GWG Holdings, Inc. Contracts & Agreements

Superpriority Secured Debtor In Possession Credit and Guarantee Agreement, dated as of December 15, 2022 (Filed With SEC on December 19, 2022)

Debtor-In-Possession Security Agreement, dated as of December 15, 2022 (Filed With SEC on December 19, 2022)

Engagement Letter, dated April 5, 2022, between FTI and the Company (Filed With SEC on December 15, 2022)

Second Amendment, dated as of June 27, 2022, to Fifth Amended and Restated Credit Agreement, dated as of December 14, 2021, between GWG DLP Funding IV, LLC, as borrower, the... (Filed With SEC on July 1, 2022)

Second Waiver and Amendment, dated as of June 28, 2022, to Credit Agreement, dated as of August 11, 2021, between GWG DLP Funding VI, LLC, as borrower, and National Founders, as... (Filed With SEC on July 1, 2022)

Independent Director Agreement, dated June 2, 2022, between Anthony R. Horton and the Company (Filed With SEC on June 27, 2022)

Independent Director Agreement, dated June 14, 2022, between Jeffrey S. Stein and the Company (Filed With SEC on June 27, 2022)

Consulting Agreement, dated as of June 1, 2022, between the Company and Jeffrey S. Stein (Filed With SEC on June 27, 2022)

Superpriority Secured Debtor In Possession Credit and Guarantee Agreement, dated as of April 25, 2022 (Filed With SEC on April 26, 2022)

Security Agreement, dated as of April 25, 2022 (Filed With SEC on April 26, 2022)

Form of Superpriority Secured Debtor In Possession Credit Agreement (Filed With SEC on April 20, 2022)

Wavier and Amendment to Credit Agreement, dated as of March 31, 2022, between GWG DLP Funding VI, LLC and National Founders LP (Filed With SEC on April 6, 2022)

Fifth Amended and Restated Loan and Security Agreement with GWG DLP Funding IV, LLC (as borrower), CLMG Corp. (as agent) and LNV Corporation (as lender), dated December 14, 2021 (Filed With SEC on December 20, 2021)

Description of the Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on November 5, 2021)

Fourth Amended and Restated Loan and Security Agreement with GWG DLP Funding IV, LLC (as borrower), CLMG Corp. (as agent) and LNV Corporation (as lender), dated September 7, 2021 (Filed With SEC on November 5, 2021)

Credit Agreement, dated as of August 11, 2021, among GWG DLP Funding VI, LLC, as borrower, each lender from time to time party hereto and National Founders LP, as the... (Filed With SEC on November 5, 2021)

Security Agreement, dated as of August 11, 2021, by GWG DLP Funding Holdings VI, LLC, as the pledgor, and National Founders LP, as administrative agent on behalf of the secured... (Filed With SEC on November 5, 2021)

Security Agreement, dated as of August 11, 2021, by GWG DLP Funding VI, LLC, as the pledgor, and National Founders LP, as administrative agent on behalf of the secured parties (Filed With SEC on November 5, 2021)

Guarantee, dated as of August 11, 2021, by GWG Holdings, Inc., as guarantor, in favor of National Founders LP, as administrative agent for the benefit of the secured parties (Filed With SEC on November 5, 2021)

Third Amended and Restated Loan and Security Agreement, dated as of June 28, 2021, with LNV Corporation, as lender, and CLMG Corp., as administrative agent (Filed With SEC on July 2, 2021)

Amendment No. 2 to Second Amended and Restated Credit Agreement, dated as of June 28, 2021, with HCLP Nominees, L.L.C., as lender (Filed With SEC on July 2, 2021)

Amendment No. 2 to Second Amended and Restated Second Lien Credit Agreement, dated as of June 28, 2021, with HCLP Nominees, L.L.C., as lender (Filed With SEC on July 2, 2021)

Amendment No. 1 to Second Amended and Restated Credit Agreement (Filed With SEC on March 16, 2021)

Amendment No. 1 to Second Amended and Restated Second Lien Credit Agreement (Filed With SEC on March 16, 2021)

Supplemental Indenture, dated as of December 31, 2020 (Filed With SEC on January 7, 2021)

Form Managing Broker-Dealer Agreement with Emerson Equity (Filed With SEC on May 15, 2020)

Form of Soliciting Dealer Agreement (Filed With SEC on May 15, 2020)

Description of the Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 27, 2020)

Amendment No. 2 to the Indenture (Filed With SEC on January 7, 2020)

Second Amended and Restated Loan and Security Agreement with GWG DLP Funding IV, LLC (as borrower), CLMG Corp. (as agent) and LNV Corporation (as lender), dated November 1, 2019 (Filed With SEC on November 7, 2019)

Forbearance Letter Agreement dated July 3, 2019 between GWG DLP Funding IV, LLC and CLMG Corp. (as agent) (Filed With SEC on July 9, 2019)

