Hilltop Securities Holdings LLC Business Finance Contracts & Agreements

19 Contracts & Agreements
Browse by Subcategory
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Waiver and Consent Letter Regarding Merger Agreement among SWS Group, Inc., Oak Hill Capital Partners, and Affiliates
Waiver Agreements
Hilltop Securities Holdings LLC
2014
SWS Group, Inc. 2003 Restricted Stock Plan Agreement for Employees
Stock Agreements
Hilltop Securities Holdings LLC
TX
2012
$100,000,000 Credit Agreement among SWS Group, Inc., Subsidiaries, Lenders, and Hilltop Holdings Inc. (Administrative Agent) dated July 29, 2011
Credit Agreements
Hilltop Securities Holdings LLC
DE
2011
Investor Rights Agreement among SWS Group, Inc., Hilltop Holdings Inc., and Oak Hill Capital Entities (July 29, 2011)
Investor Rights Agreements
Hilltop Securities Holdings LLC
DE
2011
Warrant Agreement to Purchase 276,504 Shares of Common Stock by SWS Group, Inc. (July 29, 2011)
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
SWS Group, Inc. Warrant Agreement to Purchase 8,419,148 Shares of Common Stock (July 29, 2011)
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
Warrant Agreement to Purchase up to 8,695,652 Shares of Common Stock – SWS Group, Inc. and Hilltop Holdings Inc.
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
$100,000,000 Credit Agreement among SWS Group, Inc., Subsidiaries, Lenders, and Administrative Agent (2011)
Credit Agreements
Hilltop Securities Holdings LLC
DE
2011
Funding Agreement among SWS Group, Inc., Hilltop Holdings Inc., and Oak Hill Capital Partners III, L.P.
Funding Agreements
Hilltop Securities Holdings LLC
DE
2011
Investor Rights Agreement among SWS Group, Inc., Hilltop Holdings Inc., and Oak Hill Capital Entities
Investor Rights Agreements
Hilltop Securities Holdings LLC
DE
2011
Warrant Agreement to Purchase Common or Series A Preferred Stock – SWS Group, Inc.
Warrant Agreements
Hilltop Securities Holdings LLC
NY
2011
SWS Group, Inc. Common Stock Purchase Agreement with Merrill Lynch and Underwriters (December 3, 2009)
Purchase Agreements
Hilltop Securities Holdings LLC
NY
2009
Asset Purchase Agreement among Regional Acceptance Corporation, FSB Financial, Ltd., Southwest Securities, FSB, FSBF, LLC, and Steven Burke (February 16, 2006)
Purchase Agreements
Hilltop Securities Holdings LLC
SD
2006
$75,000,000 Loan and Security Agreement between Wells Fargo Financial Preferred Capital, Inc. and FSB Financial, Ltd. dated June 8, 2005
Loan Agreements
Hilltop Securities Holdings LLC
IA
2005
SWS Group, Inc. Amended Restricted Stock Agreement for Employees under 2003 Restricted Stock Plan
Equity Distribution Agreements
Hilltop Securities Holdings LLC
TX
2005
SWS Group, Inc. Amended Restricted Stock Agreement for Non-Employee Directors
Equity Distribution Agreements
Hilltop Securities Holdings LLC
TX
2005
SWS Group, Inc. Non-Qualified Stock Option Agreement for Employees
Stock Agreements
Hilltop Securities Holdings LLC
TX
2004
Southwest Securities Group, Inc. Nonqualified Stock Option Agreement for Key Employees
Warrant Agreements
Hilltop Securities Holdings LLC
TX
2004
Southwest Securities Group, Inc. Nonqualified Stock Option Agreement for Non-Employee Directors
Warrant Agreements
Hilltop Securities Holdings LLC
TX
2004