MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP Contracts & Agreements

42 Contracts & Agreements
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Filed
Supplement to Commodity Futures Customer Agreement between Morgan Stanley & Co. LLC and Listed Funds (July 25, 2017)
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2017
Amendment No. 1 to Management Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney Spectrum Technical L.P., and Secor Capital Advisors, L.P.
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2016
Morgan Stanley & Co. LLC Listed Derivatives U.S. Treasury Securities Purchase Authorization Agreement with Funds
Purchase Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2015
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2007
Institutional Account Agreement between SECOR Master Fund L.P. and J.P. Morgan Entities
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2017
Foreign Exchange and Bullion Authorization Agreement among JPMorgan Chase Bank, SECOR Capital Advisors, and SECOR Master Fund (July 12, 2017)
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2017
2002 ISDA Master Agreement between JPMorgan Chase Bank, N.A. and Secor Master Fund L.P.
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2017
Management Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney Spectrum Technical L.P., and Fort, L.P. (June 1, 2016)
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2016
Amended and Restated Alternative Investment Selling Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Limited Partnerships
Distribution Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2016
Amended & Restated Master Services Agreement between SS&C Technologies, Inc., Ceres Managed Futures LLC, and Certain Investment Funds
Services Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2015
Management Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney Spectrum Technical L.P., and SECOR Capital Advisors, LP (December 31, 2014)
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2015
Alternative Investment Placement Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Certain Delaware Limited Partnerships
Investment Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2014
Amendment No. 4 to Amended and Restated Management Agreement among Morgan Stanley Smith Barney Spectrum Technical L.P., Ceres Managed Futures LLC, and Campbell & Company, Inc.
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2014
Alternative Investment Placement Agent Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney LLC, and Listed Partnerships (April 1, 2014)
Distribution Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2014
Amendment No. 1 to Management Agreement among Morgan Stanley Smith Barney Spectrum Technical L.P., Ceres Managed Futures LLC, and Blackwater Capital Management LLC
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2014
Amended and Restated Commodity Futures Customer Agreement between Morgan Stanley & Co. LLC and Listed Funds/Accounts
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2013
Amendment No. 3 to Management Agreement among Morgan Stanley Smith Barney Spectrum Technical L.P., Ceres Managed Futures LLC, and Aspect Capital Limited
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2012
Amendment No. 2 to Management Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney Spectrum Technical L.P., and Winton Capital Management Limited
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2012
Management Agreement among Ceres Managed Futures LLC, Morgan Stanley Smith Barney Spectrum Technical L.P., and Blackwater Capital Management LLC
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2011
Amendment No. 3 to Amended and Restated Management Agreement among Morgan Stanley Smith Barney Spectrum Technical L.P., Ceres Managed Futures LLC, and Campbell & Company, Inc.
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2011
Section 302 Certification of Form 10-Q by President of Demeter Management LLC (General Partner of Morgan Stanley Smith Barney Spectrum Technical L.P.)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2009
Section 302 Certification by CFO for Morgan Stanley Smith Barney Spectrum Technical L.P. 10-Q Report
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2009
Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act (Morgan Stanley Smith Barney Spectrum Technical L.P.)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2009
Foreign Exchange and Options Master Agreement between Morgan Stanley & Co. Incorporated, Commodity Pool Limited Partnerships, and Demeter Management Corporation (November 28, 2007)
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2007
Customer FX Prime Brokerage Agreement between Morgan Stanley & Co. Incorporated and Specified Customers
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2007
Management Agreement among Morgan Stanley Spectrum Technical L.P., Demeter Management Corporation, and Aspect Capital Limited
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2007
Management Agreement among Morgan Stanley Spectrum Technical L.P., Demeter Management Corporation, and Rotella Capital Management, Inc.
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2007
Morgan Stanley Spectrum Series Additional Subscription Agreement Update Form (April 2, 2007)
Subscription Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2007
First Amendment to Management Agreement among Morgan Stanley Spectrum Technical L.P., Demeter Management Corporation, and Winton Capital Management Limited
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2006
Amendment No. 2 to Management Agreement among Morgan Stanley Spectrum Technical L.P., Demeter Management Corporation, and Campbell & Company, Inc.
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2006
Amendment No. 3 to Amended and Restated Selling Agreement among Morgan Stanley Spectrum Series L.P.s, Demeter Management Corporation, and Morgan Stanley DW Inc.
Distribution Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2005
Management Agreement among Morgan Stanley Spectrum Technical L.P., Demeter Management Corporation, and Winton Capital Management Limited
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2004
Securities Account Control Agreement among Morgan Stanley Spectrum Technical L.P., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.
Security Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2004
Amendment No. 2 to Morgan Stanley Spectrum Series Amended and Restated Selling Agreement
Modification Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2004
Amendment No. 1 to Morgan Stanley Spectrum Series Amended and Restated Selling Agreement
Modification Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2003
Amended and Restated Customer Agreement between Morgan Stanley Dean Witter Spectrum Technical L.P. and Dean Witter Reynolds Inc.
Services Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2001
Commodity Futures Customer Agreement between Morgan Stanley Dean Witter Spectrum Technical L.P. and Morgan Stanley & Co. Incorporated
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2001
Securities Account Control Agreement among Morgan Stanley Dean Witter Spectrum Technical L.P., Morgan Stanley & Co. Incorporated, and Dean Witter Reynolds Inc.
Security Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2001
Customer Brokerage Services Agreement between Morgan Stanley Dean Witter Spectrum Technical L.P. and Morgan Stanley & Co. International Limited
Services Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2001
Foreign Exchange and Options Master Agreement between Morgan Stanley & Co. Incorporated and Morgan Stanley Dean Witter Spectrum Technical L.P. (April 30, 2000)
Financing Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2001
Amendment to Management Agreement among Morgan Stanley Dean Witter Spectrum Technical L.P., Demeter Management Corporation, and John W. Henry & Company, Inc.
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2001
Amendment to Management Agreement among Morgan Stanley Dean Witter Spectrum Technical L.P., Demeter Management Corporation, and Campbell & Company, Inc.
Management Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
2001