Hilltop Holdings Inc. Contracts & Agreements

Transition and Release Agreement by and between Hilltop Holdings Inc. and Jerry L. Schaffner, dated as of May 1, 2024 (Filed With SEC on May 3, 2024)

First Amendment to Employment Agreement by and between Hilltop Holdings Inc. and Steve Thompson, dated as of December 30, 2022 (Filed With SEC on January 4, 2023)

Second Amendment to Employment Agreement by and between Hilltop Holdings Inc. and William B. Furr, dated as of August 30, 2022 (Filed With SEC on August 31, 2022)

First Amendment to Hilltop Holdings Inc. Employee Stock Purchase Plan (Filed With SEC on July 22, 2022)

First Amendment to Employment Agreement by and between Hilltop Holdings Inc. and Martin B. Winges, dated as of March 31, 2022, but effective as of February 19, 2022 (Filed With SEC on April 5, 2022)

First Amendment to Hilltop Plaza Co-Owners Agreement, by and among Diamond Hillcrest, LLC, HTH Hillcrest Project LLC and SPC Park Plaza Partners, LLC, dated as of December 31, 2021 (Filed With SEC on February 15, 2022)

First Amendment to Office Lease between SPC Park Plaza Partners, LLC, Diamond Hillcrest, LLC, and HTH Hillcrest Project LLC, as Co-Owners, and Hilltop Holdings Inc., as Tenant,... (Filed With SEC on February 15, 2022)

First Amendment to Retail Lease between SPC Park Plaza Partners, LLC, Diamond Hillcrest, LLC, and HTH Hillcrest Project LLC, as Co-Owners, and PlainsCapital Bank, as Tenant, dated... (Filed With SEC on February 15, 2022)

Compensation arrangement of Jeremy B. Ford (Filed With SEC on April 26, 2021)

Form of Restricted Stock Unit Award Agreement (Performance-Based) for awards beginning in 2021 (Filed With SEC on April 26, 2021)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Section 16 Officers) for awards beginning in 2021 (Filed With SEC on April 26, 2021)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Non-Section 16 Officers) for awards beginning in 2021 (Filed With SEC on April 26, 2021)

Description of the Registrants Securities (Filed With SEC on February 17, 2021)

First Amendment, dated June 30, 2020, to Stock Purchase Agreement by and among Hilltop Holdings Inc., ARC Insurance Holdings, Inc., Align NL Holdings, LLC and, for limited... (Filed With SEC on July 1, 2020)

Underwriting Agreement, dated as of May 7, 2020, by and among Hilltop Holdings Inc., Piper Sandler & Co. and U.S. Bancorp Investments, Inc (Filed With SEC on May 13, 2020)

Indenture, dated as of May 11, 2020, between Hilltop Holdings Inc., as Issuer, and U.S. Bank National Association, as Trustee (Filed With SEC on May 13, 2020)

First Supplemental Indenture, dated as of May 11, 2020, between Hilltop Holdings Inc., as Issuer, and U.S. Bank National Association, as Trustee (Filed With SEC on May 13, 2020)

Second Supplemental Indenture, dated as of May 11, 2020, between Hilltop Holdings Inc., as Issuer, and U.S. Bank National Association, as Trustee (Filed With SEC on May 13, 2020)

Form of Restricted Stock Unit Award Agreement (Performance-Based Vesting) for awards beginning (Filed With SEC on May 5, 2020)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Section 16 Officers) for (Filed With SEC on May 5, 2020)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Non-Section 16 Officers) (Filed With SEC on May 5, 2020)

Description of the Registrants Securities (Filed With SEC on February 27, 2020)

Compensation arrangement of Jeremy B. Ford (Filed With SEC on February 27, 2020)

Stock Purchase Agreement by and among Hilltop Holdings Inc., ARC Insurance Holdings, Inc., Align NL Holdings, LLC and, for limited purposes set forth therein, Align Financial... (Filed With SEC on February 5, 2020)

Indenture, dated as of December 6, 2019, by and between Hilltop Securities Inc. and The Bank of New York Mellon, as indenture trustee (Filed With SEC on December 11, 2019)

Indenture, dated as of November 22, 2019, by and between Hilltop Securities Inc. and The Bank of New York Mellon, as indenture trustee (Filed With SEC on November 27, 2019)

Retention Agreement by and between Hilltop Holdings Inc. and Todd Salmans, dated as of October 25, 2019, but effective January 1, 2020 (Filed With SEC on October 30, 2019)

Employment Agreement by and between Hilltop Holdings Inc. and Steve Thompson, dated as of October 25, 2019, but effective January 1, 2020 (Filed With SEC on October 30, 2019)

