GLEACHER & COMPANY, INC. Contracts & Agreements

STOCK PURCHASE AGREEMENT by and among Broadpoint Securities Group, Inc., American Technology Research Holdings, Inc., Richard J. Prati, Richard Brown, Robert Sanderson, Bradley... (Filed With SEC on March 17, 2014)

NON-COMPETITION AND NON-SOLICITATION AGREEMENT (Filed With SEC on March 17, 2014)

AGREEMENT AND PLAN OF MERGER by and among BROADPOINT SECURITIES GROUP, INC., MAGNOLIA ADVISORY LLC, GLEACHER PARTNERS INC., CERTAIN STOCKHOLDERS OF GLEACHER PARTNERS INC., and... (Filed With SEC on March 17, 2014)

Amount (Filed With SEC on October 22, 2013)

SURRENDER AGREEMENT (Filed With SEC on September 27, 2013)

EXHIBIT A INDEMNIFICATION AGREEMENT (Filed With SEC on August 9, 2013)

INDEMNIFICATION AGREEMENT (Filed With SEC on August 9, 2013)

ASSET PURCHASE AGREEMENT Dated as of February 14, 2013 Among ClearPoint Funding, Inc. as Seller, Descap Mortgage Funding, LLC, as Parent of Seller, Gleacher & Company, Inc., as... (Filed With SEC on May 10, 2013)

REGISTRATION RIGHTS AGREEMENT dated as of September 21, 2007 between FIRST ALBANY COMPANIES INC. and MATLINPATTERSON FA ACQUISITION LLC 1 (Filed With SEC on March 18, 2013)

AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 18, 2013)

ASSET PURCHASE AGREEMENT Dated as of March 6, 2007 Among DEPFA BANK PLC, FIRST ALBANY CAPITAL INC. and FIRST ALBANY COMPANIES INC (Filed With SEC on March 18, 2013)

INVESTMENT AGREEMENT Dated as of May 14, 2007 between FIRST ALBANY COMPANIES INC. and MATLINPATTERSON FA ACQUISITION LLC (Filed With SEC on March 18, 2013)

FIRST ALBANY COMPANIES INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 18, 2013)

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER]) (Filed With SEC on March 18, 2013)

Gleacher & Company, Inc. Gleacher & Company Securities, Inc. (Filed With SEC on March 18, 2013)

GLEACHER & COMPANY SENIOR MANAGEMENT COMPENSATION AND RETENTION PLAN Effective August 17, 2012 (Filed With SEC on August 23, 2012)

August 17, 2012 /s/ Thomas J. Hughes Date Signature of Participant 2 (Filed With SEC on August 23, 2012)

August 17, 2012 /s/ John Griff Date Signature of Participant 2 (Filed With SEC on August 23, 2012)

August 17, 2012 /s/ Patricia Arciero-Craig Date Signature of Participant 2 (Filed With SEC on August 23, 2012)

August 17, 2012 /s/ Bryan Edmiston Date Signature of Participant 2 (Filed With SEC on August 23, 2012)

[Form of Restricted Stock Agreement] GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on March 20, 2012)

GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on March 20, 2012)

AMENDED AND RESTATED LIMITED GUARANTY (Filed With SEC on March 20, 2012)

LIMITED GUARANTY (Filed With SEC on March 6, 2012)

CONDITIONAL GUARANTY (Filed With SEC on March 6, 2012)

GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT (Filed With SEC on August 8, 2011)

GLEACHER & COMPANY, INC. FORM OF 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on August 8, 2011)

GLEACHER & COMPANY, INC. FORM OF 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN STOCK OPTION AGREEMENT (Filed With SEC on August 8, 2011)

GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT (Filed With SEC on July 13, 2011)

GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT (Filed With SEC on May 10, 2011)

GLEACHER & COMPANY, INC. INDUCEMENT STOCK OPTION AGREEMENT (Filed With SEC on May 10, 2011)

GLEACHER & COMPANY, INC. INDUCEMENT RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on May 10, 2011)

GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT (Filed With SEC on April 22, 2011)

GLEACHER & COMPANY, INC. INDUCEMENT STOCK OPTION AGREEMENT (Filed With SEC on April 22, 2011)

