Nasdaq, Inc. Contracts & Agreements

243 Contracts & Agreements
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Filed
Amendment No. 4 to Amended and Restated Credit Agreement, dated as of December 16, 2024, among Nasdaq, Inc., a Delaware corporation, the lenders party thereto, Bank of America,...
Credit Agreements
Nasdaq, Inc.
Capital Markets
2025
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Form of Nasdaq Two-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Underwriting Agreement, dated as of July 29, 2024, among Nasdaq, Inc., Argus Seller, LP and Goldman Sachs & Co. LLC
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Underwriting Agreement, dated as of March 19, 2024, among Nasdaq, Inc., the Selling Stockholder and Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC, as representatives of the...
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2024
Second Amendment to Nasdaq Stockholders Agreement, dated as of March 19, 2024, by and between Nasdaq, Inc. and Borse Dubai Limited
Nasdaq, Inc.
Capital Markets
2024
Description of Securities
Nasdaq, Inc.
Capital Markets
2024
General Release and Separation Agreement by and between Nasdaq, Inc. and Ann M. Dennison, dated as of August 31, 2023
Separation Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Employment Offer Letter by and between Nasdaq, Inc. and Sarah Youngwood, dated as of August 31, 2023
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Stockholders Agreement, dated as of November 1, 2023, by and among Nasdaq, Inc., Adenza Parent, LP and Thoma Bravo, L.P
Nasdaq, Inc.
Capital Markets
NY
2023
Registration Rights Agreement, dated as of November 1, 2023, by and among Nasdaq, Inc. and Adenza Parent, LP
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Amended and Restated Board Compensation Policy, effective on June 21, 2023
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2023
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Fourteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Fifteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Sixteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Seventeenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Eighteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Nineteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Term Loan Credit Agreement, dated as of June 28, 2023, among Nasdaq, Inc., the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent
Loan Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Underwriting Agreement, dated as of June 22, 2023, among Nasdaq, Inc. and Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several underwriters...
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Underwriting Agreement, dated as of June 22, 2023, among Nasdaq, Inc. and Goldman Sachs & Co. LLC, J.P. Morgan Securities plc and the other underwriters party thereto
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Agreement and Plan of Merger, dated as of June 10, 2023, by and among Nasdaq, Inc., Argus Merger Sub 1, Inc., Argus Merger Sub 2, LLC, Adenza Holdings, Inc. and Adenza Parent, LP
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Amendment No. 1 to Amended and Restated Credit Agreement, dated as of March 29, 2023, among Nasdaq, Inc., the Lenders party hereto, Bank of America, N.A., as administrative agent...
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Description of Securities
Nasdaq, Inc.
Capital Markets
2023
Nasdaq Change in Control Severance Plan for Executive Vice Presidents and Senior Vice Presidents, effective November 26, 2013, as amended December 6, 2022
Change of Control Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Verafin Holdings Inc. Amended and Restated Management Incentive Plan
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Verafin Holdings Inc. Amended and Restated Management Incentive Plan Award Agreement, by and between Verafin Solutions ULC and Brendan Brothers, dated as of January 11, 2023
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2023
Verafin Holdings Inc. Amended and Restated Management Incentive Plan Award Agreement, by and between Verafin Solutions ULC and Jamie King, dated as of October 18, 2022
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2023
First Amendment to Nasdaq Stockholders Agreement, dated as of December 14, 2022, between Nasdaq, Inc. and Investor AB
Nasdaq, Inc.
Capital Markets
2022
Amended and Restated Credit Agreement, dated as of December 16, 2022, among Nasdaq, Inc., the various lenders and issuing bank party thereto and Bank of America, N.A., as...
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Employment Agreement by and between Nasdaq, Inc. and Bradley J. Peterson, dated June 22, 2022
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Nasdaq, Inc. Deferred Compensation Plan
Compensation Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Underwriting Agreement, dated March 2, 2022, by and between Nasdaq, Inc., and the underwriters named therein
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Thirteenth Supplemental Indenture, March 7, 2022, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Description of Securities
Nasdaq, Inc.
