Nasdaq, Inc. Contracts & Agreements

275 Contracts & Agreements
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Filed
Employment Agreement between Nasdaq, Inc. and Adena Friedman (Effective March 11, 2025)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2025
Employment Agreement between Nasdaq, Inc. and Tal Cohen (President)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2025
Employment Agreement between Nasdaq, Inc. and Bradley J. Peterson (Effective March 10, 2025)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2025
Amendment No. 4 to Amended and Restated Credit Agreement among Nasdaq, Inc., Lenders, and Bank of America, N.A.
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2025
Nasdaq, Inc. Restricted Stock Unit Award Certificate (April 1, 2024)
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Director (June 2024)
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Nasdaq, Inc. Performance Share Unit Agreement with Employee (April 2024)
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Underwriting Agreement among Nasdaq, Inc., Argus Seller, LP, and Goldman Sachs & Co. LLC for Sale of Common Stock
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
DE
2024
Underwriting Agreement among Nasdaq, Inc., Borse Dubai Limited, and Underwriters (Morgan Stanley & Goldman Sachs) for Sale of Common Stock
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2024
Second Amendment to Nasdaq Stockholders’ Agreement between Nasdaq, Inc. and Borse Dubai Limited (March 2024)
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
2024
Description of Nasdaq, Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
2024
General Release and Separation Agreement between Nasdaq, Inc. and Ann Dennison (August 31, 2023)
Separation Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Nasdaq, Inc. Executive Employment Agreement with Sarah Youngwood (CFO)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Stockholders’ Agreement among Nasdaq, Inc., Adenza Parent, LP, and Thoma Bravo, L.P. dated November 1, 2023
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Registration Rights Agreement between Nasdaq, Inc. and Adenza Parent, LP (November 1, 2023)
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Nasdaq, Inc. Amended and Restated Board Compensation Policy (Non-Employee Directors) as of June 21, 2023
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2023
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Employees under Equity Incentive Plan
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Directors
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Grantee
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Fourteenth Supplemental Indenture to Original Indenture for 5.650% Senior Notes due 2025 between Nasdaq, Inc. and Computershare Trust Company, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Fifteenth Supplemental Indenture to Indenture Dated June 7, 2013 Between Nasdaq, Inc. and Computershare Trust Company, N.A. for 5.350% Senior Notes Due 2028
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Nasdaq, Inc. Sixteenth Supplemental Indenture for 5.550% Senior Notes Due 2034 with Computershare Trust Company, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Seventeenth Supplemental Indenture to Indenture Dated June 7, 2013 for 5.950% Senior Notes due 2053 between Nasdaq, Inc. and Computershare Trust Company, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Eighteenth Supplemental Indenture for 6.100% Senior Notes due 2063 between Nasdaq, Inc. and Computershare Trust Company, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Nineteenth Supplemental Indenture to Indenture Dated June 7, 2013 for 4.500% Senior Notes due 2032 between Nasdaq, Inc., Computershare Trust Company, N.A., and HSBC Bank USA, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Term Loan Credit Agreement dated June 28, 2023 among Nasdaq, Inc., Lenders, and Bank of America, N.A.
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Underwriting Agreement for $4.25 Billion Senior Notes Offering by Nasdaq, Inc. and Underwriters (Goldman Sachs & J.P. Morgan)
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Underwriting Agreement for €750,000,000 4.500% Senior Notes due 2032 between Nasdaq, Inc. and Underwriters (Goldman Sachs & Co. LLC, J.P. Morgan Securities plc, et al.)
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Agreement and Plan of Merger among Nasdaq, Inc., Argus Merger Subs, Adenza Holdings, Inc., and Adenza Parent, LP (June 2023)
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Amendment No. 1 to Amended and Restated Credit Agreement among Nasdaq, Inc., Bank of America, N.A., and Lenders
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Description of Nasdaq, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
2023
Nasdaq, Inc. Change in Control Severance Plan for Non-CEO Presidents, Executive Vice Presidents, and Senior Vice Presidents (as amended December 6, 2022)
Change of Control Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Verafin Holdings Inc. Amended and Restated Management Incentive Plan (2022)
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2023
Verafin Holdings Inc. Amended and Restated Management Incentive Plan Award Agreement with Brendan Brothers
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2023
Verafin Holdings Inc. Amended and Restated Management Incentive Plan Award Agreement with Jamie King
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2023
First Amendment to Nasdaq Stockholders’ Agreement between Nasdaq, Inc. and Investor AB
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
2022
Amended and Restated Credit Agreement among NASDAQ, Inc., Lenders, and Bank of America, N.A. (December 16, 2022)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Nasdaq, Inc. Restricted Stock Unit Award Certificate (April 1, 2022)
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Director (June 22, 2022)
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2022
Employment Agreement between Nasdaq, Inc. and Bradley Peterson (Effective June 22, 2022)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Nasdaq, Inc. Deferred Compensation Plan (Effective July 1, 2022)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Underwriting Agreement for $550,000,000 3.950% Senior Notes due 2052 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Thirteenth Supplemental Indenture to Indenture Dated June 7, 2013 for 3.950% Senior Notes due 2052 between Nasdaq, Inc. and Computershare Trust Company, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Description of Nasdaq, Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
2022
Nasdaq U.S. Continuing Obligations Agreement between Employee/Contractor and Nasdaq, Inc.
