GLADSTONE CAPITAL CORP Contracts & Agreements

Description of Securities (Filed With SEC on November 13, 2024)

Equity Distribution Agreement, dated as of August 16, 2024, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and... (Filed With SEC on August 16, 2024)

Amendment No. 8 to Sixth Amended and Restated Credit Agreement, dated as of August 12, 2024 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management... (Filed With SEC on August 12, 2024)

Amendment No. 7 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,... (Filed With SEC on June 27, 2024)

Description of Securities (Filed With SEC on November 13, 2023)

Fifth Supplemental Indenture between Gladstone Capital Corporation and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association),... (Filed With SEC on August 17, 2023)

Underwriting Agreement, dated as of August 10, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Piper Sandler & Co., as... (Filed With SEC on August 11, 2023)

Amended and Restated Equity Distribution Agreement, dated as of July 28, 2023, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone... (Filed With SEC on July 28, 2023)

Amendment No. 4 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,... (Filed With SEC on June 22, 2023)

Amendment No. 1 to Equity Distribution Agreement, dated as of August 5, 2022, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone... (Filed With SEC on August 5, 2022)

Fourth Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 12, 2022 (Filed With SEC on May 3, 2022)

Description of Securities (Filed With SEC on November 15, 2021)

Fourth Supplemental Indenture between Gladstone Capital Corporation and U.S. Bank National Association, dated as of November 4, 2021 (Filed With SEC on November 4, 2021)

Registration Rights Agreement, dated as of November 4, 2021, by and between Gladstone Capital Corporation and Raymond James & Associates, Inc., as representative of the several... (Filed With SEC on November 4, 2021)

Sixth Amended and Restated Credit Agreement dated as of May 13, 2021 by and among Gladstone Business Loan, LLC as Borrower, Gladstone Management Corporation as Servicer, KeyBank... (Filed With SEC on May 13, 2021)

Equity Distribution Agreement, dated as of May 10, 2021, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Jefferies... (Filed With SEC on May 10, 2021)

Third Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 13, 2021 (Filed With SEC on May 4, 2021)

Underwriting Agreement, dated as of March 5, 2021, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Raymond James &... (Filed With SEC on March 10, 2021)

Amendment No. 8 to Fifth Amended and Restated Credit Agreement, dated as of December 9, 2020 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management... (Filed With SEC on February 3, 2021)

Amendment No. 7 to Fifth Amended and Restated Credit Agreement, dated as of November 2, 2020 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management... (Filed With SEC on February 3, 2021)

Third Supplemental Indenture between Gladstone Capital Corporation and U.S. Bank National Association, dated as of December 15, 2020 (Filed With SEC on December 15, 2020)

Underwriting Agreement, dated as of December 8, 2020, by and among Gladstone Capital Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and Raymond James... (Filed With SEC on December 9, 2020)

Description of Securities (Filed With SEC on November 10, 2020)

Amendment No. 6 to Fifth Amended and Restated Credit Agreement, dated as of April 29, 2020 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management... (Filed With SEC on May 4, 2020)

Second Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 14, 2020 (Filed With SEC on May 4, 2020)

Description of Securities (Filed With SEC on November 13, 2019)

Amendment No. 5 to Fifth Amended and Restated Credit Agreement, dated as of July 10, 2019 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,... (Filed With SEC on July 10, 2019)

Amendment No. 4 to Fifth Amended and Restated Credit Agreement, dated as of March 9, 2018 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,... (Filed With SEC on March 12, 2018)

Specimen 6.00% Series 2024 Term Preferred Stock Certificate (Filed With SEC on September 21, 2017)

Underwriting Agreement, dated as of September 19, 2017 (Filed With SEC on September 21, 2017)

AMENDMENT NO. 3 TO FIFTH AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on August 29, 2017)

AMENDMENTNO. 1 TO FIFTH AMENDED ANDRESTATED CREDIT AGREEMENT (Filed With SEC on February 8, 2016)

