Horizon Technology Finance Corp Contracts & Agreements

Note Purchase Agreement, dated as of October 17, 2024, by and among the Company and the Purchasers (Filed With SEC on October 18, 2024)

Note Funding Agreement, dated as of June 21, 2024, by and among Horizon Funding II, LLC, as issuer, and the Initial Purchasers (as defined therein) (Filed With SEC on June 24, 2024)

Indenture, dated as of June 21, 2024, by and among Horizon Funding II, LLC, as issuer, U.S. Bank Trust Company, National Association, as trustee, and U.S. Bank National... (Filed With SEC on June 24, 2024)

Amendment No. 2 to Second Amended and Restated Sale and Servicing Agreement, dated as of June 20, 2024, by and among Horizon Credit II LLC, as buyer, the Company, as originator... (Filed With SEC on June 21, 2024)

Amendment No. 2 to Second Amended and Restated Loan and Security Agreement, dated as of June 20, 2024, by and among Horizon Credit II LLC, as borrower, the lenders that are... (Filed With SEC on June 21, 2024)

Fourth Supplemental Indenture, dated as of May 6, 2024, by and among Horizon Funding I, LLC, the issuer, and U.S. Bank Trust Company, National Association (Filed With SEC on May 10, 2024)

Fourth Amended and Restated Note Funding Agreement, dated as of May 6, 2024, by and among Horizon Funding I, LLC, the issuer, and the Initial Purchasers (as defined therein) (Filed With SEC on May 10, 2024)

Amendment No. 5 to Sale and Servicing Agreement, dated as of May 6, 2024, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Loan Fund I LLC, the originator and... (Filed With SEC on May 10, 2024)

Description of Securities (Filed With SEC on February 27, 2024)

Equity Distribution Agreement. Dated September 22, 2023, by and among Horizon Technology Finance Corporation, Horizon Technology Finance Management, LLC, Goldman Sachs & Co. LLC... (Filed With SEC on September 22, 2023)

Investment Management Agreement, effective as of June 30, 2023, by and between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (Filed With SEC on July 5, 2023)

Amendment No. 1 to Second Amended and Restated Sale and Servicing Agreement, dated as of June 29, 2023, by and among Horizon Credit II LLC, as buyer, the Company, as originator... (Filed With SEC on June 30, 2023)

Amendment No. 1 to Second Amended and Restated Loan and Security Agreement, dated as of June 29, 2023, by and among Horizon Credit II LLC, as borrower, the lenders that are... (Filed With SEC on June 30, 2023)

Underwriting Agreement, dated May 30, 2023, among Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC and Morgan Stanley & Co. LLC, as representative... (Filed With SEC on June 5, 2023)

Third Supplemental Indenture, dated as of May 24, 2023, by and among Horizon Funding I, LLC, the issuer, and U.S. Bank Trust Company, National Association (Filed With SEC on May 25, 2023)

Third Amended and Restated Note Funding Agreement, dated as of May 24, 2023, by and among Horizon Funding I, LLC, the issuer, and the Initial Purchasers (as defined therein) (Filed With SEC on May 25, 2023)

Amendment No. 4 to Sale and Servicing Agreement, dated as of May 24, 2023, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, the originator and... (Filed With SEC on May 25, 2023)

Description of Securities (Filed With SEC on February 28, 2023)

Administration Agreement, dated as of November 9, 2022, by and among Horizon Funding Trust 2022-1, as issuer, the Company, as administrator, Wilmington Trust, National... (Filed With SEC on November 14, 2022)

Amended and Restated Trust Agreement, dated as of November 9, 2022, by and among Horizon Funding 2022-1 LLC, as the trust depositor, and Wilmington Trust, National Association, as... (Filed With SEC on November 14, 2022)

Sale and Servicing Agreement, dated as of November 9, 2022, by and among the Company, as the seller and as the servicer, Horizon Funding Trust 2022-1, as the issuer, Horizon... (Filed With SEC on November 14, 2022)

Sale and Contribution Agreement, dated as of November 9, 2022, by and among the Company, as the seller, and Horizon Funding 2022-1 LLC, as the trust depositor (Filed With SEC on November 14, 2022)

