INTL FCStone Inc. Contracts & Agreements

Description of Registrant's Securities (Filed With SEC on November 29, 2024)

Second Amendment dated October 29, 2024, to the Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower, StoneX Group Inc., as a... (Filed With SEC on November 29, 2024)

First Amendment and Limited Waiver dated July 29, 2024 to Third Amended and Restated Credit Agreement, entered into as of July 28, 2022, by and among StoneX Commodity Solutions... (Filed With SEC on November 29, 2024)

Increase R (Filed With SEC on November 29, 2024)

Eighth Amendment dated April 29, 2024, to the Amended and Restated Credit Agreement, dated as of February 22, 2019 (as amended of modified from time to time) by and between StoneX... (Filed With SEC on May 9, 2024)

Assignment and Assumption dated May 8, 2024, entered into by and between Flagstar Bank, N.A. and BOKF, NA dba BOK Financial pertaining to the Amended and Restated Credit... (Filed With SEC on May 9, 2024)

StoneX Group Inc. 2022 Omnibus Incentive Compensation Plan (Filed With SEC on February 6, 2024)

Description of Registrants Securities (Filed With SEC on November 24, 2023)

First Amendment dated October 31, 2023, to the Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower, StoneX Group Inc., as a... (Filed With SEC on November 24, 2023)

Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower, StoneX Group Inc., as a guarantor, BMO Harris Bank N.A., as... (Filed With SEC on February 7, 2023)

Commitment Amount Increase Request, dated December 19, 2022, to the Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower,... (Filed With SEC on February 7, 2023)

Description of Registrants Securities (Filed With SEC on November 29, 2022)

Nineteenth Amendment to Amended and Restated Credit Agreement entered into as of April 1, 2022 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as a... (Filed With SEC on November 29, 2022)

Third Amended and Restated Credit Agreement, entered into as of July 28, 2022, by and among StoneX Commodity Solutions LLC (formerly known as FCStone Merchant Services, LLC), as... (Filed With SEC on August 3, 2022)

Description of Registrants Securities (Filed With SEC on November 29, 2021)

StoneX Group (Filed With SEC on November 29, 2021)

StoneX Group Inc. 2021 Omnibus Incentive Compensation Plan Option Award Agreement (Filed With SEC on November 29, 2021)

StoneX Group Inc. 2021 Omnibus Incentive Compensation Plan Restricted Stock Award Agreement (Filed With SEC on November 29, 2021)

StoneX Group Inc. 2021 Omnibus Incentive Compensation Plan Long Term Incentive Performance-Based Cash Compensation Award Agreement (Filed With SEC on November 29, 2021)

StoneX Group Inc. 2021 Executive Performance Plan (Filed With SEC on November 29, 2021)

StoneX Group Inc. Clawback Policy (Filed With SEC on November 29, 2021)

Fifth Amendment dated as of June 18, 2021, to the Amended and Restated Credit Agreement, dated as of February 22, 2019 by and between StoneX Group Inc. (f/k/a INTL FCStone Inc.)... (Filed With SEC on November 29, 2021)

Eighteenth Amendment to Amended and Restated Credit Agreement entered into as of April 2, 2021 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as a... (Filed With SEC on November 29, 2021)

Fifth Amendment to Amended and Restated Credit Agreement dated as of June 18, 2021, among StoneX Group Inc., a Delaware corporation, the subsidiary guarantors party thereto, the... (Filed With SEC on June 22, 2021)

Description of Registrants Securities (Filed With SEC on December 14, 2020)

Seventeenth Amendment to Amended and Restated Credit Agreement entered into as of April 4, 2019 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as... (Filed With SEC on December 14, 2020)

Second Amended and Restated Credit Agreement, entered into as of January 29, 2020, by and among FCStone Merchant Services, LLC, as Borrower, INTL FCStone Inc., as Guarantor, the... (Filed With SEC on December 14, 2020)

License Agreement, dated August 9, 2007, by and between GAIN Capital Group, LLC and MetaQuotes Software Corp (Filed With SEC on December 14, 2020)

Form of Indemnification Agreement with (Filed With SEC on December 14, 2020)

