GERON CORP Contracts & Agreements

Underwriting Agreement, dated March 19, 2024, by and among Geron Corporation and Cowen and Company, LLC and Stifel, Nicolaus & Company, Incorporated, as representatives of the... (Filed With SEC on March 20, 2024)

Form of Pre-Funded Warrant to Purchase Common Stock (Filed With SEC on March 20, 2024)

Description of Capital Stock (Filed With SEC on February 28, 2024)

Non-Employee Director Compensation Policy, as amended February 16, 2022, March 7, 2022 and February 14, 2024 (Filed With SEC on February 28, 2024)

Employment Agreement by and between the Registrant and Faye Feller, effective as of July 9, 2022 (Filed With SEC on February 28, 2024)

Employment Agreement by and between the Registrant and Scott A. Samuels, effective as of August 1, 2023 (Filed With SEC on November 2, 2023)

Employment Agreement by and between the Registrant and Michelle Robertson, effective as of September 25, 2023 (Filed With SEC on November 2, 2023)

At Market Issuance Sales Agreement, dated November 1, 2023, between Geron Corporation and B. Riley Securities, Inc (Filed With SEC on November 2, 2023)

2018 Inducement Plan, as amended (Filed With SEC on August 3, 2023)

2018 Equity Incentive Plan, as amended (Filed With SEC on June 2, 2023)

Underwriting Agreement, dated January 5, 2023, by and among Geron Corporation and Goldman Sachs & Co. LLC, as representative of the underwriters named therein (Filed With SEC on January 6, 2023)

Form of Pre-Funded Warrant to Purchase Common Stock (Filed With SEC on January 6, 2023)

UK Sub-Plan to 2018 Equity Incentive Plan (Filed With SEC on November 7, 2022)

Form of 2018 Equity Incentive Plan Option Agreement (Time Based) (Filed With SEC on November 7, 2022)

Form of 2018 Equity Incentive Plan Option Agreement (Performance-Based) (Filed With SEC on November 7, 2022)

UK Sub-Plan to 2018 Inducement Award Plan (Filed With SEC on November 7, 2022)

Form of 2018 Inducement Award Plan Option Agreement (Time-Based) (Filed With SEC on November 7, 2022)

Form of 2018 Inducement Award Plan Option Agreement (Performance-Based) (Filed With SEC on November 7, 2022)

2018 Inducement Award Plan, as amended July 15, 2022 (Filed With SEC on August 11, 2022)

2018 Equity Incentive Plan, as amended (Filed With SEC on May 13, 2022)

2014 Employee Stock Purchase Plan, as amended (Filed With SEC on May 13, 2022)

Underwriting Agreement, dated March 29, 2022, by and among Geron Corporation, Stifel, Nicolaus & Company, Incorporated and Robert W. Baird & Co. Incorporated, as representatives... (Filed With SEC on March 30, 2022)

Form of Pre-Funded Warrant to Purchase Common Stock (Filed With SEC on March 30, 2022)

Form of Warrant to Purchase Common Stock (Filed With SEC on March 30, 2022)

Description of Capital Stock (Filed With SEC on March 10, 2022)

2018 Inducement Award Plan, as amended February 16, 2022 (Filed With SEC on March 10, 2022)

Non-Employee Director Compensation Policy, as amended February 16, 2022 and March 7, 2022 (Filed With SEC on March 10, 2022)

Amended and Restated Severance Plan, effective as of January 1, 2022 (Filed With SEC on March 10, 2022)

Amendment to Loan and Security Agreement, dated August 12, 2021, amongst Registrant, Hercules Capital, Inc., and Silicon Valley Bank (Filed With SEC on August 16, 2021)

2018 Inducement Award Plan, as amended May 11, 2021 (Filed With SEC on August 16, 2021)

2018 Equity Incentive Plan, as amended (Filed With SEC on May 13, 2021)

2018 Inducement Award Plan, as amended February 2, 2021 (Filed With SEC on March 11, 2021)

Loan and Security Agreement amongst Registrant, Hercules Capital, Inc. and Silicon Valley Bank, effective as of September 30, 2020 (Filed With SEC on November 5, 2020)

At Market Issuance Sales Agreement, dated September 4, 2020 by and between Geron Corporation and B. Riley Securities, Inc (Filed With SEC on September 4, 2020)

