NATIONAL HOLDINGS CORP Contracts & Agreements

95 Contracts & Agreements
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Agreement and Plan of Merger, dated January 10, 2021, by and among Parent, Merger Sub and the Company
Merger Agreements
NATIONAL HOLDINGS CORP
2021
Termination Agreement, dated January 10, 2021, by and among Parent and the Company
Termination Agreements
NATIONAL HOLDINGS CORP
2021
Employment Agreement, dated January 10, 2021, by and among the Company and Michael A. Mullen
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2021
Employment Agreement, dated January 10, 2021, by and among the Company and Glenn C. Worman
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2021
Employment Agreement, dated January 10, 2021, by and among the Company and John C. DeSena
Employment Agreements
NATIONAL HOLDINGS CORP
2021
Description of Registrants Securities
NATIONAL HOLDINGS CORP
Capital Markets
2020
Promissory Note of National Securities Corporation, dated as of April 10, 2020
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NV
2020
Promissory Note of Winslow Evans & Crocker, Inc., dated as of April 15, 2020
Note Agreements
NATIONAL HOLDINGS CORP
2020
Stock Purchase Agreement, dated as of February 7, 2020, by and among United Atlantic Capital, LLC, Mark H. Penske, Darin Pope and National Holdings Corporation
Stock Agreements
NATIONAL HOLDINGS CORP
2020
Amended and Restated Employment Agreement, dated as of December 28, 2018 between National Holdings Corporation and Michael A. Mullen
Employment Agreements
NATIONAL HOLDINGS CORP
2019
Employment Agreement, dated as of December 28, 2018 between National Holdings Corporation and John C. DeSena
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2019
Employment Agreement, dated as of December 28, 2018 between National Holdings Corporation and Glenn C. Worman
Employment Agreements
NATIONAL HOLDINGS CORP
2019
Amendment No. 1 to Stock Purchase Agreement, dated as of October 11, 2019, by and among Daniel Santanello, Robert Maloney and National Holdings Corporation
Stock Agreements
NATIONAL HOLDINGS CORP
2019
Stock Purchase Agreement, dated as of August 26, 2019, by and among the Sellers named therein, Daniel Santanello, Robert Maloney and National Holdings Corporation
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2019
Form of Stock Option Agreement under 2013 Omnibus Incentive Plan
Bonus & Incentive Agreements
NATIONAL HOLDINGS CORP
2018
Form of Restricted Stock Unit Agreement under 2013 Omnibus Incentive Plan
Bonus & Incentive Agreements
NATIONAL HOLDINGS CORP
2018
Agreement between the Registrant and B. Riley Financial, Inc. dated November 14, 2018
NATIONAL HOLDINGS CORP
Capital Markets
DE
2018
Amended and Restated Warrant Agreement by and among National Holdings Corporation, Computershare Inc. and Computershare Trust Company, N.A., dated December 13, 2016, and amended...
Warrant Agreements
NATIONAL HOLDINGS CORP
2018
Asset Purchase Agreement by and among National Holdings Corporation and The Williams Financial Group, Inc. WFG Investments, Inc. WFG Advisors, LP WFG Strategic Alliance, Inc....
Purchase Agreements
NATIONAL HOLDINGS CORP
2017
BOARD ADVISORY SERVICES AGREEMENT
Services Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2017
EMPLOYMENT AGREEMENT
Employment Agreements
NATIONAL HOLDINGS CORP
2017
WARRANT AGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
2016
Exhibit 10.1 Seventh Amendment to the Co-Executive Chairman Compensation Plan
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2016
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER
Merger Agreements
NATIONAL HOLDINGS CORP
2016
Sixth Amendment to the Co-Executive Chairman Compensation Plan
Compensation Agreements
NATIONAL HOLDINGS CORP
2016
AGREEMENT AND PLAN OF MERGER By and Among NATIONAL HOLDINGS CORPORATION, FORTRESS BIOTECH, INC. and FBIO ACQUISITION, INC. Dated as of April 27, 2016 TABLE OF CONTENTS
Merger Agreements
NATIONAL HOLDINGS CORP
2016
STOCKHOLDER RIGHTS AGREEMENT
NATIONAL HOLDINGS CORP
Capital Markets
NY
2016
FORM OF SUPPORT AND VOTING AGREEMENT
Voting Agreements
NATIONAL HOLDINGS CORP
2016
FORM OF VOTING AGREEMENT
Voting Agreements
NATIONAL HOLDINGS CORP
2016
Amendment to the Employment Agreement of Mark Goldwasser
Employment Agreements
NATIONAL HOLDINGS CORP
2016
Fifth Amendment to the Co-Executive Chairman Compensation Plan
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2016
Fourth Amendment to the Co-Executive Chairman Compensation Plan
Compensation Agreements
NATIONAL HOLDINGS CORP
2015
Third Amendment to the Co-Executive Chairman Compensation Plan
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2015
Amendment to the Employment Agreement of Mark Goldwasser
Employment Agreements
NATIONAL HOLDINGS CORP
2015
EMPLOYMENT AGREEMENT
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2015
NATIONAL HOLDINGS CORPORATION NONQUALIFIED INDUCEMENT STOCK OPTION GRANT NOTICE
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2015
TO NONQUALIFIED INDUCEMENT STOCK OPTION GRANT NOTICE STOCK OPTION AGREEMENT
Stock Agreements
NATIONAL HOLDINGS CORP
2015