Form of Non-employee Director Restricted Stock Agreement (Filed With SEC on July 9, 2019)

Employment Agreement dated as of May 31, 2019 by and between GWG Holdings, Inc. and Murray T. Holland (Filed With SEC on June 6, 2019)

Performance Share Unit Agreement dated as of May 31, 2019 by and between GWG Holdings, Inc. and Murray T. Holland (Filed With SEC on June 6, 2019)

Promissory Note dated May 31, 2019 made by and on behalf of certain LiquidTrust Borrowers (Filed With SEC on June 6, 2019)

Intercreditor Agreement dated May 31, 2019 between the GWG Life and HCLP Nominees, L.L.C (Filed With SEC on June 6, 2019)

Intercreditor Agreement dated May 31, 2019 between the GWG Life Beneficient Holdings, Inc (Filed With SEC on June 6, 2019)

Amendment to and Termination of Stockholders Agreement (Filed With SEC on April 30, 2019)

Consent and Joinder to Amended and Restated Pledge and Security Agreement (Filed With SEC on April 30, 2019)

Form of Indemnification Agreement (Filed With SEC on April 30, 2019)

Form of Performance Share Unit Agreement under the 2013 Stock Incentive Plan (Filed With SEC on April 16, 2019)

Registration Rights Agreement (Filed With SEC on January 4, 2019)

Stockholders Agreement (Filed With SEC on January 4, 2019)

Orderly Marketing Agreement (Filed With SEC on January 4, 2019)

Option Agreement (Filed With SEC on January 4, 2019)

Amendment No. 1 to Commercial Loan Agreement (Filed With SEC on January 4, 2019)

Second Amendment to Master Exchange Agreement, dated June 29, 2018 (Filed With SEC on August 14, 2018)

Certificate of Designations of Series B Convertible Preferred Stock (Filed With SEC on August 14, 2018)

Supplemental Indenture dated as of August 10, 2018 to the Amended and Restated Indenture with Bank of Utah, dated October 23, 2017 (Filed With SEC on August 14, 2018)

Third Amendment to Master Exchange Agreement, dated August 10, 2018, between GWG Holdings, Inc., GWG Life, LLC, The Beneficient Company Group, L.P., MHT Financial SPV, LLC, a... (Filed With SEC on August 14, 2018)

Commercial Loan Agreement, dated August 10, 2018, between GWG Holdings, Inc. and The Beneficient Company Group, L.P (Filed With SEC on August 14, 2018)

Exchangeable Note, dated August 10, 2018, from The Beneficient Company Group, L.P. to GWG Holdings, Inc. and (Filed With SEC on August 14, 2018)

Registration Rights Agreement, dated August 10, 2018, between GWG Holdings, Inc. and various related trusts (Filed With SEC on August 14, 2018)

Registration Rights Agreement, dated August 10, 2018, between GWG Holdings, Inc. and The Beneficient Company Group, L.P (Filed With SEC on August 14, 2018)

Amended and Restated Master Exchange Agreement, dated January 18, 2018 (Filed With SEC on May 11, 2018)

First Amendment to Master Exchange Agreement, dated April 30, 2018 (Filed With SEC on May 11, 2018)

GWG Holdings, Inc. 2013 Stock Incentive Plan, as amended (Filed With SEC on May 9, 2018)

Amendment No. 1 to Amended and Restated Indenture with Bank of Utah, dated March 27, 2018 (Filed With SEC on March 29, 2018)

Amended and Restated Indenture by and among GWG Holdings, Inc., as obligor, GWG Life, LLC, as guarantor, and Bank of Utah, as trustee, dated effective as of October 23, 2017 (Filed With SEC on October 26, 2017)

Amended and Restated Pledge and Security Agreement by and among GWG Holdings, Inc., GWG Life, LLC, Jon R. Sabes and Steven F. Sabes, and Bank of Utah, dated effective as of... (Filed With SEC on October 26, 2017)

Amended and Restated Loan and Security Agreement by and among GWG DLP Funding IV, LLC, as borrower, certain lenders, and CMLG Corp., as administrative agent, dated effective as of... (Filed With SEC on September 29, 2017)

Employment Agreement with William Acheson, dated June 28, 2017 (Filed With SEC on June 30, 2017)

Stock Option Agreement with William Acheson, dated June 29, 2017 (Filed With SEC on June 30, 2017)

Stock Option Agreement with William Acheson, dated June 29, 2017 (performance based) (Filed With SEC on June 30, 2017)

GWG Holdings, Inc. 2013 Stock Incentive Plan, as amended (Filed With SEC on May 10, 2017)

EMERSONEQUITY, LLC FORMOF DEALER MANAGER AGREEMENT ________________,2017 (Filed With SEC on February 7, 2017)

CERTIFICATEOF DESIGNATION of SERIES2 REDEEMABLE PREFERRED STOCK GWGHOLDINGS, INC. (Filed With SEC on February 7, 2017)

