GLEACHER & COMPANY, INC. Contracts & Agreements

150 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Non-Competition and Non-Solicitation Agreement between Broadpoint Securities Group, Inc. and Prospective Stockholder
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2014
Key Employee Retention Agreement between Gleacher & Company, Inc. and Patricia Arciero-Craig
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Key Employee Retention Agreement between Gleacher & Company, Inc. and Bryan Edmiston
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Capstone Advisory Group, LLC Retention Agreement with Gleacher & Company, Inc. for Chief Restructuring Officer Services
Consulting Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
First Albany Companies Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Employee
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Resignation and Consulting Agreement between Gleacher & Company, Inc., Gleacher & Company Securities, Inc., and Eric Gleacher
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Gleacher & Company Senior Management Compensation and Retention Plan (Effective August 17, 2012)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with Thomas J. Hughes
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with John Griff
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement – Patricia Arciero-Craig
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company Senior Management Compensation and Retention Plan Participation Agreement with Bryan Edmiston
Retention Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement (Form)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement with Patricia A. Arciero-Craig
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement with Bryan J. Edmiston
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Agreement with John Griff
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Separation and Release Agreement between Gleacher & Company, Inc. and Jeffrey H. Kugler
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with John Griff
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Employment Agreement between Gleacher & Company, Inc. and John Griff (Chief Operating Officer)
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with John Griff
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Thomas J. Hughes
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. Inducement Restricted Stock Units Agreement with Thomas Hughes
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Employment Agreement between Gleacher & Company, Inc. and Thomas J. Hughes (CEO)
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Thomas J. Hughes
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Inducement Stock Option Agreement between Gleacher & Company, Inc. and Thomas Hughes
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. Inducement Restricted Stock Units Agreement with Thomas Hughes
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Separation and Release Agreement between Gleacher & Company, Inc. and Peter J. McNierney (April 22, 2011)
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Restricted Share Award Agreement between First Albany Companies Inc. and Peter McNierney (June 30, 2006)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Restricted Share Award Agreement under Gleacher & Company, Inc. 2003 Non-Employee Directors Stock Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Stock Option Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Patricia Arciero-Craig
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Jeffrey Kugler
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2010 Annual Bonus Award Letter Agreement with Eric J. Gleacher
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Interim CEO Appointment and Incentive Compensation Agreement between Gleacher & Company, Inc. and Peter J. McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Separation and Equity Vesting Agreement between Peter J. McNierney and Gleacher & Company, Inc.
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Separation and Release Agreement between Broadpoint Gleacher Securities Group, Inc. and Robert Turner (March 31, 2010)
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Lee Fensterstock (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Robert Turner (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Patricia Arciero-Craig
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Transition Agreement among Broadpoint Securities Group, FA Technology Ventures, FA Technology Holding, and Principals (April 30, 2008)
Transition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Consent, Assignment and Assumption Agreement among FA Technology Ventures Corporation, FA Technology Holding LLC, and FATV GP LLC
Assignment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Voting Agreement between Broadpoint Securities Group, Inc. and MatlinPatterson FA Acquisition LLC (February 29, 2008)
Voting Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
First Albany Companies Inc. 2007 Incentive Compensation Plan Restricted Stock Unit Agreement with Employee
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Addendum to Letter Agreement Dated May 12, 2007 Between Brian Coad and First Albany Companies, Inc.
Severance Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Sublease Agreement between Deutsche Bank AG, New York Branch and First Albany Capital, Inc. for 1301 Avenue of the Americas, 9th Floor, New York, NY
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2005
First Albany Corporation Employees’ Retirement and Savings Plan (Amended and Restated as of January 1, 2000)
Retirement Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Stock Purchase Agreement among Broadpoint Securities Group, Inc., American Technology Research Holdings, Inc., and Stockholders (September 2, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2014
Agreement and Plan of Merger among Broadpoint Securities Group, Inc., Magnolia Advisory LLC, Gleacher Partners Inc., Certain Stockholders, and Holders of Interests in Gleacher...