Indenture, dated as of November 9, 2022, by and among Horizon Funding Trust 2022-1, as the issuer, U.S. Bank National Association, as the trustee, and U.S. Bank National... (Filed With SEC on November 14, 2022)

Note Purchase Agreement, dated as of October 26, 2022, by and among the Company, Horizon Funding Trust 2022-1, the issuer, Horizon Funding 2022-1 LLC, the trust depositor, and... (Filed With SEC on November 14, 2022)

Fourth Supplemental Indenture, dated as of June 15, 2022 between the Registrant and U.S. Bank Trust Company, National Association (Filed With SEC on June 15, 2022)

Underwriting Agreement, dated as of June 8, 2022, by and among Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC and Keefe, Bruyette & Woods, Inc (Filed With SEC on June 13, 2022)

Underwriting Agreement, dated March 9, 2022, among Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC and Morgan Stanley & Co. LLC, as... (Filed With SEC on March 14, 2022)

Description of Securities (Filed With SEC on March 1, 2022)

Second Supplemental Indenture, dated as of February 25, 2022, by and between Horizon Funding I, LLC, the issuer, and U.S. Bank Trust Company, National Association (Filed With SEC on February 28, 2022)

Amendment No. 3 to Sale and Servicing Agreement, dated as of February 25, 2022, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator... (Filed With SEC on February 28, 2022)

Second Amended and Restated Note Funding Agreement, dated as of February 25, 2022, between Horizon Funding I, LLC, the issuer, and the Initial Purchasers (as defined therein) (Filed With SEC on February 28, 2022)

Equity Distribution Agreement. Dated August 2, 2021, by and among Horizon Technology Finance Corporation, Horizon Technology Finance Management, LLC, Goldman Sachs & Co. LLC and... (Filed With SEC on August 2, 2021)

Second Amended and Restated Sales and Servicing Agreement (Filed With SEC on June 23, 2021)

Second Amended and Restated Loan and Security Agreement (Filed With SEC on June 23, 2021)

Third Supplemental Indenture, dated as of March 30, 2021 between the Registrant and U.S. Bank National Association (incorporated by reference to Exhibit 4.2 of the Companys... (Filed With SEC on March 30, 2021)

Underwriting Agreement, dated as of March 23, 2021, by and among Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC and Keefe, Bruyette & Woods, Inc (Filed With SEC on March 25, 2021)

Form of Equity Distribution Agreement (Filed With SEC on July 31, 2020)

Seventh Amendment to the Amended and Restated Loan and Security Agreement, dated as of June 29, 2020, among Horizon Credit II LLC, as borrower, the Lenders party thereto, and... (Filed With SEC on June 30, 2020)

Sale and Servicing Agreement, dated as of June 1, 2018, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator and seller, Horizon... (Filed With SEC on June 26, 2020)

Amendment No. 1 to Sale and Servicing Agreement, dated as of June 19, 2019, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator and... (Filed With SEC on June 26, 2020)

Amendment No. 2 to Sale and Servicing Agreement, dated as of June 5, 2020, by and among Horizon Funding I, LLC, the issuer, Horizon Secured Lending Fund I LLC, as originator and... (Filed With SEC on June 26, 2020)

Amended and Restated Note Funding Agreement, dated as of June 5, 2020, between Horizon Funding I, LLC, the issuer, and the Initial Purchasers (as defined therein) (Filed With SEC on June 26, 2020)

Indenture, dated as of June 1, 2018, by and between Horizon Funding I, LLC, the issuer, and U.S. Bank National Association (Filed With SEC on June 26, 2020)

Supplemental Indenture, dated as of June 5, 2020, by and between Horizon Funding I, LLC, the issuer, and U.S. Bank National Association (Filed With SEC on June 26, 2020)

Description of Securities (Filed With SEC on March 3, 2020)

Note Purchase Agreement, dated as of August 6, 2019, by and among the Company, Horizon Funding Trust 2019-1, the Issuer, Horizon Funding 2019-1 LLC, the Trust Depositor, and... (Filed With SEC on August 13, 2019)