Capital Markets
2022
Form of Nasdaq Continuing Obligations Agreement
Nasdaq, Inc.
Capital Markets
CA
2022
Employment Agreement between Nasdaq and Adena Friedman, made and entered into on November 19, 2021 and effective as of January 1, 2022
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Nonqualified Stock Option Award Certificate to Adena T. Friedman from Nasdaq, Inc. in connection with grant made on January 3, 2022
Stock Agreements
Nasdaq, Inc.
Capital Markets
2022
LIBOR Transition Amendment, dated as of October 19, 2021 by and among Nasdaq, Inc. and Bank of America, N.A., as administrative agent
Transition Agreements
Nasdaq, Inc.
Capital Markets
2022
Amended and Restated Board Compensation Policy, effective on June 16, 2021
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2021
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Underwriting Agreement, dated July 27, 2021, by and between Nasdaq, Inc. and the underwriters named therein
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2021
Employment Offer Letter by and between Nasdaq, Inc. and Michelle Daly
Employment Agreements
Nasdaq, Inc.
Capital Markets
2021
Share Purchase Agreement, dated as of November 18, 2020, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc., certain...
Share Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Amendment to Share Purchase Agreement, dated as of February 11, 2021, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc.,...
Share Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Description of Securities
Nasdaq, Inc.
Capital Markets
2021
Retirement Agreement and General Release of Claims by and between Nasdaq, Inc. and Michael Ptasznik, dated October 21, 2020
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2021
Employment Agreement by and between Nasdaq, Inc. and Bradley J. Peterson, dated October 1, 2020
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2021
Ninth Supplemental Indenture, dated as of December 21, 2020, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Tenth Supplemental Indenture, dated as of December 21, 2020, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Eleventh Supplemental Indenture, dated as of December 21, 2020, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Credit Agreement, dated as of December 21, 2020, among Nasdaq, Inc., the various lenders from time to time party thereto, Bank of America, N.A., as Administrative Agent and...
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Underwriting Agreement, dated as of December 7, 2020, among Nasdaq, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC and Morgan Stanley & Co....
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Amendment No. 1 to Credit Agreement, dated as of December 1, 2020, by and among Nasdaq, Inc., the lenders party thereto, and Bank of America, N.A., as Administrative Agent
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Amended and Restated Board Compensation Policy, effective on May 19, 2020
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2020
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Underwriting Agreement, dated April 23, 2020, by and among Nasdaq, Inc., and BofA Securities, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Mizuho Securities USA LLC...
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Eighth Supplemental Indenture, dated April 28, 2020, by and between Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Description of Securities
Nasdaq, Inc.
Capital Markets
2020
Underwriting Agreement, dated February 10, 2020, by and among Nasdaq, Inc., and J.P. Morgan Securities plc, Nordea Bank Abp, Skandinaviska Enskilda Banken AB (publ) and Wells...
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Retirement Agreement and General Release of Claims, between Nasdaq and Thomas A. Wittman, effective July 10, 2019
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2019
Amended and Restated Board Compensation Policy, effective on April 23, 2019
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2019
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Form of Nasdaq One-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Employment Offer Letter, dated as of April 30, 2019, between Nasdaq, Inc. and Lauren B. Dillard
Employment Agreements
Nasdaq, Inc.
Capital Markets
2019
Transaction Agreement, dated as of January 29, 2019, between Oslo Brs VPS Holding ASA and Nasdaq AB
Nasdaq, Inc.
Capital Markets
NY
2019
Underwriting Agreement, dated March 25, 2019, among Nasdaq, Inc., and J.P. Morgan Securities plc, Merrill Lynch International, Mizuho International plc and Skandinaviska Enskilda...
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2019
Employment Agreement between Nasdaq and Edward S. Knight, effective as of July 29, 2018
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2018
Amended and Restated Board Compensation Policy, effective on April 24, 2018
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2018
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Form of Nasdaq One-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Nonqualified Stock Option Award Certificate to Adena T. Friedman from Nasdaq, Inc. in connection with grant made on January 3, 2017
Stock Agreements
Nasdaq, Inc.
