Common Stock Certificate for FBR Capital Markets Corporation
This document certifies that the named individual or entity is the registered owner of fully paid and non-assessable shares of common stock in FBR Capital Markets Corporation, a Virginia corporation. The certificate allows for the transfer of shares on the corporation's books by the holder or an authorized attorney upon proper endorsement and surrender. It is only valid when countersigned by the transfer agent and registrar. The corporation will provide shareholders, upon request, with information about the rights and preferences of each class and series of stock.
Exhibit 4.1
FBCM
FBR
CAPITAL MARKETS
FBR CAPITAL MARKETS CORPORATION
A CORPORATION ORGANIZED UNDER THE LAWS OF THE COMMONWEALTH OF VIRGINIA
COMMON STOCK
CUSIP 30247C 30 1
SEE REVERSE FOR CERTAIN DEFINITIONS
THIS CERTIFIES that
is the registered owner of
FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE, OF
FBR CAPITAL MARKETS CORPORATION
the above-named Corporation, transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
Dated:
President and Chief Operating Officer
Chairman and Chief Executive Officer
Countersigned and Registered:
American Stock Transfer & Trust Company
(New York, NY)
Transfer Agent and Registrar By
Authorized Signature
AMERICAN BANK NOTE COMPANY 711 ARMSTRONG LANE COLUMBIA, TENNESSEE 38401 ###-###-####
SALES: JOE NAPOLITANO ###-###-####
7 / LIVE JOBS / C / Capital Markets 26822 FC
PRODUCTION COORDINATOR: TODD DeROSSETT ###-###-#### PROOF OF: MAY 8, 2007 CAPITAL MARKETS CORPORATION
TSB 26822 FC
OPERATOR: AP/RM
REV. 1
COLORS SELECTED FOR PRINTING: Logo prints In 100% black. Intaglio prints In SC-7 dark blue.
COLOR: This proof was printed from a digital file or artwork on a graphics quality, color laser printer. It is a good representation of the color as It will appear on the final product. However, It Is not an exact color rendition, and the final printed product may appear slightly different from the proof due to the difference between the dyes and printing Ink.
PLEASE INITIAL THE APPROPRIATE SELECTION FOR THIS PROOF: OK AS IS OK WITH CHANGES MAKE CHANGES AND SEND ANOTHER PROOF
FBR CAPITAL MARKETS CORPORATION
THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS THE DESIGNATIONS, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS APPLICABLE TO EACH CLASS OF STOCK AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES WITHIN A CLASS (AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES). ANY SUCH REQUESTS SHOULD BE ADDRESSED IN WRITING TO THE SECRETARY OF THE CORPORATION.
The following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations:
TEN COM - as tenants in common
TEN ENT - as tenants by the entireties
JT TEN - as joint tenants with right of survivorship and not as tenants in common
UNIF GIFT MIN ACT- Custodian
(Cust) (Minor)
under Uniform Gifts to Minors Act
(State)
Additional abbreviations may also be used though not in the above list.
For Value Received, hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
Please print or typewrite name and address including postal zip code of assignee
Shares of the Capital Stock represented by the within certificate, and do hereby irrevocably constitute and appoint
Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.
Dated 20
NOTICE:
THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.
Signature(s) Guaranteed:
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.
AMERICAN BANK NOTE COMPANY
711 ARMSTRONG LANE
COLUMBIA, TENNESSEE 38401
(931) 388-3003
SALES: JOE NAPOLITANO ###-###-####
7 / LIVE JOBS / C / Capital Markets 26822 BK
PRODUCTION COORDINATOR: TODD DeROSSETT ###-###-####
PROOF OF: MAY 8, 2007
CAPITAL MARKETS CORPORATION
TSB 26822 BK
OPERATOR: AP/RM
REV. 1
PLEASE INITIAL THE APPROPRIATE SELECTION FOR THIS PROOF: OK AS IS OK WITH CHANGES MAKE CHANGES AND SEND ANOTHER PROOF