GWGHOLDINGS, INC. Series2 Redeemable Preferred Stock SUBSCRIPTIONAGREEMENT (Filed With SEC on February 7, 2017)

TABLEOF CONTENTS (Filed With SEC on September 19, 2016)

GWGHOLDINGS, INC. 220South Sixth Street Suite 1200 Minneapolis,Minnesota 55402 (Filed With SEC on October 23, 2015)

GWGHOLDINGS, INC. RedeemablePreferred Stock SUBSCRIPTIONAGREEMENT (Filed With SEC on October 23, 2015)

GWG Holdings, Inc. 1,250,000 Shares Common Stock UNDERWRITING AGREEMENT (Filed With SEC on September 3, 2014)

GWG Holdings, Inc. 1,250,000 Shares Common Stock UNDERWRITING AGREEMENT (Filed With SEC on August 22, 2014)

GWGHOLDINGS, INC. CORPORATE STOCK TRANSFER, INC. TRANSFER FEE: AS REQUIRED (Filed With SEC on August 22, 2014)

GWG HOLDINGS, INC. STOCK OPTION AGREEMENT (Filed With SEC on June 6, 2014)

Employment Agreement (Filed With SEC on June 6, 2014)

Exhibit 10.16GWG HOLDINGS, INC.2013 STOCK INCENTIVE PLAN(MARCH 27, 2013) (Filed With SEC on March 20, 2014)

GWG HOLDINGS, INC. STOCK OPTION AGREEMENT (Filed With SEC on March 20, 2014)

GWG HOLDINGS, INC. 220 South Sixth Street Suite 1200 Minneapolis, Minnesota 55402 (Filed With SEC on April 1, 2013)

AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT among GWG DLP FUNDING II, LLC as the Borrower GWG LIFE SETTLEMENTS, LLC as the Seller and as the Master Servicer GWG HOLDINGS,... (Filed With SEC on February 1, 2013)

GENERAL REAFFIRMATION AND MODIFICATION AGREEMENT (Filed With SEC on February 1, 2013)

INDENTURE Dated as of October 19, 2011, by and among GWG Holdings, Inc., as obligor GWG Life Settlements, LLC, as guarantor and Bank of Utah, as trustee $250,000,000 Secured... (Filed With SEC on October 20, 2011)

PLEDGE AND SECURITY AGREEMENT (Filed With SEC on October 20, 2011)

INTERCREDITOR AGREEMENT (Filed With SEC on October 20, 2011)

GWG HOLDINGS, INC. 220 South Sixth Street Suite 1200 Minneapolis, Minnesota 55402 (Filed With SEC on October 20, 2011)

CREDIT AND SECURITY AGREEMENT among GWG DLP FUNDING II, LLC as a Borrower UNITED LENDING SPV, LLC as a Borrower GWG LIFE SETTLEMENTS, LLC as a Seller and Life Settlement Master... (Filed With SEC on September 20, 2011)

Employment Agreement (Filed With SEC on September 20, 2011)

FORM OF INDENTURE Dated as of , 2011, by and among GWG Holdings, Inc., as obligor GWG Life Settlements, LLC, as guarantor and Bank of Utah, as trustee $250,000,000 Secured... (Filed With SEC on August 23, 2011)

FORM OF DEBENTURE (Filed With SEC on August 23, 2011)

GWG HOLDINGS, INC. RENEWABLE SECURED DEBENTURE SUBSCRIPTION AGREEMENT (Filed With SEC on August 23, 2011)

FORM OF PLEDGE AND SECURITY AGREEMENT (Filed With SEC on August 23, 2011)

FORM OF INTERCREDITOR AGREEMENT (Filed With SEC on August 23, 2011)

CREDIT AND SECURITY AGREEMENT among GWG DLP FUNDING II, LLC as a Borrower UNITED LENDING SPV, LLC as a Borrower GWG LIFE SETTLEMENTS, LLC as a Seller and Life Settlement Master... (Filed With SEC on August 23, 2011)

CONSENT AND AMENDMENT NO. 2 Dated as of June 10, 2011 in relation to CREDIT AND SECURITY AGREEMENT Dated as of July 15, 2008 (Filed With SEC on August 23, 2011)

PERFORMANCE GUARANTY (Filed With SEC on August 23, 2011)

REAFFIRMATION OF GUARANTY (Filed With SEC on August 23, 2011)

GWG HOLDINGS, INC. 220 South Sixth Street Suite 1200 Minneapolis, Minnesota 55402 (Filed With SEC on August 23, 2011)

PURCHASE AND SALE AGREEMENT (Filed With SEC on August 23, 2011)

TABLE OF CONTENTS (Filed With SEC on August 23, 2011)

ADDENDUM NO. 1. TO SUB-SUBLEASE AGREEMENT (Filed With SEC on July 26, 2011)

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GWG Holdings, Inc. Contracts & Agreements