GLEACHER & COMPANY, INC. INDUCEMENT RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on April 22, 2011)

RESTRICTED SHARE AWARD AGREEMENT pursuant to the FIRST ALBANY COMPANIES INC. 1999 LONG-TERM INCENTIVE PLAN * * * * * (Filed With SEC on March 15, 2011)

[Form of Restricted Stock Agreement] RESTRICTED SHARE AWARD AGREEMENT pursuant to the GLEACHER & COMPANY, INC. 2003 NON-EMPLOYEE DIRECTORS STOCK PLAN * * * * * (Filed With SEC on March 15, 2011)

PROPRIETARY ACCOUNT SUPPLEMENT TO FULLY DISCLOSED CLEARING AGREEMENT (Filed With SEC on March 15, 2011)

GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN STOCK OPTION AGREEMENT (Filed With SEC on March 15, 2011)

GLEACHER & COMPANY, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 15, 2011)

Amendment of Lease by and among Gleacher & Company, Inc., HWA 1290 III LLC; HWA 1290 IV LLC; and HWA 1290 V LLC, dated as of August 26, 2010 (Filed With SEC on November 8, 2010)

Bylaw amendment of Gleacher & Company, Inc., dated October 27, 2010 (Filed With SEC on October 28, 2010)

AGREEMENT AND PLAN OF MERGER (Filed With SEC on May 28, 2010)

FIRST ALBANY COMPANIES INC. (Filed With SEC on March 15, 2010)

FOURTH AMENDMENT TO THE FIRST ALBANY COMPANIES INC. 1999 LONG-TERM INCENTIVE PLAN (Filed With SEC on March 15, 2010)

BROADPOINT SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)

BROADPOINT GLEACHER SECURITIES GROUP, INC. (Filed With SEC on March 15, 2010)

For the years ended (Filed With SEC on March 15, 2010)

AMENDMENT TO AGREEMENT (Filed With SEC on August 27, 2009)

BROADPOINT GLEACHER SECURITIES GROUP, INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on August 27, 2009)

Three Months Ended (Filed With SEC on August 14, 2009)

Exhibit10.1 BROADPOINTGLEACHER SECURITIES GROUP, INC. 2003NON-EMPLOYEE DIRECTORS STOCK PLAN (AsAmended and Restated Through June 16, 2009) (Filed With SEC on June 22, 2009)

BROADPOINTGLEACHER SECURITIES GROUP, INC. 2007INCENTIVE COMPENSATION PLAN (AsAmended and Restated Through June 16, 2009) (Filed With SEC on June 22, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 8, 2009)

TRADE NAME AND TRADEMARK AGREEMENT (Filed With SEC on June 8, 2009)

EX-10.75: STOCK OPTION AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.76: STOCK OPTION AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.77: STOCK OPTION AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.78: STOCK OPTION AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.79: RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.80: RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.81: RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.82: RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.83: RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 26, 2009)

EX-10.84: RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on March 26, 2009)

SUBLEASE (Filed With SEC on November 24, 2008)

CONSENT TOSUBLEASE, RECOGNITIONAGREEMENT AND AMENDMENT TOLEASE (Filed With SEC on November 24, 2008)

OFFICELEASE between KATOINTERNATIONAL LLC, (Filed With SEC on November 6, 2008)

EX-2.1: STOCK PURCHASE AGREEMENT (Filed With SEC on September 5, 2008)

EX-10.84: RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on August 14, 2008)

EX-10.85: RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on August 14, 2008)

BROADPOINTSECURITIES GROUP, INC. CommonStock Purchase Warrant June27, 2008 (Filed With SEC on July 1, 2008)

BROADPOINTSECURITIES GROUP, INC. REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on July 1, 2008)

BROADPOINTSECURITIES GROUP, INC. PREEMPTIVERIGHTS AGREEMENT (Filed With SEC on July 1, 2008)

SIXTH AMENDMENT TO SUB-LEASEAGREEMENT (Filed With SEC on June 25, 2008)

SEVENTH AMENDMENT OFLEASE (Filed With SEC on June 25, 2008)

TRANSITION AGREEMENT (Filed With SEC on May 6, 2008)

PLACEMENT AGENT AGREEMENT (Filed With SEC on May 6, 2008)