Capital Markets
2017
Underwriting Agreement, dated September 19, 2017, among Nasdaq, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and Wells Fargo Securities,...
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Fifth Supplemental Indenture, dated as of September 22, 2017, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Agreement and Plan of Merger, dated as of September 4, 2017, by and among eVestment, Inc., Nasdaq, Inc., Echo Holding Company and Insight Venture Partners, LLC (solely in its...
Merger Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Amended and Restated Board Compensation Policy, effective on May 10, 2017
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2017
Form of Nasdaq Restricted Stock Unit Award Certificate (employees)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Form of Nasdaq Restricted Stock Unit Award Certificate (directors)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Form of Nasdaq One-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Form of Nasdaq Three-Year Performance Share Unit Agreement
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Form of Nasdaq Continuing Obligations Agreement
Nasdaq, Inc.
Capital Markets
CA
2017
Employment Offer Letter, dated as of May 10, 2016, between Nasdaq, Inc. and Michael Ptasznik
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
CREDIT AGREEMENT dated as ofApril 25, 2017 among NASDAQ, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., asAdministrative Agent and Issuing Bank MERRILL...
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
CommercialPaper Dealer Agreement 4(a)(2) Program Between: Nasdaq, Inc., as Issuerand , as Dealer Concerning Notes to be issued pursuant to the Issuing and Paying Agent Agreement,...
Note Agreements
Nasdaq, Inc.
Capital Markets
2017
Value of Shares Owned 5x annual cash retainer
Nasdaq, Inc.
Capital Markets
2017
EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
AMENDMENT TO THE EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
AMENDMENT ONE TO THE EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
AMENDMENT FOUR TO THE EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
GENERAL RELEASE AND RETIREMENT AGREEMENT
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
Value of Shares Owned 5x annual cash retainer
Nasdaq, Inc.
Capital Markets
2016
NASDAQ, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
NASDAQ, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
NASDAQ, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
NASDAQ, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
NASDAQ, INC. $500,000,000 3.850%Senior Notes due 2026 Underwriting Agreement
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
NASDAQ, INC. Fourth Supplemental Indenture Dated as of June 7, 2016 3.850% Senior Notes due 2026 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
NASDAQ, INC. 600,000,0001.750% Senior Notes due 2023 Underwriting Agreement
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
NASDAQ, INC. ThirdSupplemental Indenture Dated as of May 20, 2016 1.750% Senior Notes due 2023 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee and HSBC BANK USA,...
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
GENERAL RELEASE AND RETIREMENT AGREEMENT
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
CREDIT AGREEMENT dated as ofMarch 17, 2016 among NASDAQ, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., asAdministrative Agent, MERRILL LYNCH, PIERCE,...
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
STOCKPURCHASE AGREEMENT MARCH 9, 2016 BY AND AMONG DEUTSCHEBOERSE AG EUREX FRANKFURT AG AND NASDAQ, INC. CONTENTS
Nasdaq, Inc.
Capital Markets
NY
2016
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
The NASDAQ OMX Group, Inc. Executive Corporate Incentive Plan (Effective January 1, 2015)
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
THE NASDAQ OMX Group, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
THE NASDAQ OMX Group, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
CREDIT AGREEMENT dated as ofNovember 24, 2014 among THE NASDAQ OMX GROUP, INC., asBorrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent, aSwingline...
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
THE NASDAQ OMX GROUP, INC. Second Supplemental Indenture Dated as of May 29, 2014 4.25% Senior Notes due 2024 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
THE NASDAQ OMX GROUP, INC. $500,000.000 4.25% Senior Notes due 2024 Underwriting Agreement
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
THE NASDAQ OMX Group, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
THE NASDAQ OMX Group, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
Value of Shares Owned 5x annual cash retainer
Nasdaq, Inc.
