Change Order No. 1 under Work Order No. 1 under Master Services Agreement by and between the Registrant and Parexel International (IRL) Limited, dated June 19, 2019

Contract Categories: Business Operations - Services Agreements
EX-10.1 2 gern-ex101_141.htm EX-10.1 gern-ex101_141.htm

 

exhibit 10.1

CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON Corporation HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON Corporation IF PUBLICLY DISCLOSED.


CHANGE ORDER #1

Client Name:

GERON Corporation

Drug Name or Number:

Imetelstat

Protocol Number:

63935937MDS3001

Parexel Project Number:

[***]

Change Order Number:

1

Change Order Date:

June 19, 2019

Parexel Project Manager:

[***]

Parexel and Client signed a Work Order dated January 30, 2019.  The parties wish to amend said Work Order as applicable and hereby agree as follows:

1.

The items listed on Change in Scope Log #1, attached as Attachment 1 to this Change Order, dated June 19, 2019 shall be incorporated in said Work Order.

2.

The total contract value changes as follows:

 

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3.

Section 7 of the Work Order shall be replaced in its entirety with the following:

Parexel Key Personnel.  The following Parexel Key Personnel, as defined in Section 2.5 of the Agreement, are assigned to the Project covered by this Work Order:

Title

Name

Telephone Number

Email

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

 

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4.

Section 8 of the Work Order shall be replaced in its entirety with the following:

Parexel Sub-Processors.  The following Parexel Sub-Processors, as defined in Attachment E of the Agreement, are assigned to the Project:

 

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

 

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Any changes to Sub-Processors shall be made pursuant to Sections 7.4 and 7.5 of Attachment E.

5.

The Specifications and Assumptions Exhibit A in the Work Order shall be replaced in its entirety by Attachment 2 in this Change Order #1.

6.

The Task and Responsibility Exhibit B in the Work Order shall be replaced in its entirety by Attachment 3 in this Change Order #1.

7.

The Budget Grid Summary in Exhibit F in the Work Order shall be replaced in its entirety by Attachment 4 in this Change Order #1.

8.

The [***] Payment Schedule in Exhibit G in the Work Order shall be replaced in its entirety by Attachment 5 in this Change Order #1.

No term or condition other than the above shall be amended by this Change Order.  

[Signatures on following page]

 

CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

 

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GERON Corporation

Parexel International (IRL) Limited

By: /s/ Andrew J. Grethlein

By:  /s/ Mark Fives

Name: Andrew J. Grethlein, Ph.D.

Name:  Mark Fives

Title: Executive Vice President and Chief

Business Officer

Title:  Senior Manager

Date:  19-Jun-2019

Date:  20-Jun-2019

 

 

CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

 

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ATTACHMENT 1

CHANGE IN SCOPE LOG 1


 

CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

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CHANGE IN SCOPE LOG

Change In Scope Log

 

 

 

 

 

 

 

 

Protocol No.

63935937MDS3001

 

 

 

 

Client Name

GERON Corporation

 

 

 

 

Parexel Project No.

[***]

 

 

 

 

Project Manager

[***]

 

 

 

 

CIS No.

1

 

 

 

 

Date

19-June-2019

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Item#

Date Requested and Requestor

CIS Task description

Service Fee (Contract Currency)

Investigator Fees

Pass Through Costs

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

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Parexel Project #[***]

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

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Parexel Project #[***]

ATTACHMENT 2

SPECIFICATIONS AND ASSUMPTIONS

 

{7 pages omitted}

 

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

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Parexel Project #[***]

ATTACHMENT 3
TASKS & RESPONSIBILITIES

{21 pages omitted}

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

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Parexel Project #[***]

ATTACHMENT 4
Budget grid summary

Table 1 – Budget Grid Summary

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

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Parexel Project #[***]

ATTACHMENT 5
[***] PAYMENT SCHEDULE

{2 pages omitted}

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CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE GERON CORPORATION HAS DETERMINED THE INFORMATION (I) IS NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO GERON CORPORATION IF PUBLICLY DISCLOSED.

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