2018 Equity Incentive Plan, as amended (Filed With SEC on June 9, 2020)

Eighth Amendment to Lease Agreement by and between Registrant and Exponent Realty, LLC, effective as of March 30, 2020 (Filed With SEC on May 28, 2020)

Underwriting Agreement, dated May 21, 2020, by and among Geron Corporation and Stifel, Nicolaus & Company, Incorporated and MTS Securities, LLC, as representatives of the several... (Filed With SEC on May 26, 2020)

Form of Pre-Funded Warrant to Purchase Common Stock (Filed With SEC on May 26, 2020)

Form of Warrant to Purchase Common Stock (Filed With SEC on May 26, 2020)

Description of Capital Stock (Filed With SEC on March 12, 2020)

2018 Inducement Award Plan, as amended February 11, 2020 (Filed With SEC on March 12, 2020)

Non-Employee Director Compensation Policy, as amended February 12, 2020 (Filed With SEC on March 12, 2020)

Employment Agreement between the Registrant and Anil Kapur, effective as of December 2, 2019 (Filed With SEC on March 12, 2020)

Seventh Amendment to Lease Agreement by and between Registrant and Exponent Realty, LLC, effective as of September 10, 2019 (Filed With SEC on November 6, 2019)

Office Lease, by and between Hudson Metro Center LLC and Geron Corporation, dated October 9, 2019 (Filed With SEC on October 15, 2019)

Change Order No. 1 under Work Order No. 1 under Master Services Agreement by and between the Registrant and Parexel International (IRL) Limited, dated June 19, 2019 (Filed With SEC on August 1, 2019)

Office Lease Agreement by and between Registrant and 3 Sylvan Realty LLC, effective as April 30, 2019 (Filed With SEC on May 2, 2019)

Form of Employee Stock Option Agreement under 2018 Equity Incentive Plan, as amended (Filed With SEC on March 7, 2019)

Form of Non-Employee Director Stock Option Agreement under 2018 Equity Incentive Plan, as amended (Filed With SEC on March 7, 2019)

Form of Performance-Vesting Stock Option Agreement under 2018 Equity Incentive Plan (Filed With SEC on March 7, 2019)

Form of Performance-Vesting Stock Option Agreement under 2018 Equity Incentive Plan, as amended (Filed With SEC on March 7, 2019)

2018 Inducement Award Plan, as amended (Filed With SEC on March 7, 2019)

Form of Stock Option Agreement under 2018 Inducement Award Plan, as amended (Filed With SEC on March 7, 2019)

Form of Performance-Vesting Stock Option Agreement under 2018 Inducement Award Plan (Filed With SEC on March 7, 2019)

Non-Employee Director Compensation Policy, as amended January 30, 2019 (Filed With SEC on March 7, 2019)

Amended and Restated Severance Plan, effective as of January 30, 2019 (Filed With SEC on March 7, 2019)

Amended and Restated Employment agreement between the Registrant and John A. Scarlett, M.D., effective as of January 31, 2019 (Filed With SEC on March 7, 2019)

Amended and Restated Employment agreement between the Registrant and Stephen N. Rosenfield, effective as of January 31, 2019 (Filed With SEC on March 7, 2019)

Amended and Restated Employment agreement between the Registrant and Andrew J. Grethlein, effective as of January 31, 2019 (Filed With SEC on March 7, 2019)

Amended and Restated Employment agreement between the Registrant and Olivia K. Bloom, effective as of January 31, 2019 (Filed With SEC on March 7, 2019)

Amended and Restated Employment agreement between the Registrant and Melissa A. Kelly Behrs, effective as of January 31, 2019 (Filed With SEC on March 7, 2019)

Employment Agreement between the Registrant and Aleksandra K. Rizo, effective as of January 15, 2019 (Filed With SEC on March 7, 2019)

Master Services Agreement by and between the Registrant and Parexel International (IRL) Limited, dated January 30, 2019 (Filed With SEC on March 7, 2019)

Work Order No. 1 under Master Services Agreement by and between the Registrant and Parexel International (IRL) Limited, dated January 30, 2019 (Filed With SEC on March 7, 2019)

Geron Corporation 2018 Inducement Award Plan (Filed With SEC on December 14, 2018)

Form of Stock Option Agreement under the Geron Corporation 2018 Inducement Award Plan (Filed With SEC on December 14, 2018)