First Supplemental Indenture, dated as of July 31, 2020, by and among the Company, the Guaranteeing Subsidiaries and the Trustee and Collateral Agent (Filed With SEC on July 31, 2020)

Security and Pledge Agreement, dated as of July 31, 2020, by and among the Company, the Domestic Guaranteeing Subsidiaries and the Collateral Agent (Filed With SEC on July 31, 2020)

Joinder to the Amended and Restated Credit Agreement, dated as of July 31, 2020, by and among the GAIN Guaranteeing Subsidiaries and the Administrative Agent (Filed With SEC on July 31, 2020)

Exhibit 10.1 Agreement and Plan of Merger by and among GAIN Capital Holdings, Inc., INTL FCStone Inc. and Golf Merger Sub I Inc., dated as of February 26, 2020 (Filed With SEC on February 27, 2020)

Description of Registrants Securities (Filed With SEC on December 12, 2019)

Lender Joinder Agreement dated as of October 3, 2019, to the Amended and Restated Credit Agreement, dated as of February 22, 2019 by and between INTL FCStone Inc. as Borrower, the... (Filed With SEC on December 12, 2019)

Lender Joinder Agreement dated as of November 20, 2019, to the Amended and Restated Credit Agreement, dated as of February 22, 2019 by and between INTL FCStone Inc. as Borrower,... (Filed With SEC on December 12, 2019)

Sixteenth Amendment to Amended and Restated Credit Agreement entered into as of April 4, 2019 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as a... (Filed With SEC on December 12, 2019)

Sixth Amendment to Amended and Restated Credit Agreement, entered into as of January 18, 2019, by and among FCStone Merchant Services, LLC, as Borrower, INTL FCStone Inc., as... (Filed With SEC on December 12, 2019)

Seventh Amendment to Amended and Restated Credit Agreement, entered into as of October 16, 2019, by and among FCStone Merchant Services, LLC, as Borrower, INTL FCStone Inc., as... (Filed With SEC on December 12, 2019)

Eighth Amendment to Credit Agreement, made as of February 28, 2019, by and between INTL FCStone Ltd, as Borrower, INTL FCStone Inc., as Guarantor, Bank of America, N.A., as... (Filed With SEC on December 12, 2019)

Ninth Amendment to Credit Agreement, made as of May 7, 2019, by and between INTL FCStone Ltd, as Borrower, INTL FCStone Inc., as Guarantor, Bank of America, N.A., as... (Filed With SEC on December 12, 2019)

Thirteenth Amendment to Amended and Restated Credit Agreement entered into as of January 25, 2018 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc.,... (Filed With SEC on December 12, 2018)

Fourteenth Amendment to Amended and Restated Credit Agreement entered into as of April 5, 2018 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as a... (Filed With SEC on December 12, 2018)

Fifteenth Amendment to Amended and Restated Credit Agreement entered into as of October 24, 2018 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as... (Filed With SEC on December 12, 2018)

Fifth Amendment to Amended and Restated Credit Agreement, entered into as of October 22, 2018, by and among FCStone Merchant Services, LLC, as Borrower, INTL FCStone Inc., as... (Filed With SEC on December 12, 2018)

Sixth Amendment to Credit Agreement, made as of November 7, 2018, by and between INTL FCStone Ltd, as Borrower, INTL FCStone Inc., as Guarantor, Bank of America, N.A., as... (Filed With SEC on December 12, 2018)

Sixth Amendment to Credit Agreement, dated as of October 22, 2018, among the Company, the guarantors party thereto, the lenders party thereto, and Bank of America, N.A., as... (Filed With SEC on October 22, 2018)

Fourth Amendment to Amended and Restated Credit Agreement, entered into as of May 1, 2018, by and among FCStone Merchant Services, LLC, as Borrower, INTL FCStone Inc., as... (Filed With SEC on May 8, 2018)

Fourth Amendment to Credit Agreement entered into as of May 26, 2017 with Bank of America, N.A., as Administrative Agent, Lender, L/C Issuer and Swing Line Lender, Capital One,... (Filed With SEC on December 14, 2017)

