E*Trade Contracts & Agreements

Fourth Supplemental Indenture, dated as of October 2, 2020, among Moon-Eagle Merger Sub II, LLC, Moon-Eagle Co-Obligor, Inc., E*TRADE Financial Corporation and The Bank of New... (Filed With SEC on October 2, 2020)

Agreement and Plan of Merger, dated as of February 20, 2020, by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc., and E*TRADE Financial Corporation (Filed With SEC on February 21, 2020)

Description of Common Stock (Filed With SEC on February 19, 2020)

Form of Amendment to Employment Agreement between the Company and each of Michael A. Pizzi, Michael J. Curcio, Alice Milligan and Lori S. Sher (Filed With SEC on February 19, 2020)

Form of Employment Agreement between the Company and Chad E. Turner (Filed With SEC on February 19, 2020)

Employment Agreement effective as of August 15, 2019 between the Company and Michael A. Pizzi (Filed With SEC on October 31, 2019)

Amendment No. 1, dated March 7, 2019, to the Employment Agreement, dated February 14, 2017, between the Company and Michael J. Curcio (Filed With SEC on May 2, 2019)

Form of Executive Restricted Stock Unit Award Agreement for 2015 Omnibus Incentive Plan, as adopted January 17, 2019 (Filed With SEC on February 20, 2019)

Form of Restricted Stock Unit Award Agreement for 2015 Omnibus Incentive Plan, as adopted January 17, 2019 (Filed With SEC on February 20, 2019)

Form of Performance Share Unit Award Agreement for 2015 Equity Incentive Plan for Certain Executive Officers, as adopted January 17, 2019 (Filed With SEC on February 20, 2019)

Form of Performance Share Unit Award Agreement for 2015 Equity Incentive Plan, as adopted January 17, 2019 (Filed With SEC on February 20, 2019)

Form of Employment Agreement between the Company and Michael A. Pizzi (Filed With SEC on February 20, 2019)

2019 Addendum, dated February 8, 2019, to the Employment Agreement dated September 12, 2016 between the Company and Karl A. Roessner (Filed With SEC on February 20, 2019)

Summary of Terms of Compensation between the Company and Chad E. Turner (Filed With SEC on February 20, 2019)

Form of Change of Control Provisions between the Company and Chad E. Turner (Filed With SEC on February 20, 2019)

Form of Employment Agreement between the Company and each of Michael J. Curcio and Michael A. Pizzi (Filed With SEC on November 1, 2018)

Form of Restricted Stock Unit Award Agreement for 2015 Omnibus Incentive Plan (Filed With SEC on November 1, 2018)

Form of Executive Restricted Stock Unit Award Agreement for 2015 Omnibus Incentive Plan (Filed With SEC on November 1, 2018)

Underwriting Agreement dated June 11, 2018 between E*TRADE Financial Corporation and Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner... (Filed With SEC on June 20, 2018)

Third Supplemental Indenture, dated as of June 20, 2018, between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee (Filed With SEC on June 20, 2018)

2018 Addendum, dated February 9, 2018, to the Employment Agreement dated September 12, 2016 between the Company and Karl A. Roessner (Filed With SEC on February 21, 2018)

Underwriting Agreement dated November 27, 2017 between the Company and Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as... (Filed With SEC on December 6, 2017)

Form of Certificate representing the Series B Preferred Stock (Filed With SEC on December 6, 2017)

Deposit Agreement among the Company, The Bank of New York Mellon and the holders from time to time of the depositary receipts described therein (Filed With SEC on December 6, 2017)

Form of Indemnification Agreement for Directors (Filed With SEC on November 2, 2017)

E*TRADE FINANCIAL CORPORATION 2.950% Senior Notes due 2022 3.800% Senior Notes due 2027 UNDERWRITING AGREEMENT (Filed With SEC on August 24, 2017)

E*TRADE Financial Corporation as Issuer and The Bank of New York Mellon Trust Company, N.A. as Trustee Indenture Dated as of August 24, 2017 TABLE OF CONTENTS (Filed With SEC on August 24, 2017)

E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 2.950% Senior Notes due 2022 FirstSupplemental Indenture Dated as of August 24, 2017 to Indenture... (Filed With SEC on August 24, 2017)

