Grom Social Enterprises, Inc. Contracts & Agreements

Underwriting Agreement dated September 7, 2023 by and between Grom Social Enterprises, Inc. and EF Hutton, division of Benchmark Investments, LLC (Filed With SEC on September 11, 2023)

Series A Warrant (Filed With SEC on September 11, 2023)

Series B Warrant (Filed With SEC on September 11, 2023)

Pre-Funded Warrant (Filed With SEC on September 11, 2023)

Form of Underwriting Agreement (Filed With SEC on August 25, 2023)

Form of Series A Warrant (Filed With SEC on August 25, 2023)

From of Series B Warrant (Filed With SEC on August 25, 2023)

Form of Pre-Funded Common Stock Purchase Warrant (Filed With SEC on August 25, 2023)

Prefunded Warrant Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)

Warrant Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)

Securities Purchase Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)

Amendment No. 1 dated January 30, 2023 to the Securities Purchase Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)

Amendment No. 2 dated January 30, 2023 to the Securities Purchase Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)

Waiver between Grom Social Enterprises, Inc. and L1 Capital Global Opportunities Master Fund dated January 31, 2023 to the Securities Purchase Agreement by and between Grom Social... (Filed With SEC on January 31, 2023)

Registration Rights Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)

Underwriting Agreement dated December 8, 2022 by and between Grom Social Enterprises, Inc. and EF Hutton, division of Benchmark Investments, LLC (Filed With SEC on December 13, 2022)

Pre-Funded Common Stock Purchase Warrant (Included in Exhibit 10.1) (Filed With SEC on December 13, 2022)

Form of Underwriting Agreement (Filed With SEC on December 6, 2022)

Form of Common Stock Purchase Warrant (Filed With SEC on December 6, 2022)

Form of Pre-Funded Common Stock Purchase Warrant (Filed With SEC on December 6, 2022)

Form of Warrant Agent Agreement (Filed With SEC on December 6, 2022)

Form of Lockup Agreement (Filed With SEC on December 6, 2022)

Executive Separation Agreement, dated April 22, 2022, by and among Grom Social Enterprises, Inc.,Grom Social, Inc. and Melvin Leiner (Filed With SEC on April 28, 2022)

10% Original Issue Discount Promissory Note dated January 20, 2022, between Grom Social Enterprises, Inc., a Florida corporation (the Company), and L1 Global Capital Master Fund... (Filed With SEC on January 26, 2022)

Common Stock Purchase Warrant to purchase 303,682 shares of the Companys Common Stock issued to L1 Global, dated January 20, 2022 (Filed With SEC on January 26, 2022)

Registration Rights Agreement, dated as of January 20, 2022, between the Company and L1 Global (Filed With SEC on January 26, 2022)

Amended and Restated Securities Purchase Agreement, dated October 20, 2021, between Grom Social Enterprises, Inc., a Florida corporation (the Company), and L1 Capital Global... (Filed With SEC on October 20, 2021)

Amended and Restated $4,400,000 Principal Amount, 10% Original Issue Discount Senior Secured Convertible Note issued to L1 Capital Global Master Fund on October 20, 2021 (Filed With SEC on October 20, 2021)

Securities Purchase Agreement, Dated as of September 14, 2021 (Closing Date), between Grom Social Enterprises, Inc., a Florida corporation (the Company), and L1 Capital Global... (Filed With SEC on September 20, 2021)

Form of $4,400,000 Principal Amount, 10% Original Issue discount Senior Secured Convertible Note issued to L1 Capital, due March 14, 2023 (Filed With SEC on September 20, 2021)

Form of Common Stock Purchase Warrant issued to L1 Capital, exercisable at $4.20 for 813,278 shares of the Companys Common Stock (Filed With SEC on September 20, 2021)

Form of Subsidiary Guaranty executed by Company subsidiaries, in favor of L1 Capital (Filed With SEC on September 20, 2021)

Form of Registration Rights Agreement, dated September 14, 2021, between the Company and L1 Capital (Filed With SEC on September 20, 2021)

Form of Security Agreement, dated as of September 14, 2021, between the Company and L1 Capital (Filed With SEC on September 20, 2021)

Form of Intercreditor Agreement, dated as of September 14, 2021, between the Company, L1 Capital and certain pre-existing creditors of the Company (Filed With SEC on September 20, 2021)

8% Convertible Promissory Note, dated August 19, 2021, issued by Grom Social Enterprises, Inc. to Curiosity Ink Media LLC (Filed With SEC on August 24, 2021)

AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on August 24, 2021)

Amended and Restated Limited Liability Company Agreement dated as of August 19, 2021 by and among CIM, Grom and Sellers (Filed With SEC on August 24, 2021)