Merger Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2014
Surrender Agreement between HWA 1290 III/IV/V LLC and Gleacher & Company, Inc. dated September 27, 2013
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2013
Indemnification Agreement between Gleacher & Company, Inc., Christopher J. Kearns, and Capstone Advisory Group, LLC
Indemnification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2013
Indemnification Agreement between Gleacher & Company, Inc. and Director
Indemnification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
Asset Purchase Agreement among ClearPoint Funding, Inc., Descap Mortgage Funding, LLC, Gleacher & Company, Inc., and Homeward Residential, Inc. dated February 14, 2013
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
Registration Rights Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (September 21, 2007)
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Amendment No. 1 to Registration Rights Agreement among Broadpoint Securities Group, Inc., MatlinPatterson FA Acquisition LLC, and Other Investors
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2013
Asset Purchase Agreement among DEPFA BANK plc, First Albany Capital Inc., and First Albany Companies Inc. (March 6, 2007)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Investment Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (May 14, 2007)
Investment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2013
Fully Disclosed Clearing Agreement between Pershing LLC and Broadpoint Capital, Inc.
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2013
Amended and Restated Limited Guaranty between Gleacher and Company, Inc. and Credit Suisse First Boston Mortgage Capital, LLC
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Amended and Restated Limited Guaranty between Gleacher & Company, Inc. and UBS Real Estate Securities Inc. (March 15, 2012)
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Limited Guaranty Agreement between Gleacher and Company, Inc. and Credit Suisse First Boston Mortgage Capital, LLC (February 29, 2012)
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Limited Guaranty Agreement between Gleacher and Company, Inc. and UBS Real Estate Securities Inc. (February 29, 2012)
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2012
Conditional Guaranty Agreement between Gleacher & Company, Inc. and Citibank, N.A. regarding Clearpoint Funding, Inc. Repurchase Obligations
Guaranty Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2012
Gleacher & Company, Inc. 2003 Non-Employee Directors Restricted Stock Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Gleacher & Company, Inc. 2003 Non-Employee Directors Stock Option Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Inducement Stock Option Agreement between Gleacher & Company, Inc. and Thomas Hughes
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2011
Proprietary Account Supplement to Fully Disclosed Clearing Agreement between Pershing LLC and Gleacher & Company Securities, Inc.
Pledge Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2011
First Amendment to Lease Agreement between HWA 1290 III/IV/V LLC and Gleacher & Company, Inc. (Expansion of Premises)
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Agreement and Plan of Merger between Broadpoint Gleacher Securities Group, Inc. and Gleacher & Company, Inc.
Merger Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2010
Gleacher & Company, Inc. Common Stock Certificate
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
Broadpoint Gleacher Securities Group, Inc. Common Stock Certificate
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2010
First Albany Companies Inc. 2005 Deferred Compensation Plan for Key Employees
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
First Albany Companies Inc. 1999 Amended and Restated Long-Term Incentive Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Securities Group, Inc. Restricted Stock Units Agreement with Robert Turner (2008)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Peter McNierney (2010)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Lee Fensterstock
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Separation and Release Agreement between Lee Fensterstock and Broadpoint Gleacher Securities Group, Inc. (February 21, 2010)
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2010
Amendment to Employment Agreement between Broadpoint Gleacher Securities Group, Inc. and Lee Fensterstock
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2009
Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan Restricted Stock Units Agreement with Lee Fensterstock
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. 2003 Non-Employee Directors Restricted Stock Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. 2003 Non-Employee Directors Stock Option Agreement
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Peter McNierney
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. Restricted Stock Units Agreement with Lee Fensterstock (2009)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Gleacher Securities Group, Inc. 2003 Amended and Restated Non-Employee Directors Stock Plan
Stock Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Amended and Restated Broadpoint Gleacher Securities Group, Inc. 2007 Incentive Compensation Plan (as of June 16, 2009)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Registration Rights Agreement between Broadpoint Securities Group, Inc. and Eric J. Gleacher (June 5, 2009)