Capital Markets
2014
MEMORANDUM OF UNDERSTANDING BETWEEN THE NASDAQ OMX GROUP, INC. AND ROBERT GREIFELD
MOUs
Nasdaq, Inc.
Capital Markets
2014
The NASDAQ OMX Group, Inc. Change in Control Severance Plan For Executive Vice Presidents and Senior Vice Presidents Effective November 26, 2013
Change of Control Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CerTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
THE NASDAQ OMX Group, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
THE NASDAQ OMX Group, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
REGISTRATION RIGHTS AGREEMENT by and among BGC PARTNERS, INC., BGC HOLDINGS, L.P., BGC PARTNERS, L.P. and THE NASDAQ OMX GROUP, INC. Dated as of June 28, 2013 TABLE OF CONTENTS
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
THE NASDAQ OMX GROUP, INC. 600,000,000 3.875% Senior Notes due 2021 Underwriting Agreement
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
THE NASDAQ OMX GROUP, INC. INDENTURE Dated as of June 7, 2013 DEBT SECURITIES Wells Fargo Bank, National Association Trustee TABLE OF CONTENTS*
Indenture Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
THE NASDAQ OMX GROUP, INC. First Supplemental Indenture Dated as of June 7, 2013 3.875% Senior Notes due 2021 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
MEMORANDUM OF UNDERSTANDING BETWEEN THE NASDAQ OMX GROUP, INC. AND ROBERT GREIFELD
MOUs
Nasdaq, Inc.
Capital Markets
2013
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2012
THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2012
THE NASDAQ OMX GROUP, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2012
AMENDMENT THREE TO THE EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2012
THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
CREDIT AGREEMENT dated as of September 19, 2011 among THE NASDAQ OMX GROUP, INC., as Borrower, TheLenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent,...
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
THE NASDAQ OMX GROUP, INC. BOARD COMPENSATION POLICY Amended andRestated effective May 26, 2011
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2011
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
NASDAQ STOCKHOLDERS AGREEMENT dated as of December 16, 2010 between THE NASDAQ OMX GROUP, INC. and INVESTOR AB NASDAQ STOCKHOLDERSAGREEMENT
Nasdaq, Inc.
Capital Markets
NY
2011
THE NASDAQ OMX GROUP, INC. NON-QUALIFIED STOCK OPTION AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
2011
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
CREDIT AGREEMENT dated as of December 17, 2010 among THE NASDAQ OMX GROUP, INC., as Borrower, TheLenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent J.P....
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
THE NASDAQ OMX GROUP, INC. $370,000,000 5.250% Senior Notes due 2018 Underwriting Agreement
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2010
THE NASDAQ OMX GROUP, INC. Second Supplemental Indenture Dated as of December 21, 2010 5.250% Senior Notes due 2018 WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2010
THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
The NASDAQ OMX Group, Inc. 2010 Executive Corporate Incentive Plan (Effective January 1, 2010)
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
THE NASDAQ OMX GROUP, INC. BOARD COMPENSATION POLICY Amended and Restated on July 27, 2010
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2010
THE NASDAQ OMX GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
THE NASDAQ OMX GROUP, INC. EQUITY INCENTIVE PLAN AMENDMENT TO NONQUALIFIED STOCK OPTION AGREEMENTS
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2010
OMX AB
Nasdaq, Inc.
Capital Markets
2010
THE NASDAQ OMX GROUP, INC.
Nasdaq, Inc.
Capital Markets
NY
2010
THE NASDAQ OMX GROUP, INC.
Nasdaq, Inc.
Capital Markets
DE
2010
THE NASDAQ OMX GROUP, INC. First Supplemental Indenture Dated as of January 15, 2010 4.00% Senior Notes due January 15, 2015 5.55% Senior Notes dueJanuary 15, 2020
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2010
CREDIT AGREEMENT
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2009
THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2009
FIRST AMENDMENT TO NASDAQ STOCKHOLDERS AGREEMENT
Nasdaq, Inc.