Non-Qualified Stock Option Agreement dated August 19, 2021 between the Company and Russell Hicks (Filed With SEC on August 24, 2021)

EMPLOYMENT AGREEMENT (Filed With SEC on August 24, 2021)

Employment Agreement dated as of August 19, 2021 between the Company and Brent Watts (Filed With SEC on August 24, 2021)

Membership Interest Purchase Agreement, dated July 29, 2021, by and among the Company, Curiosity and the Sellers (Filed With SEC on August 4, 2021)

Underwriting Agreement, dated June 16, 2021, between the Company and EF Hutton, division of Benchmark Investments, LLC, as representative of the underwriters named therein (Filed With SEC on June 22, 2021)

Representatives Warrant, dated June 21, 2021, issued to EF Hutton, division of Benchmark Investments, LLC (Filed With SEC on June 22, 2021)

Warrant Agency Agreement dated as of June 21, 2021, between the Company and Equiniti Trust Company (Filed With SEC on June 22, 2021)

Amendment No. 1 to Transaction Documents, dated May 20, 2021, by and between the Company and FirstFire Global Opportunities Fund, LLC (Filed With SEC on May 27, 2021)

Amendment No. 1 to Convertible Promissory Note, dated May 21, 2021, by and between the Company and Quick Capital, LLC (Filed With SEC on May 27, 2021)

Amendment No. 1 to Common Stock Purchase Warrant, dated May 21, 2021, by and between the Company and Quick Capital, LLC (Filed With SEC on May 27, 2021)

Amendment No. 1 to the Warrant, dated May 22, 2021, by and between the Company and Labrys Fund, LP (Filed With SEC on May 27, 2021)

Amendment No. 1 to Transaction Documents, dated May 24, 2021, by and between the Company and EMA Financial, LLC (Filed With SEC on May 27, 2021)

Amendment No. 1 to the Warrant, dated May 25, 2021, by and between the Company and Auctus Fund, LLC (Filed With SEC on May 27, 2021)

Form of Exchange Agreement (Filed With SEC on May 24, 2021)

Underwriting Agreement (Filed With SEC on April 28, 2021)

Form of Underwriters Warrant for the Underwritten Offering (Filed With SEC on April 28, 2021)

Form of Warrant Agent Agreement and Global Warrant Certificate between the Company and Equiniti Trust Company (Filed With SEC on April 28, 2021)

12% Convertible Promissory Note, dated April 16, 2021, issued to Labrys Fund, LP (Filed With SEC on April 20, 2021)

Common Stock Purchase Warrant, dated April 16, 2021, issued to Labrys Fund, LP (Filed With SEC on April 20, 2021)

Securities Purchase Agreement, dated April 16, 2021, between the Company and Labrys Fund, LP (Filed With SEC on April 20, 2021)

Description of Securities (Filed With SEC on April 13, 2021)

Note Cancellation and General Release, dated March 17, 2021 from Newbridge Securities Corporation (Filed With SEC on April 13, 2021)

Letter of Intent, dated as of April 1, 2021, by and between the Company, Curiosity and the Sellers (Filed With SEC on April 7, 2021)

12% Convertible Promissory Note, dated March 11, 2021, issued to FirstFire Fund, LLC (Filed With SEC on April 5, 2021)

Common Stock Purchase Warrant, dated March 11, 2021, issued to FirstFire Fund, LLC (Filed With SEC on April 5, 2021)

Securities Purchase Agreement, dated March 11, 2021, between the Company and FirstFire Fund, LLC (Filed With SEC on April 5, 2021)

Registration Rights Agreement, dated March 11, 2021, between the Company and FirstFire Fund, LLC (Filed With SEC on April 5, 2021)

12% Convertible Promissory Note, dated February 9, 2021, issued to Auctus Fund, LLC (Filed With SEC on February 19, 2021)

Common Stock Purchase Warrant, dated February 9, 2021, issued to Auctus Fund, LLC (Filed With SEC on February 19, 2021)

Securities Purchase Agreement, dated February 9, 2021, between the Company and Auctus Fund, LLC (Filed With SEC on February 19, 2021)

Securities Purchase Agreement, dated November 30, 2020, between the Company and EMA Financial, LLC (Filed With SEC on February 12, 2021)

8% Convertible Promissory Note, dated November 30, 2020, issued to EMA Financial, LLC (Filed With SEC on February 12, 2021)

Note Purchase Agreement, dated December 17, 2021, between the Company and Quick Capital, LLC (Filed With SEC on February 12, 2021)

8% Convertible Promissory Note, dated December 17, 2021, issued to Quick Capital LLC (Filed With SEC on February 12, 2021)