CONSENT, ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on May 6, 2008)

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER]) (Filed With SEC on April 25, 2008)

AMENDMENT TO FULLY DISCLOSED CLEARING AGREEMENT (Filed With SEC on April 16, 2008)

TERMINATION AGREEMENT (Filed With SEC on April 16, 2008)

FULLY DISCLOSED CLEARINGAGREEMENT BETWEEN (Filed With SEC on March 28, 2008)

FULLYDISCLOSED CLEARING AGREEMENT BETWEEN (Filed With SEC on March 28, 2008)

NON-COMPETEAND NON-SOLICIT AGREEMENT (Filed With SEC on March 28, 2008)

ADDENDUMTO THE NON-COMPETEAND NON-SOLICIT AGREEMENT DATED SEPTEMBER 21, 2007 (Filed With SEC on March 28, 2008)

[THEREMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK] (Filed With SEC on March 14, 2008)

Non-Competeand Non-Solicit Agreement (Filed With SEC on March 14, 2008)

BROADPOINTSECURITIES GROUP, INC. 2007INCENTIVE COMPENSATION PLAN RESTRICTEDSTOCK UNITS AGREEMENT (Filed With SEC on March 14, 2008)

Exhibit10.4 March 14,2008 (Filed With SEC on March 14, 2008)

EXHIBIT10.1 FULLYDISCLOSED CLEARING AGREEMENT OF PERSHINGLLC ([FINRAMEMBER]) (Filed With SEC on March 3, 2008)

VOTINGAGREEMENT (Filed With SEC on March 3, 2008)

AGREEMENT (Filed With SEC on February 22, 2008)

ASSET PURCHASE AGREEMENT Dated as of January 30, 2008 among BROADPOINT SECURITIES GROUP, INC., BROADPOINT CAPITAL, INC. and BNY CAPITAL MARKETS, INC. (Filed With SEC on January 30, 2008)

FIFTH AMENDMENT TO SUB-LEASE AGREEMENT (Filed With SEC on November 5, 2007)

CO-INVESTOR JOINDER AGREEMENT (Filed With SEC on September 27, 2007)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 27, 2007)

FIRST ALBANY COMPANIES INC. 2007 INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on September 27, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on September 27, 2007)

EXHIBIT 10.35 (Filed With SEC on August 9, 2007)

ADDENDUM TO LETTER AGREEMENT DATED MAY 12, 2007 (Filed With SEC on August 9, 2007)

MATLINPATTERSON MatlinPatterson Global Advisers LLC520 Madison Avenue New York, NY 10022-4213 (Filed With SEC on August 9, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on August 9, 2007)

First Albany Companies677 BroadwayAlbany, NY 12207Facsimile: 518-447-8606Attention: General Counsel with a copy to: Dewey Ballantine LLP1301 Avenue of the AmericasNew York, NY... (Filed With SEC on July 31, 2007)

EX-4.1: AMENDMENT TO THE RIGHTS AGREEMENT (Filed With SEC on May 18, 2007)

EX-10.1: INVESTMENT AGREEMENT (Filed With SEC on May 15, 2007)

AGREEMENT OF SUBLEASE between DEUTSCHE BANK AG, NEW YORK BRANCH, as Sublandlord and FIRST ALBANY CAPITAL, INC., as Subtenant concerning certain sublease space located at 1301... (Filed With SEC on May 23, 2005)

FIRST ALBANY CAPITAL, INC. 677 Broadway Albany, New York 12207 (Filed With SEC on May 23, 2005)

Put and Call Agreement (Filed With SEC on March 30, 2001)

BRIDGE PROMISSORY NOTE (Filed With SEC on March 30, 2001)

PUT PROMISSORY NOTE (Filed With SEC on March 30, 2001)

STOCK PLEDGE AGREEMENT (Filed With SEC on March 30, 2001)

FIRSTALBANY CORPORATION EMPLOYEESRETIREMENT AND SAVINGS PLAN Amendedand Restated Effective January 1, 2000 TABLEOF CONTENTS (Filed With SEC on March 30, 2001)

SUBLEASE (Filed With SEC on March 30, 2001)

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GLEACHER & COMPANY, INC. Contracts & Agreements