GLADSTONE CAPITAL CORP Contracts & Agreements

70 Contracts & Agreements
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Investment Advisory and Management Agreement between Gladstone Capital Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2025
Description of Common Stock and 6.25% Series A Cumulative Redeemable Preferred Stock of Gladstone Capital Corporation
Stock Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2024
Equity Distribution Agreement between Gladstone Capital Corporation and Jefferies LLC and Huntington Securities, Inc.
Equity Distribution Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2024
Amendment No. 8 to Sixth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association, and Webster...
Loan Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2024
Amendment No. 7 to Sixth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank, and First-Citizens Bank & Trust...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2024
Description of Securities: Common Stock and 6.25% Series A Cumulative Redeemable Preferred Stock of Gladstone Capital Corporation
Stock Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2023
Fifth Supplemental Indenture for 7.75% Notes Due 2028 between Gladstone Capital Corporation and U.S. Bank Trust Company, N.A.
Indenture Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2023
Underwriting Agreement for $50,000,000 7.75% Notes Due 2028 by Gladstone Capital Corporation and Piper Sandler & Co.
Underwriting Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2023
Amended and Restated Equity Distribution Agreement between Gladstone Capital Corporation and Jefferies LLC and Huntington Securities, Inc.
Equity Distribution Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2023
Amendment No. 4 to Sixth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association, and Other Lenders
Loan Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2023
Amendment No. 1 to Equity Distribution Agreement among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Jefferies LLC
Equity Distribution Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2022
Description of Common Stock and 5.375% Notes Due 2024 of Gladstone Capital Corporation
Note Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2021
Fourth Supplemental Indenture between Gladstone Capital Corporation and U.S. Bank National Association (3.75% Notes Due 2027)
Indenture Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2021
Registration Rights Agreement between Gladstone Capital Corporation and Raymond James & Associates, Inc. (November 4, 2021)
Registration Rights Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Sixth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Equity Distribution Agreement between Gladstone Capital Corporation and Jefferies LLC
Equity Distribution Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for $50,000,000 5.125% Notes due 2026 between Gladstone Capital Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Amendment No. 7, Consent and Waiver to Fifth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Modification Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Amendment No. 8 to Fifth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank, and Customers Bank
Loan Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2021
Third Supplemental Indenture for 5.125% Notes Due 2026 between Gladstone Capital Corporation and U.S. Bank National Association
Indenture Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2020
Underwriting Agreement for $100,000,000 5.125% Notes due 2026 between Gladstone Capital Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2020
Second Amended and Restated Investment Advisory and Management Agreement between Gladstone Capital Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2020
Amendment No. 6 to Fifth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2020
Description of Securities of Gladstone Capital Corporation: Common Stock, Series 2024 Term Preferred Stock, and Notes
GLADSTONE CAPITAL CORP
Capital Markets
2019
Amendment No. 5 to Fifth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2019
Amendment No. 4 to Fifth Amended and Restated Credit Agreement by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association, and Other...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2018
Gladstone Capital Corporation Underwriting Agreement for 1,800,000 Shares of 6.00% Series 2024 Term Preferred Stock
Underwriting Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2017
Amendment No. 3 to Fifth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2017
Amendment No. 1 to Fifth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2016
Amendment No. 1 to Amended and Restated Investment Advisory and Management Agreement between Gladstone Capital Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2015
Joinder Agreement to Fifth Amended and Restated Credit Agreement by and among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association, and...
Joinder Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2015
Assignment, Acceptance and Joinder Agreement between KeyBank National Association and AloStar Bank of Commerce (June 19, 2015)
Assignment Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2015
Assignment and Acceptance Agreement between KeyBank National Association and NewBridge Bank (June 19, 2015)
Assignment Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2015
Fifth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank National Association, and Lenders (May 1, 2015)
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2015
Amendment No. 2 to Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank, BB&T, ING Capital, and Key Equipment...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2013
Amendment No. 7 to Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2013
Amendment No. 5 to Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2013
Amendment No. 6 to Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2013
Amendment No. 4 to Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank, BB&T, ING Capital, and Key Equipment...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2013
Amendment No. 3 to Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank, BB&T, ING Capital, and Key Equipment...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2012
Consent and Acknowledgment to Increase No. 1 under Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank,...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2011
Amendment No. 1 to Fourth Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, KeyBank, BB&T, ING Capital, and Key Equipment...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2010
Redemption Agreement between Gladstone Capital Corporation and David Gladstone dated September 7, 2010
Release Agreements
GLADSTONE CAPITAL CORP
Capital Markets
VA
2010
Second Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, Deutsche Bank AG, and Lender Parties (June 6, 2008)
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2008
Amendment No. 7 to Amended and Restated Credit Agreement among Gladstone Business Loan, LLC and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2008
Amendment No. 6 to Amended and Restated Credit Agreement among Gladstone Business Loan, LLC and Lenders
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2008
Joinder Agreement to Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, and Branch Banking and Trust Company
Joinder Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2008
Amendment No. 5 to Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Deutsche Bank AG, KeyBank, Tahoe Funding Corp., and Relationship Funding Company
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2008
Amendment No. 3 to Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Deutsche Bank AG, and KeyBank, N.A.