First Amendment to Employment Agreement by and between Hilltop Holdings Inc. and William B. Furr, dated as of August 30, 2019 (Filed With SEC on September 6, 2019)

Form of Restricted Stock Unit Award Agreement (Performance-Based Vesting) for awards beginning in 2019 (Filed With SEC on April 25, 2019)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Section 16 Officers) for awards beginning in 2019 (Filed With SEC on April 25, 2019)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Non-Section 16 Officers) for awards beginning in 2019 (Filed With SEC on April 25, 2019)

Separation and Release Agreement by and between Hilltop Holdings Inc. and Alan B. White, dated as of February 21, 2019 (Filed With SEC on February 22, 2019)

Retention Agreement by and between Hilltop Holdings Inc. and Hill A. Feinberg, dated as of February 19, 2019 (Filed With SEC on February 22, 2019)

Employment Agreement by and between Hilltop Holdings Inc. and Martin B. Winges, dated as of November 20, 2018, but effective pursuant to is terms (Filed With SEC on December 12, 2018)

Form of Restricted Stock Unit Award Agreement to be entered into with Martin B. Winges upon the effective date of his employment (Filed With SEC on December 12, 2018)

Limited Liability Company Agreement of HTH Diamond Hillcrest Land LLC, dated as of July 31, 2018 (Filed With SEC on August 6, 2018)

Ground Lease, dated as of July 31, 2018, by and among HTH Diamond Hillcrest Land LLC, as Ground Lessor, and HTH Hillcrest Project LLC, Diamond Hillcrest, LLC and SPC Park Plaza... (Filed With SEC on August 6, 2018)

Co-Owners Agreement, dated as of July 31, 2018, by and by and among HTH Hillcrest Project LLC, Diamond Hillcrest, LLC and SPC Park Plaza Partners LLC (Filed With SEC on August 6, 2018)

Office Lease, dated as of July 31, 2018, by and among Hilltop Holdings Inc., as Tenant, and HTH Hillcrest Project LLC, Diamond Hillcrest, LLC and SPC Park Plaza Partners LLC, as... (Filed With SEC on August 6, 2018)

Retail Lease, dated as of July 31, 2018, by and among PlainsCapital Bank, as Tenant, and HTH Hillcrest Project LLC, Diamond Hillcrest, LLC and SPC Park Plaza Partners LLC, as... (Filed With SEC on August 6, 2018)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Non-Section 16 Officers) for awards beginning in 2018 (Filed With SEC on February 15, 2018)

Form of Restricted Stock Unit Award Agreement (Performance-Based Vesting) for awards beginning in 2018 (Filed With SEC on February 15, 2018)

Form of Restricted Stock Unit Award Agreement (Time-Based Vesting for Section 16 Officers) for awards beginning in 2018 (Filed With SEC on February 15, 2018)

First Amendment to Employment Agreement by and between Hilltop Holdings Inc. and Todd L. Salmans, dated as of November 8, 2017 (Filed With SEC on November 13, 2017)

FIRST AMENDMENT TO RETENTION AGREEMENT AND ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on September 13, 2016)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on September 13, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on September 7, 2016)

Form of RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on April 28, 2016)

FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on April 28, 2016)

HILLTOP HOLDINGS INC. and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of April 9, 2015 5.00% Senior Notes due 2025 (Filed With SEC on April 9, 2015)

REGISTRATION RIGHTS AGREEMENT Dated as of April 9, 2015 by and among HILLTOP HOLDINGS INC. and BARCLAYS CAPITAL INC. and SANDLER ONEILL & PARTNERS, L.P. (Filed With SEC on April 9, 2015)

Compensation of Jeremy B. Ford (Filed With SEC on March 2, 2015)

Compensation of Darren Parmenter (Filed With SEC on March 2, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on February 26, 2015)

Compensation of Hill A. Feinberg (Filed With SEC on February 26, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on December 9, 2014)

AGREEMENT AND PLAN OF MERGER by and among SWS GROUP, INC. HILLTOP HOLDINGS INC. and PERUNA LLC Dated as of March 31, 2014 (Filed With SEC on April 1, 2014)

SUBLEASE (Filed With SEC on March 3, 2014)

FIRST AMENDMENT TO SUBLEASE (Filed With SEC on March 3, 2014)

RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on February 28, 2014)

Compensation of Jeremy B. Ford (Filed With SEC on February 28, 2014)

Compensation of Darren Parmenter (Filed With SEC on February 28, 2014)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on October 17, 2013)

RESTRICTED STOCK AGREEMENT (Filed With SEC on May 6, 2013)

CERTIFICATE NUMBER (Filed With SEC on March 15, 2013)

SECOND SUPPLEMENTAL INDENTURE (PCC Statutory Trust I) (Filed With SEC on March 15, 2013)