Confidentiality Agreements
Nasdaq, Inc.
Capital Markets
CA
2022
Employment Agreement between Nasdaq, Inc. and Adena Friedman (President and CEO)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2022
Nasdaq, Inc. Non-Qualified Stock Option Award Certificate for Adena T. Friedman (2022)
Stock Agreements
Nasdaq, Inc.
Capital Markets
2022
LIBOR Transition Amendment to Credit Agreement between Nasdaq, Inc. and Bank of America, N.A.
Modification Agreements
Nasdaq, Inc.
Capital Markets
2022
Nasdaq, Inc. Amended and Restated Board Compensation Policy (June 16, 2021)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2021
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Employee Participant
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Director (June 15, 2021)
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Underwriting Agreement for €615,000,000 0.900% Senior Notes due 2033 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2021
Nasdaq, Inc. Employment Offer Letter to Michelle Daly for Senior Vice President, Controller and Principal Accounting Officer
Employment Agreements
Nasdaq, Inc.
Capital Markets
2021
Share Purchase Agreement among Nasdaq, Inc., Osprey Acquisition Corporation, Verafin Holdings Inc., and Shareholder Representative Services LLC (November 18, 2020)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Amendment to Share Purchase Agreement among Nasdaq, Inc., Verafin Holdings Inc., Sellers, and Shareholder Representative Services LLC
Purchase Agreements
Nasdaq, Inc.
Capital Markets
DE
2021
Description of Nasdaq, Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
2021
Retirement Agreement and General Release of Claims between Nasdaq, Inc. and Michael Ptasznik
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2021
Employment Agreement between Nasdaq, Inc. and Bradley Peterson (Effective October 1, 2020)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2021
Nasdaq, Inc. Tenth Supplemental Indenture for 1.650% Senior Notes Due 2031 with Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Nasdaq, Inc. Eleventh Supplemental Indenture for 2.500% Senior Notes due 2040 with Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Credit Agreement among NASDAQ, Inc., Bank of America, N.A., and Lenders (December 21, 2020)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Underwriting Agreement for $1.9 Billion Senior Notes Offering by Nasdaq, Inc. and Major Underwriters (2020)
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Nasdaq, Inc. Amended and Restated Board Compensation Policy (2020)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2020
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Directors
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Underwriting Agreement for $500,000,000 3.250% Senior Notes due 2050 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Underwriting Agreement for €600,000,000 0.875% Senior Notes due 2030 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Retirement Agreement and General Release of Claims between Nasdaq, Inc. and Thomas Wittman
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2019
Nasdaq, Inc. Amended and Restated Board Compensation Policy (April 23, 2019)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2019
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Employee Participants
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Directors
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Nasdaq, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2019
Nasdaq, Inc. Executive Employment Offer Letter to Lauren Dillard (Executive Vice President, Global Information Services)
Employment Agreements
Nasdaq, Inc.
Capital Markets
2019
Underwriting Agreement for €600,000,000 1.75% Senior Notes due 2029 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2019
Employment Agreement between Nasdaq, Inc. and Edward S. Knight (Effective July 29, 2018)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2018
Nasdaq, Inc. Amended and Restated Board Compensation Policy (April 24, 2018)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2018
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Employee Participant
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Directors
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Nasdaq, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2018
Underwriting Agreement for $500,000,000 Senior Floating Rate Notes due 2019 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Agreement and Plan of Merger among eVestment, Inc., Nasdaq, Inc., Echo Holding Company, and Insight Venture Partners, LLC (2017)
Merger Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Nasdaq Continuing Obligations Agreement Between Employee/Contractor and Nasdaq, Inc.