Common Stock Purchase Warrant, dated December 17, 2021, issued to Quick Capital, LLC (Filed With SEC on February 12, 2021)

2020 Equity Incentive Plan, dated September 16, 2020 (Filed With SEC on September 21, 2020)

Form of Incentive Stock Option Agreement (Filed With SEC on September 21, 2020)

Form of Non-Qualified Stock Option Agreement (Filed With SEC on September 21, 2020)

Form of Restricted Stock Agreement (Filed With SEC on September 21, 2020)

Form of Grant of Stock Appreciation Rights (Filed With SEC on September 21, 2020)

Certificate of Designation of Series B 8% Convertible Preferred Stock (Filed With SEC on August 6, 2020)

Form of Debt Exchange Agreement for Convertible Promissory Notes (Filed With SEC on August 6, 2020)

Form of Exchange Agreement for Series A Preferred Stock (Filed With SEC on August 6, 2020)

Form of Subscription Agreement for Series B 8% Convertible Preferred Stock (Filed With SEC on August 6, 2020)

Form of 12% Senior Secured Convertible Promissory Note (the TDH Secured Notes) (Filed With SEC on March 20, 2020)

Form of 12% Senior Secured Convertible Promissory Note (the Additional Secured Notes) (Filed With SEC on March 20, 2020)

Form of Subscription Agreement (the TDH Secured Notes Subscription Agreement) (Filed With SEC on March 20, 2020)

Intercreditor Deed, dated March 16, 2020, by and among Wayne Edward Dearing, the TDH Secured Note Lenders, the Company, TDH, TDAHK and the Security Agent (Filed With SEC on March 20, 2020)

Security Agent Agreement, dated March 16, 2020, by and among the Company, the Security Agent TDH and the Secured Note Lenders (Filed With SEC on March 20, 2020)

Third Amendment to the TDH Share Sale Agreement, dated March 16, 2020, by and among the Company, the TDH Sellers and the Security Agent (Filed With SEC on March 20, 2020)

Security Agreement, dated March 16, 2020, by and among the Company and the Additional Secured Note Lenders (Filed With SEC on March 20, 2020)

Form of Subscription Agreement (the Additional Secured Notes Subscription Agreement (Filed With SEC on March 20, 2020)

Form of Warrant (Filed With SEC on November 19, 2019)

Form of Subscription Agreement (Filed With SEC on November 19, 2019)

Form of Debt Exchange Agreement (Filed With SEC on November 15, 2019)

Certificate of Designation of Series A Convertible Preferred Stock of Grom Social Enterprises, Inc (Filed With SEC on April 16, 2019)

$1.0 Million Convertible Promissory Note with TeleMate.net (Filed With SEC on April 16, 2019)

Investment Banking Agreement with Newbridge Securities (Filed With SEC on April 16, 2019)

Newbridge Pledge and Security Agreement (Filed With SEC on April 16, 2019)

Purchase and Sale Agreement with TeleMate.Net (Filed With SEC on April 16, 2019)

Grom Educational Services Peachtree Pointe Lease (Filed With SEC on April 16, 2019)

Grom Social Enterprises Series A Subscription Agreement (Filed With SEC on April 16, 2019)

Second Amending Agreement to the Share Sale Agreement for the Entire Issued Share Capital of TD Holdings Limited and the Secured Promissory Note (Filed With SEC on January 16, 2019)

First Modification to Purchase and Sale Agreement Dated January 12, 2017 (Filed With SEC on April 17, 2018)

Amending Agreement to the Share Sale Agreement for the Entire Issued Share Capital of TD Holdings Limited and the Secured Promissory Note (Filed With SEC on January 5, 2018)

Asset Purchase Agreement with Fyoosion LLC (Filed With SEC on January 3, 2018)

Memorandum of Understanding with Fyoosion LLC (Filed With SEC on December 6, 2017)

Employment Agreement with Darren Marks (Filed With SEC on August 22, 2017)

Employment Agreement with Melvin Leiner (Filed With SEC on August 22, 2017)

Acquisition Agreement of TD Holdings (Filed With SEC on August 22, 2017)

SHARE EXCHANGE AGREEMENT BY AND BETWEEN ILLUMINATION AMERICA, INC. AND GROM HOLDINGS, INC. (Filed With SEC on May 17, 2017)

PURCHASE AND SALE AGREEMENT (Filed With SEC on May 6, 2016)

SUBLEASE AGREEMENT (Filed With SEC on March 3, 2016)

SALES REPRESENTATION AGREEMENT (Filed With SEC on January 13, 2016)

CONSULTING AGREEMENT (Filed With SEC on January 13, 2016)