GSV Capital Corp. Contracts & Agreements

32 Contracts & Agreements
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Filed
Amendment No. 2 to the At-the-Market Sales Agreement, dated as of November 8, 2024, by and among SuRo Capital Corp., BTIG, LLC, Citizens JMP Securities, LLC, Ladenburg Thalmann &...
Sales Agreements
GSV Capital Corp.
2024
Note Purchase Agreement, dated August 6, 2024, by and between the Registrant and the purchaser party thereto
Note Agreements
GSV Capital Corp.
2024
Amendment No. 2 to Second Amended and Restated Employment Agreement, dated November 28, 2023, by and between SuRo Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
2024
Amendment No. 1 to Second Amended and Restated Employment Agreement, dated November 28, 2023, by and between SuRo Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
2024
Custody Agreement, dated as of April 19, 2023, by and among the Company and Western Alliance Trust Company, N.A., as Custodian
Trust Agreements
GSV Capital Corp.
2023
Document Custody Agreement, dated as of October 28, 2022, by and among the Company and U.S. Bank National Association, as Document Custodian
GSV Capital Corp.
Capital Markets
MD
2022
Custody Agreement, dated as of October 28, 2022, by and among the Company and U.S. Bank Trust Company, National Association, as Custodian
Trust Agreements
GSV Capital Corp.
Capital Markets
MD
2022
Amendment No. 1 to Second Amended and Restated Employment Agreement, dated March 10, 2022, by and between SuRo Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
Capital Markets
2022
Description of Securities
GSV Capital Corp.
Capital Markets
NY
2022
Second Supplemental Indenture, dated of December 17, 2021, between SuRo Capital Corp. and U.S. Bank National Association, as trustee
Indenture Agreements
GSV Capital Corp.
Capital Markets
2021
Underwriting Agreement, dated December 9, 2021, by and between SuRo Capital Corp. and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein
Underwriting Agreements
GSV Capital Corp.
Capital Markets
NY
2021
Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2021
Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
2021
Description of Securities
GSV Capital Corp.
2021
Amendment No. 1 to the At-the-Market Sales Agreement, dated as of September 23, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co.,...
Sales Agreements
GSV Capital Corp.
Capital Markets
2020
At-the-Market Sales Agreement, dated as of July 29, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co., Inc
Sales Agreements
GSV Capital Corp.
Capital Markets
NY
2020
Form Option Cancellation Agreement
GSV Capital Corp.
2020
Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
2020
Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
2020
Description of Securities
GSV Capital Corp.
2020
Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2019
Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
2019
Consulting Agreement, dated March 12, 2019, by and between GSV Capital Corp. and Michael T. Moe
Consulting Agreements
GSV Capital Corp.
2019
Amended and Restated Trademark License Agreement, dated March 12, 2019, by and between the GSV Capital Corp. and GSV Asset Management, LLC
Trademark Agreements
GSV Capital Corp.
2019
SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT
Administration Agreements
GSV Capital Corp.
2017
GSV CAPITAL CORP. WESTERN ALLIANCE BANK,AN ARIZONA CORPORATION
GSV Capital Corp.
Capital Markets
CA
2017
LOAN AND SECURITY AGREEMENT
Loan Agreements
GSV Capital Corp.
Capital Markets
CA
2014
GSV CAPITAL CORP. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of September 17, 2013 5.25% Convertible Senior Notes due 2018
Indenture Agreements
GSV Capital Corp.
2013
PLEDGE AND ESCROW AGREEMENT by and among GSV CAPITAL CORP., as Pledgor, U.S.Bank national association, as Trustee, and U.S. Bank national association, as Securities Intermediary...
Escrow Agreements
GSV Capital Corp.
2013
AMENDED AND RESTATED ADMINISTRATION AGREEMENT
Administration Agreements
GSV Capital Corp.
Capital Markets
NY
2013
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN GSV CAPITAL CORP. AND GSV ASSET MANAGEMENT,LLC
Management Agreements
GSV Capital Corp.
2013
FORM OF TRADEMARK LICENSE AGREEMENT
Trademark Agreements
GSV Capital Corp.
2011