Confidentiality Agreements
Nasdaq, Inc.
Capital Markets
CA
2017
Commercial Paper Dealer Agreement between Nasdaq, Inc. and Dealer (April 25, 2017)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2017
General Release and Retirement Agreement between Nasdaq, Inc. and Ron Hassen (September 15, 2016)
Separation Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Nasdaq, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
Nasdaq, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
Underwriting Agreement for $500,000,000 3.850% Senior Notes due 2026 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
Underwriting Agreement for €600,000,000 1.750% Senior Notes due 2023 between Nasdaq, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Directors
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
The NASDAQ OMX Group, Inc. Executive Corporate Incentive Plan (Effective January 1, 2015)
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Employees
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
NASDAQ OMX Group, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
NASDAQ OMX Group, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Directors
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
Underwriting Agreement for $500,000,000 4.25% Senior Notes due 2024 between The NASDAQ OMX Group, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
NASDAQ OMX Group, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
NASDAQ OMX Group, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
NASDAQ OMX Group Change in Control Severance Plan for Executive and Senior Vice Presidents (Effective November 26, 2013)
Change of Control Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Director under Equity Incentive Plan
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
NASDAQ OMX Group, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
NASDAQ OMX Group, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
Registration Rights Agreement by and among BGC Partners, Inc., BGC Holdings, L.P., BGC Partners, L.P., and The NASDAQ OMX Group, Inc. dated June 28, 2013
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
Underwriting Agreement for €600,000,000 3.875% Senior Notes due 2021 between The NASDAQ OMX Group, Inc. and Underwriters
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Director
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2012
The NASDAQ OMX Group, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2012
The NASDAQ OMX Group, Inc. Three-Year Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2012
The NASDAQ OMX Group, Inc. 2011 Performance Share Unit Agreement with Robert Greifeld
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Director
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Employees
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
The NASDAQ OMX Group, Inc. Performance Share Unit Agreement with Employee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
Underwriting Agreement for $370,000,000 5.250% Senior Notes due 2018 between The NASDAQ OMX Group, Inc. and J.P. Morgan Securities LLC
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2010
Amendment to Nonqualified Stock Option Agreements between The NASDAQ OMX Group, Inc. and David P. Warren
Modification Agreements
Nasdaq, Inc.
Capital Markets
2010
Underwriting Agreement between The NASDAQ OMX Group, Inc. and Underwriters for $1 Billion Senior Notes Offering
Underwriting Agreements
Nasdaq, Inc.
Capital Markets
NY
2010
First Amendment to Registration Rights Agreement among The NASDAQ OMX Group, Inc., Borse Dubai Limited, and Borse Dubai Nasdaq Share Trust
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
2009
Amended and Restated Change in Control Severance Letter Agreement between The NASDAQ OMX Group, Inc. and Executive
Severance Agreements
Nasdaq, Inc.
Capital Markets
NY
2009
NASDAQ OMX Group, Inc. Board Compensation Policy for Non-Employee Directors (2008)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2008
First Amendment to Regulatory Services Agreement between The NASDAQ Exchange LLC and FINRA
Modification Agreements
Nasdaq, Inc.
Capital Markets
2008
Indenture Agreement for 2.50% Convertible Senior Notes due 2013 between The Nasdaq Stock Market, Inc. and The Bank of New York
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
NASDAQ OMX Group, Inc. 2.50% Convertible Senior Note Due 2013 (Form of Note)
Note Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
Nasdaq Stock Market, Inc. 2.50% Convertible Senior Notes Due 2013 Registration Rights Agreement with J.P. Morgan Securities Inc. and Banc of America Securities LLC
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
Amendment to OMX Transaction Agreement by Nasdaq, Borse Dubai, and BD Stockholm AB (February 27, 2008)
Modification Agreements
Nasdaq, Inc.
Capital Markets
2008
NASDAQ Stockholders’ Agreement between The Nasdaq Stock Market, Inc. and Borse Dubai Limited (February 27, 2008)
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
Registration Rights Agreement among The Nasdaq Stock Market, Inc., Borse Dubai Limited, and Borse Dubai Nasdaq Share Trust (February 27, 2008)
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
Credit Agreement among The NASDAQ Stock Market, Inc., Lenders, and Bank of America, N.A. (February 27, 2008)
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
The Nasdaq Stock Market, Inc. Nonqualified Stock Option Agreement with Employee
Warrant Agreements
Nasdaq, Inc.