Directors Market Value Stock Purchase Plan, effective October 1, 2018 (Filed With SEC on November 1, 2018)

Non-Employee Directors Compensation Policy, as amended October 1, 2018 (Filed With SEC on November 1, 2018)

At Market Issuance Sales Agreement, dated May 18, 2018, by and between Geron Corporation and B. Riley FBR, Inc (Filed With SEC on May 18, 2018)

2018 Equity Incentive Plan (Filed With SEC on May 18, 2018)

Employee Stock Option Agreement under 2018 Equity Incentive Plan (Filed With SEC on May 18, 2018)

Non-Employee Director Stock Option Agreement under 2018 Equity Incentive Plan (Filed With SEC on May 18, 2018)

Non-Employee Director Compensation Policy, as amended May 15, 2018 (Filed With SEC on May 18, 2018)

NonEmployee Director Compensation Policy, as amended January 31, 2018 (Filed With SEC on March 16, 2018)

Second Amendment to Employment Agreement between Geron Corporation and John A. Scarlett, effective as of January 31, 2018 (Filed With SEC on February 2, 2018)

Sixth Amendment to Office Lease Agreement by and between Geron Corporation and Exponent Realty, LLC, dated September 21, 2017 (Filed With SEC on September 22, 2017)

LICENSE AGREEMENT (Filed With SEC on November 3, 2016)

GERON CORPORATION NON-EMPLOYEE DIRECTOR COMPENSATION POLICY ORIGINALLY ADOPTED BY THE BOARD OF DIRECTORS: MARCH 10, 2014 AMENDED BY THE BOARD OF DIRECTORS: FEBRUARY 11, 2016 (Filed With SEC on March 10, 2016)

FIFTH AMENDMENT TO LEASEAGREEMENT (Filed With SEC on September 18, 2015)

GERON CORPORATION Common Stock (par value$0.001 per share) At Market Issuance SalesAgreement (Filed With SEC on August 28, 2015)

GERON CORPORATION NON-EMPLOYEE DIRECTOR COMPENSATION POLICY ORIGINALLY ADOPTED BY THE BOARD OF DIRECTORS: MARCH 10, 2014 AMENDED BY THE BOARD OF DIRECTORS: FEBRUARY 12, 2015 AND... (Filed With SEC on May 7, 2015)

GERON CORPORATION 2011 INCENTIVE AWARD PLAN NON-EMPLOYEE DIRECTOR STOCK OPTION AGREEMENT (Filed With SEC on May 7, 2015)

GERON CORPORATION NON-EMPLOYEE DIRECTOR COMPENSATION POLICY ORIGINALLY ADOPTED BY THE BOARD OF DIRECTORS: MARCH 10, 2014 AMENDED BY THE BOARD OF DIRECTORS: FEBRUARY 12, 2015 (Filed With SEC on March 11, 2015)

TRANSFER AGREEMENT (Filed With SEC on November 5, 2014)

GeronCorporation 2014 Employee Stock Purchase Plan Recommended by the CompensationCommittee for Approval by the Board of Directors: March 3, 2014 Adopted by the Board of... (Filed With SEC on May 23, 2014)

GERON CORPORATION NON-EMPLOYEE DIRECTOR COMPENSATION POLICY ADOPTED BY THE BOARD OF DIRECTORS: MARCH 10, 2014 (Filed With SEC on March 17, 2014)

GERON CORPORATION 2011 INCENTIVE AWARD PLAN NON-EMPLOYEE DIRECTOR STOCK OPTION AGREEMENT (Filed With SEC on March 17, 2014)

THIRD AMENDMENT TO LEASEAGREEMENT (Filed With SEC on March 4, 2014)

SECOND AMENDMENT TO EMPLOYMENTAGREEMENT (Filed With SEC on February 14, 2014)

FIRST AMENDMENT TO EMPLOYMENTAGREEMENT (Filed With SEC on February 14, 2014)

Underwriting Agreement, Dated January30, 2014 GERON CORPORATION (a Delaware corporation) 22,500,000 Shares of Common Stock UNDERWRITINGAGREEMENT (Filed With SEC on January 30, 2014)

GERON CORPORATION 2006 DIRECTORS STOCK OPTION PLAN (As Amended and Restated Effective September 25, 2013) (Filed With SEC on November 7, 2013)

