Ellington Financial Inc. Contracts & Agreements

55 Contracts & Agreements
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Underwriting Agreement, dated as of December 8, 2021, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Piper Sandler & Co., as...
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Form of Equity Distribution Agreement
Equity Distribution Agreements
Ellington Financial Inc.
2024
Description of Securities Registered under Section 12 of the Exchange Act
Ellington Financial Inc.
2024
Amended and Restated Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, dated as of December 14, 2023
Operating Agreements
Ellington Financial Inc.
2023
Equity Distribution Agreement
Equity Distribution Agreements
Ellington Financial Inc.
2023
Equity Distribution Agreement
Equity Distribution Agreements
Ellington Financial Inc.
2023
Form of Equity Distribution Agreement Amendment
Equity Distribution Agreements
Ellington Financial Inc.
2023
Termination Agreement, dated as of October 20, 2023, by and between Great Ajax Corp. and Ellington Financial Inc
Termination Agreements
Ellington Financial Inc.
2023
Form of certificate representing the 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock of Ellington Financial Inc
Stock Agreements
Ellington Financial Inc.
2023
Form of certificate representing the 8.250% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of Ellington Financial Inc
Stock Agreements
Ellington Financial Inc.
2023
Form of certificate representing the 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock of Ellington Financial Inc
Stock Agreements
Ellington Financial Inc.
2023
Form of certificate representing the 8.250% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of Ellington Financial Inc
Stock Agreements
Ellington Financial Inc.
2023
Agreement and Plan of Merger, dated as of June 30, 2023, by and among Ellington Financial Inc., EF Acquisition I LLC and Great Ajax Corp
Merger Agreements
Ellington Financial Inc.
2023
Agreement and Plan of Merger, dated as of
Merger Agreements
Ellington Financial Inc.
2023
Underwriting Agreement, dated as of February 2, 2023, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Piper Sandler & Co., as...
Underwriting Agreements
Ellington Financial Inc.
2023
Fourth Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and among the Company, Ellington Financial Operating...
Operating Agreements
Ellington Financial Inc.
2023
Form of Equity Distribution Agreement Amendment
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2023
Indenture, dated as of March 31, 2022, among the Issuers, Ellington Financial Inc. and Wilmington Trust, National Association, as trustee
Indenture Agreements
Ellington Financial Inc.
2022
Description of Securities Registered under Section 12 of the Exchange Act
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2022
Form of Equity Distribution Agreement
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2022
Third Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and between the Company, Ellington Financial Operating...
Operating Agreements
Ellington Financial Inc.
2022
Second Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and between the Company, Ellington Financial Operating...
Operating Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2021
Underwriting Agreement, dated as of October 12, 2021 by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC,...
Underwriting Agreements
Ellington Financial Inc.
2021
Form of Equity Distribution Agreement
Equity Distribution Agreements
Ellington Financial Inc.
2021
Underwriting Agreement, dated as of July 6, 2021 by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC, UBS...
Underwriting Agreements
Ellington Financial Inc.
2021
Description of Securities Registered under Section 12 of the Exchange Act
Ellington Financial Inc.
2020
Underwriting Agreement, dated as of January 21, 2020, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC...
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2020
Underwriting Agreement, dated as of November 18, 2019, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and UBS Securities LLC and...
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Form of OP LTIP Unit Award for Officers
Ellington Financial Inc.
2019
Form of OP LTIP Unit Award for Directors
Ellington Financial Inc.
2019
First Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and between the Company, Ellington Financial Operating...
Operating Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2019
Underwriting Agreement, dated as of October 16, 2019, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC,...
Underwriting Agreements
Ellington Financial Inc.
2019
Underwriting Agreement, dated as of July 17, 2019, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Credit Suisse Securities...
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Form of Equity Distribution Agreement, dated April 3, 2019, by and among Ellington Financial LLC, Ellington Financial Management LLC, and the applicable Agent
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2019
Indenture, dated as of February 13, 2019, among EF Holdco Inc., EF Cayman Holdings Ltd., Ellington Financial LLC and Wilmington Trust, National Association, as trustee
Indenture Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Form of Equity Distribution Agreement, dated June 29, 2018, by and among Ellington Financial LLC, Ellington Financial Management LLC, and the applicable Agent
Equity Distribution Agreements
Ellington Financial Inc.
2018
Retirement Agreement, dated March 30, 2018 by and between Lisa Mumford and Ellington Management Group, L.L.C. and its affiliates listed as parties thereto
Retirement Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
CT
2018
Seventh Amended and Restated Management Agreement, by and between the Company, Ellington Financial Operating Partnership LLC and Ellington Financial Management LLC, dated as of...
Management Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2018
ELLINGTON FINANCIAL LLC, as Issuer 5.25% Senior Notes due 2022 ________________ Indenture Dated as of August 18, 2017 ________________ WILMINGTON TRUST, NATIONAL ASSOCIATION, as...
Indenture Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2017
Dated as of August 18, 2017 REGISTRATION RIGHTS AGREEMENT by and between ELLINGTON FINANCIAL LLC and SANDLER O'NEILL & PARTNERS, L.P. REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2017
ELLINGTON FINANCIAL LLC 2017 EQUITY INCENTIVE PLAN Table of Contents
Bonus & Incentive Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2017
LTIP UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC 2017 EQUITY INCENTIVE PLAN [(Name)] ["] units [Date]
Bonus & Incentive Agreements
Ellington Financial Inc.
2017
LTIP UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC 2017 EQUITY INCENTIVE PLAN [(Name)] ["] units [Date]
Bonus & Incentive Agreements
Ellington Financial Inc.
2017
SIXTH AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2015
8,000,000 Common Shares Representing Limited Liability Company Interests ELLINGTON FINANCIAL LLC UNDERWRITING AGREEMENT
Underwriting Agreements
Ellington Financial Inc.
2014
FIFTH AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2014
5,000,000 Common Shares Representing LimitedLiability Company Interests ELLINGTON FINANCIAL LLC UNDERWRITING AGREEMENT
Underwriting Agreements
Ellington Financial Inc.
2013
FOURTH AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2013
ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC LIMITED LIABILITY COMPANY OPERATING AGREEMENT Dated as of January 1, 2013
Operating Agreements
Ellington Financial Inc.
2013
3,500,000 Common Shares Representing Limited LiabilityCompany Interests ELLINGTON FINANCIAL LLC UNDERWRITING AGREEMENT
Underwriting Agreements
Ellington Financial Inc.
2012
LONG TERM INCENTIVE PLAN UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC INCENTIVE PLAN FOR INDIVIDUALS ( ) units [Date]
Bonus & Incentive Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2012
LONG TERM INCENTIVE PLAN UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC INCENTIVE PLAN FOR INDIVIDUALS ( ) units [Date]
Bonus & Incentive Agreements
Ellington Financial Inc.
2012
LONG TERM INCENTIVE PLAN UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC INCENTIVE PLAN FOR INDIVIDUALS (Lisa Mumford) 2,400 units December 12, 2011
Bonus & Incentive Agreements
Ellington Financial Inc.
2011
THIRD AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreements
Ellington Financial Inc.
2011
SECOND AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2011