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Trade Name and Trademark Agreement between Broadpoint Securities Group, Magnolia Advisory, and Gleacher Parties (June 5, 2009)
Trademark Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Securities Group, Inc. Stock Option Agreement with Lee Fensterstock under 2007 Incentive Compensation Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Securities Group, Inc. Stock Option Agreement with Lee Fensterstock under 2007 Incentive Compensation Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Securities Group, Inc. Stock Option Agreement with Peter McNierney under 2007 Incentive Compensation Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Broadpoint Securities Group, Inc. Stock Option Agreement with Peter McNierney under 2007 Incentive Compensation Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Restricted Stock Units Agreement under Broadpoint Securities Group, Inc. 2007 Incentive Compensation Plan (Peter McNierney)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Restricted Stock Units Agreement under Broadpoint Securities Group, Inc. 2007 Incentive Compensation Plan (Lee Fensterstock)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Restricted Stock Units Agreement under 2007 Incentive Compensation Plan between Broadpoint Securities Group, Inc. and Lee Fensterstock
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Restricted Stock Units Agreement under Broadpoint Securities Group, Inc. 2007 Incentive Compensation Plan (Peter McNierney)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Restricted Stock Units Agreement under Broadpoint Securities Group, Inc. 2007 Incentive Compensation Plan (Robert Turner)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Restricted Stock Units Agreement under Broadpoint Securities Group, Inc. 2007 Incentive Compensation Plan (Patricia Arciero-Craig)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2009
Sublease Agreement between Broadpoint Securities Group, Inc. and Jefferies & Company, Inc. for Office Space at Post Montgomery Center
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
CA
2008
Consent to Sublease, Recognition Agreement, and Amendment to Lease among Post-Montgomery Associates, Broadpoint Securities Group, Inc., and Jefferies & Company, Inc.
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Standby Letter of Credit No. S00057145 by The Bank of New York Mellon for Post Montgomery Associates and Broadpoint Securities Group, Inc.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Office Lease Agreement between Kato International LLC and Broadpoint Securities Group, Inc. for 31st Floor, Tower 49
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Standby Letter of Credit No. S00056898 – The Bank of New York Mellon, Kato International LLC, and Broadpoint Securities Group, Inc.
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Stock Purchase Agreement among Broadpoint Securities Group, Inc., American Technology Research Holdings, Inc., and Stockholders (September 2, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2008
Broadpoint Securities Group, Inc. Restricted Stock Unit Agreement with Peter McNierney (2007 Incentive Compensation Plan)
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Restricted Stock Unit Agreement between Broadpoint Securities Group, Inc. and Lee Fensterstock under 2007 Incentive Compensation Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Preferred Stock Purchase Agreement between Broadpoint Securities Group, Inc. and Mast Credit Opportunities I Master Fund Limited (June 27, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Warrant Agreement between Broadpoint Securities Group, Inc. and Mast Credit Opportunities I Master Fund Limited (June 27, 2008)
Warrant Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Registration Rights Agreement between Broadpoint Securities Group, Inc. and Mast Credit Opportunities I Master Fund Limited
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Preemptive Rights Agreement between Broadpoint Securities Group, Inc. and MAST Credit Opportunities I Master Fund Limited
Investor Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Sixth Amendment to Sub-Lease Agreement between Columbia 677, L.L.C. and Broadpoint Securities Group, Inc.
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Seventh Amendment to Lease Agreement between One Penn Plaza LLC and Broadpoint Securities Group, Inc.
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Irrevocable Standby Letter of Credit Issued by The Bank of New York for One Penn Plaza LLC (Beneficiary) and Broadpoint Securities Group, Inc. (Applicant)
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Placement Agent Agreement between Broadpoint Capital, Inc. and FA Technology Holding, LLC (April 30, 2008)
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2008
Fully Disclosed Clearing Agreement between Pershing LLC and Broadpoint Securities, Inc.
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Amendment to Fully Disclosed Clearing Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Securities, Inc.
Modification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Termination Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Capital, Inc.
