GLEACHER & COMPANY, INC. Uncategorized Contracts & Agreements
52 Contracts & Agreements
- Amount (Filed With SEC on October 22, 2013)
- Amount (Filed With SEC on October 22, 2013)
- SURRENDER AGREEMENT (Filed With SEC on September 27, 2013)
- Gleacher & Company, Inc. Gleacher & Company Securities, Inc. (Filed With SEC on March 18, 2013)
- FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER]) (Filed With SEC on March 18, 2013)
- August 17, 2012 /s/ Bryan Edmiston Date Signature of Participant 2 (Filed With SEC on August 23, 2012)
- August 17, 2012 /s/ Patricia Arciero-Craig Date Signature of Participant 2 (Filed With SEC on August 23, 2012)
- August 17, 2012 /s/ John Griff Date Signature of Participant 2 (Filed With SEC on August 23, 2012)
- August 17, 2012 /s/ Thomas J. Hughes Date Signature of Participant 2 (Filed With SEC on August 23, 2012)
- PROPRIETARY ACCOUNT SUPPLEMENT TO FULLY DISCLOSED CLEARING AGREEMENT (Filed With SEC on March 15, 2011)
- Bylaw amendment of Gleacher & Company, Inc., dated October 27, 2010 (Filed With SEC on October 28, 2010)
- Bylaw amendment of Gleacher & Company, Inc., dated October 27, 2010 (Filed With SEC on October 28, 2010)
- For the years ended (Filed With SEC on March 15, 2010)
- BROADPOINT GLEACHER SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)
- BROADPOINT GLEACHER SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)
- BROADPOINT GLEACHER SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)
- BROADPOINT GLEACHER SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)
- BROADPOINT GLEACHER SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)
- BROADPOINT SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)
- FIRST ALBANY COMPANIES INC. (Filed With SEC on March 15, 2010)
- AMENDMENT TO AGREEMENT (Filed With SEC on August 27, 2009)
- Three Months Ended (Filed With SEC on August 14, 2009)
- Three Months Ended (Filed With SEC on August 14, 2009)
- Three Months Ended (Filed With SEC on August 14, 2009)
- Three Months Ended (Filed With SEC on August 14, 2009)
- CONSENT TOSUBLEASE, RECOGNITIONAGREEMENT AND AMENDMENT TOLEASE (Filed With SEC on November 24, 2008)
- OFFICELEASE between KATOINTERNATIONAL LLC, (Filed With SEC on November 6, 2008)
- BROADPOINTSECURITIES GROUP, INC. PREEMPTIVERIGHTS AGREEMENT (Filed With SEC on July 1, 2008)
- SEVENTH AMENDMENT OFLEASE (Filed With SEC on June 25, 2008)
- SIXTH AMENDMENT TO SUB-LEASEAGREEMENT (Filed With SEC on June 25, 2008)
- PLACEMENT AGENT AGREEMENT (Filed With SEC on May 6, 2008)
- FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER]) (Filed With SEC on April 25, 2008)
- AMENDMENT TO FULLY DISCLOSED CLEARING AGREEMENT (Filed With SEC on April 16, 2008)
- ADDENDUMTO THE NON-COMPETEAND NON-SOLICIT AGREEMENT DATED SEPTEMBER 21, 2007 (Filed With SEC on March 28, 2008)
- NON-COMPETEAND NON-SOLICIT AGREEMENT (Filed With SEC on March 28, 2008)
- FULLYDISCLOSED CLEARING AGREEMENT BETWEEN (Filed With SEC on March 28, 2008)
- FULLY DISCLOSED CLEARINGAGREEMENT BETWEEN (Filed With SEC on March 28, 2008)
- Exhibit10.4 March 14,2008 (Filed With SEC on March 14, 2008)
- Non-Competeand Non-Solicit Agreement (Filed With SEC on March 14, 2008)
- [THEREMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK] (Filed With SEC on March 14, 2008)
