GI DYNAMICS, INC. Contracts & Agreements

Sixth Amendment and Waiver to Series A Preferred Stock Purchase Agreement, effective as of March 25, 2021, between GI Dynamics and Crystal Amber Fund Limited (Filed With SEC on April 1, 2021)

Description of Registrants Securities (Filed With SEC on March 12, 2021)

Fifth Amendment and Waiver to Series A Preferred Stock Purchase Agreement, effective as of February 24, 2021, between GI Dynamics and Crystal Amber Fund Limited (Filed With SEC on March 9, 2021)

Fourth Amendment to Series A Preferred Stock Purchase Agreement, effective as of January 29, 2021, between GI Dynamics and Crystal Amber Fund Limited (Filed With SEC on February 2, 2021)

Consulting Agreement, effective as of December 31, 2020, between GI Dynamics, Inc. and Charles Carter (Filed With SEC on January 15, 2021)

Retention Bonus Agreement, effective as of December 31, 2020, between GI Dynamics, Inc. and Charles Carter (Filed With SEC on January 15, 2021)

Third Amendment to Series A Preferred Stock Purchase Agreement, effective as of December 22, 2020, between GI Dynamics and Crystal Amber Fund Limited (Filed With SEC on January 5, 2021)

Second Amendment to Series A Preferred Stock Purchase Agreement, effective as of November 30, 2020, between GI Dynamics and Crystal Amber Fund Limited (Filed With SEC on December 3, 2020)

Separation Agreement, between GI Dynamics, Inc. and Scott Schorer (Filed With SEC on November 18, 2020)

First Amendment to Series A Preferred Stock Purchase Agreement, effective as of October 31, 2020, between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on November 5, 2020)

Board Member Agreement, dated as of October 20, 2020, between GI Dynamics, Inc. and Ginger Glaser (Filed With SEC on October 26, 2020)

Consulting Agreement, dated as of October 21, 2020, between GI Dynamics, Inc. and Ginger Glaser (Filed With SEC on October 26, 2020)

Board Member and Chairperson Agreement, dated as of October 21, 2020, between GI Dynamics, Inc. and Mark D. Lerdal (Filed With SEC on October 26, 2020)

Employment Agreement, effective as of October 8, 2020, between GI Dynamics, Inc. and Joseph Virgilio (Filed With SEC on October 15, 2020)

Severance Agreement, effective as of October 8, 2020, between GI Dynamics, Inc. and Joseph Virgilio (Filed With SEC on October 15, 2020)

Exchange Note (Filed With SEC on September 10, 2020)

Voting Agreement (Filed With SEC on September 10, 2020)

ROFR Agreement (Filed With SEC on September 10, 2020)

Investor Rights Agreement (Filed With SEC on September 10, 2020)

Note Exchange and Warrant Cancellation Agreement (Filed With SEC on September 10, 2020)

2020 Employee, Director and Consultant Equity Incentive Plan (Filed With SEC on September 10, 2020)

Form of Indemnification Agreement (Filed With SEC on September 10, 2020)

Convertible Note Purchase Agreement, dated as of August 4, 2020, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on August 10, 2020)

Unsecured Convertible Promissory Note, dated August 4, 2020, between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on August 10, 2020)

Seventh Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated May 1, 2020 (Filed With SEC on August 7, 2020)

Seventh Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated May 1, 2020 (Filed With SEC on August 7, 2020)

GI DYNAMICS, INC. EIGHTH AMENDMENT TO NOTE PURCHASE AGREEMENT (Filed With SEC on August 7, 2020)

Eighth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated May 15, 2020 (Filed With SEC on August 7, 2020)

Ninth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated June 15, 2020 (Filed With SEC on August 7, 2020)

Ninth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated June 15, 2020 (Filed With SEC on August 7, 2020)

Tenth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated June 29, 2020 (Filed With SEC on August 7, 2020)

Tenth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated June 29, 2020 (Filed With SEC on August 7, 2020)

Right to Shares and Waiver Agreement, dated as of July 24, 2020, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on July 29, 2020)

Retention Bonus Agreement and Amendment, dated as of July 23, 2020, by and between GI Dynamics, Inc. and Scott Schorer (Filed With SEC on July 29, 2020)

Convertible Note Purchase Agreement, dated June 18, 2020, between the Company and Crystal Amber Fund Limited (Filed With SEC on June 19, 2020)

Unsecured Convertible Promissory Note, dated June 18, 2020, between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on June 19, 2020)

Sixth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated March 31, 2020 (Filed With SEC on May 6, 2020)

Sixth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated March 31, 2020 (Filed With SEC on May 6, 2020)

Description of Registrants Securities (Filed With SEC on March 27, 2020)

Membership Agreement, dated July 19, 2018, between GI Dynamics, Inc. and WeWork 745 Atlantic, LLC (Filed With SEC on March 27, 2020)

Membership Agreement, dated August 28, 2018, between GI Dynamics, Inc. and WeWork 745 Atlantic, LLC (Filed With SEC on March 27, 2020)

Membership Agreement, dated August 28, 2018, between GI Dynamics, Inc. and 77 Sleeper Street Tenant LLC (Filed With SEC on March 27, 2020)

