GI DYNAMICS, INC. Contracts & Agreements

83 Contracts & Agreements
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Board Member Agreement by and between GI Dynamics, Inc. and Praveen Tyle
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Sixth Amendment and Waiver to Series A Preferred Stock Purchase Agreement, effective as of March 25, 2021, between GI Dynamics and Crystal Amber Fund Limited
Stock Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Description of Registrants Securities
GI DYNAMICS, INC.
2021
Fifth Amendment and Waiver to Series A Preferred Stock Purchase Agreement, effective as of February 24, 2021, between GI Dynamics and Crystal Amber Fund Limited
Stock Agreements
GI DYNAMICS, INC.
2021
Fourth Amendment to Series A Preferred Stock Purchase Agreement, effective as of January 29, 2021, between GI Dynamics and Crystal Amber Fund Limited
Stock Agreements
GI DYNAMICS, INC.
2021
Consulting Agreement, effective as of December 31, 2020, between GI Dynamics, Inc. and Charles Carter
Consulting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Retention Bonus Agreement, effective as of December 31, 2020, between GI Dynamics, Inc. and Charles Carter
Bonus & Incentive Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2021
Third Amendment to Series A Preferred Stock Purchase Agreement, effective as of December 22, 2020, between GI Dynamics and Crystal Amber Fund Limited
Stock Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Second Amendment to Series A Preferred Stock Purchase Agreement, effective as of November 30, 2020, between GI Dynamics and Crystal Amber Fund Limited
Stock Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Separation Agreement, between GI Dynamics, Inc. and Scott Schorer
Separation Agreements
GI DYNAMICS, INC.
2020
First Amendment to Series A Preferred Stock Purchase Agreement, effective as of October 31, 2020, between GI Dynamics, Inc. and Crystal Amber Fund Limited
Stock Agreements
GI DYNAMICS, INC.
2020
Board Member Agreement, dated as of October 20, 2020, between GI Dynamics, Inc. and Ginger Glaser
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Consulting Agreement, dated as of October 21, 2020, between GI Dynamics, Inc. and Ginger Glaser
Consulting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2020
Board Member and Chairperson Agreement, dated as of October 21, 2020, between GI Dynamics, Inc. and Mark D. Lerdal
GI DYNAMICS, INC.
2020
Employment Agreement, effective as of October 8, 2020, between GI Dynamics, Inc. and Joseph Virgilio
Employment Agreements
GI DYNAMICS, INC.
2020
Severance Agreement, effective as of October 8, 2020, between GI Dynamics, Inc. and Joseph Virgilio
Severance Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2020
Exchange Note
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Voting Agreement
Voting Agreements
GI DYNAMICS, INC.
2020
ROFR Agreement
GI DYNAMICS, INC.
2020
Investor Rights Agreement
Investor Rights Agreements
GI DYNAMICS, INC.
2020
Note Exchange and Warrant Cancellation Agreement
Warrant Agreements
GI DYNAMICS, INC.
2020
2020 Employee, Director and Consultant Equity Incentive Plan
Bonus & Incentive Agreements
GI DYNAMICS, INC.
2020
Form of Indemnification Agreement
Indemnification Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2020
Convertible Note Purchase Agreement, dated as of August 4, 2020, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Unsecured Convertible Promissory Note, dated August 4, 2020, between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Seventh Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated May 1, 2020
Note Agreements
GI DYNAMICS, INC.
2020
Seventh Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated May 1, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
GI DYNAMICS, INC. EIGHTH AMENDMENT TO NOTE PURCHASE AGREEMENT
Note Agreements
GI DYNAMICS, INC.
2020
Eighth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated May 15, 2020
Note Agreements
GI DYNAMICS, INC.
2020
Ninth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated June 15, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Ninth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated June 15, 2020
Note Agreements
GI DYNAMICS, INC.
2020
Tenth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated June 29, 2020
Note Agreements
GI DYNAMICS, INC.
2020
Tenth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated June 29, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Right to Shares and Waiver Agreement, dated as of July 24, 2020, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited
Waiver Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Retention Bonus Agreement and Amendment, dated as of July 23, 2020, by and between GI Dynamics, Inc. and Scott Schorer
Bonus & Incentive Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2020
Convertible Note Purchase Agreement, dated June 18, 2020, between the Company and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
2020
Unsecured Convertible Promissory Note, dated June 18, 2020, between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
2020
Sixth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated March 31, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Sixth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated March 31, 2020
Note Agreements
GI DYNAMICS, INC.