Capital Markets
2008
The Nasdaq Stock Market, Inc. Restricted Stock Award Agreement with Participant
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
The Nasdaq Stock Market, Inc. Performance Share Unit Agreement with Grantee
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
Nonqualified Stock Option Agreement between The Nasdaq Stock Market, Inc. and Robert Greifeld
Warrant Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
The Nasdaq Stock Market, Inc. Performance Share Unit Agreement with Robert Greifeld
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
Performance Share Unit Agreement between The Nasdaq Stock Market, Inc. and Robert Greifeld
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2008
Purchase Agreement for $425,000,000 2.50% Convertible Senior Notes due 2013 between The Nasdaq Stock Market, Inc. and Initial Purchasers
Purchase Agreements
Nasdaq, Inc.
Capital Markets
NY
2008
Clarification Letter Regarding Transaction Agreement Between The Nasdaq Stock Market, Inc. and OMX AB (publ)
Modification Agreements
Nasdaq, Inc.
Capital Markets
2008
OMX Transaction Agreement among The Nasdaq Stock Market, Inc., Borse Dubai Limited, and BD Stockholm AB (November 15, 2007)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
DIFX Transaction Agreement among The Nasdaq Stock Market, Inc., Borse Dubai Limited, and Dubai International Financial Exchange Limited
Purchase Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
Common Stock Purchase Agreement between The Nasdaq Stock Market, Inc. and Morgan Stanley & Co. Incorporated (November 8, 2007)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
DE
2007
Third Amended and Restated Commitment Letter for $2.2 Billion Senior Secured Credit Facilities – The NASDAQ Stock Market, Inc., Bank of America, JPMorgan
Nasdaq, Inc.
Capital Markets
NY
2007
Share Purchase Agreement between Nightingale Acquisition Limited and Borse Dubai Limited for LSE Shares
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2007
Terms of Sale Annex to Secondary Block Trade Agreement among UBS, JPMSL, and Nightingale Acquisition Limited
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2007
Supplement to Transaction Agreement between The Nasdaq Stock Market, Inc. and OMX AB (September 20, 2007)
Modification Agreements
Nasdaq, Inc.
Capital Markets
2007
Binding Letter Agreement between The Nasdaq Stock Market, Inc. and Borse Dubai Limited Regarding OMX AB and DIFX Transactions
Term Sheets
Nasdaq, Inc.
Capital Markets
DE
2007
Amendment to Binding Letter Agreement between The Nasdaq Stock Market, Inc. and Borse Dubai Limited (September 26, 2007)
Modification Agreements
Nasdaq, Inc.
Capital Markets
2007
Agreement and Plan of Merger among The Nasdaq Stock Market, Inc., Pinnacle Merger Corporation, Philadelphia Stock Exchange, Inc., and Citadel Derivatives Group LLC
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2007
Transaction Agreement between OMX AB and The Nasdaq Stock Market, Inc. (May 25, 2007)
Merger Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
Irrevocable Undertaking Agreement between The Nasdaq Stock Market, Inc. and Investor AB (OMX Tender Offer)
Exchange Agreements
Nasdaq, Inc.
Capital Markets
2007
Irrevocable Undertaking Agreement between The Nasdaq Stock Market, Inc. and Nordea Bank AB (OMX Tender Offer)
Nasdaq, Inc.
Capital Markets
2007
Irrevocable Undertaking Agreement between The Nasdaq Stock Market, Inc. and Magnus Böcker regarding OMX AB Shares
Nasdaq, Inc.
Capital Markets
2007
Second Supplemental Indenture to 3.75% Convertible Notes Due 2012 between The Nasdaq Stock Market, Inc., The Nasdaq Stock Market, LLC, and Law Debenture Trust Company of New York
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
The NASDAQ Stock Market, Inc. Executive Corporate Incentive Plan (Amended and Restated as of February 18, 2004)
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
Amendment to Nasdaq Stock Market, Inc. Equity Incentive Plan (December 13, 2006)
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2007
The Nasdaq Stock Market, Inc. Nonqualified Stock Option Agreement with Employee
Warrant Agreements
Nasdaq, Inc.
Capital Markets
2007
The Nasdaq Stock Market, Inc. Restricted Stock Award Agreement with Participant
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2007
The Nasdaq Stock Market, Inc. Restricted Stock Award Agreement with Director
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2007
The Nasdaq Stock Market, Inc. Supplemental Executive Retirement Plan (Effective November 1, 2003)
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
Amended and Restated Employment Agreement between The Nasdaq Stock Market, Inc. and Robert Greifeld
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2007
Transitional System and Regulatory Services Agreement between NASD and The NASDAQ Stock Market LLC (2006)
Services Agreements
Nasdaq, Inc.
