Ellington Financial Inc. Business Finance Contracts & Agreements

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Description of Ellington Financial Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2025
Ellington Financial Inc. Equity Distribution Agreement with Placement Agent (September 30, 2024)
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2024
Description of Ellington Financial Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2024
Amendment No. 2 to Equity Distribution Agreement among Ellington Financial Inc., Ellington Financial Management LLC, and Placement Agent
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2023
Ellington Financial Inc. Equity Distribution Agreement with Armstrong Securities LLC (November 2023)
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2023
Ellington Financial Inc. and UBS Securities LLC Equity Distribution Agreement (November 13, 2023)
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2023
Ellington Financial Inc. 8.250% Series E Preferred Stock Certificate (Cede & Co.)
Stock Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2023
Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock Certificate
Stock Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2023
Ellington Financial Inc. 8.250% Series E Preferred Stock Certificate (Cede & Co.)
Stock Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2023
Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock Certificate (Cede & Co.)
Stock Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2023
Ellington Financial Inc. Underwriting Agreement for 8.625% Series C Preferred Stock with Piper Sandler & Co.
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2023
Amendment No. 1 to Equity Distribution Agreement among Ellington Financial Inc., Ellington Financial Management LLC, and Placement Agent
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2023
Indenture Agreement for 5.875% Senior Notes due 2027 among EF Holdco Inc., Affiliates, Ellington Financial Inc., and Wilmington Trust
Indenture Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2022
Description of Ellington Financial Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2022
Ellington Financial Inc. Equity Distribution Agreement for Series A and B Preferred Stock, January 2022
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2022
Underwriting Agreement for 6.250% Series B Preferred Stock between Ellington Financial Inc. and Piper Sandler & Co.
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Ellington Financial Inc. Underwriting Agreement for 5,000,000 Shares of Common Stock with Morgan Stanley, BofA Securities, J.P. Morgan, and UBS
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Ellington Financial Inc. Equity Distribution Agreement with Placement Agent (August 6, 2021)
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2021
Ellington Financial Inc. Underwriting Agreement for 6,000,000 Shares of Common Stock with Morgan Stanley, UBS, and BofA Securities (July 2021)
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2021
Description of Ellington Financial Inc. Common Stock and Series A Preferred Stock Registered under Section 12 of the Exchange Act
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
2020
Ellington Financial Inc. Underwriting Agreement with Morgan Stanley & Co. LLC and Credit Suisse Securities (USA) LLC (January 2020)
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2020
Ellington Financial Inc. Underwriting Agreement with UBS Securities LLC and Credit Suisse Securities (USA) LLC (November 2019)
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Ellington Financial Inc. LTIP Unit Award Agreement under 2017 Equity Incentive Plan
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2019
Underwriting Agreement for 6.750% Series A Preferred Stock between Ellington Financial Inc. and Underwriters (Morgan Stanley, UBS, Keefe, Bruyette & Woods, Sandler O’Neill)
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Ellington Financial Inc. Underwriting Agreement for 3,500,000 Shares of Common Stock with Credit Suisse Securities (USA) LLC and UBS Securities LLC
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Ellington Financial Inc. Equity Distribution Agreement with Placement Agent (April 3, 2019)
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2019
Indenture Agreement for 5.50% Senior Notes due 2022 by EF Holdco Inc., EF Cayman Holdings Ltd., and Ellington Financial LLC
Indenture Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2019
Ellington Financial LLC Equity Distribution Agreement with Placement Agent (June 29, 2018)
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2018
Indenture Agreement for 5.25% Senior Notes due 2022 between Ellington Financial LLC and Wilmington Trust, National Association
Indenture Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2017
Ellington Financial LLC LTIP Unit Award Agreement under 2017 Equity Incentive Plan
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2017
Ellington Financial LLC LTIP Unit Award Agreement under 2017 Equity Incentive Plan
Equity Distribution Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
DE
2017
Ellington Financial LLC Underwriting Agreement with Merrill Lynch, Deutsche Bank, Morgan Stanley, and UBS (September 3, 2014)
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2014
Ellington Financial LLC Underwriting Agreement with Merrill Lynch, Deutsche Bank, Credit Suisse, and UBS (May 8, 2013)
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2013
Ellington Financial LLC Underwriting Agreement with Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated (August 15, 2012)
Underwriting Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2012
Registration Rights Agreement between Ellington Financial LLC and Sandler O'Neill & Partners, L.P.
Registration Rights Agreements
Ellington Financial Inc.
Mortgage REITs, Lenders, & Securities
NY
2017