FIRST SUPPLEMENTAL INDENTURE (PCC Statutory Trust II) (Filed With SEC on March 15, 2013)

FIRST SUPPLEMENTAL INDENTURE (PCC Statutory Trust III) (Filed With SEC on March 15, 2013)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on March 15, 2013)

SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2013)

THIRD AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2013)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2013)

HILLTOP HOLDINGS INC. 2012 EQUITY INCENTIVE PLAN (Filed With SEC on March 15, 2013)

HILLTOP HOLDINGS INC. ANNUAL INCENTIVE PLAN (Effective September 20, 2012) (Filed With SEC on March 15, 2013)

AGREEMENT AND PLAN OF MERGER by and among PLAINSCAPITAL CORPORATION, HILLTOP HOLDINGS INC. and MEADOW CORPORATION Dated as of May 8, 2012 (Filed With SEC on May 11, 2012)

RETENTION AGREEMENT (Filed With SEC on May 11, 2012)

HILLTOP HOLDINGS INC. 2003 EQUITY INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on March 11, 2011)

FIRST AMENDMENT TO MANAGEMENT SERVICES AGREEMENT (Filed With SEC on March 17, 2010)

AFFORDABLE RESIDENTIAL COMMUNITIES LP 71/2% SENIOR EXCHANGEABLE NOTES DUE 2025 INDENTURE DATED AS OF AUGUST 9, 2005 U.S. BANK NATIONAL ASSOCIATION AS TRUSTEE (Filed With SEC on March 11, 2010)

AFFORDABLE RESIDENTIAL COMMUNITIES INC. 2003 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on March 11, 2010)

REGISTRATIONRIGHTS AGREEMENT dated as ofAugust 9, 2005 among AffordableResidential Communities LP, AffordableResidential Communities Inc. and MerrillLynch, Pierce, Fenner & Smith... (Filed With SEC on March 11, 2010)

COMMON STOCK DELIVERY AGREEMENT (Filed With SEC on March 11, 2010)

MANAGEMENT SERVICES AGREEMENT (Filed With SEC on April 30, 2008)

FIRST AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF AFFORDABLE RESIDENTIAL COMMUNITIES LP a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT... (Filed With SEC on March 17, 2008)

THIRD AMENDED AND RESTATEDREGISTRATION RIGHTS AGREEMENT by and among AFFORDABLE RESIDENTIAL COMMUNITIESINC. and The parties listed on Exhibit A,Exhibit B, Exhibit C and Exhibit D... (Filed With SEC on March 17, 2008)

TRANSACTION AGREEMENT byand among AFFORDABLE RESIDENTIAL COMMUNITIESINC., AFFORDABLERESIDENTIAL COMMUNITIES LP, THEOTHER SELLERS PARTY HERETO, and AMERICANRIVERSIDE COMMUNITIES... (Filed With SEC on April 17, 2007)

REGISTRATION RIGHTS AGREEMENT by and between AFFORDABLE RESIDENTIAL COMMUNITIES INC. and C. CLIFTON ROBINSON Dated as of January 31, 2007 (Filed With SEC on February 5, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 5, 2007)

AMENDMENTNO. 1 TO RIGHTS AGREEMENT (Filed With SEC on January 23, 2007)

STOCK PURCHASE AGREEMENT AMONG Affordable ResidentialCommunities Inc., ARC Insurance Holdings Inc.,as Buyer AND C. Clifton Robinson, C. C. Robinson Property Company, Ltd., The... (Filed With SEC on October 10, 2006)

STOCK PURCHASEAGREEMENT by and among AFFORDABLE RESIDENTIAL COMMUNITIES INC. and THE PURCHASERS NAMED HEREIN Dated asof October 6, 2006 (Filed With SEC on October 10, 2006)

AFFORDABLERESIDENTIAL COMMUNITIES INC. 2003EQUITY INCENTIVE PLAN NON-QUALIFIEDSTOCK OPTION AGREEMENT (Filed With SEC on July 31, 2006)

TIME SHARING AGREEMENT (Filed With SEC on July 19, 2006)

RIGHTS AGREEMENT dated as of July 11, 2006 between Affordable Residential Communities Inc. and AmericanStock Transfer & Trust Company Rights Agent (Filed With SEC on July 11, 2006)

SECOND AMENDMENT TO THE CREDIT AGREEMENT (Filed With SEC on April 10, 2006)

AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED GUARANTY (Filed With SEC on October 26, 2005)

FIRST AMENDMENT TO THE CREDIT AGREEMENT (Filed With SEC on October 19, 2005)

FIRST AMENDMENT TO THE ARC LP GUARANTEE (Filed With SEC on October 19, 2005)