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2007
Amendment No. 2 to Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Deutsche Bank AG, and KeyBank, N.A.
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2007
Amendment No. 1 to Amended and Restated Credit Agreement by and among Gladstone Business Loan, LLC, Deutsche Bank AG, and KeyBank, National Association
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2006
Custody Agreement between Gladstone Capital Corporation and The Bank of New York (May 5, 2006)
GLADSTONE CAPITAL CORP
Capital Markets
2006
Executive Nonqualified Excess Plan Adoption Agreement by Gladstone Entities and Principal Life Insurance Company
Compensation Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2006
$100,000,000 Amended and Restated Credit Agreement among Gladstone Business Loan, LLC, Gladstone Management Corporation, Deutsche Bank AG, and Lender Parties (May 26, 2006)
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2006
Amendment No. 5, Consent and Waiver to Credit Agreement among Gladstone Business Loan, LLC, Tahoe Funding Corp., LLC, Public Square Funding LLC, Deutsche Bank AG, and KeyBank,...
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2005
Fourth Amendment to Gladstone Capital Corporation Amended and Restated 2001 Equity Incentive Plan
Bonus & Incentive Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2005
Trademark License Agreement between Gladstone Management Corporation and Gladstone Capital Corporation
License Agreements
GLADSTONE CAPITAL CORP
Capital Markets
VA
2005
Amendment No. 4 to Credit Agreement among Gladstone Business Loan, LLC, Tahoe Funding Corp., LLC, Public Square Funding LLC, Deutsche Bank AG, and KeyBank, National Association
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2004
Amendment No. 3 and Consent to Credit Agreement among Gladstone Business Loan, LLC and Lender Parties (May 28, 2004)
Modification Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2004
Amendment No. 2 to Credit Agreement among Gladstone Business Loan, LLC, Lenders, and Agents
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2004
Teqcorner Facility License Agreement with Gladstone Capital Corporation (November 1, 2003)
Facility Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2003
$100,000,000 Credit Agreement among Gladstone Business Loan, LLC, Gladstone Advisers, Inc., CIBC, and Other Lenders (May 19, 2003)
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
NY
2003
Teqcorner Facility License Agreement with Gladstone Capital Corporation (Area 208, 2001–2002)
Facility Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2001
Secured Promissory Note between David Gladstone and Gladstone Capital Corporation dated August 23, 2001
Note Agreements
GLADSTONE CAPITAL CORP
Capital Markets
VA
2001
Secured Promissory Note between Terry L. Brubaker and Gladstone Capital Corporation dated August 23, 2001
Note Agreements
GLADSTONE CAPITAL CORP
Capital Markets
VA
2001
Secured Promissory Note between Harry Brill and Gladstone Capital Corporation dated August 23, 2001
Note Agreements
GLADSTONE CAPITAL CORP
Capital Markets
VA
2001
Third Amended and Restated Investment Advisory and Management Agreement between Gladstone Capital Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2021
Description of Securities: Common Stock and Debt Securities (Gladstone Capital Corporation)
GLADSTONE CAPITAL CORP
Capital Markets
2020
Investment Advisory and Administrative Agreement between Gladstone Capital Corporation and Gladstone Management Corporation
Advisory Agreements
GLADSTONE CAPITAL CORP
Capital Markets
DE
2004
Amendment No. 1 to Credit Agreement among Gladstone Business Loan, LLC, Lenders, and Agents
Credit Agreements
GLADSTONE CAPITAL CORP
Capital Markets
2003