GLEACHER & COMPANY, INC. Contracts & Agreements

131 Contracts & Agreements
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BROADPOINT GLEACHER SECURITIES GROUP, INC.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
STOCK PURCHASE AGREEMENT by and among Broadpoint Securities Group, Inc., American Technology Research Holdings, Inc., Richard J. Prati, Richard Brown, Robert Sanderson, Bradley...
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2014
NON-COMPETITION AND NON-SOLICITATION AGREEMENT
Non-Competition Agreements
GLEACHER & COMPANY, INC.
2014
AGREEMENT AND PLAN OF MERGER by and among BROADPOINT SECURITIES GROUP, INC., MAGNOLIA ADVISORY LLC, GLEACHER PARTNERS INC., CERTAIN STOCKHOLDERS OF GLEACHER PARTNERS INC., and...
Merger Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2014
Amount
GLEACHER & COMPANY, INC.
2013
Amount
GLEACHER & COMPANY, INC.
2013
SURRENDER AGREEMENT
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2013
EXHIBIT A INDEMNIFICATION AGREEMENT
Indemnification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2013
INDEMNIFICATION AGREEMENT
Indemnification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
ASSET PURCHASE AGREEMENT Dated as of February 14, 2013 Among ClearPoint Funding, Inc. as Seller, Descap Mortgage Funding, LLC, as Parent of Seller, Gleacher & Company, Inc., as...
Mortgage Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
REGISTRATION RIGHTS AGREEMENT dated as of September 21, 2007 between FIRST ALBANY COMPANIES INC. and MATLINPATTERSON FA ACQUISITION LLC 1
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
GLEACHER & COMPANY, INC.
2013
ASSET PURCHASE AGREEMENT Dated as of March 6, 2007 Among DEPFA BANK PLC, FIRST ALBANY CAPITAL INC. and FIRST ALBANY COMPANIES INC
Purchase Agreements
GLEACHER & COMPANY, INC.
2013
INVESTMENT AGREEMENT Dated as of May 14, 2007 between FIRST ALBANY COMPANIES INC. and MATLINPATTERSON FA ACQUISITION LLC
Investment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
FIRST ALBANY COMPANIES INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
2013
FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER])
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Gleacher & Company, Inc. Gleacher & Company Securities, Inc.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
GLEACHER & COMPANY SENIOR MANAGEMENT COMPENSATION AND RETENTION PLAN Effective August 17, 2012
Compensation Agreements
GLEACHER & COMPANY, INC.
2012
August 17, 2012 /s/ Thomas J. Hughes Date Signature of Participant 2
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
August 17, 2012 /s/ John Griff Date Signature of Participant 2
GLEACHER & COMPANY, INC.
2012
August 17, 2012 /s/ Patricia Arciero-Craig Date Signature of Participant 2
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
August 17, 2012 /s/ Bryan Edmiston Date Signature of Participant 2
GLEACHER & COMPANY, INC.
2012
[Form of Restricted Stock Agreement] GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
2012
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
2012
AMENDED AND RESTATED LIMITED GUARANTY
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
AMENDED AND RESTATED LIMITED GUARANTY
Guaranty Agreements
GLEACHER & COMPANY, INC.
2012
LIMITED GUARANTY
Guaranty Agreements
GLEACHER & COMPANY, INC.
2012
LIMITED GUARANTY
Guaranty Agreements
GLEACHER & COMPANY, INC.
2012
CONDITIONAL GUARANTY
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. FORM OF 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN RESTRICTED STOCK AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. FORM OF 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN STOCK OPTION AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
2011
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
2011
GLEACHER & COMPANY, INC. INDUCEMENT STOCK OPTION AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2011
GLEACHER & COMPANY, INC. INDUCEMENT RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. INDUCEMENT STOCK OPTION AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. INDUCEMENT RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2011
RESTRICTED SHARE AWARD AGREEMENT pursuant to the FIRST ALBANY COMPANIES INC. 1999 LONG-TERM INCENTIVE PLAN * * * * *
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
[Form of Restricted Stock Agreement] RESTRICTED SHARE AWARD AGREEMENT pursuant to the GLEACHER & COMPANY, INC. 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN * * * * *
Share Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
PROPRIETARY ACCOUNT SUPPLEMENT TO FULLY DISCLOSED CLEARING AGREEMENT
GLEACHER & COMPANY, INC.
