EQUUS TOTAL RETURN, INC. Contracts & Agreements

33 Contracts & Agreements
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Filed
Subscription Agreement dated February 10, 2025
EQUUS TOTAL RETURN, INC.
Capital Markets
2025
Securities Purchase Agreement dated February 10, 2025
EQUUS TOTAL RETURN, INC.
Capital Markets
2025
Purchase and Sale Agreement between Morgan E&P, LLC and Pro Energy I LLC
Purchase Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
2023
Stock Purchase Agreement and Plan of Merger, dated April 24, 2017, among Equus Total Return, Inc., ETR Merger Sub, Inc., and certain shareholders of U.S. Gas & Electric, Inc
Merger Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
DE
2017
Amendment No. 1 to Share Exchange Agreement, dated April 24, 2017, between Equus Total Return, Inc. and MVC Capital, Inc
Exchange Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
2017
SHARE EXCHANGE AGREEMENT BETWEEN EQUUS TOTAL RETURN, INC. AND MVC CAPITAL, INC. May 14, 2014
Exchange Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
NY
2014
Plan of Reorganization Equus Total Return, Inc. Dated as of May 13, 2014
Plan of Reorganization Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
2014
Form of Indemnification Agreement between the Fund and certain of its directors and officers
Indemnification Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
DE
2012
Amended and Restated Purchase and Sale Agreement between the Fund and Khan Investments Ltd., dated May 9, 2011
Purchase Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
NY
2011
Purchase and Sale Agreement between the Fund and Kekovia Enterprises Company Limited, dated April 21, 2011
Purchase Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
NY
2011
Purchase and Sale Agreement between the Fund and Khan Investments Ltd., dated April 20, 2011. []
Purchase Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
NY
2011
FIRST EXTENSION AND MODIFICATION AGREEMENT
Modification Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2010
EQUUS TOTAL RETURN, INC. CODE OF ETHICS (Last revised August 7, 2009)
Code of Ethics
EQUUS TOTAL RETURN, INC.
Capital Markets
2010
EQUUS TOTAL RETURN, INC. CODE OF ETHICS
Code of Ethics
EQUUS TOTAL RETURN, INC.
Capital Markets
2009
INSTITUTIONAL CUSTODY CUSTODIAL AGREEMENT
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2009
REVOLVING CREDIT NOTE
Credit Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
2008
PLEDGE AND SECURITY AGREEMENT
Security Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2008
EQUUS TOTAL RETURN, INC. MOORE CLAYTON CAPITAL ADVISORS, INC.
EQUUS TOTAL RETURN, INC.
Capital Markets
2008
LOAN AGREEMENT
Loan Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
2007
ADMINISTRATION AGREEMENT
Administration Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
DE
2005
INVESTMENT ADVISORY AGREEMENT Between MOORE CLAYTON CAPITAL ADVISERS, INC. And EQUUS II INCORPORATED Dated June 30, 2005 TABLE OF CONTENTS
Advisory Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
DE
2005
SECOND MODIFICATION AGREEMENT
Modification Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2005
FORM OF RELEASE AGREEMENT
Release Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
2005
EQUUS CAPITAL MANAGEMENTCORPORATION JOINT CODE OF ETHICS
Code of Ethics
EQUUS TOTAL RETURN, INC.
Capital Markets
2005
FORM OF INDEMNIFICATION AGREEMENT
Indemnification Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
DE
2005
(CORPORATE NO FOREIGN SECURITIES)
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2005
EQUUS II INCORPORATED
EQUUS TOTAL RETURN, INC.
Capital Markets
2005
- 2 -
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2004
- 2 -
EQUUS TOTAL RETURN, INC.
Capital Markets
2004
TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2004
ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2004
TENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2004
NINTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2004