Fifth Amendment to Credit Agreement entered into as of November 30, 2017 with Bank of America, N.A., as Administrative Agent, Lender, L/C Issuer and Swing Line Lender, Capital... (Filed With SEC on December 14, 2017)

Tenth Amendment to Amended and Restated Credit Agreement entered into as of April 4, 2017 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as a... (Filed With SEC on December 14, 2017)

Eleventh Amendment to Amended and Restated Credit Agreement entered into as of September 13, 2017 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc.,... (Filed With SEC on December 14, 2017)

Twelfth Amendment to Amended and Restated Credit Agreement entered into as of December 13, 2017 with Bank of Montreal, as Administrative Agent, and BMO Harris Financing, Inc., as... (Filed With SEC on December 14, 2017)

Third Amendment to Amended and Restated Credit Agreement, entered into as of May 19, 2017, by and among FCStone Merchant Services, LLC, as Borrower, INTL FCStone Inc., as... (Filed With SEC on December 14, 2017)

Fifth Amendment to Credit Agreement, made as of November 7, 2017, by and between INTL FCStone Ltd, as Borrower, INTL FCStone Inc., as Guarantor, Bank of America, N.A., as... (Filed With SEC on December 14, 2017)

INTL FCStone Inc. 2017 Restricted Stock Plan (Filed With SEC on February 27, 2017)

Ninth Amendment To Amended and Restated Credit Agreement (Filed With SEC on December 14, 2016)

Amended and Restated Credit Agreement Dated as of March 15, 2016, among FCStone Merchant Services, LLC, The Guarantors from time to time parties hereto, the Lenders from time to... (Filed With SEC on December 14, 2016)

First Amendment To Amended and Restated Credit Agreement (Filed With SEC on December 14, 2016)

Second Amendment To Amended and Restated Credit Agreement (Filed With SEC on December 14, 2016)

THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on December 14, 2016)

FOURTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on December 14, 2016)

LENDER JOINDER AGREEMENT (Filed With SEC on August 3, 2016)

THIRD AMENDMENT TO CREDIT AGREEMENT Dated as of March 18, 2016 among INTL FCSTONE INC., as Borrower, THE SUBSIDIARIES OF INTL FCSTONE INC. IDENTIFIED HEREIN, as the Guarantors,... (Filed With SEC on March 23, 2016)

AMENDMENT TO SECURED CLEARANCE ADVANCE FACILITY AGREEMENT (Filed With SEC on January 8, 2016)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on November 10, 2015)

SECOND AMENDMENT TO CREDIT AGREEMENT AND CONSENT (Filed With SEC on May 18, 2015)

Loan Authorization Agreement (Filed With SEC on May 11, 2015)

Seventh Amendment To Credit Agreement (Filed With SEC on April 27, 2015)

Seventh Amendment To Amended and Restated Credit Agreement (Filed With SEC on April 3, 2015)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on November 14, 2014)

PARTNERSHIP INTEREST PURCHASE AGREEMENT dated as of November 12, 2014, by and among INTL FCStone Inc., and INTL FCStone Hudson LLC, as Buyers, G.X. Clarke & Co., the Partners of... (Filed With SEC on November 14, 2014)

Sixth Amendment To Credit Agreement (Filed With SEC on May 5, 2014)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on April 22, 2014)

Sixth Amendment To Amended and Restated Credit Agreement (Filed With SEC on April 11, 2014)

CREDIT AGREEMENT Dated as of November 15, 2013 among INTL FCSTONE LTD., as the Borrower, and INTL GLOBAL CURRENCIES LTD AND ANY OTHER SUBSIDIARIES OF THE BORROWER THAT BECOME... (Filed With SEC on November 21, 2013)

CREDIT AGREEMENT Dated as of September 20, 2013 among INTL FCSTONE INC., as Borrower, THE SUBSIDIARIES OF THE INTL FCSTONE INC. IDENTIFIED HEREIN, as the Guarantors, BANK OF... (Filed With SEC on September 24, 2013)

Fifth Amendment To Credit Agreement and First Amendment to Security Agreement (Filed With SEC on August 5, 2013)