2011
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
2011
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Amendment of Lease by and among Gleacher & Company, Inc., HWA 1290 III LLC; HWA 1290 IV LLC; and HWA 1290 V LLC, dated as of August 26, 2010
Lease Agreements
GLEACHER & COMPANY, INC.
2010
Bylaw amendment of Gleacher & Company, Inc., dated October 27, 2010
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Bylaw amendment of Gleacher & Company, Inc., dated October 27, 2010
GLEACHER & COMPANY, INC.
2010
AGREEMENT AND PLAN OF MERGER
Merger Agreements
GLEACHER & COMPANY, INC.
2010
BROADPOINT GLEACHER SECURITIES GROUP, INC.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
For the years ended
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
FIRST ALBANY COMPANIES INC.
GLEACHER & COMPANY, INC.
2010
FOURTH AMENDMENT TO THE FIRST ALBANY COMPANIES INC. 1999 LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
BROADPOINT SECURITIES GROUP, INC.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
BROADPOINT GLEACHER SECURITIES GROUP, INC.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
BROADPOINT GLEACHER SECURITIES GROUP, INC.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
BROADPOINT GLEACHER SECURITIES GROUP, INC.
GLEACHER & COMPANY, INC.
2010
AMENDMENT TO AGREEMENT
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2009
BROADPOINT GLEACHER SECURITIES GROUP, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Three Months Ended
GLEACHER & COMPANY, INC.
2009
Three Months Ended
GLEACHER & COMPANY, INC.
2009
Three Months Ended
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Three Months Ended
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Exhibit10.1 BROADPOINTGLEACHER SECURITIES GROUP, INC. 2003NON-EMPLOYEE DIRECTORS STOCK PLAN (AsAmended and Restated Through June 16, 2009)
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
BROADPOINTGLEACHER SECURITIES GROUP, INC. 2007INCENTIVE COMPENSATION PLAN (AsAmended and Restated Through June 16, 2009)
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
GLEACHER & COMPANY, INC.
2009
TRADE NAME AND TRADEMARK AGREEMENT
Trademark Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
EX-10.75: STOCK OPTION AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
EX-10.76: STOCK OPTION AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2009
EX-10.77: STOCK OPTION AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2009
EX-10.78: STOCK OPTION AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2009
EX-10.79: RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
EX-10.80: RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
EX-10.81: RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2009
EX-10.82: RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
EX-10.83: RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2009
EX-10.84: RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
SUBLEASE
Lease Agreements
GLEACHER & COMPANY, INC.
2008
CONSENT TOSUBLEASE, RECOGNITIONAGREEMENT AND AMENDMENT TOLEASE
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
OFFICELEASE between KATOINTERNATIONAL LLC,
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
EX-2.1: STOCK PURCHASE AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2008
EX-10.84: RESTRICTED STOCK UNIT AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2008
EX-10.85: RESTRICTED STOCK UNIT AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2008
BROADPOINTSECURITIES GROUP, INC. CommonStock Purchase Warrant June27, 2008
Warrant Agreements
GLEACHER & COMPANY, INC.
2008
BROADPOINTSECURITIES GROUP, INC. REGISTRATIONRIGHTS AGREEMENT
Registration Rights Agreements
GLEACHER & COMPANY, INC.
2008
BROADPOINTSECURITIES GROUP, INC. PREEMPTIVERIGHTS AGREEMENT
GLEACHER & COMPANY, INC.
2008
SIXTH AMENDMENT TO SUB-LEASEAGREEMENT
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
SEVENTH AMENDMENT OFLEASE
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
TRANSITION AGREEMENT
Transition Agreements
GLEACHER & COMPANY, INC.
2008
PLACEMENT AGENT AGREEMENT
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2008
CONSENT, ASSIGNMENT AND ASSUMPTION AGREEMENT
Assignment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER])
GLEACHER & COMPANY, INC.
2008
AMENDMENT TO FULLY DISCLOSED CLEARING AGREEMENT
GLEACHER & COMPANY, INC.
