MVC CAPITAL, INC. Contracts & Agreements

Satisfaction and Discharge of Indenture, dated December 23, 2020, and relating to the Indenture, dated as of February 26, 2013, as supplemented by the Second Supplemental... (Filed With SEC on December 23, 2020)

Agreement and Plan of Merger, by and among Barings BDC, Inc., MVC Capital, Inc., Mustang Acquisition Sub, Inc., and Barings LLC, dated as of August 10, 2020 (Filed With SEC on August 11, 2020)

Waiver and Thirteenth Amendment to Secured Revolving Credit Agreement Between MVC Capital, Inc. and Branch Banking and Trust Company (Filed With SEC on June 9, 2020)

Settlement Agreement, dated May 27, 2020 (Filed With SEC on June 1, 2020)

Twelfth Amendment to Secured Revolving Credit Agreement (Filed With SEC on September 9, 2019)

First Amendment to Credit and Security Agreement (Filed With SEC on September 9, 2019)

Sixth Amendment to the Credit Agreement between MVC Capital, Inc., Santander Bank, N.A. and Wintrust Bank (Filed With SEC on January 14, 2019)

Eleventh Amended Credit Agreement between MVC Capital, Inc. and Branch Banking and Trust Company (Filed With SEC on September 10, 2018)

Fourth Amendment to the Credit Agreement between MVC Capital, Inc., Santander Bank, N.A. and Wintrust Bank (Filed With SEC on June 11, 2018)

Fifth Amendment to the Credit Agreement between MVC Capital, Inc., Santander Bank, N.A. and Wintrust Bank (Filed With SEC on June 11, 2018)

Form of Amended and Restated Custody Agreement between Registrant and U.S. Bank National Association (Filed With SEC on June 11, 2018)

Form of Amended and Restated Fund Administration Servicing Agreement between Registrant and U.S. Bancorp Fund Services, LLC (Filed With SEC on June 11, 2018)

Form of Amended and Restated Fund Accounting Servicing Agreement between Registrant and U.S. Bancorp Fund Services, LLC (Filed With SEC on June 11, 2018)

Third Amendment to the Credit Agreement between MVC Capital, Inc., Santander Bank, N.A. and Wintrust Bank (Filed With SEC on January 16, 2018)

Satisfaction and Discharge of Indenture, dated January 2, 2018, and relating to the Indenture, dated as of February 26, 2013, as supplemented by the First Supplemental Indenture,... (Filed With SEC on January 4, 2018)

Second Supplemental Indenture, dated November 15, 2017, between the Company and U.S. Bank National Association, as trustee (Filed With SEC on November 15, 2017)

MVC Capital, Inc. $100,000,000 Aggregate Principal Amount of 6.25% Senior Notes due 2022 UNDERWRITING AGREEMENT November 8, 2017 (Filed With SEC on November 9, 2017)

Agreement and Plan of Merger by and among Verengo, Inc., Mace Merger Sub., Inc., U.S. Gas & Electric, Inc., MVC Capital, Inc., James B. Wiser, Crius Energy Trust, and Crius Solar... (Filed With SEC on June 1, 2017)

Form of Lock-Up Agreement (Filed With SEC on June 1, 2017)

Notice of Termination (Filed With SEC on June 1, 2017)

FIRST AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on January 17, 2017)

SEVENTH AMENDMENT TO SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on January 29, 2016)

AMENDMENT TO LOAN AGREEMENT (Filed With SEC on December 1, 2015)

MVC CAPITAL, INC. AMENDMENT TO THE CUSTODY AGREEMENT (Filed With SEC on October 15, 2015)

FEE AND SERVICE SCHEDULE FOR STOCK TRANSFER SERVICES between MVC CAPITAL, INC. and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A. (Filed With SEC on October 15, 2015)

MVC CAPITAL, INC. THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT (Filed With SEC on October 15, 2015)

MVC CAPITAL, INC. THIRD AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT (Filed With SEC on October 15, 2015)

FOURTH AMENDMENT TO SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on October 15, 2015)

FIFTH AMENDMENT TO SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on October 15, 2015)

SIXTH AMENDMENT TO SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on October 15, 2015)

LOAN AGREEMENT Between FIRSTRUST BANK and MVC CAPITAL, INC. Dated: December 30, 2014 (Filed With SEC on October 15, 2015)

AMENDED AND RESTATED LOAN AGREEMENT Between FIRSTRUST BANK and MVC CAPITAL, INC. Dated: June 29, 2015 (Filed With SEC on October 15, 2015)

THIRD AMENDMENT TO SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on September 9, 2014)

SECOND AMENDMENT TO SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on June 6, 2014)

FIRST AMENDMENT TO SECURED REVOLVING CREDIT AGREEMENT AND SECURITY AGREEMENT (Filed With SEC on March 12, 2014)

SECURED REVOLVING CREDIT AGREEMENT dated as of July 31, 2013 among MVC CAPITAL, INC. as Borrower, and BRANCH BANKING AND TRUST COMPANY, as Lender (Filed With SEC on September 9, 2013)

AMENDED AND RESTATED CUSTODY AGREEMENT (Filed With SEC on September 9, 2013)

SUBSCRIPTION AGREEMENT (Filed With SEC on May 3, 2013)

FEE AND SERVICE SCHEDULE FOR STOCK TRANSFER SERVICES between MVC CAPITAL, INC. and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A. (Filed With SEC on September 10, 2012)

MVC CAPITAL, INC. SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT (Filed With SEC on June 11, 2012)

MVC CAPITAL, INC. SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT (Filed With SEC on June 11, 2012)

MVC CAPITAL, INC. AMENDMENT TO THE CUSTODY AGREEMENT (Filed With SEC on June 11, 2012)

CONSENT, WAIVER AND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on January 12, 2012)

Consolidated Financial Statements (Filed With SEC on June 2, 2011)

Cash and cash equivalents (Filed With SEC on September 8, 2009)

Cash and cash equivalents (Filed With SEC on June 4, 2009)

Amendment No. 1 to Credit Agreement (Filed With SEC on December 29, 2008)

SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on June 6, 2008)

CUSTODY AGREEMENT (Filed With SEC on June 6, 2008)

Amendment to Loan Documents (Filed With SEC on December 22, 2005)

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MVC CAPITAL, INC. Contracts & Agreements