Capital Markets
2009
FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
2009
The NASDAQ OMX Group, Inc.
Nasdaq, Inc.
Capital Markets
2009
Executive Corporate Incentive Plan The NASDAQ OMX Group, Inc. (Effective January 1, 2003) Amended and Restated as of December 17, 2008
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
NY
2009
THE NASDAQ OMX GROUP, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Amended and Restated, effective as of December 17, 2008 THE NASDAQ OMX GROUP, INC. SUPPLEMENTAL EXECUTIVE...
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2009
THE NASDAQ OMX GROUP, INC. AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AMENDMENT NO. 1 DATED AS OF DECEMBER 31, 2008
Retirement Agreements
Nasdaq, Inc.
Capital Markets
2009
THE NASDAQ OMX GROUP, INC.
Nasdaq, Inc.
Capital Markets
NY
2009
AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
2009
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
2009
SHARE PURCHASE AGREEMENT
Share Agreements
Nasdaq, Inc.
Capital Markets
2009
TO CREDIT AGREEMENTAND COLLATERAL AGREEMENT
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2009
The NASDAQ OMX Group, Inc. Board Compensation Policy
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2008
FIRST AMENDMENT TO REGULATORY SERVICES AGREEMENT
Services Agreements
Nasdaq, Inc.
Capital Markets
2008
AND THE BANK OF NEW YORK, as Trustee INDENTURE Dated as of February 26, 2008 2.50% Convertible Senior Notes due 2013
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
$425,000,000 The Nasdaq Stock Market, Inc. 2.50% Convertible Senior Notes Due 2013
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
AMENDMENT TO THE OMX TRANSACTION AGREEMENT
Nasdaq, Inc.
Capital Markets
2008
NASDAQ STOCKHOLDERS AGREEMENT dated as of FEBRUARY 27, 2008 among THE NASDAQ STOCK MARKET, INC. and BORSE DUBAI, LIMITED
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
REGISTRATION RIGHTS AGREEMENT dated as of FEBRUARY 27, 2008 among THENASDAQ STOCK MARKET, INC., BORSE DUBAI NASDAQ SHARE TRUST and BORSE DUBAI LIMITED
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
CREDIT AGREEMENT
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
THE NASDAQ STOCK MARKET, INC. NONQUALIFIED STOCK OPTION AGREEMENT
Stock Agreements
Nasdaq, Inc.
Capital Markets
2008
THE NASDAQ STOCK MARKET, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
THE NASDAQ STOCK MARKET, INC. FORM OF PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
THE NASDAQ STOCK MARKET, INC. NONQUALIFIED STOCK OPTION AGREEMENT
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
THE NASDAQ STOCK MARKET, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
THE NASDAQ STOCK MARKET, INC. PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
THE NASDAQ STOCK MARKET, INC. $425,000,000 2.50% Convertible Senior Notes due 2013 Purchase Agreement
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
dated as of November 15, 2007 among
Nasdaq, Inc.
Capital Markets
NY
2007
DIFXTRANSACTION AGREEMENT dated as of November 15, 2007 among THE NASDAQ STOCK MARKET, INC., BORSE DUBAI LIMITED
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
THE NASDAQ STOCK MARKET, INC. (a Delaware corporation)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2007
Project Terra Third Amended and Restated Commitment Letter $2,200 million Senior SecuredCredit Facilities
Nasdaq, Inc.
Capital Markets
NY
2007
NIGHTINGALE ACQUISITION LIMITED (Registered in England & Wales No: 5756015)
Nasdaq, Inc.
Capital Markets
2007
ANNEX B TERMS OF SALE
Nasdaq, Inc.
Capital Markets
2007
SUPPLEMENT
Nasdaq, Inc.
Capital Markets
2007
* * * * 2
Nasdaq, Inc.
Capital Markets
2007
AGREEMENT AND PLAN OF MERGER among THE NASDAQ STOCK MARKET, INC.,
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2007
TRANSACTION AGREEMENT
Nasdaq, Inc.