2020
Description of Registrants Securities
GI DYNAMICS, INC.
2020
Membership Agreement, dated July 19, 2018, between GI Dynamics, Inc. and WeWork 745 Atlantic, LLC
GI DYNAMICS, INC.
2020
Membership Agreement, dated August 28, 2018, between GI Dynamics, Inc. and WeWork 745 Atlantic, LLC
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Membership Agreement, dated August 28, 2018, between GI Dynamics, Inc. and 77 Sleeper Street Tenant LLC
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Lease Agreement, dated April 22, 2019, between GI Dynamics, Inc. and Congress Plaza, LLC
Lease Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Board Observer Agreement, dated as of November 18, 2019, between the Company and Crystal Amber Fund Limited
GI DYNAMICS, INC.
2019
Fifth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated August 21, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Fifth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated August 21, 2019
Note Agreements
GI DYNAMICS, INC.
2019
Securities Purchase Agreement, dated August 21, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser
Purchase Agreements
GI DYNAMICS, INC.
2019
Senior Unsecured Convertible Promissory Note, dated August 21, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Form of Warrant to Purchase up to 229,844,650 CHESS Depositary Interests of GI Dynamics, Inc., between GI Dynamics, Inc. and Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Amended and Restated Offer Letter Agreement, dated September 19, 2019, by and between Scott Schorer and the Company
GI DYNAMICS, INC.
2019
Offer Letter Agreement, dated September 19, 2019, by and between Charles Carter and the Company
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Third Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated April 30, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Third Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated April 30, 2019
Note Agreements
GI DYNAMICS, INC.
2019
Note and Warrant Purchase Agreement, dated May 8, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser
Warrant Agreements
GI DYNAMICS, INC.
2019
Senior Unsecured Convertible Promissory Note, dated May 8, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Warrant to Purchase 78,984,823 CHESS Depositary Interests of GI Dynamics, Inc., dated June 30, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Warrant to Purchase up to 236,220,472 CHESS Depositary Interests of GI Dynamics, Inc., dated June 30, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
2019
Fourth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated June 30, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Fourth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated June 30, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Note and Warrant Purchase Agreement, dated March 15, 2019, between the Company and Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Senior Unsecured Convertible Promissory Note, dated March 15, 2019, issued by the Company to Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
2019
Second Amendment to Note Purchase Agreement, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated March 29, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Second Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc., as payor, and Crystal Amber Fund Limited, as holder, dated...
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
First Amendment to Note Purchase Agreement, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated December 31, 2018
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
First Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc., as payor, and Crystal Amber Fund Limited, as holder, dated...
Note Agreements
GI DYNAMICS, INC.
2019
Note and Warrant Purchase Agreement, dated May 30, 2018, between the Company and Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2018
Senior Unsecured Convertible Promissory Note, dated May 30, 2018, issued by the Company to Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2018
Warrant, dated May 30, 2018, issued by the Company to Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
2018
Letter Agreement, dated May 1, 2018, between the Company and Crystal Amber Fund Limited
GI DYNAMICS, INC.
2018
GI DYNAMICS, INC. NOTE PURCHASE AGREEMENT GI DYNAMICS, INC. NOTE PURCHASE AGREEMENT
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2017
SENIOR SECURED CONVERTIBLE PROMISSORY NOTE
Note Agreements
GI DYNAMICS, INC.
2017
WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2016
Rules and Regulations
GI DYNAMICS, INC.
2016
CONSULTING AGREEMENT
Consulting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2016
25 Hartwell Avenue Lexington, MA 02421 ###-###-#### F ###-###-#### www.gidynamics.com
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2016
GI DYNAMICS, INC. 2011EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
GI DYNAMICS, INC.
2015
Exhibit A Calculation of 2014 Bonus
Bonus & Incentive Agreements
GI DYNAMICS, INC.
2015
GI DYNAMICS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY
Compensation Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2014
INDEMNIFICATION AGREEMENT
Indemnification Agreements
GI DYNAMICS, INC.
2014
GI DYNAMICS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY
Compensation Agreements
GI DYNAMICS, INC.
2014
25 Hartwell Avenue | Lexington, MA 02421| ###-###-#### | F ###-###-#### | www.gidynamics.com
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2014
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GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2014