Capital Markets
NY
2006
Purchase Agreement for Common Stock between The Nasdaq Stock Market, Inc. and Underwriters (April 27, 2006)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
NY
2006
Nasdaq Stock Market, Inc. Board Compensation Policy for Non-Employee Directors (2006)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2006
Common Stock Purchase Agreement among The Nasdaq Stock Market, Inc., Selling Stockholders, and Underwriters (February 9, 2006)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
DE
2006
Amendment to Transaction Agreement among The Nasdaq Stock Market, Instinet Holdings, and Iceland Acquisition Corp. (December 8, 2005)
Modification Agreements
Nasdaq, Inc.
Capital Markets
NJ
2005
First Supplemental Indenture to 3.75% Convertible Notes Due 2012 between The Nasdaq Stock Market, Inc. and Law Debenture Trust Company of New York
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
OTCBB and OTC Equities Revocation of Delegation and Asset Transfer and Services Agreement between NASD and Nasdaq
Services Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
Third Amendment to Voting Trust Agreement among NASD, Nasdaq Stock Market, Inc., and The Bank of New York
Voting Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
Agreement and Plan of Merger among Instinet Group Incorporated, The Nasdaq Stock Market, Inc., and Norway Acquisition Corp.
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2005
Transaction Agreement among The Nasdaq Stock Market, Inc., Norway Acquisition Corp., and Iceland Acquisition Corp. dated April 22, 2005
Merger Agreements
Nasdaq, Inc.
Capital Markets
DE
2005
Securities Purchase Agreement between The Nasdaq Stock Market, Inc. and Norway Acquisition SPV, LLC (April 22, 2005)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2005
Note Amendment Agreement among The Nasdaq Stock Market, Inc. and Hellman & Friedman Capital Partners IV, L.P. (April 22, 2005)
Note Agreements
Nasdaq, Inc.
Capital Markets
2005
Indenture Agreement for 3.75% Convertible Notes due 2012 between The Nasdaq Stock Market, Inc. and Law Debenture Trust Company of New York
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
Registration Rights Agreement among The Nasdaq Stock Market, Inc. and Certain Investors (April 21, 2005)
Registration Rights Agreements
Nasdaq, Inc.
Capital Markets
NY
2005
Amended and Restated Securityholders Agreement among The Nasdaq Stock Market, Inc., Norway Acquisition SPV, LLC, Hellman & Friedman Capital Partners IV, L.P., Silver Lake Partners...
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
2005
The Nasdaq Stock Market, Inc. Nonqualified Stock Option Agreement with Employee
Stock Agreements
Nasdaq, Inc.
Capital Markets
2005
The Nasdaq Stock Market, Inc. Restricted Stock Award Agreement with Participant
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2005
Exchange Agreement between The Nasdaq Stock Market, Inc. and National Association of Securities Dealers, Inc. (November 29, 2004)
Exchange Agreements
Nasdaq, Inc.
Capital Markets
DE
2004
Second Amendment to Master Agreement among NASD, Nasdaq, Amex, Old Amex, and Nasdaq FPS (November 5, 2004)
Modification Agreements
Nasdaq, Inc.
Capital Markets
2004
Amendment No. 1 to Purchase Agreement among Automated Securities Clearance, Ltd., Toll Associates LLC, The Nasdaq Stock Market, Inc., and SunGard Data Systems, Inc.
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2004
Employment Offer Letter between Nasdaq Stock Market, Inc. and Steven J. Randich (September 22, 2000)
Employment Agreements
Nasdaq, Inc.
Capital Markets
2004
Employment Offer Letter between Nasdaq Stock Market, Inc. and David P. Warren (Senior Vice President and CAO)
Employment Agreements
Nasdaq, Inc.
Capital Markets
2004
Letter Agreement Among Nasdaq, NYSE, and Richard G. Ketchum Amending Employment Restrictions and Compensation Waiver
Waiver Agreements
Nasdaq, Inc.
Capital Markets
2004
Promissory Note between The Nasdaq Stock Market, Inc. and Crestar Bank dated May 19, 1997
Note Agreements
Nasdaq, Inc.
Capital Markets
WA
2004
Separation and General Release Agreement between The NASDAQ Stock Market, Inc. and John L. Hilley (July 23, 2003)
Separation Agreements
Nasdaq, Inc.
