GAMCO INVESTORS, INC. ET AL Contracts & Agreements
26 Contracts & Agreements
- Business Finance (15 contracts)
- Business Operations (1)
- Human Resources (2)
- Intellectual Property (1)
- Mergers & Acquisitions (1)
- Uncategorized (6)
- Description of the Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 6, 2020)
- CONVERTIBLE PROMISSORY NOTE (Filed With SEC on August 16, 2016)
- Irrevocable Standby Letter of Credit Agreement No. 1 (Filed With SEC on August 16, 2016)
- NOTE PURCHASE AGREEMENT (Filed With SEC on August 16, 2016)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 16, 2016)
- ESCROW AGREEMENT (Filed With SEC on August 16, 2016)
- PROMISSORY NOTE (Filed With SEC on March 15, 2016)
- SEPARATION AND DISTRIBUTION AGREEMENT (Filed With SEC on December 4, 2015)
- SERVICE MARK AND NAME LICENSE AGREEMENT (Filed With SEC on December 4, 2015)
- TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (Filed With SEC on December 4, 2015)
- PROMISSORY NOTE (Filed With SEC on December 4, 2015)
- TAX INDEMNITY AND SHARING AGREEMENT BETWEEN ASSOCIATED CAPITAL GROUP, INC. AND GAMCO INVESTORS, INC. Dated as of November 30, 2015 (Filed With SEC on December 4, 2015)
- AGREEMENT AND PLAN OF MERGER (Filed With SEC on November 22, 2013)
- FIRST SUPPLEMENTAL INDENTURE DATED AS OF NOVEMBER 22, 2013 BETWEEN GAMCO INVESTORS, INC. AS ISSUER AND COMPUTERSHARE TRUST COMPANY, N.A. AS TRUSTEE (Filed With SEC on November 22, 2013)
- THIRD SUPPLEMENTAL INDENTURE DATED AS OF NOVEMBER 22, 2013 BETWEEN GAMCO INVESTORS, INC. AS ISSUER AND THE BANK OF NEW YORK MELLON AS TRUSTEE (Filed With SEC on November 22, 2013)
- GAMCO Investors, Inc. 5.875% Senior Notes Due 2021 Underwriting Agreement (Filed With SEC on May 31, 2011)
- SECOND SUPPLEMENTAL INDENTURE DATED AS OF MAY 31, 2011 BETWEEN GAMCO INVESTORS, INC. AS ISSUER AND THE BANK OF NEW YORK MELLON AS TRUSTEE TABLE OF CONTENTS (Filed With SEC on May 31, 2011)
- INDENTURE _____________________________ Dated as of December 31, 2010 _____________________________ between GAMCO INVESTORS, INC. as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A.... (Filed With SEC on January 6, 2011)
- SIXTH AMENDMENT TO THE NOTE PURCHASE AGREEMENT (Filed With SEC on March 15, 2010)
- FIRST AMENDMENT TO THE NOTE PURCHASE AGREEMENT (Filed With SEC on March 15, 2010)
- NOTEPURCHASE AGREEMENT (Filed With SEC on October 3, 2008)
- CONVERTIBLE PROMISSORYNOTE $60,000,000.00 Dated:October 2, 2008 Rye, New York (Filed With SEC on October 3, 2008)
- FIRSTAMENDMENT TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 3, 2008)
- ESCROWAGREEMENT (Filed With SEC on October 3, 2008)
- EMPLOYMENTAGREEMENT (Filed With SEC on February 7, 2008)
- GAMCO INVESTORS, INC. STOCK AWARD AND INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on December 13, 2007)
