Hilltop Securities Holdings LLC Contracts & Agreements

36 Contracts & Agreements
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TRANSITION AGREEMENT AND RELEASE
Transition Agreements
Hilltop Securities Holdings LLC
2014
SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
Stock Agreements
Hilltop Securities Holdings LLC
TX
2014
SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (AUGUST 2014)
Stock Agreements
Hilltop Securities Holdings LLC
TX
2014
AGREEMENT AND PLAN OF MERGER by and among SWS GROUP, INC. HILLTOP HOLDINGS INC. and PERUNA LLC Dated as of March 31, 2014 TABLE OF CONTENTS
Merger Agreements
Hilltop Securities Holdings LLC
TX
2014
SWS Group, Inc. 1201Elm Street, Suite 3500 Dallas, Texas 75270
Hilltop Securities Holdings LLC
2014
SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES
Stock Agreements
Hilltop Securities Holdings LLC
TX
2012
WARRANT to purchase 8,695,652 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a...
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
WARRANT to purchase 8,419,148 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a...
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
WARRANT to purchase 276,504 Shares of Common Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of July 29, 2011 SWS GROUP, INC. a...
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
INVESTORS RIGHTS AGREEMENT between SWS GROUP, INC., HILLTOP HOLDINGS INC. OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III, L.P. Dated as ofJuly...
Investor Rights Agreements
Hilltop Securities Holdings LLC
DE
2011
$100,000,000 CREDIT AGREEMENT among SWSGROUP, INC., as Borrower, The Subsidiaries of SWS Group, Inc. from Time to Time Parties Hereto, asGuarantors, The Several Lenders from Time...
Credit Agreements
Hilltop Securities Holdings LLC
DE
2011
WARRANT to purchase Shares ofCommon Stock (or Series A Preferred Stock, in certain circumstances in accordance herewith) dated as of[ ] SWS GROUP, INC. a Delaware Corporation
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
INVESTORS RIGHTS AGREEMENT between SWS GROUP, INC., HILLTOP HOLDINGS INC. OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III, L.P. Dated as of [___]...
Investor Rights Agreements
Hilltop Securities Holdings LLC
2011
FUNDING AGREEMENT dated as of March 20, 2011 between SWS GROUP, INC., HILLTOP HOLDINGS INC., OAK HILL CAPITAL PARTNERS III, L.P., and OAK HILL CAPITAL MANAGEMENT PARTNERS III,...
Management Agreements
Hilltop Securities Holdings LLC
DE
2011
$100,000,000 CREDIT AGREEMENT among SWSGROUP, INC., as Borrower, The Subsidiaries of SWS Group, Inc. from Time to Time Parties Hereto, asGuarantors, The Several Lenders from Time...
Credit Agreements
Hilltop Securities Holdings LLC
DE
2011
UNITED STATES OF AMERICA Before the OFFICE OF THRIFT SUPERVISION
Hilltop Securities Holdings LLC
2011
UNITED STATES OF AMERICA Before the OFFICE OF THRIFT SUPERVISION
Hilltop Securities Holdings LLC
2011
SWS GROUP, INC.
Hilltop Securities Holdings LLC
NY
2009
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Hilltop Securities Holdings LLC
TX
2007
ASSET PURCHASE AGREEMENT DATED FEBRUARY 16, 2006 BY AND AMONG
Purchase Agreements
Hilltop Securities Holdings LLC
SD
2006
Description of the Cash Bonus Program of SWS Group, Inc.
Bonus & Incentive Agreements
Hilltop Securities Holdings LLC
2005
Cash Bonus Compensation Paid to Named Executive Officers
Bonus & Incentive Agreements
Hilltop Securities Holdings LLC
2005
AGREEMENT
Hilltop Securities Holdings LLC
2005
AGREEMENT
Hilltop Securities Holdings LLC
2005
LOAN AND SECURITY AGREEMENT by and between
Loan Agreements
Hilltop Securities Holdings LLC
2005
SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR NON-EMPLOYEE DIRECTORS
Stock Agreements
Hilltop Securities Holdings LLC
TX
2005
SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES
Stock Agreements
Hilltop Securities Holdings LLC
2005
Description of Director Compensation Arrangement
Compensation Agreements
Hilltop Securities Holdings LLC
2005
ACTION REQUIRED: MUST BE RETURNEDBY
Hilltop Securities Holdings LLC
TX
2004
Description of the Cash Bonus Program of SWS Group, Inc.
Bonus & Incentive Agreements
Hilltop Securities Holdings LLC
2004
SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR NON-EMPLOYEE DIRECTORS
Stock Agreements
Hilltop Securities Holdings LLC
2004
SOUTHWEST SECURITIES GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT FOR KEY EMPLOYEES
Stock Agreements
Hilltop Securities Holdings LLC
2004
SWS GROUP, INC.
Hilltop Securities Holdings LLC
2004
SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR NON-EMPLOYEE DIRECTORS
Stock Agreements
Hilltop Securities Holdings LLC
2004
SWS GROUP, INC. 2003 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT FOR EMPLOYEES
Stock Agreements
Hilltop Securities Holdings LLC
2004
SWS GROUP, INC. AND DAVID GLATSTEIN
Hilltop Securities Holdings LLC
TX
2002