Lease Agreement, dated April 22, 2019, between GI Dynamics, Inc. and Congress Plaza, LLC (Filed With SEC on March 27, 2020)

Board Member Agreement by and between GI Dynamics, Inc. and Praveen Tyle (Filed With SEC on March 3, 2020)

Board Observer Agreement, dated as of November 18, 2019, between the Company and Crystal Amber Fund Limited (Filed With SEC on November 19, 2019)

Fifth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated August 21, 2019 (Filed With SEC on November 8, 2019)

Fifth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated August 21, 2019 (Filed With SEC on November 8, 2019)

Securities Purchase Agreement, dated August 21, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser (Filed With SEC on November 8, 2019)

Senior Unsecured Convertible Promissory Note, dated August 21, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on November 8, 2019)

Form of Warrant to Purchase up to 229,844,650 CHESS Depositary Interests of GI Dynamics, Inc., between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on November 8, 2019)

Amended and Restated Offer Letter Agreement, dated September 19, 2019, by and between Scott Schorer and the Company (Filed With SEC on September 20, 2019)

Offer Letter Agreement, dated September 19, 2019, by and between Charles Carter and the Company (Filed With SEC on September 20, 2019)

Third Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated April 30, 2019 (Filed With SEC on August 15, 2019)

Third Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated April 30, 2019 (Filed With SEC on August 15, 2019)

Note and Warrant Purchase Agreement, dated May 8, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser (Filed With SEC on August 15, 2019)

Senior Unsecured Convertible Promissory Note, dated May 8, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on August 15, 2019)

Warrant to Purchase 78,984,823 CHESS Depositary Interests of GI Dynamics, Inc., dated June 30, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on August 15, 2019)

Warrant to Purchase up to 236,220,472 CHESS Depositary Interests of GI Dynamics, Inc., dated June 30, 2019, between GI Dynamics, Inc. and Crystal Amber Fund Limited (Filed With SEC on August 15, 2019)

Fourth Amendment to Note Purchase Agreement, dated June 15, 2017, between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated June 30, 2019 (Filed With SEC on August 15, 2019)

Fourth Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, dated June 30, 2019 (Filed With SEC on August 15, 2019)

Note and Warrant Purchase Agreement, dated March 15, 2019, between the Company and Crystal Amber Fund Limited (Filed With SEC on May 16, 2019)

Senior Unsecured Convertible Promissory Note, dated March 15, 2019, issued by the Company to Crystal Amber Fund Limited (Filed With SEC on May 16, 2019)

Second Amendment to Note Purchase Agreement, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated March 29, 2019 (Filed With SEC on May 16, 2019)

Second Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc., as payor, and Crystal Amber Fund Limited, as holder, dated... (Filed With SEC on May 16, 2019)

First Amendment to Note Purchase Agreement, dated June 15, 2017, by and between GI Dynamics, Inc. and Crystal Amber Fund Limited, as purchaser, dated December 31, 2018 (Filed With SEC on March 13, 2019)

First Amendment to Senior Secured Convertible Promissory Note, dated June 15, 2017, by and between GI Dynamics, Inc., as payor, and Crystal Amber Fund Limited, as holder, dated... (Filed With SEC on March 13, 2019)

Note and Warrant Purchase Agreement, dated May 30, 2018, between the Company and Crystal Amber Fund Limited (Filed With SEC on June 5, 2018)

Senior Unsecured Convertible Promissory Note, dated May 30, 2018, issued by the Company to Crystal Amber Fund Limited (Filed With SEC on June 5, 2018)

Warrant, dated May 30, 2018, issued by the Company to Crystal Amber Fund Limited (Filed With SEC on June 5, 2018)

Letter Agreement, dated May 1, 2018, between the Company and Crystal Amber Fund Limited (Filed With SEC on May 7, 2018)

GI DYNAMICS, INC. NOTE PURCHASE AGREEMENT GI DYNAMICS, INC. NOTE PURCHASE AGREEMENT (Filed With SEC on August 14, 2017)

SENIOR SECURED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on August 14, 2017)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on August 10, 2016)

Rules and Regulations (Filed With SEC on August 10, 2016)

CONSULTING AGREEMENT (Filed With SEC on May 6, 2016)

25 Hartwell Avenue Lexington, MA 02421 ###-###-#### F ###-###-#### www.gidynamics.com (Filed With SEC on March 24, 2016)

GI DYNAMICS, INC. 2011EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN (Filed With SEC on March 30, 2015)

Exhibit A Calculation of 2014 Bonus (Filed With SEC on January 29, 2015)

GI DYNAMICS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (Filed With SEC on November 10, 2014)

INDEMNIFICATION AGREEMENT (Filed With SEC on November 10, 2014)

GI DYNAMICS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY (Filed With SEC on September 12, 2014)

25 Hartwell Avenue | Lexington, MA 02421| ###-###-#### | F ###-###-#### | www.gidynamics.com (Filed With SEC on August 29, 2014)

Page 2 (Filed With SEC on August 29, 2014)

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GI DYNAMICS, INC. Contracts & Agreements