Termination Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Fully Disclosed Clearing Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Capital, Inc. dated January 11, 2008
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Fully Disclosed Clearing Agreement between Ridge Clearing & Outsourcing Solutions, Inc. and Broadpoint Securities, Inc. dated January 11, 2008
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Non-Compete and Non-Solicit Agreement between First Albany Companies Inc. and Patricia Arciero-Craig
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Addendum to Non-Compete and Non-Solicit Agreement between First Albany Companies Inc. and Patricia Arciero-Craig
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Employment Agreement between Broadpoint Securities Group, Inc. and Robert Turner for Chief Financial Officer Position
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Non-Compete and Non-Solicit Agreement between Broadpoint Securities Group, Inc. and Key Employee
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Broadpoint Securities Group, Inc. Restricted Stock Unit Agreement with Robert Turner under 2007 Incentive Compensation Plan
Bonus & Incentive Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Separation and Release Agreement between Broadpoint Securities Group, Inc. and C. Brian Coad (March 14, 2008)
Separation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Fully Disclosed Clearing Agreement between Pershing LLC and Broadpoint Capital, Inc.
Services Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2008
Agreement Regarding NTBV Purchase Price Adjustment and Issuance of Additional Shares between Broadpoint Securities Group, Inc. and MatlinPatterson FA Acquisition LLC
Investment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Asset Purchase Agreement among Broadpoint Securities Group, Broadpoint Capital, and BNY Capital Markets (January 30, 2008)
Purchase Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2008
Fifth Amendment to Sub-Lease Agreement between Columbia 677, L.L.C. and First Albany Companies Inc.
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Co-Investor Joinder Agreement among First Albany Companies Inc., MatlinPatterson FA Acquisition LLC, and Robert M. Tirschwell
Joinder Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Co-Investor Joinder Agreement among First Albany Companies Inc., MatlinPatterson FA Acquisition LLC, and Robert M. Fine
Joinder Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Registration Rights Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (September 21, 2007)
Registration Rights Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Employment Agreement between First Albany Companies Inc. and Lee Fensterstock
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Letter Agreement Regarding Waiver and Repayment Terms for $20 Million Loan and Lease Obligations between KeyBank and First Albany Companies Inc.
Waiver Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Non-Compete and Non-Solicit Agreement between First Albany Companies, Inc. and C. Brian Coad (05/12/2007)
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Letter Agreement Granting Restricted Stock Units and Non-Competition Terms between MatlinPatterson Global Advisers LLC and C. Brian Coad
Non-Competition Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Employment Agreement between First Albany Companies Inc. and Peter McNierney dated May 15, 2007
Employment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Notice and Waiver Letter Agreement among DEPFA BANK plc, First Albany Capital Inc., and First Albany Companies Inc. (July 25, 2007)
Waiver Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2007
Notice and Waiver Letter Agreement Relating to Asset Purchase Agreement Among DEPFA BANK plc, First Albany Capital Inc., and First Albany Companies Inc.
Waiver Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Amendment No. 1 to Rights Agreement between First Albany Companies Inc. and American Stock Transfer & Trust Company
Modification Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2007
Investment Agreement between First Albany Companies Inc. and MatlinPatterson FA Acquisition LLC (May 14, 2007)
Investment Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
DE
2007
First Amendment to Sublease Agreement between First Albany Capital, Inc. and Deutsche Bank AG, New York Branch
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2005
Office Lease Agreement between Post-Montgomery Associates and First Albany Companies for One Montgomery Tower, San Francisco
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
CA
2005
First Albany Companies Inc. 2005 Deferred Compensation Plan for Key Employees
Compensation Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2005
Put and Call Agreement among Mechanical Technology Incorporated, First Albany Companies Inc., and KeyBank National Association dated December 27, 2000
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Bridge Promissory Note between Mechanical Technology Incorporated and First Albany Companies Inc.
Note Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Put Promissory Note between Mechanical Technology Incorporated and First Albany Companies Inc. dated December 27, 2000
Note Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Stock Pledge Agreement between Mechanical Technology Incorporated and First Albany Companies Inc. dated December 27, 2000
Pledge Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Stock Pledge Agreement between Mechanical Technology Incorporated and First Albany Companies Inc. dated December 27, 2000
Pledge Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
NY
2001
Sublease Agreement between First Albany Companies Inc. and ConnecTech, LLC d/b/a Telx for 33rd Floor at 17 State Street, New York
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2001
Sublease Agreement between First Albany Companies Inc. and First Union Securities, Inc. for One Penn Plaza, New York
Lease Agreements
GLEACHER & COMPANY, INC.
SPACs, Investment, & Acquisition Companies
2001