Capital Markets
NY
2003
First Amendment to Note Purchase Agreements between The Nasdaq Stock Market, Inc. and Noteholders (June 27, 2003)
Note Agreements
Nasdaq, Inc.
Capital Markets
2003
First Amendment and Waiver to 364-Day Credit Agreement between The Nasdaq Stock Market, Inc. and Citibank, N.A.
Modification Agreements
Nasdaq, Inc.
Capital Markets
2003
Separation and Common Services Agreement between National Association of Securities Dealers, Inc. and The Nasdaq Stock Market, Inc.
Services Agreements
Nasdaq, Inc.
Capital Markets
MD
2003
Employment Agreement between The Nasdaq Stock Market, Inc. and Edward Knight (Effective December 29, 2000)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2003
Amendment One to Employment Agreement between The Nasdaq Stock Market, Inc. and Edward S. Knight
Employment Agreements
Nasdaq, Inc.
Capital Markets
2003
First Amendment to Master Agreement among NASD, Nasdaq, Amex, Old Amex, and Nasdaq FPS (December 9, 2002)
Modification Agreements
Nasdaq, Inc.
Capital Markets
2003
364-Day $150,000,000 Credit Agreement between The Nasdaq Stock Market, Inc. and Lender Banks (August 29, 2002)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2002
Master Agreement among NASD, Nasdaq, Amex, Old Amex, and Nasdaq Financial Products Services, Inc. (February 6, 2002)
Collaboration Agreements
Nasdaq, Inc.
Capital Markets
WA
2002
Technology Transition Agreement among Nasdaq, NASD, and American Stock Exchange (Amex) dated February 6, 2002
Collaboration Agreements
Nasdaq, Inc.
Capital Markets
NY
2002
Second Amendment to EWN II Agreement between MCI WorldCom Communications, Inc. and The Nasdaq Stock Market, Inc.
Modification Agreements
Nasdaq, Inc.
Capital Markets
2002
First Amendment to Nasdaq Equity Incentive Plan
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
2002
The Nasdaq Stock Market, Inc. 5.83% Senior Note Due May 9, 2007 (Form of Note)
Note Agreements
Nasdaq, Inc.
Capital Markets
2002
Note Purchase Agreement for $150,000,000 5.83% Senior Notes due 2007 between The Nasdaq Stock Market, Inc. and Purchasers
Note Agreements
Nasdaq, Inc.
Capital Markets
DE
2002
Amendment One to Employment Agreement between The Nasdaq Stock Market, Inc. and John Hilley
Employment Agreements
Nasdaq, Inc.
Capital Markets
2002
Amendment One to Employment Agreement between The Nasdaq Stock Market, Inc. and Richard G. Ketchum
Employment Agreements
Nasdaq, Inc.
Capital Markets
2002
Second Amendment to Employment Agreement between The Nasdaq Stock Market, Inc. and Hardwick Simmons
Employment Agreements
Nasdaq, Inc.
Capital Markets
2002
Amended and Restated Employment Agreement between The Nasdaq Stock Market, Inc. and David Weild IV
Employment Agreements
Nasdaq, Inc.
Capital Markets
2002
Purchase and Sale Agreement between The Nasdaq Stock Market, Inc. and National Association of Securities Dealers, Inc. (February 20, 2002)
Purchase Agreements
Nasdaq, Inc.
Capital Markets
DE
2002
Resignation and Release Agreement between J. Patrick Campbell and The Nasdaq Stock Market, Inc.
Separation Agreements
Nasdaq, Inc.
Capital Markets
NY
2002
Loan Agreement and Promissory Note between The Nasdaq Stock Market, Inc. and David P. Warren (December 28, 2001)
Loan Agreements
Nasdaq, Inc.
Capital Markets
2002
Loan Agreement and Promissory Note between The Nasdaq Stock Market, Inc. and Steven Dean Furbush dated December 30, 2001
Loan Agreements
Nasdaq, Inc.
Capital Markets
2002
Ninth Supplemental Indenture to Original Indenture for 0.445% Senior Notes due 2022 between Nasdaq, Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Amendment No. 1 to Credit Agreement among Nasdaq, Inc., Lenders, and Bank of America, N.A.
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Employee Equity Incentive Plan
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2020
Nasdaq, Inc. Eighth Supplemental Indenture for 3.250% Senior Notes Due 2050 with Wells Fargo Bank, N.A. as Trustee
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2020
Description of Nasdaq, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
2020
Transaction Agreement between Oslo Børs VPS Holding ASA and NASDAQ AB (January 29, 2019)
Merger Agreements
Nasdaq, Inc.