E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 3.800% Senior Notes due 2027 SecondSupplemental Indenture Dated as of August 24, 2017 to Indenture... (Filed With SEC on August 24, 2017)

FORM EMPLOYMENT AGREEMENT (Filed With SEC on February 22, 2017)

2017 Addendum to Employment Agreement (Filed With SEC on February 22, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on November 3, 2016)

E*TRADE FINANCIAL CORPORATION 400,000 Shares of Preferred Stock ($0.01 par value per share, liquidation preference $1,000 per share) UNDERWRITING AGREEMENT (Filed With SEC on August 25, 2016)

E*TRADE FINANCIAL CORPORATION FIXED-TO-FLOATING RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A (GLOBAL SECURITY) (Filed With SEC on August 25, 2016)

$400,000,000 364-DAY CREDIT AGREEMENT dated as of June 24, 2016, among E*TRADE CLEARING LLC, as Borrower, The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as... (Filed With SEC on August 4, 2016)

E*TRADE FINANCIAL CORPORATION RESTRICTED STOCK AGREEMENT (Filed With SEC on May 4, 2016)

E*TRADE FINANCIAL CORPORATION DEFERRED RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on May 4, 2016)

E*TRADE FINANCIAL CORPORATION NOTICE OF GRANT OF PERFORMANCE UNITS (Filed With SEC on February 24, 2016)

FORM EMPLOYMENT AGREEMENT (Filed With SEC on February 24, 2016)

AMENDMENT NO.1 (Filed With SEC on November 4, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on November 4, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on August 5, 2015)

$345,000,000 364-DAY CREDIT AGREEMENT dated as of June 26, 2015, among E*TRADE CLEARING LLC, as Borrower, The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as... (Filed With SEC on August 5, 2015)

E*TRADE FINANCIAL CORPORATION AMENDED AND RESTATED NOTICE OF GRANT OF PERFORMANCE UNITS (Filed With SEC on May 6, 2015)

E*TRADE FINANCIAL CORPORATION 4.625% Senior Notes due 2023 UNDERWRITING AGREEMENT (Filed With SEC on March 5, 2015)

E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 4.625% Senior Notes due 2023 ThirdSupplemental Indenture Dated as of March 5, 2015 to Senior... (Filed With SEC on March 5, 2015)

_____________________________________________________________________________________________ CREDIT AGREEMENT dated as of November 10, 2014, among E*TRADE FINANCIAL CORPORATION,... (Filed With SEC on February 24, 2015)

E*TRADE FINANCIAL CORPORATION RESTRICTED STOCK UNITS AGREEMENT (Filed With SEC on February 24, 2015)

E*TRADE FINANCIAL CORPORATION NOTICE OF GRANT OF PERFORMANCE UNITS (Filed With SEC on February 24, 2015)

FORM EMPLOYMENT AGREEMENT (Filed With SEC on February 24, 2015)

E*TRADE FINANCIAL CORPORATION 5. 375% Senior Notes due 2022 UNDERWRITING AGREEMENT (Filed With SEC on November 17, 2014)

E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 5.375% Senior Notes due 2022 SecondSupplemental Indenture Dated as of November 17, 2014 to Senior... (Filed With SEC on November 17, 2014)

GLOBAL AMENDMENT TOTHE E*TRADE AGREEMENTS (this Amendment) (Filed With SEC on February 25, 2014)

FORM EMPLOYMENT AGREEMENT (Filed With SEC on February 25, 2014)

TRANSITION AND SEPARATION AGREEMENT (Filed With SEC on August 6, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on May 7, 2013)

E*TRADE FINANCIAL CORPORATION 27,394,448 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENT (Filed With SEC on March 19, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on February 26, 2013)

E*TRADE FINANCIAL CORPORATION 6% Senior Notes due 2017 6.375% Senior Notes due 2019 UNDERWRITING AGREEMENT (Filed With SEC on November 14, 2012)

E*TRADE Financial Corporation as Issuer and The Bank of New York Mellon Trust Company, N.A. as Trustee SeniorIndenture Dated as of November 14, 2012 TABLE OF CONTENTS (Filed With SEC on November 14, 2012)