[Geron Letterhead] (Filed With SEC on September 27, 2013)

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] [SIGNATURE PAGE FOLLOWS] (Filed With SEC on August 8, 2013)

Geron Corporation Amended and Restated Severance Plan (and Summary Plan Description) (Filed With SEC on May 24, 2013)

GERON CORPORATION 2002 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT (Filed With SEC on March 15, 2013)

GERON CORPORATION 2002 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on March 15, 2013)

GERON CORPORATION 2002 EQUITY INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on March 15, 2013)

GERON CORPORATION 2011 INCENTIVE AWARD PLAN STOCK OPTION AGREEMENT (Filed With SEC on March 15, 2013)

GERON CORPORATION 2011 INCENTIVE AWARD PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on March 15, 2013)

GERON CORPORATION 2011 INCENTIVE AWARD PLAN PERFORMANCE-BASED RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on March 15, 2013)

FIRST AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT (Filed With SEC on March 15, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2013)

TRANSITION AND SEPARATION AGREEMENT (Filed With SEC on March 15, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2013)

AMENDED AND RESTATED GERON CORPORATION SEVERANCE PLAN (AND SUMMARY PLAN DESCRIPTION) (Filed With SEC on March 15, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on November 2, 2012)

AT-THE-MARKET ISSUANCE SALESAGREEMENT, DATED OCTOBER 8, 2012, BY AND BETWEEN GERON CORPORATION AND MLV &CO. LLC. Common Stock (par value $0.001 pershare) (Filed With SEC on October 9, 2012)

SECOND AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT BY AND BETWEEN GERON CORPORATION AND ANGIOCHEM, INC., MADE EFFECTIVE AS OF JULY 9, 2012 (Filed With SEC on July 18, 2012)

SIXTH AMENDMENT TO LEASE (Filed With SEC on June 8, 2012)

TRANSITION AND SEPARATIONAGREEMENT (Filed With SEC on May 7, 2012)

GERON CORPORATION 2006 DIRECTORS STOCK OPTION PLAN (As Amended and Restated EffectiveMarch 13, 2012) (Filed With SEC on May 7, 2012)

INDEMNIFICATIONAGREEMENT (Filed With SEC on March 7, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on March 7, 2012)

TRANSITION AND SEPARATIONAGREEMENT (Filed With SEC on March 7, 2012)

[Geron Letterhead] (Filed With SEC on March 7, 2012)

CONSULTING AGREEMENT (Filed With SEC on March 7, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on March 7, 2012)

CONFIDENTIAL TREATMENT HAS BEENREQUESTED FOR PORTIONS OF THIS EXHIBIT. THE COPY FILED HEREWITH OMITS THEINFORMATION SUBJECT TO THECONFIDENTIALITY REQUEST. OMISSIONS ARE DESIGNATED... (Filed With SEC on March 7, 2012)

NOTICE OF LOAN AWARD CIRM RFA-10-03: Targeted Clinical Development Awards California Institute for Regenerative Medicine (Filed With SEC on November 3, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on November 3, 2011)

GERON CORPORATION 2006 DIRECTORS STOCK OPTION PLAN (As Amended and Restated Effective May 11, 2011) (Filed With SEC on August 5, 2011)

GERON CORPORATION 2011 INCENTIVE AWARD PLAN (Adopted by the Board of Directors, March 9, 2011) (Approved by the Stockholders, May 11, 2011) ARTICLE 1. PURPOSE (Filed With SEC on May 16, 2011)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on April 29, 2011)

EXECUTIVE CHAIRMAN AGREEMENT (Filed With SEC on April 29, 2011)

CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR PORTIONS OF THIS EXHIBIT. THE COPY FILED HEREWITH OMITS THE INFORMATION SUBJECT TO THE CONFIDENTIALITY REQUEST. OMISSIONS ARE... (Filed With SEC on February 25, 2011)

TRANSITION AND SEPARATION AGREEMENT (Filed With SEC on February 25, 2011)

COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on January 7, 2011)

17,391,305 Shares of Common Stock par value $0.001 2,608,695 Over-Allotment Shares GERON CORPORATION UNDERWRITING AGREEMENT (Filed With SEC on December 7, 2010)

Form of 2010 Warrant (Filed With SEC on January 15, 2010)

