Hilltop Securities Holdings LLC Contracts & Agreements
36 Contracts & Agreements
- Business Finance (19 contracts)
- Business Operations (1)
- Human Resources (6)
- Mergers & Acquisitions (1)
- Uncategorized (9)
- TRANSITION AGREEMENT AND RELEASE (Filed With SEC on November 14, 2014)
- SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN (Filed With SEC on September 5, 2014)
- SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (AUGUST 2014) (Filed With SEC on September 5, 2014)
- AGREEMENT AND PLAN OF MERGER by and among SWS GROUP, INC. HILLTOP HOLDINGS INC. and PERUNA LLC Dated as of March 31, 2014 TABLE OF CONTENTS (Filed With SEC on April 3, 2014)
- SWS Group, Inc. 1201Elm Street, Suite 3500 Dallas, Texas 75270 (Filed With SEC on April 3, 2014)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (Filed With SEC on February 8, 2012)
- WARRANT to purchase 8,695,652 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a... (Filed With SEC on August 1, 2011)
- WARRANT to purchase 8,419,148 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a... (Filed With SEC on August 1, 2011)
- WARRANT to purchase 276,504 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a... (Filed With SEC on August 1, 2011)
- INVESTORS RIGHTS AGREEMENT between SWS GROUP, INC., HILLTOP HOLDINGS INC. OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III, L.P. Dated as ofJuly... (Filed With SEC on August 1, 2011)
- $100,000,000 CREDIT AGREEMENT among SWSGROUP, INC., as Borrower, The Subsidiaries of SWS Group, Inc. from Time to Time Parties Hereto, asGuarantors, The Several Lenders from Time... (Filed With SEC on August 1, 2011)
- WARRANT to purchase Shares ofCommon Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of[ ] SWS GROUP, INC. a Delaware Corporation (Filed With SEC on March 21, 2011)
- INVESTORS RIGHTS AGREEMENT between SWS GROUP, INC., HILLTOP HOLDINGS INC. OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III, L.P. Dated as of [___]... (Filed With SEC on March 21, 2011)
- FUNDING AGREEMENT dated as of March 20, 2011 between SWS GROUP, INC., HILLTOP HOLDINGS INC., OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III,... (Filed With SEC on March 21, 2011)
- $100,000,000 CREDIT AGREEMENT among SWSGROUP, INC., as Borrower, The Subsidiaries of SWS Group, Inc. from Time to Time Parties Hereto, asGuarantors, The Several Lenders from Time... (Filed With SEC on March 21, 2011)
- UNITED STATES OF AMERICA Before the OFFICE OF THRIFT SUPERVISION (Filed With SEC on February 9, 2011)
- UNITED STATES OF AMERICA Before the OFFICE OF THRIFT SUPERVISION (Filed With SEC on February 9, 2011)
- SWS GROUP, INC. (Filed With SEC on December 4, 2009)
- EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on September 12, 2007)
- ASSET PURCHASE AGREEMENT DATED FEBRUARY 16, 2006 BY AND AMONG (Filed With SEC on May 10, 2006)
- Description of the Cash Bonus Program of SWS Group, Inc. (Filed With SEC on September 20, 2005)
- Cash Bonus Compensation Paid to Named Executive Officers (Filed With SEC on September 20, 2005)
- AGREEMENT (Filed With SEC on September 16, 2005)
- AGREEMENT (Filed With SEC on September 16, 2005)
- LOAN AND SECURITY AGREEMENT by and between (Filed With SEC on June 14, 2005)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on March 3, 2005)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (Filed With SEC on March 3, 2005)
- Description of Director Compensation Arrangement (Filed With SEC on February 9, 2005)
- ACTION REQUIRED: MUST BE RETURNEDBY (Filed With SEC on November 12, 2004)
- Description of the Cash Bonus Program of SWS Group, Inc. (Filed With SEC on November 2, 2004)
- SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on May 6, 2004)
- SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR KEY EMPLOYEES (Filed With SEC on May 6, 2004)
- SWS GROUP, INC. (Filed With SEC on May 6, 2004)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on May 6, 2004)
- SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (Filed With SEC on May 6, 2004)
- SWS GROUP, INC. AND DAVID GLATSTEIN (Filed With SEC on September 26, 2002)
