investment Managers Inc.
2008
AMENDMENT NO. 4 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2008
AMENDMENT NO. 4 TO INTERCREDITOR AND SUBORDINATION AGREEMENT
Subordination Agreement
National Investment Managers Inc.
2008
ADDENDUM to EMPLOYMENT AGREEMENT
Employment Agreements
National Investment Managers Inc.
2008
SETTLEMENT AGREEMENT AND RELEASE
Settlement Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
AMENDMENT NO. 1 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2008
CONSENT AND AMENDMENT NO. 1 TO SECURITIES PURCHASE AND LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2008
STOCK PURCHASE AGREEMENT AMONG NATIONAL INVESTMENT MANAGERS INC., CALIFORNIA INVESTMENT ANNUITY SALES, INC., RICHARD L. KAPLAN AND HANA E. KAPLAN INTER VIVOS TRUST AGREEMENT DATED...
Stock Agreements
National Investment Managers Inc.
2008
EMPLOYMENT AGREEMENT
Employment Agreements
National Investment Managers Inc.
2008
CONSULTING AGREEMENT
Consulting Agreements
National Investment Managers Inc.
2008
NON-DISCLOSURE AND NON-SOLICITATION AGREEMENT
National Investment Managers Inc.
2008
NON-DISCLOSURE AND NON-SOLICITATION AGREEMENT
National Investment Managers Inc.
2008
PROMISSORY NOTE $475,000.00 Dublin, Ohio April 3, 2008
Note Agreements
National Investment Managers Inc.
2008
PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
2008
REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT
Loan Agreements
National Investment Managers Inc.
2007
REVOLVING LINE OF CREDIT NOTE
Credit Agreements
National Investment Managers Inc.
MA
2007
TERM PROMISSORY NOTE
Note Agreements
National Investment Managers Inc.
MA
2007
STOCK PLEDGE AGREEMENT
Stock Agreements
National Investment Managers Inc.
2007
SECURITY AGREEMENT
Security Agreements
National Investment Managers Inc.
2007
STOCK PLEDGE AGREEMENT
Stock Agreements
National Investment Managers Inc.
2007
SECURITY AGREEMENT
Security Agreements
National Investment Managers Inc.
2007
GUARANTY
Guaranty Agreements
National Investment Managers Inc.
2007
SECURITIESPURCHASEANDLOANAGREEMENT National Investment Managers Inc. 485 Metro Place South, Suite 275 Dublin, Ohio 43017
Investment Agreements
National Investment Managers Inc.
2007
Senior Secured Note due January 31, 2011
Note Agreements
National Investment Managers Inc.
2007
Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc.
Stock Agreements
National Investment Managers Inc.
2007
Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc.
Stock Agreements
National Investment Managers Inc.
2007
Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc.
Stock Agreements
National Investment Managers Inc.
2007
REGISTRATIONRIGHTSAGREEMENT
National Investment Managers Inc.
2007
CONTINGENT INTEREST PAYMENT AGREEMENT
National Investment Managers Inc.
MA
2007
FEE AGREEMENT
National Investment Managers Inc.
2007
SECURITIES PLEDGE AGREEMENT
Pledge Agreements
National Investment Managers Inc.
MA
2007
SECURITY AGREEMENT
Security Agreements
National Investment Managers Inc.
2007
GUARANTY
Guaranty Agreements
National Investment Managers Inc.
MA
2007
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
National Investment Managers Inc.
NY
2007
AGREEMENT
National Investment Managers Inc.
2007
SUBSCRIPTION AGREEMENT
Subscription Agreements
National Investment Managers Inc.
2005