GI DYNAMICS, INC. Contracts & Agreements

82 Contracts & Agreements
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Description of GI Dynamics, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Stock Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Retention Bonus Agreement between GI Dynamics, Inc. and Charles Carter, Effective December 31, 2020
Retention Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2021
Separation Agreement between GI Dynamics, Inc. and Scott Schorer
Separation Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2020
Board Member Agreement between GI Dynamics, Inc. and Ginger Glaser dated October 20, 2020
Services Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Board Member and Chairperson Agreement between GI Dynamics, Inc. and Mark D. Lerdal (October 21, 2020)
Consulting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
GI Dynamics, Inc. and Joseph Virgilio Change of Control and Severance Agreement
Severance Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2020
GI Dynamics, Inc. Voting Agreement with Series A Preferred and Common Stockholders
Voting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2020
GI Dynamics, Inc. Right of First Refusal and Co-Sale Agreement with Investors and Key Holders
Shareholders Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2020
Indemnification Agreement between GI Dynamics, Inc. and Director/Officer
Indemnification Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2020
Retention Bonus Agreement and Amendment between GI Dynamics, Inc. and Scott Schorer
Retention Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2020
Description of GI Dynamics, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Stock Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Board Member Agreement between GI Dynamics, Inc. and Praveen Tyle
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Board Observer Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (November 18, 2019)
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Amended and Restated Offer Letter Agreement between GI Dynamics, Inc. and Scott Schorer
Employment Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
GI Dynamics, Inc. Offer Letter Agreement with Charles R. Carter (Chief Financial Officer)
Employment Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Senior Unsecured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited dated March 15, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
First Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited
Modification Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Binding Letter of Intent and Note and Warrant Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2018
Lease Agreement between E F and C, LLC and GI Dynamics, Inc. for 355 Congress Street, Boston
Lease Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2016
GI Dynamics, Inc. Offer Letter Agreement with Scott Schorer (CEO Employment Terms)
Employment Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2016
Separation Agreement between GI Dynamics, Inc. and Robert W. Crane dated December 8, 2014
Separation Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2015
Indemnification Agreement between GI Dynamics, Inc. and Director/Officer
Indemnification Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2014
Separation and Consulting Agreement between GI Dynamics, Inc. and Stuart A. Randle (August 2014)
Separation Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2014
GI Dynamics, Inc. Employment Agreement with Michael Dale as President and CEO
Employment Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2014
Sixth Amendment and Waiver to Series A Preferred Stock Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Modification Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Fifth Amendment and Waiver to Series A Preferred Stock Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Purchase Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Fourth Amendment to Series A Preferred Stock Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Purchase Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Consulting Agreement between GI Dynamics, Inc. and Charles R. Carter Effective December 31, 2020
Consulting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Third Amendment to Series A Preferred Stock Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Purchase Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2021
Second Amendment to Series A Preferred Stock Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Purchase Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
First Amendment to Series A Preferred Stock Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Purchase Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Consulting Agreement between GI Dynamics, Inc. and Ginger Glaser dated October 21, 2020
Consulting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2020
Employment Agreement between GI Dynamics, Inc. and Joseph Virgilio (Chief Operating Officer)
Employment Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Unsecured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited dated September 4, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
GI Dynamics, Inc. Investors’ Rights Agreement (September 4, 2020)
Investor Rights Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2020
Note Exchange and Warrant Cancellation Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Exchange Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
GI Dynamics, Inc. 2020 Employee, Director and Consultant Equity Incentive Plan
Bonus & Incentive Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2020
Convertible Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (August 4, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Unsecured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited dated August 4, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Seventh Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (May 1, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Seventh Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated May 1, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Eighth Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (May 15, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Eighth Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated May 15, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Ninth Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (June 15, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Ninth Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited (June 15, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Tenth Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (June 29, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Tenth Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Right to Shares and Waiver Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (July 24, 2020)
Waiver Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Convertible Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (June 18, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Unsecured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited dated June 18, 2020
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Sixth Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (March 31, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Sixth Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited (March 31, 2020)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2020
Fifth Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited (August 21, 2019)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Fifth Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited (August 21, 2019)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Securities Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited dated August 21, 2019
Purchase Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Senior Unsecured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited dated August 21, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Warrant Agreement to Purchase CHESS Depositary Interests between GI Dynamics, Inc. and Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Third Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Third Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
GI Dynamics, Inc. Note and Warrant Purchase Agreement with Crystal Amber Fund Limited (May 8, 2019)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Senior Unsecured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited dated May 8, 2019
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Warrant Agreement to Purchase CHESS Depositary Interests between GI Dynamics, Inc. and Crystal Amber Fund Limited (June 30, 2019)
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Warrant to Purchase CHESS Depositary Interests between GI Dynamics, Inc. and Crystal Amber Fund Limited
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Fourth Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Fourth Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
GI Dynamics, Inc. Note and Warrant Purchase Agreement with Crystal Amber Fund Limited (March 15, 2019)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
Second Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
Second Amendment to Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2019
First Amendment to Note Purchase Agreement between GI Dynamics, Inc. and Crystal Amber Fund Limited
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2019
GI Dynamics, Inc. Note and Warrant Purchase Agreement with Crystal Amber Fund Limited (May 30, 2018)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2018
Senior Unsecured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited (May 30, 2018)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2018
Warrant to Purchase CHESS Depositary Interests between GI Dynamics, Inc. and Crystal Amber Fund Limited (May 30, 2018)
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2018
GI Dynamics, Inc. and Crystal Amber Fund Limited Note Purchase Agreement (June 15, 2017)
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2017
Senior Secured Convertible Promissory Note between GI Dynamics, Inc. and Crystal Amber Fund Limited dated June 15, 2017
Note Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
NY
2017
Amendment to Employment Letter Agreement between GI Dynamics, Inc. and Scott Schorer
Employment Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2017
Amendment to Employment Letter Agreement between GI Dynamics, Inc. and Brian Callahan (January 30, 2017)
Modification Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2017
Warrant to Purchase Common Stock between GI Dynamics, Inc. and Danforth Advisors, LLC (May 4, 2016)
Warrant Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2016
GI Dynamics, Inc. Offer Letter Agreement with Brian Callahan (Chief Compliance Officer)
Employment Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2016
Consulting Agreement between GI Dynamics, Inc. and Danforth Advisors, LLC
Consulting Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
MA
2016
GI Dynamics, Inc. 2011 Employee, Director and Consultant Equity Incentive Plan
Equity Distribution Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
DE
2015
GI Dynamics, Inc. Non-Employee Director Compensation Policy (as revised May 22, 2014)
Compensation Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2014
GI Dynamics, Inc. Non-Employee Director Compensation Policy
Compensation Agreements
GI DYNAMICS, INC.
Health Care Equipment & Supplies
2014