Great Elm Group, Inc. Contracts & Agreements

26 Contracts & Agreements
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Filed
Voting Waiver Agreement, dated October 29, 2024, by and between Jason W. Reese and Great Elm Group, Inc
Waiver Agreements
Great Elm Group, Inc.
2024
Form of Restricted Stock Award (Employees) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan
Bonus & Incentive Agreements
Great Elm Group, Inc.
2023
Form of Restricted Stock Award (Directors) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan
Bonus & Incentive Agreements
Great Elm Group, Inc.
2023
Form of Restricted Stock Unit Award (Employees) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan
Bonus & Incentive Agreements
Great Elm Group, Inc.
2023
Form of Restricted Stock Unit Award (Directors) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan
Bonus & Incentive Agreements
Great Elm Group, Inc.
2023
Form of Stock Option Award under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan
Bonus & Incentive Agreements
Great Elm Group, Inc.
2023
Offer Letter, dated May 15, 2023, by and between Great Elm Group, Inc. and Keri A. Davis
Great Elm Group, Inc.
2023
Separation and General Release Agreement, dated May 15, 2023, by and between Great Elm Group, Inc. and Brent J. Pearson
Separation Agreements
Great Elm Group, Inc.
2023
Stock Purchase Agreement, dated December 30, 2022, among Great Elm FM Acquisition, Inc., Great Elm Group, Inc. and J.P. Morgan Broker-Dealer Holdings Inc
Stock Agreements
Great Elm Group, Inc.
2023
Great Elm Group, Inc. Amended and Restated 2016 Long-Term Incentive Compensation Plan (As Amended, Effective November 21, 2022)
Bonus & Incentive Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2022
Description of Securities
Great Elm Group, Inc.
2022
Employment Letter, dated August 30, 2022, between Great Elm Capital Management, Inc. and Nichole Milz
Employment Agreements
Great Elm Group, Inc.
Health Care Providers & Services
2022
First Supplemental Indenture, dated as of June 9, 2022, by and between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, as Trustee
Indenture Agreements
Great Elm Group, Inc.
2022
Base Indenture, dated as of June 9, 2022, by and between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, as Trustee
Indenture Agreements
Great Elm Group, Inc.
2022
Underwriting Agreement, dated as of June 7, 2022, by and between Great Elm Group, Inc. and Oppenheimer & Co. Inc., as representative of the several underwriters named therein
Underwriting Agreements
Great Elm Group, Inc.
2022
Form of First Supplemental Indenture
Indenture Agreements
Great Elm Group, Inc.
2022
Form of Base Indenture
Indenture Agreements
Great Elm Group, Inc.
2022
Form of Underwriting Agreement
Underwriting Agreements
Great Elm Group, Inc.
2022
Promissory Note, by and between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC, dated May 4, 2022
Note Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
Asset Purchase Agreement, by and between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC, dated May 4, 2022
Purchase Agreements
Great Elm Group, Inc.
Health Care Providers & Services
NY
2022
Great Elm Group, Inc. Amended and Restated 2016 Long-Term Incentive Compensation Plan (As Amended, Effective November 17, 2021)
Bonus & Incentive Agreements
Great Elm Group, Inc.
2021
Form of Restricted Stock Unit Award (Employees) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan
Bonus & Incentive Agreements
Great Elm Group, Inc.
2021
Form of Restricted Stock Unit Award (Directors) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan
Bonus & Incentive Agreements
Great Elm Group, Inc.
2021
Purchase Agreement by and among Great Elm FM Acquisition, Inc. and Monomoy Properties Fort Myers FL, LLC, dated June 23, 2021
Purchase Agreements
Great Elm Group, Inc.
Health Care Providers & Services
DE
2021
Form of amendment to 5.0% Convertible Senior PIK Notes due 2030
Note Agreements
Great Elm Group, Inc.
2021
Transaction Agreement, dated March 10, 2021, by and among Great Elm Group, Inc. and other parties thereto
Great Elm Group, Inc.
2021