E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A. 6% Senior Notes due 2017 6.375% Senior Notes due 2019 FirstSupplemental Indenture Dated as of... (Filed With SEC on November 14, 2012)

SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (Filed With SEC on November 1, 2012)

SECURITY AGREEMENT dated as of June 15, 2011 among E*TRADE FINANCIAL CORPORATION, THE SUBSIDIARY GRANTORS PARTY HERETO and THE BANK OF NEW YORK MELLON, as Collateral Trustee TABLE... (Filed With SEC on August 4, 2011)

FIRST SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon Trust... (Filed With SEC on August 4, 2011)

SECOND SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon, as... (Filed With SEC on August 4, 2011)

FOURTH SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon, as... (Filed With SEC on August 4, 2011)

THIRD SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon, as... (Filed With SEC on August 4, 2011)

E*TRADE FINANCIAL CORPORATION 435,000,000% Senior Notes due 2016 UNDERWRITING AGREEMENT (Filed With SEC on May 19, 2011)

E*TRADE Financial Corporation as Issuer and The Bank of New York Mellon Trust Company, N.A. as Trustee Indenture Dated as of May 19, 2011 6 3/4% Senior Notes Due 2016 TABLE OF... (Filed With SEC on May 19, 2011)

E*TRADE FINANCIAL CORPORATION 27,500,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENT (Filed With SEC on April 28, 2011)

E*TRADE FINANCIAL CORPORATION 23,950,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENT (Filed With SEC on February 28, 2011)

TRANSITION AGREEMENT (Filed With SEC on February 22, 2011)

E*TRADEFINANCIAL CORPORATION $150,000,000 CommonStock ($0.01par value per share) DISTRIBUTIONAGREEMENT (Filed With SEC on September 14, 2009)

FOURTHAMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on September 14, 2009)

E*TRADE Financial Corporation as Issuer (Filed With SEC on August 25, 2009)

E*TRADEFINANCIAL CORPORATION, asIssuer (Filed With SEC on July 9, 2009)

E*TRADEFINANCIAL CORPORATION, asIssuer and THEBANK OF NEW YORK MELLON, asTrustee THIRDSUPPLEMENTAL INDENTURE Datedas of July 9, 2009 12.5%Springing Lien Notes due 2017 (Filed With SEC on July 9, 2009)

THIRDAMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on June 30, 2009)

AMENDMENTNO. 1 TO EXCHANGE AGREEMENT (Filed With SEC on June 23, 2009)

Exhibit1.1 E*TRADEFINANCIAL CORPORATION 435,000,000Shares of CommonStock ($0.01par value per share) UNDERWRITINGAGREEMENT (Filed With SEC on June 19, 2009)

SECOND AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on June 17, 2009)

EXCHANGE AGREEMENT (Filed With SEC on June 17, 2009)

E*TRADE FINANCIAL CORPORATION $150,000,000 Common Stock ($0.01 par value per share) (Filed With SEC on May 8, 2009)

E*TRADE 401(k) PLAN (Filed With SEC on February 26, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on February 26, 2009)

E*TRADE Financial Corporation Severance Agreement (Filed With SEC on February 26, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on November 5, 2008)

EXTENSION OF CONSULTING PERIOD IN SEPARATION AGREEMENT FOR INVESTOR RELATIONS SERVICES (Filed With SEC on August 8, 2008)

INDEMNIFICATION AGREEMENT (Filed With SEC on August 8, 2008)

between THE BANK OF NOVA SCOTIA and U.S. RAPTOR THREE, INC. with respect to all of the outstanding shares of capital stock of (Filed With SEC on July 16, 2008)

GUARANTEE AND SUPPORT AGREEMENT (Filed With SEC on July 16, 2008)

EMPLOYMENT AGREEMENT (Filed With SEC on May 9, 2008)

SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (Filed With SEC on May 9, 2008)

EXCHANGE AGREEMENT (Filed With SEC on May 6, 2008)

EQUITIES AND OPTIONS ORDER HANDLING AGREEMENT (Filed With SEC on February 28, 2008)

SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (Filed With SEC on January 2, 2008)

REGISTRATION RIGHTS AGREEMENT By and Between WINGATE CAPITAL LTD. and E*TRADE FINANCIAL CORPORATION (Filed With SEC on December 4, 2007)