Capital Markets
NY
2019
Nasdaq, Inc. Non-Qualified Stock Option Award Certificate for Adena Friedman (2017)
Warrant Agreements
Nasdaq, Inc.
Capital Markets
2017
Fifth Supplemental Indenture to Senior Floating Rate Notes Due 2019 between Nasdaq, Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Nasdaq, Inc. Amended and Restated Board Compensation Policy (May 10, 2017)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2017
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Directors
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Nasdaq, Inc. Performance Share Unit Agreement with Employee
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Nasdaq, Inc. Executive Employment Offer Letter to Michael (EVP, Corporate Strategy & CFO)
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
Credit Agreement among NASDAQ, Inc., Bank of America, N.A., and Lenders (April 25, 2017)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2017
Amendment No. 1 to Credit Agreement among Nasdaq, Inc., Lenders, and Bank of America, N.A.
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Nasdaq, Inc. Amended and Restated Board Compensation Policy (Non-Employee Directors)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2017
Employment Agreement between Nasdaq, Inc. and Adena Friedman (Effective January 1, 2017)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2017
Amendment to Employment Agreement between Nasdaq, Inc. and Robert Greifeld
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
Amendment One to Employment Agreement between Nasdaq, Inc., Nasdaq International Ltd, and Hans-Ole Jochumsen
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
Amendment Four to Employment Agreement between Nasdaq, Inc. and Edward S. Knight
Employment Agreements
Nasdaq, Inc.
Capital Markets
2017
Employment Agreement between Nasdaq, Inc. and Bradley Peterson (Effective August 1, 2016)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
Nasdaq, Inc. Amended and Restated Board Compensation Policy (Effective 2016 Annual Meeting)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2016
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Employee Equity Incentive Plan
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
Nasdaq, Inc. Restricted Stock Unit Award Certificate for Directors
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
Fourth Supplemental Indenture for 3.850% Senior Notes due 2026 between Nasdaq, Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
Third Supplemental Indenture for 1.750% Senior Notes due 2023 between Nasdaq, Inc., Wells Fargo Bank, N.A., and HSBC Bank USA, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
General Release and Retirement Agreement between Nasdaq, Inc. and Lee (January 26, 2016)
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
Credit Agreement among NASDAQ, Inc., Bank of America, N.A., and Lenders (March 17, 2016)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2016
Stock Purchase Agreement among Deutsche Boerse AG, Eurex Frankfurt AG, and Nasdaq, Inc. dated March 9, 2016
Purchase Agreements
Nasdaq, Inc.
Capital Markets
NY
2016
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Certificate for Employee Equity Incentive Plan
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2015
Credit Agreement among The NASDAQ OMX Group, Inc., Bank of America, N.A., and Lenders (November 24, 2014)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2014
Employment Agreement between The NASDAQ OMX Group, Inc. and Hans-Ole Jochumsen (Effective August 5, 2014)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
Employment Agreement between The NASDAQ OMX Group, Inc. and Adena Friedman (2014–2019)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
Second Supplemental Indenture for 4.25% Senior Notes due 2024 between The NASDAQ OMX Group, Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2014
NASDAQ OMX Group, Inc. Amended and Restated Board Compensation Policy (Non-Employee Directors)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2014
Memorandum of Understanding Regarding Severance Payments Between The NASDAQ OMX Group, Inc. and Robert Greifeld
MOUs
Nasdaq, Inc.
Capital Markets
2014
Amendment No. 1 to Credit Agreement among The NASDAQ OMX Group, Inc., Bank of America, N.A., and Lenders
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
Indenture Agreement between The NASDAQ OMX Group, Inc. and Wells Fargo Bank, N.A. dated June 7, 2013
Indenture Agreements
Nasdaq, Inc.
Capital Markets
DE
2013
First Supplemental Indenture for 3.875% Senior Notes due 2021 between The NASDAQ OMX Group, Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
Irrevocable Binding Offer Letter for Purchase of Thomson Reuters Corporate Services Business by The NASDAQ OMX Group, Inc.
Purchase Agreements
Nasdaq, Inc.
Capital Markets
NY
2013
Memorandum of Understanding Regarding Severance Payments Between The NASDAQ OMX Group, Inc. and Robert Greifeld
MOUs
Nasdaq, Inc.