INTL FCSTONE INC. as Issuer INDENTURE Dated as of July 22, 2013 THE BANK OF NEW YORK MELLON as Trustee CROSS-REFERENCE TABLETIA SectionIndenture... (Filed With SEC on July 23, 2013)

UNDERWRITING AGREEMENT $40,000,000 INTL FCStone Inc. 8.5% Senior Notes due 2020 Underwriting Agreement (Filed With SEC on July 17, 2013)

Fourth Amendment To Credit Agreement (Filed With SEC on June 4, 2013)

SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, AGENCY TRANSFER AND ASSIGNMENT AGREEMENT AND AMENDMENT TO INTERCREDITOR AGREEMENT (Filed With SEC on May 2, 2013)

Fifth Amendment To Amended and Restated Credit Agreement (Filed With SEC on April 16, 2013)

FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on February 1, 2013)

RETIREMENT AND CONSULTING AGREEMENT (Filed With SEC on December 12, 2012)

FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on September 20, 2012)

Second Amendment To Credit Agreement (Filed With SEC on September 19, 2012)

Credit Agreement Dated as of August 10, 2012, among FCStone Merchant Services, LLC, The Guarantors from time to time parties hereto, the Lenders from time to time parties hereto,... (Filed With SEC on August 15, 2012)

Fourth Amendment To Amended and Restated Credit Agreement (Filed With SEC on April 13, 2012)

Second Amendment To Credit Agreement (Filed With SEC on October 14, 2011)

SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on September 26, 2011)

Third Amendment To Amended and Restated Credit Agreement (Filed With SEC on June 23, 2011)

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of September 22, 2010 among INTL COMMODITIES, INC., as Borrower, BNP PARIBAS, as Administrative Agent, Collateral Agent, an Issuing... (Filed With SEC on September 28, 2010)

PURCHASE AGREEMENT by and among FCSTONE GROUP, INC., HANLEY GROUP HOLDINGS, LLC d/b/a HANLEY GROUP CAPITAL, HGC TRADING, LLC, HGC ASSET MANAGEMENT, LLC, HGC ADVISORY SERVICES,... (Filed With SEC on July 7, 2010)

OPTION AGREEMENT (Filed With SEC on July 7, 2010)

STOCK PURCHASE AGREEMENT (Filed With SEC on April 5, 2010)

UNCOMMITTED CREDIT AGREEMENT Dated as of April 30, 2007 (Filed With SEC on July 27, 2009)

FIFTH AMENDMENT TO CREDIT AGREEMENT AND AGREEMENT REGARDING DEPARTING LENDERS (Filed With SEC on July 27, 2009)

AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on July 27, 2009)

FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on July 27, 2009)

CREDIT AND SECURITY AGREEMENT (Filed With SEC on July 27, 2009)

FIRST AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on July 27, 2009)

SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on July 27, 2009)

AGREEMENT AND PLAN OF MERGER BY AND AMONG (Filed With SEC on July 2, 2009)

SUPPORT AGREEMENT (Filed With SEC on July 2, 2009)

THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN RESTRICTIONS CONTAINED HEREIN AND TO RESALERESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENT (Filed With SEC on July 2, 2009)

FRAMEWORK AGREEMENT (Filed With SEC on May 7, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 15, 2006)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 15, 2006)

- 2 - (Filed With SEC on September 15, 2006)

LOCK-UP AGREEMENT (Filed With SEC on September 15, 2006)

Dated June 30, 2006 (1) BALTIMORE PLC (2) BALTIMORE (BERMUDA) LIMITED (3) INTERNATIONAL ASSETS HOLDINGS CORPORATION SHARE ACQUISITION AND SUBSCRIPTIONAGREEMENT relating to... (Filed With SEC on July 7, 2006)

DATED 2006 BALTIMORE PLC WARRANT INSTRUMENT creating28,370,000 million Warrants 2011 (Filed With SEC on July 7, 2006)

Jones Day 21 Tudor Street London EC4Y 0DJ Tel: +44 20 7039 5959 Fax: +44 20 7039 5999 (Filed With SEC on July 7, 2006)

ACQUISITION AGREEMENT (Filed With SEC on July 1, 2004)

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INTL FCStone Inc. Contracts & Agreements