E*TRADE Financial Corporation as Issuer And The Bank of New York as Trustee Indenture Dated as of November 29, 2007 12.5% Springing Lien Notes Due 2017 TABLE OF CONTENTS (Filed With SEC on December 4, 2007)

FIRST AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on December 4, 2007)

MASTER INVESTMENT AND SECURITIES PURCHASE AGREEMENT By and Between WINGATE CAPITAL LTD. and E*TRADE FINANCIAL CORPORATION Dated as of November 29, 2007 Table of Contents (Filed With SEC on December 4, 2007)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 4, 2007)

ABS Purchase Agreement (Filed With SEC on December 4, 2007)

FORM OF CODE OF CONDUCT (Filed With SEC on November 9, 2006)

E*TRADE FINANCIAL CORPORATION and The Bank of New York, as Purchase Contract Agent, (Filed With SEC on March 3, 2006)

E*TRADE Financial Corporation as Issuer AND The Bank of New York, as Trustee Subordinated Indenture (Filed With SEC on March 3, 2006)

E*TRADE FINANCIAL CORPORATION and THE BANK OF NEW YORK, as Trustee (Filed With SEC on March 3, 2006)

E*TRADE Financial Corporation as Issuer And The Bank of New York as Trustee (Filed With SEC on March 3, 2006)

Section 1. Definitions. (Filed With SEC on March 3, 2006)

E*TRADE FINANCIAL CORPORATION 7 7/8% SENIOR NOTES DUE 2015 (Filed With SEC on November 18, 2005)

UNDERWRITING AGREEMENT (Filed With SEC on November 18, 2005)

Section 1. (Filed With SEC on November 18, 2005)

EXECUTION COPY (Filed With SEC on November 18, 2005)

E*TRADE FINANCIAL CORPORATION (Filed With SEC on November 18, 2005)

E*TRADE FINANCIAL CORPORATION and THE BANK OF NEW YORK, as Trustee SUPPLEMENTAL INDENTURE NO. 1 Dated as of November [22], 2005 (Filed With SEC on November 18, 2005)

E* TRADE FINANCIAL CORPORATION, (Filed With SEC on November 15, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 15, 2005)

and THE BANK OF NEW YORK, as Trustee (Filed With SEC on November 1, 2005)

E*TRADE Financial Corporation as Issuer and (Filed With SEC on November 1, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 1, 2005)

CREDIT AGREEMENT dated as of September 19, 2005, (Filed With SEC on November 1, 2005)

FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT (Filed With SEC on October 7, 2005)

SALE AND PURCHASE AGREEMENT (Filed With SEC on October 3, 2005)

PURCHASE AND SALE AGREEMENT among HARRIS FINANCIAL CORP., HARRISDIRECT LLC (Filed With SEC on August 11, 2005)

E*TRADE Financial Corporation 2005 Equity Incentive Plan TABLE OF CONTENTS (Filed With SEC on May 31, 2005)

E*TRADE FINANCIAL CORPORATION (Filed With SEC on May 31, 2005)

FORM OF EMPLOYMENT AGREEMENT (Filed With SEC on November 5, 2004)

CORPORATE POLICIES AND PROCEDURES Code of Professional Conduct (Filed With SEC on November 5, 2004)

CORPORATE POLICIES AND PROCEDURES Code of Professional Conduct (Filed With SEC on September 23, 2004)

FORM OF EMPLOYMENT AGREEMENT (Filed With SEC on September 3, 2004)

Settlement Agreement dated as of December 10, 2003, between E*TRADE Financial Corporation and its subsidiaries and affiliates and Christos M. Cotsakos (Filed With SEC on March 11, 2004)

E*TRADE FINANCIAL Sweep Deposit Account Brokerage and Servicing Agreement, dated September 12, 2003, by and between E*TRADE Bank and E*TRADE Clearing LLC (Filed With SEC on November 7, 2003)

MasterServices Agreement and Global Services Schedule dated April 9, 2003 between E*TRADE Group, Inc. and ADP Financial Information Services, Inc (Filed With SEC on August 8, 2003)

