Grom Social Enterprises, Inc. Business Finance Contracts & Agreements
92 Contracts & Agreements
- Exchange Agreements (5 contracts)
- Guaranty Agreements (1)
- Investment Agreements (1)
- Note Agreements (20)
- Purchase Agreements (15)
- Registration Rights Agreements (4)
- Security Agreements (2)
- Share Agreements (3)
- Stock Agreements (7)
- Subscription Agreements (2)
- Underwriting Agreements (6)
- Warrant Agreements (26)
- Underwriting Agreement dated September 7, 2023 by and between Grom Social Enterprises, Inc. and EF Hutton, division of Benchmark Investments, LLC (Filed With SEC on September 11, 2023)
- Series A Warrant (Filed With SEC on September 11, 2023)
- Series B Warrant (Filed With SEC on September 11, 2023)
- Pre-Funded Warrant (Filed With SEC on September 11, 2023)
- Form of Underwriting Agreement (Filed With SEC on August 25, 2023)
- Form of Series A Warrant (Filed With SEC on August 25, 2023)
- From of Series B Warrant (Filed With SEC on August 25, 2023)
- Form of Pre-Funded Common Stock Purchase Warrant (Filed With SEC on August 25, 2023)
- Prefunded Warrant Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)
- Warrant Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)
- Securities Purchase Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)
- Amendment No. 1 dated January 30, 2023 to the Securities Purchase Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)
- Amendment No. 2 dated January 30, 2023 to the Securities Purchase Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)
- Waiver between Grom Social Enterprises, Inc. and L1 Capital Global Opportunities Master Fund dated January 31, 2023 to the Securities Purchase Agreement by and between Grom Social... (Filed With SEC on January 31, 2023)
- Registration Rights Agreement by and between Grom Social Enterprises, Inc. and the Purchaser dated January 25, 2023 (Filed With SEC on January 31, 2023)
- Underwriting Agreement dated December 8, 2022 by and between Grom Social Enterprises, Inc. and EF Hutton, division of Benchmark Investments, LLC (Filed With SEC on December 13, 2022)
- Pre-Funded Common Stock Purchase Warrant (Included in Exhibit 10.1) (Filed With SEC on December 13, 2022)
- Form of Underwriting Agreement (Filed With SEC on December 6, 2022)
- Form of Common Stock Purchase Warrant (Filed With SEC on December 6, 2022)
- Form of Pre-Funded Common Stock Purchase Warrant (Filed With SEC on December 6, 2022)
- Form of Warrant Agent Agreement (Filed With SEC on December 6, 2022)
- 10% Original Issue Discount Promissory Note dated January 20, 2022, between Grom Social Enterprises, Inc., a Florida corporation (the Company), and L1 Global Capital Master Fund... (Filed With SEC on January 26, 2022)
- Common Stock Purchase Warrant to purchase 303,682 shares of the Companys Common Stock issued to L1 Global, dated January 20, 2022 (Filed With SEC on January 26, 2022)
- Registration Rights Agreement, dated as of January 20, 2022, between the Company and L1 Global (Filed With SEC on January 26, 2022)
- Amended and Restated Securities Purchase Agreement, dated October 20, 2021, between Grom Social Enterprises, Inc., a Florida corporation (the Company), and L1 Capital Global... (Filed With SEC on October 20, 2021)
- Amended and Restated $4,400,000 Principal Amount, 10% Original Issue Discount Senior Secured Convertible Note issued to L1 Capital Global Master Fund on October 20, 2021 (Filed With SEC on October 20, 2021)
- Securities Purchase Agreement, Dated as of September 14, 2021 (Closing Date), between Grom Social Enterprises, Inc., a Florida corporation (the Company), and L1 Capital Global... (Filed With SEC on September 20, 2021)
- Form of $4,400,000 Principal Amount, 10% Original Issue discount Senior Secured Convertible Note issued to L1 Capital, due March 14, 2023 (Filed With SEC on September 20, 2021)
- Form of Common Stock Purchase Warrant issued to L1 Capital, exercisable at $4.20 for 813,278 shares of the Companys Common Stock (Filed With SEC on September 20, 2021)
- Form of Subsidiary Guaranty executed by Company subsidiaries, in favor of L1 Capital (Filed With SEC on September 20, 2021)
- Form of Registration Rights Agreement, dated September 14, 2021, between the Company and L1 Capital (Filed With SEC on September 20, 2021)
- Form of Security Agreement, dated as of September 14, 2021, between the Company and L1 Capital (Filed With SEC on September 20, 2021)
- 8% Convertible Promissory Note, dated August 19, 2021, issued by Grom Social Enterprises, Inc. to Curiosity Ink Media LLC (Filed With SEC on August 24, 2021)
- Non-Qualified Stock Option Agreement dated August 19, 2021 between the Company and Russell Hicks (Filed With SEC on August 24, 2021)
- Membership Interest Purchase Agreement, dated July 29, 2021, by and among the Company, Curiosity and the Sellers (Filed With SEC on August 4, 2021)
- Underwriting Agreement, dated June 16, 2021, between the Company and EF Hutton, division of Benchmark Investments, LLC, as representative of the underwriters named therein (Filed With SEC on June 22, 2021)
- Representatives Warrant, dated June 21, 2021, issued to EF Hutton, division of Benchmark Investments, LLC (Filed With SEC on June 22, 2021)
- Warrant Agency Agreement dated as of June 21, 2021, between the Company and Equiniti Trust Company (Filed With SEC on June 22, 2021)
- Amendment No. 1 to Convertible Promissory Note, dated May 21, 2021, by and between the Company and Quick Capital, LLC (Filed With SEC on May 27, 2021)
- Amendment No. 1 to Common Stock Purchase Warrant, dated May 21, 2021, by and between the Company and Quick Capital, LLC (Filed With SEC on May 27, 2021)