2008
TERMINATION AGREEMENT
Termination Agreements
GLEACHER & COMPANY, INC.
2008
FULLY DISCLOSED CLEARINGAGREEMENT BETWEEN
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
FULLYDISCLOSED CLEARING AGREEMENT BETWEEN
GLEACHER & COMPANY, INC.
2008
NON-COMPETEAND NON-SOLICIT AGREEMENT
GLEACHER & COMPANY, INC.
2008
ADDENDUMTO THE NON-COMPETEAND NON-SOLICIT AGREEMENT DATED SEPTEMBER 21, 2007
GLEACHER & COMPANY, INC.
2008
[THEREMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK]
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Non-Competeand Non-Solicit Agreement
GLEACHER & COMPANY, INC.
2008
BROADPOINTSECURITIES GROUP, INC. 2007INCENTIVE COMPENSATION PLAN RESTRICTEDSTOCK UNITS AGREEMENT
Compensation Agreements
GLEACHER & COMPANY, INC.
2008
Exhibit10.4 March 14,2008
GLEACHER & COMPANY, INC.
2008
EXHIBIT10.1 FULLYDISCLOSED CLEARING AGREEMENT OF PERSHINGLLC ([FINRAMEMBER])
GLEACHER & COMPANY, INC.
2008
VOTINGAGREEMENT
GLEACHER & COMPANY, INC.
2008
AGREEMENT
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
ASSET PURCHASE AGREEMENT Dated as of January 30, 2008 among BROADPOINT SECURITIES GROUP, INC., BROADPOINT CAPITAL, INC. and BNY CAPITAL MARKETS, INC.
Purchase Agreements
GLEACHER & COMPANY, INC.
2008
FIFTH AMENDMENT TO SUB-LEASE AGREEMENT
Lease Agreements
GLEACHER & COMPANY, INC.
2007
CO-INVESTOR JOINDER AGREEMENT
Joinder Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
CO-INVESTOR JOINDER AGREEMENT
Joinder Agreements
GLEACHER & COMPANY, INC.
2007
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
GLEACHER & COMPANY, INC.
2007
FIRST ALBANY COMPANIES INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
EMPLOYMENT AGREEMENT
Employment Agreements
GLEACHER & COMPANY, INC.
2007
EXHIBIT 10.35
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
EMPLOYMENT AGREEMENT
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
First Albany Companies677 BroadwayAlbany, NY 12207Facsimile: 518-447-8606Attention: General Counsel with a copy to: Dewey Ballantine LLP1301 Avenue of the AmericasNew York, NY...
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
EX-4.1: AMENDMENT TO THE RIGHTS AGREEMENT
GLEACHER & COMPANY, INC.
2007
EX-10.1: INVESTMENT AGREEMENT
Investment Agreements
GLEACHER & COMPANY, INC.
2007
BRIDGE PROMISSORY NOTE
Note Agreements
GLEACHER & COMPANY, INC.
2001
PUT PROMISSORY NOTE
Note Agreements
GLEACHER & COMPANY, INC.
2001
STOCK PLEDGE AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2001
STOCK PLEDGE AGREEMENT
Stock Agreements
GLEACHER & COMPANY, INC.
2001
SUBLEASE
Lease Agreements
GLEACHER & COMPANY, INC.
2001
ADDENDUM TO LETTER AGREEMENT DATED MAY 12, 2007
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
MATLINPATTERSON MatlinPatterson Global Advisers LLC520 Madison Avenue New York, NY 10022-4213
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
AGREEMENT OF SUBLEASE between DEUTSCHE BANK AG, NEW YORK BRANCH, as Sublandlord and FIRST ALBANY CAPITAL, INC., as Subtenant concerning certain sublease space located at 1301...
GLEACHER & COMPANY, INC.
2005
FIRST ALBANY CAPITAL, INC. 677 Broadway Albany, New York 12207
GLEACHER & COMPANY, INC.
2005
Put and Call Agreement
GLEACHER & COMPANY, INC.
2001
FIRSTALBANY CORPORATION EMPLOYEESRETIREMENT AND SAVINGS PLAN Amendedand Restated Effective January 1, 2000 TABLEOF CONTENTS
GLEACHER & COMPANY, INC.
2001