Indenture, dated as of August 13, 2019, by and between Horizon Funding Trust 2019-1, as the Issuer, and US Bank National Association, as the Trustee (Filed With SEC on August 13, 2019)

Sale and Contribution Agreement, dated as of August 13, 2019, by and between the Company, as the Seller, and Horizon Funding 2019-1 LLC, as the Trust Depositor (Filed With SEC on August 13, 2019)

Administration Agreement, dated as of August 13, 2019, among Horizon Funding Trust 2019-1, as Issuer, the Company, as Administrator, Wilmington Trust, National Association, as... (Filed With SEC on August 13, 2019)

Amended and Restated Trust Agreement, dated as of August 13, 2019, Horizon Funding 2019-1 LLC, as the Trust Depositor, and Wilmington Trust, National Association, as the Owner... (Filed With SEC on August 13, 2019)

Sale and Servicing Agreement, dated as of August 13, 2019, by and among the Company, as the Seller and as the Servicer, Horizon Funding Trust 2019-1, as the Issuer, Horizon... (Filed With SEC on August 13, 2019)

Form of Equity Distribution Agreement (Filed With SEC on August 2, 2019)

Form of Investment Management Agreement effective March 7, 2019, by and between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (Filed With SEC on March 8, 2019)

Amendment No. 3 to Amended and Restated Loan Agreement, dated as of December 28, 2018, by and among Horizon Credit II LLC, as the borrower, State Bank and Trust Company (successor... (Filed With SEC on March 5, 2019)

Amendment No. 2 to Amended and Restated Loan Agreement, dated as of April 6, 2018, by and among Horizon Credit II LLC, as borrower, State Bank and Trust Company, as lender, MUFG... (Filed With SEC on May 1, 2018)

Amendedand RestateD INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on August 5, 2014)

EXHIBIT 10.16 (Filed With SEC on March 11, 2014)

EXHIBIT 10.15 (Filed With SEC on March 11, 2014)

EXHIBIT 10.14 (Filed With SEC on March 11, 2014)

HORIZONFUNDING Trust 2013-1 Notes U.S. $90,000,000 OF 3.00% ASSET-BACKEDNOTES NOTE PURCHASE AGREEMENT (Filed With SEC on August 6, 2013)

SALE AND CONTRIBUTION AGREEMENT by and between HORIZON TECHNOLOGY FINANCE CORPORATION, as the Seller and HORIZON FUNDING 2013-1 LLC, as the Trust Depositor Dated as of June 28,... (Filed With SEC on August 6, 2013)

SALE AND SERVICING AGREEMENT by and among HORIZON FUNDING TRUST2013-1, as the Issuer, HORIZON FUNDING 2013-1LLC, as the Trust Depositor, HORIZON TECHNOLOGYFINANCE CORPORATION as... (Filed With SEC on August 6, 2013)

AMENDED AND RESTATED TRUST AGREEMENT by and between HORIZON FUNDING 2013-1 LLC, as the Trust Depositor and WILMINGTON TRUST, NATIONALASSOCIATION, as the Owner Trustee Dated as of... (Filed With SEC on August 6, 2013)

INDENTURE by and between HORIZON FUNDING TRUST 2013-1, as the Issuer, and U.S. BANK NATIONAL ASSOCIATION, as the Trustee Dated as of June 28, 2013 (Filed With SEC on August 6, 2013)

PROMISSORYNOTE (Filed With SEC on June 3, 2013)

THIRDAMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 28, 2013)

Dated as of August 23, 2012 (Filed With SEC on August 23, 2012)

LOAN AND SECURITY AGREEMENT by and among HORIZON CREDIT III LLC as Borrower, THE LENDERS THAT ARE SIGNATORIES HERETO as the Lenders, and FORTRESS CREDIT CO LLC as Administrative... (Filed With SEC on August 23, 2012)

$30,000,000 HORIZON TECHNOLOGY FINANCE CORPORATION 7.375% Senior Notes due 2019 UNDERWRITING AGREEMENT (Filed With SEC on March 22, 2012)

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Horizon Technology Finance Corp Contracts & Agreements