Capital Markets
2013
Employment Agreement between The NASDAQ OMX Group, Inc. and Robert Greifeld (2012)
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2012
Third Amendment to Employment Agreement between The NASDAQ OMX Group, Inc. and Edward S. Knight
Employment Agreements
Nasdaq, Inc.
Capital Markets
NY
2012
Credit Agreement among The NASDAQ OMX Group, Inc., Bank of America, N.A., and Lenders (September 19, 2011)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
The Nasdaq OMX Group, Inc. Amended and Restated Board Compensation Policy (Effective May 26, 2011)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2011
NASDAQ Stockholders’ Agreement between The NASDAQ OMX Group, Inc. and Investor AB dated December 16, 2010
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
NY
2011
NASDAQ OMX Group, Inc. Non-Qualified Stock Option Award Certificate for Employee
Warrant Agreements
Nasdaq, Inc.
Capital Markets
2011
Credit Agreement among The NASDAQ OMX Group, Inc., Lenders, and JPMorgan Chase Bank, N.A. (2010)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2011
Second Supplemental Indenture for 5.250% Senior Notes due 2018 between The NASDAQ OMX Group, Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2010
The NASDAQ OMX Group, Inc. Performance Share Unit Agreement with Robert Greifeld
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
NASDAQ OMX Group, Inc. 2010 Executive Corporate Incentive Plan
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
The Nasdaq OMX Group, Inc. Board Compensation Policy (Amended and Restated July 27, 2010)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2010
The NASDAQ OMX Group, Inc. Nonqualified Stock Option Agreement with Robert Greifeld
Warrant Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
Employment Agreement between OMX AB and Hans-Ole Jochumsen (Executive Vice President Transaction Services Nordics)
Employment Agreements
Nasdaq, Inc.
Capital Markets
2010
Indenture Agreement between The NASDAQ OMX Group, Inc. and Wells Fargo Bank, N.A. dated January 15, 2010
Indenture Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
First Supplemental Indenture to Indenture for 4.00% and 5.55% Senior Notes between The NASDAQ OMX Group, Inc. and Wells Fargo Bank, N.A.
Indenture Agreements
Nasdaq, Inc.
Capital Markets
NY
2010
Credit Agreement among The NASDAQ OMX Group, Inc., Bank of America, N.A., and Lenders (January 15, 2010)
Credit Agreements
Nasdaq, Inc.
Capital Markets
DE
2010
NASDAQ OMX Group, Inc. Restricted Stock Unit Award Agreement with Director
Equity Distribution Agreements
Nasdaq, Inc.
Capital Markets
DE
2009
NASDAQ OMX Group, Inc. 2009 Performance Share Unit Agreement with Robert Greifeld
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
DE
2009
First Amendment to Nasdaq Stockholders’ Agreement between The NASDAQ OMX Group, Inc. and Borse Dubai Limited
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
2009
NASDAQ OMX Group, Inc. Amended and Restated Board Compensation Policy (December 17, 2008)
Compensation Agreements
Nasdaq, Inc.
Capital Markets
2009
NASDAQ OMX Group, Inc. Executive Corporate Incentive Plan (Amended and Restated December 17, 2008)
Bonus & Incentive Agreements
Nasdaq, Inc.
Capital Markets
NY
2009
The NASDAQ OMX Group, Inc. Supplemental Executive Retirement Plan (Amended and Restated as of December 17, 2008)
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2009
Amendment No. 1 to The NASDAQ OMX Group, Inc. Amended and Restated Supplemental Executive Retirement Plan
Retirement Agreements
Nasdaq, Inc.
Capital Markets
2009
The NASDAQ OMX Group, Inc. Supplemental Employer Retirement Contribution Plan (Amended and Restated December 17, 2008)
Retirement Agreements
Nasdaq, Inc.
Capital Markets
NY
2009
Amendment to Employment Agreement between The NASDAQ OMX Group, Inc. and Robert Greifeld
Employment Agreements
Nasdaq, Inc.
Capital Markets
2009
Amendment No. 2 to Employment Agreement between The NASDAQ OMX Group, Inc. and Edward Knight
Employment Agreements
Nasdaq, Inc.
Capital Markets
2009
Share Purchase Agreement between Nord Pool ASA and OMX AB (publ) dated February 21, 2008
Purchase Agreements
Nasdaq, Inc.
Capital Markets
2009
Amendment No. 1 to Credit Agreement and Collateral Agreement by The NASDAQ OMX Group, Inc. and Bank of America, N.A.
Credit Agreements
Nasdaq, Inc.
Capital Markets
NY
2009