Amendment No. 1 to Amendedand Restated Investment Advisory and Management Agreement Between Gladstone Capital Corporation and Gladstone Management Corporation (Filed With SEC on October 14, 2015)

JOINDER AGREEMENT (Filed With SEC on June 23, 2015)

ASSIGNMENT, ACCEPTANCE AND JOINDER (Filed With SEC on June 23, 2015)

ASSIGNMENT AND ACCEPTANCE (Filed With SEC on June 23, 2015)

$140,000,000 FIFTH AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 1, 2015 Among GLADSTONE BUSINESS LOAN, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the... (Filed With SEC on May 5, 2015)

Execution Version AMENDMENT NO. 2 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on November 20, 2013)

AMENDMENTNO. 7 TO FOURTH AMENDED ANDRESTATED CREDIT AGREEMENT (Filed With SEC on November 20, 2013)

AMENDMENT NO. 5 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT (Filed With SEC on April 30, 2013)

AMENDMENT NO. 6 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT (Filed With SEC on April 30, 2013)

AMENDMENT NO. 4 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT (Filed With SEC on January 29, 2013)

AMENDMENT NO. 3 TO FOURTH AMENDEDAND RESTATED CREDIT AGREEMENT (Filed With SEC on January 24, 2012)

CONSENT AND ACKNOWLEDGMENT TO INCREASE NO. 1 UNDER FOURTH AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on August 10, 2011)

AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on November 22, 2010)

Redemption Agreement (Filed With SEC on November 22, 2010)

$300,000,000 SECOND AMENDED ANDRESTATED CREDIT AGREEMENT Dated as of June 6,2008 Among GLADSTONE BUSINESS LOAN,LLC as the Borrower GLADSTONE MANAGEMENTCORPORATION as the Servicer... (Filed With SEC on June 9, 2008)

AMENDMENT NO. 7 TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on May 23, 2008)

AMENDMENTNO. 6 TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on April 25, 2008)

JOINDER AGREEMENT (Filed With SEC on April 25, 2008)

AMENDMENT NO. 5 TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on February 26, 2008)

AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on May 29, 2007)

AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on February 13, 2007)

AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on September 22, 2006)

CUSTODY AGREEMENT (Filed With SEC on August 1, 2006)

THE EXECUTIVE Nonqualified Excess PLANSM (Filed With SEC on July 12, 2006)

$100,000,000 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 26, 2006 Among GLADSTONE BUSINESS LOAN, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the Servicer THE... (Filed With SEC on May 30, 2006)

AMENDMENT NO. 5, CONSENT ANDWAIVER TO CREDIT AGREEMENT (Filed With SEC on August 3, 2005)

GLADSTONE CAPITAL CORPORATION Fourth Amendment to Amended and Restated 2001 Equity IncentivePlan RECITALS (Filed With SEC on February 15, 2005)

TRADEMARKLICENSE AGREEMENT (Filed With SEC on February 9, 2005)

INVESTMENT ADVISORY ANDADMINISTRATIVE AGREEMENT (Filed With SEC on December 14, 2004)

AMENDMENT NO. 4 TO CREDIT AGREEMENT (Filed With SEC on October 1, 2004)

AMENDMENT No. 3 ANDCONSENT TO CREDIT AGREEMENT (Filed With SEC on August 10, 2004)

AMENDMENT NO. 2 TO CREDIT AGREEMENT (Filed With SEC on May 13, 2004)

Facility License Agreement (Filed With SEC on December 11, 2003)

AMENDMENT NO. I TO CREDIT AGREEMENT (Filed With SEC on December 11, 2003)

$100,000,000 CREDIT AGREEMENT Dated as of May19, 2003 Among GLADSTONE BUSINESSLOAN, LLC as the Borrower GLADSTONEADVISERS, INC. as the Servicer THE FINANCIALINSTITUTIONS FROM TIME... (Filed With SEC on August 14, 2003)

Category

Industry

Companies

Contracts

GLADSTONE CAPITAL CORP Contracts & Agreements