SECURITY AGREEMENT (Filed With SEC on October 19, 2005)

AMENDMENT TO LOANAGREEMENT (Filed With SEC on September 13, 2005)

AFFORDABLE RESIDENTIAL COMMUNITIES INC. 2003 EQUITY INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on May 13, 2005)

CREDIT AGREEMENT Dated as of April 6, 2005 by and among ARC HOUSING LLC as a Borrower and ARC HOUSINGTX LP as a Borrower and MERRILL LYNCH MORTGAGE CAPITAL INC. as the Lender (Filed With SEC on April 12, 2005)

ARC LP GUARANTEE (Filed With SEC on April 12, 2005)

AMENDMENT NO. 1 TO MASTER REPURCHASE AGREEMENT (Filed With SEC on April 12, 2005)

SECOND AMENDED AND RESTATED GUARANTY (Filed With SEC on April 12, 2005)

AMENDED AND RESTATED GUARANTY (Filed With SEC on April 12, 2005)

SEPARATION AND RELEASEAGREEMENT (Filed With SEC on November 12, 2004)

THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT by and among AFFORDABLE RESIDENTIAL COMMUNITIES INC. and The parties listed on Exhibit A, Exhibit B,Exhibit C and Exhibit... (Filed With SEC on March 30, 2004)

SECOND AMENDED AND RESTATED SUPPLEMENTAL STOCKHOLDERS AGREEMENT Dated as of February 18, 2004 By and Among THOMAS H. LEE EQUITY FUND IV, L.P., THOMAS H. LEE FOREIGN FUND IV, L.P.,... (Filed With SEC on March 30, 2004)

FIRST AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF AFFORDABLE RESIDENTIAL COMMUNITIES LP a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN... (Filed With SEC on March 30, 2004)

LOAN AGREEMENT Dated as of February 18, 2004 by and among ARC18TX LP, ARC COMMUNITIES 18 LLC, ARC18FLD LLC, ARC18FLWHO LLC and ARC18FLSH LLC Collectively, as Borrower, and... (Filed With SEC on March 30, 2004)

LOAN AGREEMENT Dated as of February 18, 2004 by and among ARC19TX LP and ARC COMMUNITIES 19 LLC as Borrower, and MERRILL LYNCH MORTGAGE LENDING, INC. TABLE OF CONTENTS (Filed With SEC on March 30, 2004)

LOAN AGREEMENT Dated as ofFebruary 18, 2004 by and among ARC4BFND, L.L.C. as Borrower, and CITIGROUP GLOBALMARKETS REALTY CORP. LISTOF SCHEDULES (Filed With SEC on March 30, 2004)

LOAN AGREEMENT Dated as of February 18, 2004 by and among ARC COMMUNITIES 11 LLC as Borrower, and CITIGROUP GLOBAL MARKETS REALTY CORP. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

LOAN AGREEMENT Dated as of February 18, 2004 by and among ARC COMMUNITIES 13 LLC as Borrower, and CITIGROUP GLOBAL MARKETS REALTY CORP. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

LOANAGREEMENT Datedas of February 18, 2004 by andamong ARCCOMMUNITIES 14 LLC and ARC14FLCV LLC asBorrower, and CITIGROUPGLOBAL MARKETS REALTY CORP. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

LOAN AGREEMENT Dated as of February 18, 2004 by and among ARC COMMUNITIES 17 LLC as Borrower, and CITIGROUP GLOBAL MARKETS REALTY CORP. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

LOANAGREEMENT Datedas of February 18, 2004 by andamong ARCCOMMUNITIES 9 LLC asBorrower, and MERRILLLYNCH MORTGAGE LENDING, INC. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

LOANAGREEMENT Datedas of February 18, 2004 by andamong ARCCOMMUNITIES 10 LLC asBorrower, and MERRILLLYNCH MORTGAGE LENDING, INC. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

LOANAGREEMENT Datedas of February 18, 2004 by andamong ARCCOMMUNITIES 12 LLC asBorrower, and MERRILLLYNCH MORTGAGE LENDING, INC. LIST OFSCHEDULES (Filed With SEC on March 30, 2004)

LOAN AGREEMENT Dated as of February 18, 2004 by and among ARC COMMUNITIES 15 LLC and ARC15FLOV LLC as Borrower, and MERRILL LYNCH MORTGAGE LENDING, INC. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

LOANAGREEMENT Datedas of February 18, 2004 by andamong ARCCOMMUNITIES 16 LLC asBorrower, and MERRILLLYNCH MORTGAGE LENDING, INC. LIST OF SCHEDULES (Filed With SEC on March 30, 2004)

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Hilltop Holdings Inc. Contracts & Agreements