VIAGEN, INC. SERIES A PREFERRED STOCK PURCHASEAGREEMENT (Filed With SEC on October 30, 2009)

FORM OF COMMON STOCK AND WARRANTPURCHASE AGREEMENT (Filed With SEC on September 10, 2009)

FORM OF COMMON STOCK PURCHASEWARRANT (Filed With SEC on September 10, 2009)

FORM OF LOCK-UP AGREEMENT (Filed With SEC on September 10, 2009)

FORM OF WARRANT (Filed With SEC on July 31, 2009)

GERON CORPORATION 2006 DIRECTORS STOCK OPTION PLAN (As Amended and Restated Effective May 29, 2009) (Filed With SEC on July 31, 2009)

GERONCORPORATION 1996 EMPLOYEE STOCKPURCHASE PLAN (As Amended January 2009, effectiveas of May 29, 2009) (Filed With SEC on July 31, 2009)

[Geron Letterhead] Revised Final Offer ofEmployment (Filed With SEC on July 31, 2009)

EXCLUSIVE LICENSE AND ALLIANCEAGREEMENT by and between GE HEALTHCARE UKLIMITED and GERON CORPORATION (Filed With SEC on July 2, 2009)

AMENDMENT TO EMPLOYMENTAGREEMENT (Filed With SEC on February 27, 2009)

AMENDED AND RESTATED GERON CORPORATION SEVERANCEPLAN (AND SUMMARYPLANDESCRIPTION) (Filed With SEC on February 27, 2009)

Underwriting Agreement, Dated February 12, 2009, Among the Company, UBS Securities LLC and Lazard Capital Markets LLC (Filed With SEC on February 17, 2009)

CONVERTIBLE PROMISSORY NOTE (Filed With SEC on October 31, 2008)

LOAN AGREEMENT (Filed With SEC on October 31, 2008)

CONTRIBUTION AGREEMENT (Filed With SEC on August 12, 2008)

FORM OF AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT A (Filed With SEC on February 28, 2008)

FORM OF AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT D (Filed With SEC on February 28, 2008)

Offer Letter Between Geron Corporation and Dr. Fabio M. Benedetti, Dated January 24, 2008 (Filed With SEC on January 25, 2008)

AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT A (Filed With SEC on April 30, 2007)

AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT C (Filed With SEC on April 30, 2007)

COMMON STOCK PURCHASE WARRANT D (Filed With SEC on April 30, 2007)

GERON CORPORATION 2002 EQUITY INCENTIVE PLAN (AS AMENDED AND RESTATED) (Filed With SEC on April 30, 2007)

GERON CORPORATION 2006 DIRECTORS STOCK OPTION PLAN (AS AMENDED AND RESTATED) (Filed With SEC on April 30, 2007)

AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT A (Filed With SEC on March 16, 2007)

AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT C (Filed With SEC on March 16, 2007)

COMMON STOCK PURCHASE WARRANT D (Filed With SEC on March 16, 2007)

Amended and Restated Geron Corporation Severance Plan (and Summary Plan Description) (Filed With SEC on October 30, 2006)

Financial Statements (Filed With SEC on September 16, 2005)

EXHIBIT 10.1 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR PORTIONS OF THIS EXHIBIT. THE COPY FILED HEREWITH OMITS THE INFORMATION SUBJECT TO THE CONFIDENTIALITY REQUEST.... (Filed With SEC on August 5, 2005)

SEE NOTE 1 (Filed With SEC on April 29, 2005)

LEASE TERMINATION AND ADVANCE PAYMENT AGREEMENT (Filed With SEC on July 30, 2004)

FOURTH AMENDMENT TO LEASE (Filed With SEC on July 30, 2004)

AMENDMENT TO LEASE (Filed With SEC on July 30, 2004)

LICENSE AGREEMENT (Filed With SEC on July 30, 2004)

Underwriting Agreement dated October 29, 2003 (Filed With SEC on October 29, 2003)

PART I. FINANCIAL INFORMATION (Filed With SEC on July 30, 2003)

PART I. FINANCIAL INFORMATION (Filed With SEC on April 30, 2003)

License Agreement dated as of January 8, 2002, by and between Registrant and Wisconsin Alumni Research Foundation (Filed With SEC on January 18, 2002)

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GERON CORP Contracts & Agreements