NATIONAL Holdings Corporation 410 Park Avenue, 14th Floor New York, NY 10022 March 30, 2015
NATIONAL HOLDINGS CORP
Capital Markets
2015
SUPPLEMENTAL RELEASE
Release Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2014
NATIONAL HOLDINGS CORPORTATION SECURITIES PURCHASE AGREEMENT DATED AS OF January24, 2013 with respect to SALE OF COMMON STOCK SECURITIES PURCHASE AGREEMENT
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2013
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2013
CONVERSION AND EXCHANGE AGREEMENT
Exchange Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
CONVERSION AND EXCHANGE AGREEMENT
Exchange Agreements
NATIONAL HOLDINGS CORP
2013
WARRANT EXCHANGE AGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
6% CONVERTIBLE SUBORDINATED PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
2012
6% CONVERTIBLE SUBORDINATED PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
NATIONAL HOLDINGS CORPORATION
NATIONAL HOLDINGS CORP
2012
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
Transfer of Ownership of OPN Holdings, LLC Joint Venture
Joint Venture Agreements
NATIONAL HOLDINGS CORP
2012
AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENT
Agency Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2012
NATIONAL HOLDINGS CORPORATION FORM OF WARRANT Warrant No. ______Dated: February 4, 2011
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
OPN JOINT VENTURE LIMITED LIABILITY COMPANY OPERATING AGREEMENT
Joint Venture Agreements
NATIONAL HOLDINGS CORP
2011
INTERIM FUNDING AND SERVICES AGREEMENT
Services Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
NATIONAL HOLDINGS CORPORATION FORM OF WARRANT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
2011
NATIONALHOLDINGS CORPORATION COMMONSTOCK PURCHASE WARRANT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
NATIONALHOLDINGS CORPORATION COMMONSTOCK PURCHASE WARRANT
Warrant Agreements
NATIONAL HOLDINGS CORP
2009
AMENDMENTNO. 1 TO EMPLOYEMENTAGREEMENT
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
AMENDMENTNO. 1 TO EMPLOYEMENTAGREEMENT
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
NATIONALHOLDINGS CORPORATION LIMITEDRECOURSE CONVERTIBLE PROMISSORY NOTE $500,000.00 (Principal Amount) April 8, 2009
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
SECURITIES PURCHASEAGREEMENT
NATIONAL HOLDINGS CORP
2009
AMENDMENT NO. 1 TOSECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
AMENDMENT NO. 2 TOSECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
AMENDMENTNO. 1 TO FOREBEARANCE AND WARRANTMODIFICATION AGREEMENT
NATIONAL HOLDINGS CORP
2009
AMENDMENTNO. 1 TO FOREBEARANCE AND WARRANTMODIFICATION AGREEMENT
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
AMENDMENTNO. 2 TO FOREBEARANCE AND WARRANTMODIFICATION AGREEMENT
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
AMENDMENTNO. 2 TO FOREBEARANCE AND WARRANTMODIFICATION AGREEMENT
NATIONAL HOLDINGS CORP
2009
AMENDMENTNO. 1 TO FOREBEARANCEAGREEMENT
NATIONAL HOLDINGS CORP
2009
FORBEARANCEAGREEMENT
NATIONAL HOLDINGS CORP
Capital Markets
2009
FORBEARANCEAGREEMENT
NATIONAL HOLDINGS CORP
Capital Markets
2009
FORBEARANCEAND WARRANT MODIFICATIONAGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
FORBEARANCEAND WARRANT MODIFICATIONAGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
2009
NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE 468,750 SHARES OF COMMON STOCK, PAR VALUE $0.02 PER SHARE
Warrant Agreements
NATIONAL HOLDINGS CORP
2008
10% SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
2008
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
2008
EMPLOYMENT AGREEMENT
Employment Agreements
NATIONAL HOLDINGS CORP
2008
EMPLOYMENT AGREEMENT
Employment Agreements
NATIONAL HOLDINGS CORP
2008
EMPLOYMENT AGREEMENT
Employment Agreements
NATIONAL HOLDINGS CORP
2008
NATIONAL HOLDING CORPORATION 120 Broadway, 27th Floor New York, NY 10271
NATIONAL HOLDINGS CORP
2008
NATIONAL HOLDING CORPORATION 120 Broadway, 27th Floor New York, NY 10271
NATIONAL HOLDINGS CORP
2008
NATIONAL HOLDINGS CORPORAION VOTING AGREEMENT
Voting Agreements
NATIONAL HOLDINGS CORP
2008
EMPLOYMENT TERMINATION AGREEMENT
Termination Agreements
NATIONAL HOLDINGS CORP
2008
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER
Merger Agreements
NATIONAL HOLDINGS CORP
2008
NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE 375,000 SHARES OF COMMON STOCK, PAR VALUE $0.02 PER SHARE
Warrant Agreements
NATIONAL HOLDINGS CORP
2008
10% SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
2008
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
2008
No._______ February 22, 2007 NATIONAL HOLDINGS CORPORATION COMMON STOCK PURCHASE WARRANT
Warrant Agreements
NATIONAL HOLDINGS CORP
2007
10% PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
2007
NATIONAL HOLDINGS CORPORATION SECURITIES PURCHASE AGREEMENT DATED AS OF FEBRUARY 22, 2007 WITH RESPECT TO 10% NOTES AND WARRANTS SECURITIES PURCHASE AGREEMENT
Note Agreements
NATIONAL HOLDINGS CORP
2007
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
2007
AMENDMENT NO. 1 TO 11% CONVERTIBLE PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
2007