Separation Agreement dated January 23, 2003 by and between the Company and Christos M. Cotsakos (Filed With SEC on March 27, 2003)

Employment Agreement dated January 23, 2003 by and between the Company and Mitchell H. Caplan (Filed With SEC on March 27, 2003)

Form of Employment Agreement dated January 21, 2003 by and between the Company and Mitchell H. Caplan, Arlen W. Gelbard, Josh Levine and R. Jarrett Lillien (Filed With SEC on March 27, 2003)

Agreement and Plan of Merger, dated April 10, 2002, by and among the Company, Tradescape Corp., Tradescape Technology Holdings, Inc. and Tradescape Momentum Holdings, Inc (Filed With SEC on August 12, 2002)

E*TRADE GROUP, INC. 1996 STOCK INCENTIVE PLAN (Filed With SEC on May 15, 2002)

Employment Agreement dated October 1, 2001 by and between the Company and Jerry Gramaglia (Filed With SEC on April 1, 2002)

Form of Employment Agreement dated October 1, 2001 by and between the Company and Mitchell C. Caplan, R. (Robert) Jarrett Lilien and Joshua Levine, as individuals (Filed With SEC on April 1, 2002)

Termination Agreement and General Release by and between the Company and SoundView Technology Group, Inc. dated August 20, 2001 (Filed With SEC on November 6, 2001)

Agreement regarding Increase of Capital Commitment of the Company and Modification of Order of Fund Distribution by and between the Company and ArrowPath Venture Partners I, LLC... (Filed With SEC on November 6, 2001)

Amendment to Amended and Restated Limited Partnership Agreement of E*TRADE eCommerce Fund L.P (Filed With SEC on November 6, 2001)

Form of Note and Stock Pledge Agreement by and between the Company and William Porter dated September 17, 2001 (Filed With SEC on November 6, 2001)

Second Amended Employment Agreement dated August 27, 2001, by and between the Company and Christos M. Cotsakos (Filed With SEC on November 6, 2001)

Form of Loan and Note Agreements between the Company and Dennis Lundien, dated May 9, 2001 (Filed With SEC on August 14, 2001)

Form of Note and Stock Pledge Agreements between the Company and Christos M. Cotsakos, dated June 19, 2001 (Filed With SEC on August 14, 2001)

Form of Stock Pledge Agreement by and between the Company and Charles W. Thomson dated February 28, 2001 (Filed With SEC on May 15, 2001)

Form of Loan, Note and Stock Pledge Agreements by and between the Company and Pamela Kramer dated March 30, 2001 (Filed With SEC on May 15, 2001)

Form of Residential Lease with option to buy entered into between B.R.E. Holdings LLC, a wholly-owned subsidiary of the Company, and each of Jerry Gramaglia and Charles W.... (Filed With SEC on May 15, 2001)

E*TRADE GROUP, INC. 1996 STOCK INCENTIVE PLAN AS AMENDED AND RESTATED THROUGH APRIL 19, 2000 ARTICLE ONE GENERAL PROVISIONS (Filed With SEC on November 9, 2000)

MENLO OAKS CORPORATE CENTER STANDARD BUSINESS LEASE (4200 BOHANNON DRIVE) BASIC LEASE INFORMATION (Filed With SEC on November 9, 2000)

E*Trade Ventures II, LLC A Delaware Limited Liability Company LIMITED LIABILITY COMPANY OPERATING AGREEMENT June 16, 2000 TABLE OF CONTENTS (Filed With SEC on November 9, 2000)

E*TRADE GROUP, INC. NOTE SECURED BY DEED OF TRUST (Filed With SEC on November 9, 2000)

E*TRADE GROUP, INC. MANAGEMENT CONTINUITY AGREEMENT June 9, 1999 (Filed With SEC on November 9, 2000)

MODEL MANAGEMENT CONTINUITY AGREEMENT [FOR UNITED STATES EMPLOYEES] E*TRADE GROUP, INC. July 7, 1999 (Filed With SEC on November 9, 2000)

EMPLOYMENT AGREEMENT (Filed With SEC on November 9, 2000)

AMENDED EMPLOYMENT AGREEMENT (Filed With SEC on November 9, 2000)

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E*Trade Contracts & Agreements