Great Elm Group, Inc. Contracts & Agreements
26 Contracts & Agreements
- Business Finance (12 contracts)
- Human Resources (11)
- Uncategorized (3)
- Voting Waiver Agreement, dated October 29, 2024, by and between Jason W. Reese and Great Elm Group, Inc (Filed With SEC on October 29, 2024)
- Form of Restricted Stock Award (Employees) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan (Filed With SEC on September 20, 2023)
- Form of Restricted Stock Award (Directors) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan (Filed With SEC on September 20, 2023)
- Form of Restricted Stock Unit Award (Employees) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan (Filed With SEC on September 20, 2023)
- Form of Restricted Stock Unit Award (Directors) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan (Filed With SEC on September 20, 2023)
- Form of Stock Option Award under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan (Filed With SEC on September 20, 2023)
- Offer Letter, dated May 15, 2023, by and between Great Elm Group, Inc. and Keri A. Davis (Filed With SEC on May 15, 2023)
- Separation and General Release Agreement, dated May 15, 2023, by and between Great Elm Group, Inc. and Brent J. Pearson (Filed With SEC on May 15, 2023)
- Stock Purchase Agreement, dated December 30, 2022, among Great Elm FM Acquisition, Inc., Great Elm Group, Inc. and J.P. Morgan Broker-Dealer Holdings Inc (Filed With SEC on January 3, 2023)
- Great Elm Group, Inc. Amended and Restated 2016 Long-Term Incentive Compensation Plan (As Amended, Effective November 21, 2022) (Filed With SEC on November 21, 2022)
- Description of Securities (Filed With SEC on September 12, 2022)
- Employment Letter, dated August 30, 2022, between Great Elm Capital Management, Inc. and Nichole Milz (Filed With SEC on September 6, 2022)
- First Supplemental Indenture, dated as of June 9, 2022, by and between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, as Trustee (Filed With SEC on June 9, 2022)
- Base Indenture, dated as of June 9, 2022, by and between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, as Trustee (Filed With SEC on June 9, 2022)
- Underwriting Agreement, dated as of June 7, 2022, by and between Great Elm Group, Inc. and Oppenheimer & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on June 9, 2022)
- Form of First Supplemental Indenture (Filed With SEC on May 5, 2022)
- Form of Base Indenture (Filed With SEC on May 5, 2022)
- Form of Underwriting Agreement (Filed With SEC on May 5, 2022)
- Promissory Note, by and between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC, dated May 4, 2022 (Filed With SEC on May 5, 2022)
- Asset Purchase Agreement, by and between Great Elm Capital Management, Inc. and Imperial Capital Asset Management, LLC, dated May 4, 2022 (Filed With SEC on May 5, 2022)
- Great Elm Group, Inc. Amended and Restated 2016 Long-Term Incentive Compensation Plan (As Amended, Effective November 17, 2021) (Filed With SEC on November 17, 2021)
- Form of Restricted Stock Unit Award (Employees) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan (Filed With SEC on September 21, 2021)
- Form of Restricted Stock Unit Award (Directors) under the Registrants Amended and Restated 2016 Long-Term Incentive Compensation Plan (Filed With SEC on September 21, 2021)
- Purchase Agreement by and among Great Elm FM Acquisition, Inc. and Monomoy Properties Fort Myers FL, LLC, dated June 23, 2021 (Filed With SEC on June 24, 2021)
- Form of amendment to 5.0% Convertible Senior PIK Notes due 2030 (Filed With SEC on May 14, 2021)
- Transaction Agreement, dated March 10, 2021, by and among Great Elm Group, Inc. and other parties thereto (Filed With SEC on May 14, 2021)