Capital Markets
NY
2007
THE NADAQ STOCK MARKET, INC. THE NADAQ STOCK MARKET, LLC TO
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
Amendment to the Nasdaq Stock Market, Inc. Equity Incentive Plan
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2007
NONQUALIFIEDSTOCK OPTION AGREEMENT
Nasdaq, Inc.
Capital Markets
2007
RESTRICTED STOCKAWARD AGREEMENT
Nasdaq, Inc.
Capital Markets
DE
2007
THE NASDAQ STOCK MARKET, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2007
THE NASDAQ STOCK MARKET, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
TRANSITIONAL SYSTEM AND REGULATORY SERVICES AGREEMENT
Services Agreements
Nasdaq, Inc.
Capital Markets
NY
2006
THE NASDAQ STOCK MARKET, INC. (a Delaware corporation)
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2006
The Nasdaq Stock Market, Inc. Board Compensation Policy
Stock Agreements
Nasdaq, Inc.
Capital Markets
2006
THE NASDAQ STOCK MARKET,INC. (a Delaware corporation)
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2006
THE NASDAQ STOCK MARKET, INC.
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
OTCBB and OTC EQUITIES REVOCATION OF DELEGATION AND ASSET TRANSFER AND SERVICES AGREEMENT
Services Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
THIRD AMENDMENT TO VOTING TRUST AGREEMENT
Voting Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
AGREEMENT AND PLAN OF MERGER Dated as of April 22, 2005
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2005
TRANSACTION AGREEMENTDated as of April 22, 2005by and amongThe Nasdaq Stock Market, Inc.,Norway Acquisition Corp.andIceland Acquisition Corp.
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2005
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2005
NOTE AMENDMENT AGREEMENT
Note Agreements
Nasdaq, Inc.
Capital Markets
2005
THE NASDAQ STOCK MARKET, INC. TO
Stock Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
AMENDED AND RESTATED SECURITYHOLDERS AGREEMENT
Nasdaq, Inc.
Capital Markets
2005
NONQUALIFIEDSTOCK OPTION AGREEMENT
Nasdaq, Inc.
Capital Markets
2005
THE NASDAQ STOCK MARKET, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Nasdaq, Inc.
Capital Markets
DE
2005
EXCHANGEAGREEMENT between THE NASDAQSTOCK MARKET, INC. and NATIONALASSOCIATION OF SECURITIES DEALERS, INC. Dated as of November 29,2004
Exchange Agreements
Nasdaq, Inc.
Capital Markets
DE
2004
Confidential TreatmentRequested by Nasdaq 2nd Amendment dated as of November 5, 2004 to the MASTER AGREEMENT dated as of February 6, 2002 among National Association of Securities...
Exchange Agreements
Nasdaq, Inc.
Capital Markets
2004
AMENDMENT NO. 1 TO THE PURCHASE AGREEMENT
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2004
National Association of Securities Dealers, Inc. [ILLEGIBLE] 1
Nasdaq, Inc.
Capital Markets
2004
PROMISSORYNOTE
Nasdaq, Inc.
Capital Markets
WA
2004
U.S. $150,000,000 364-DAY CREDITAGREEMENT Dated as of August29, 2002 Among THE NASDAQ STOCKMARKET, INC. as Borrower THE BANKS NAMEDHEREIN as Banks SALOMON SMITHBARNEY INC. as Sole...
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2002
MASTERAGREEMENT dated asof February6, 2002 among NationalAssociation of Securities Dealers, Inc. TheNasdaq Stock Market, Inc. AmericanStock Exchange Membership Corporation...
Exchange Agreements
Nasdaq, Inc.
Capital Markets
WA
2002
TECHNOLOGY TRANSITIONAGREEMENT
Nasdaq, Inc.
Capital Markets
NY
2002
SECOND AMENDMENT TO EWN II AGREEMENT
Nasdaq, Inc.
Capital Markets
2002
FIRST AMENDMENT TO EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2002